13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 6,704 holding rows worth $222,523,667,000.
- Accession
- 0001567619-18-000890
- Filer
- CIK 1000275
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 25,986 entries on the cover page, a total value of $222,523,667,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $222,523,667,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerCRAMER ROSENTHAL MCGLYNN LLC028-02028
- included managerLomas Capital Management, LLC028-15278
- included managerCYPRESS FUNDS LLC028-04707
- included managerAscend Capital Limited Partnership028-11218
- included managerDiametric Capital, LP028-18524
- included managerBlackstart Capital LP028-17673
- included managerContext BH Capital Management, LP028-17208
- included managerAzora Capital LP028-18527
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 279 | $22,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 1,775 | $22,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 3,637 | $22,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 1,150 | $22,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 5,720 | $22,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 2,796 | $22,000 | thousands by filing date | |
| MOGO FIN TECHNOLOGY INC | 608008108 | COM | 8,107 | $22,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 820 | $21,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 1,624 | $21,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 2,000 | $21,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 1,153 | $21,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 10,503 | $21,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 1,500 | $21,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 645 | $21,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 12,190 | $21,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 1,025 | $21,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 1,500 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R837 | CMN | 957 | $21,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 1,877 | $21,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 1,050 | $21,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 5,230 | $21,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 670 | $21,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 905 | $21,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 1,427 | $21,000 | thousands by filing date | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 715 | $20,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 444 | $20,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 889 | $20,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 1,572 | $20,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 886 | $20,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 720 | $20,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 714 | $20,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 830 | $20,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 550 | $20,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 5,372 | $20,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 600 | $20,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 10,728 | $20,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 6,121 | $20,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 369 | $20,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 1,000 | $20,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 493 | $20,000 | thousands by filing date | |
| Fte Networks Inc | 30283R402 | COM | 1,050 | $20,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 11,500 | $20,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 422 | $20,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 1,412 | $20,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 17,196 | $20,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 18,000 | $20,000 | thousands by filing date | principal |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 19,000 | $20,000 | thousands by filing date | principal |
| COLