13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 6,704 holding rows worth $222,523,667,000.
- Accession
- 0001567619-18-000890
- Filer
- CIK 1000275
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 25,986 entries on the cover page, a total value of $222,523,667,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $222,523,667,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerCRAMER ROSENTHAL MCGLYNN LLC028-02028
- included managerLomas Capital Management, LLC028-15278
- included managerCYPRESS FUNDS LLC028-04707
- included managerAscend Capital Limited Partnership028-11218
- included managerDiametric Capital, LP028-18524
- included managerBlackstart Capital LP028-17673
- included managerContext BH Capital Management, LP028-17208
- included managerAzora Capital LP028-18527
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 234,532 | $10,436,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 321,666 | $10,418,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 461,128 | $10,416,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 1,666,275 | $10,397,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 3,473 | $10,315,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 148,975 | $10,291,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 388,241 | $10,274,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 137,604 | $10,251,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 106,040 | $10,250,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 401,519 | $10,246,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 123,318 | $10,242,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 171,843 | $10,237,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 1,005,027 | $10,231,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 42,100 | $10,230,000 | thousands by filing date | call |
| MACERICH CO | 554382101 | COM | 180,000 | $10,229,000 | thousands by filing date | call |
| HP INC COM | 40434L105 | Stock | 450,000 | $10,211,000 | thousands by filing date | put |
| United Parcel Service,Inc. Class B | 911312106 | COM | 96,000 | $10,198,000 | thousands by filing date | put |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 182,104 | $10,198,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 565,500 | $10,162,000 | thousands by filing date | put |
| VANGUARD MALVERN FDS | 922020805 | SHS | 207,847 | $10,153,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 136,762 | $10,152,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 435,000 | $10,131,000 | thousands by filing date | put |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 76,417 | $10,126,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 243,153 | $10,122,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1,894,442 | $10,116,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 48,400 | $10,115,000 | thousands by filing date | call |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 124,453 | $10,097,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 850,409 | $10,095,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 7,000,000 | $10,080,000 | thousands by filing date | principal |
| KKR & CO LP | 48248M102 | COMMON STOCK | 405,221 | $10,070,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 600,911 | $10,054,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 792,797 | $10,046,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 666,059 | $10,031,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 1,109,000 | $10,025,000 | thousands by filing date | call |
| IRON MTN INC DEL COM | 46284V101 | REIT | 285,343 | $9,989,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 51,799 | $9,984,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 231,937 | $9,972,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 158,995 | $9,950,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 191,964 | $9,927,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 330,148 | $9,907,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 5,500,000 | $9,905,000 | thousands by filing date | principal |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 241,986 | $9,899,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 98,482 | $9,836,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 963,806 | $9,812,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 327,248 | $9,801,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 102,500 | $9,796,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 203,557 | $9,794,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 455,017 | $9,783,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 84,375 | $9,761,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 223,138 | $9,759,000 | thousands by filing date | |
| QIAGEN NV | N72482AA5 | DEBT 0.375% 3/1 | 7,600,000 | $9,751,000 | thousands by filing date | principal |
| BEMIS INC | 081437105 | COM | 230,883 | $9,745,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 382,400 | $9,732,000 | thousands by filing date | call |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 224,042 | $9,724,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 83,877 | $9,718,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 162,019 | $9,708,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 645,893 | $9,682,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 685,089 | $9,680,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 115,111 | $9,660,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 235,400 | $9,651,000 | thousands by filing date | call |
| Coca-Cola Company | 191216100 | COM | 220,000 | $9,649,000 | thousands by filing date | call |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 961,897 | $9,647,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 221,860 | $9,640,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 168,882 | $9,635,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 77,515 | $9,624,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 555,555 | $9,611,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 361,094 | $9,609,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 224,623 | $9,601,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 411,111 | $9,588,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 61,054 | $9,583,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 454,573 | $9,582,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 79,700 | $9,579,000 | thousands by filing date | put |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 1,025,370 | $9,525,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 1,256,637 | $9,512,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 93,115 | $9,508,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 442,024 | $9,477,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 2,187,406 | $9,450,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 817,059 | $9,429,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 74,400 | $9,419,000 | thousands by filing date | put |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 305,188 | $9,384,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 604,678 | $9,367,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 262,250 | $9,295,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 30,928 | $9,269,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 140,380 | $9,269,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 336,812 | $9,259,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 514,600 | $9,247,000 | thousands by filing date | call |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 857,619 | $9,245,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 411,621 | $9,240,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 709,027 | $9,238,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 27,500 | $9,227,000 | thousands by filing date | put |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 68,560 | $9,205,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 209,300 | $9,201,000 | thousands by filing date | put |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 117,344 | $9,191,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 701,916 | $9,187,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 156,891 | $9,184,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 88,817 | $9,171,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 127,478 | $9,160,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 208,398 | $9,121,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 373,514 | $9,088,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 138,900 | $9,055,000 | thousands by filing date | put |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 731,968 | $9,046,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 400,000 | $9,044,000 | thousands by filing date | put |
| NORTHERN TR CORP COM | 665859104 | Stock | 87,758 | $9,028,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 108,812 | $9,028,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 555,995 | $9,019,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 300,000 | $9,015,000 | thousands by filing date | put |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 2,648,851 | $8,981,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 128,300 | $8,946,000 | thousands by filing date | call |
| HOME BANCSHARES INC COM | 436893200 | Stock | 395,912 | $8,932,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 400,000 | $8,924,000 | thousands by filing date | call |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 252,709 | $8,909,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 413,447 | $8,899,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 596,365 | $8,885,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J304 | BULSHS 2019 CB | 422,679 | $8,874,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 144,400 | $8,863,000 | thousands by filing date | call |
| EPAM SYS INC COM | 29414B104 | Stock | 71,202 | $8,853,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,306,006 | $8,842,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 707,952 | $8,835,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 281,743 | $8,826,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 104,316 | $8,825,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 147,028 | $8,813,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 31,187 | $8,800,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 88,406 | $8,797,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 210,000 | $8,774,000 | thousands by filing date | call |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 65,576 | $8,766,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 119,300 | $8,739,000 | thousands by filing date | call |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 207,646 | $8,738,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 706,214 | $8,722,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 138,401 | $8,713,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 339,315 | $8,690,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 135,000 | $8,687,000 | thousands by filing date | put |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 674,384 | $8,679,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 166,422 | $8,666,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 457,250 | $8,651,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 200,000 | $8,640,000 | thousands by filing date | call |
| FIRST SOLAR INC COM | 336433107 | Stock | 163,799 | $8,625,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 325,170 | $8,619,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 200,000 | $8,604,000 | thousands by filing date | put |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 24,888 | $8,589,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 186,824 | $8,568,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 124,000 | $8,566,000 | thousands by filing date | put |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 610,496 | $8,553,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 183,220 | $8,551,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 394,857 | $8,525,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 155,000 | $8,489,000 | thousands by filing date | put |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 173,127 | $8,486,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 360,418 | $8,452,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 447,373 | $8,452,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 263,664 | $8,449,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 200,000 | $8,440,000 | thousands by filing date | put |
| Chevron Corporation | 166764100 | COM | 66,600 | $8,420,000 | thousands by filing date | call |
| DESTINATION XL GROUP INC | 25065K104 | COM | 3,735,535 | $8,405,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 95,375 | $8,371,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 218,662 | $8,359,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 401,337 | $8,356,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 128,296 | $8,337,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 137,200 | $8,328,000 | thousands by filing date | call |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 276,491 | $8,288,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 5,810,000 | $8,275,000 | thousands by filing date | principal |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 1,060,149 | $8,269,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 162,981 | $8,268,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 57,513 | $8,265,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 329,544 | $8,265,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 400,000 | $8,260,000 | thousands by filing date | put |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 121,777 | $8,246,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 7,711 | $8,245,000 | thousands by filing date | principal |
| COSTAR GROUP INC COM | 22160N109 | Stock | 19,978 | $8,244,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 107,985 | $8,235,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 2,300,000 | $8,211,000 | thousands by filing date | put |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 217,111 | $8,199,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 45,954 | $8,193,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 88,252 | $8,193,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 376,224 | $8,180,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 55,000 | $8,177,000 | thousands by filing date | put |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 285,752 | $8,175,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 124,900 | $8,142,000 | thousands by filing date | call |
| INTERSECT ENT INC | 46071F103 | COM | 215,079 | $8,055,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 141,700 | $8,047,000 | thousands by filing date | call |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 190,368 | $8,047,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 225,277 | $8,043,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 84,993 | $8,039,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 43,500 | $8,030,000 | thousands by filing date | put |
| Amgen Inc. | 031162100 | COM | 43,500 | $8,030,000 | thousands by filing date | call |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 277,837 | $8,026,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 130,100 | $8,019,000 | thousands by filing date | put |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 76,820 | $7,997,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 103,807 | $7,992,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 156,000 | $7,972,000 | thousands by filing date | put |
| FEDEX CORP COM | 31428X106 | Stock | 35,000 | $7,947,000 | thousands by filing date | put |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 339,526 | $7,939,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 149,649 | $7,925,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 220,000 | $7,922,000 | thousands by filing date | call |
| Charles Schwab Corp | 808513105 | COM | 154,800 | $7,910,000 | thousands by filing date | call |
| RINGCENTRAL INC | 76680R206 | CL A | 112,428 | $7,909,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 248,494 | $7,883,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 83,759 | $7,875,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 430,500 | $7,874,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 370,000 | $7,859,000 | thousands by filing date | call |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 1,010,993 | $7,856,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 80,000 | $7,840,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 470,904 | $7,836,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 113,300 | $7,827,000 | thousands by filing date | call |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 469,324 | $7,823,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J106 | BULSHS2018 COR | 369,376 | $7,816,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 536,867 | $7,802,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 3,181,958 | $7,796,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 60,314 | $7,785,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 163,994 | $7,777,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 166,719 | $7,773,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 123,945 | $7,754,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 1,300,154 | $7,749,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 255,266 | $7,736,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 175,291 | $7,735,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 236,217 | $7,727,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 414,300 | $7,723,000 | thousands by filing date | put |
| TELEFLEX INCORPORATED | 879369106 | COM | 28,747 | $7,710,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 106,606 | $7,707,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 505,781 | $7,698,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 72,800 | $7,630,000 | thousands by filing date | call |
| OMNICOM GROUP INC COM | 681919106 | Stock | 100,000 | $7,627,000 | thousands by filing date | call |
| KROGER CO COM | 501044101 | Stock | 267,800 | $7,619,000 | thousands by filing date | put |
| HOLLYFRONTIER CORP | 436106108 | COM | 111,344 | $7,619,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 100,000 | $7,612,000 | thousands by filing date | call |
| EVERCORE INC CLASS A | 29977A105 | Stock | 72,183 | $7,611,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 323,061 | $7,595,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 11,306 | $7,586,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 196,883 | $7,559,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 175,862 | $7,553,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 86,885 | $7,548,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 254,906 | $7,546,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 90,108 | $7,539,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 323,059 | $7,534,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 125,961 | $7,470,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 242,726 | $7,435,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 75,853 | $7,427,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 150,524 | $7,419,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 295,772 | $7,418,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 62,259 | $7,408,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 379,838 | $7,380,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 57,455 | $7,377,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 188,267 | $7,376,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 218,210 | $7,343,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 619,173 | $7,337,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 374,186 | $7,334,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 149,390 | $7,290,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 123,327 | $7,285,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 125,000 | $7,266,000 | thousands by filing date | put |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 309,268 | $7,264,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 190,000 | $7,249,000 | thousands by filing date | call |
| RH | 74967X103 | COM | 51,793 | $7,235,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 176,841 | $7,232,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 159,826 | $7,224,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 345,051 | $7,223,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 541,956 | $7,219,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 572,513 | $7,213,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 142,610 | $7,197,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 100,457 | $7,195,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 97,317 | $7,193,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 187,713 | $7,191,000 | thousands by filing date | |
| CITIGROUP GLOBAL MKTS HLDGS | 17325E291 | VLCTYSHS 3X LNG | 165,165 | $7,175,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 65,800 | $7,164,000 | thousands by filing date | call |
| TRI POINTE HOMES INC | 87265H109 | COM | 436,874 | $7,148,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 118,000 | $7,146,000 | thousands by filing date | call |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 150,000 | $7,145,000 | thousands by filing date | put |
| INVESCO EXCHANGETRADED FD T DWA TACTCL SCT | 46138E826 | CEF | 240,822 | $7,131,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 120,260 | $7,119,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 159,154 | $7,091,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 69,065 | $7,090,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 87,627 | $7,085,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 71,379 | $7,074,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 185,293 | $7,071,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 206,391 | $7,070,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 228,261 | $7,061,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 531,463 | $7,053,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 176,000 | $7,052,000 | thousands by filing date | put |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 5,750,000 | $7,050,000 | thousands by filing date | principal |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 178,191 | $7,048,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 233,734 | $7,048,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 407,586 | $7,031,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 51,462 | $7,024,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 157,416 | $7,024,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 181,546 | $7,009,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 751,367 | $6,988,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 134,773 | $6,974,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 454,324 | $6,973,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 589,779 | $6,953,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 116,154 | $6,941,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 5,268,000 | $6,931,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 275,000 | $6,922,000 | thousands by filing date | put |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 139,985 | $6,906,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 370,000 | $6,897,000 | thousands by filing date | call |
| YUM CHINA HLDGS INC | 98850P109 | COM | 179,117 | $6,888,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 141,396 | $6,868,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 19,214 | $6,843,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 194,943 | $6,842,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 136,318 | $6,838,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 2,914,186 | $6,819,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 187,273 | $6,816,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 142,670 | $6,804,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 55,666 | $6,801,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 249,469 | $6,792,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 473,868 | $6,790,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 44,770 | $6,777,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 138,500 | $6,773,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 7,000,000 | $6,773,000 | thousands by filing date | principal |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 137,736 | $6,760,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 132,755 | $6,750,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 96,214 | $6,733,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 61,544 | $6,725,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 126,223 | $6,712,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 127,000 | $6,692,000 | thousands by filing date | call |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 200,000 | $6,690,000 | thousands by filing date | call |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 135,960 | $6,689,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 25,815 | $6,642,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 112,754 | $6,635,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 28,000 | $6,633,000 | thousands by filing date | call |
| GRACO INC COM | 384109104 | Stock | 146,686 | $6,632,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 218,048 | $6,628,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 187,640 | $6,603,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 229,719 | $6,589,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 137,819 | $6,587,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 258,676 | $6,586,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 103,867 | $6,583,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 90,707 | $6,576,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 133,661 | $6,574,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 11,430 | $6,573,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 79,036 | $6,572,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 277,406 | $6,567,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 212,862 | $6,561,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 253,713 | $6,552,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 237,762 | $6,538,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 52,194 | $6,516,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 116,872 | $6,510,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 263,668 | $6,510,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 313,105 | $6,506,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 115,187 | $6,501,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 48,000 | $6,485,000 | thousands by filing date | put |
| GAP INC COM | 364760108 | Stock | 200,000 | $6,478,000 | thousands by filing date | put |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,183,761 | $6,440,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 232,999 | $6,438,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 200,172 | $6,408,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 183,540 | $6,406,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 178,552 | $6,390,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 100,197 | $6,383,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 29,826 | $6,377,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 222,889 | $6,377,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 361,712 | $6,376,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 48,393 | $6,369,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 41,733 | $6,363,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 182,774 | $6,348,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 78,600 | $6,334,000 | thousands by filing date | call |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 98,698 | $6,328,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 80,000 | $6,319,000 | thousands by filing date | put |
| ISHARES INC | 464286103 | MSCI AUST ETF | 279,089 | $6,310,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 272,975 | $6,295,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 50,000 | $6,286,000 | thousands by filing date | put |
| SEI INVTS CO COM | 784117103 | Stock | 100,213 | $6,265,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 300,000 | $6,258,000 | thousands by filing date | put |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 100,525 | $6,257,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 96,441 | $6,242,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 274,380 | $6,229,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 244,280 | $6,229,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 4,914,000 | $6,219,000 | thousands by filing date | principal |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 6,180,000 | $6,217,000 | thousands by filing date | principal |
| BRINKER INTL INC COM | 109641100 | Stock | 130,566 | $6,216,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 51,815 | $6,216,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 262,739 | $6,211,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 126,050 | $6,203,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 275,163 | $6,202,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 239,911 | $6,156,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 98,115 | $6,150,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 1,719,171 | $6,137,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 73,510 | $6,135,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 75,000 | $6,114,000 | thousands by filing date | put |
| METLIFE INC COM | 59156R108 | Stock | 140,000 | $6,104,000 | thousands by filing date | put |
| PROOFPOINT INC | 743424AD5 | DBCV 0.750% 6/1 | 4,219,000 | $6,096,000 | thousands by filing date | principal |
| Schwab US REIT ETF | 808524847 | SHS | 145,658 | $6,086,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 71,200 | $6,075,000 | thousands by filing date | call |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 94,035 | $6,074,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 542,493 | $6,060,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 187,336 | $6,060,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 114,408 | $6,056,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 133,826 | $6,033,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 100,000 | $6,030,000 | thousands by filing date | put |
| ISHARES TR | 464287812 | US CONSM STAPLES | 50,922 | $6,023,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 90,000 | $6,020,000 | thousands by filing date | put |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 125,882 | $5,996,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 41,431 | $5,989,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 47,743 | $5,987,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 127,900 | $5,974,000 | thousands by filing date | put |
| MIMEDX GROUP INC | 602496101 | COM | 934,864 | $5,973,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 1,792,398 | $5,970,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 43,115 | $5,968,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 81,013 | $5,967,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 161,249 | $5,960,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 159,146 | $5,956,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 46,000 | $5,937,000 | thousands by filing date | put |
| VULCAN MATLS CO COM | 929160109 | Stock | 46,000 | $5,937,000 | thousands by filing date | call |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 248,969 | $5,931,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 375,206 | $5,928,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 144,500 | $5,925,000 | thousands by filing date | put |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 205,865 | $5,925,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 120,000 | $5,903,000 | thousands by filing date | put |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 382,207 | $5,893,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q528 | DYNAM US ETF | 181,460 | $5,876,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 391,600 | $5,870,000 | thousands by filing date | call |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 6,025,000 | $5,842,000 | thousands by filing date | principal |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 105,000 | $5,825,000 | thousands by filing date | put |
| PVH CORPORATION COM | 693656100 | Stock | 38,800 | $5,809,000 | thousands by filing date | call |
| CHEMOURS CO COM | 163851108 | Stock | 130,904 | $5,806,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 51,030 | $5,773,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 126,763 | $5,765,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 31,509 | $5,758,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 176,000 | $5,755,000 | thousands by filing date | put |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 67,685 | $5,734,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 118,784 | $5,708,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 67,577 | $5,696,000 | thousands by filing date | |
| LEGG MASON ETF INVT TR | 52468L703 | GLOBAL INFSTRU | 200,000 | $5,670,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 306,138 | $5,652,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 100,000 | $5,647,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 145,858 | $5,643,000 | thousands by filing date | |
| SUPERVALU INC | 868536301 | COM NEW | 275,000 | $5,643,000 | thousands by filing date | call |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 432,317 | $5,633,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 86,259 | $5,629,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 107,904 | $5,608,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 35,853 | $5,600,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 3,855,000 | $5,597,000 | thousands by filing date | principal |
| UNITED STATES STL CORP NEW | 912909108 | COM | 160,800 | $5,588,000 | thousands by filing date | put |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 338,647 | $5,574,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 636,459 | $5,569,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 90,284 | $5,549,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 424,647 | $5,526,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 43,914 | $5,523,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 301,441 | $5,510,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 413,308 | $5,497,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 154,863 | $5,493,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 146,800 | $5,493,000 | thousands by filing date | call |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 41,844 | $5,490,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 240,000 | $5,472,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q536 | DYNA CORE IN ETF | 228,305 | $5,461,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 195,000 | $5,460,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 179,976 | $5,429,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 176,266 | $5,413,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 92,234 | $5,410,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 78,500 | $5,405,000 | thousands by filing date | put |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 139,650 | $5,402,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 714,656 | $5,396,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 166,000 | $5,395,000 | thousands by filing date | put |
| ENCORE CAP GROUP INC | 292554102 | COM | 147,389 | $5,394,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 100,000 | $5,379,000 | thousands by filing date | put |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 41,708 | $5,373,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 1,231,762 | $5,371,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 100,635 | $5,368,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 116,728 | $5,358,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 29,133 | $5,349,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 50,763 | $5,338,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 151,442 | $5,333,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 127,556 | $5,330,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 70,000 | $5,328,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 265,736 | $5,320,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 82,867 | $5,312,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 130,770 | $5,308,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 156,105 | $5,291,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 238,813 | $5,278,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 268,444 | $5,276,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 72,000 | $5,273,000 | thousands by filing date | put |
| NUCOR CORP COM | 670346105 | Stock | 84,300 | $5,269,000 | thousands by filing date | put |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 101,293 | $5,267,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 185,361 | $5,259,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 257,500 | $5,241,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 52,461 | $5,222,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 91,140 | $5,217,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 79,112 | $5,202,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 514,600 | $5,197,000 | thousands by filing date | call |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 304,083 | $5,196,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 94,351 | $5,195,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 184,874 | $5,187,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 123,668 | $5,187,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 46,787 | $5,184,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 61,259 | $5,178,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 22,687 | $5,176,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 176,001 | $5,171,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 115,600 | $5,150,000 | thousands by filing date | call |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 442,859 | $5,145,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 43,232 | $5,134,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 328,265 | $5,128,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 234,039 | $5,111,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 62,500 | $5,109,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 143,250 | $5,108,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 194,289 | $5,107,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 86,872 | $5,107,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 65,932 | $5,104,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 466,729 | $5,101,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 48,674 | $5,100,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 379,113 | $5,095,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 35,574 | $5,094,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 125,000 | $5,085,000 | thousands by filing date | put |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 58,351 | $5,083,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 458,426 | $5,060,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 33,566 | $5,054,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-18-000890 | this filing | 2018-08-14 | acceptance time not in the bulk data set |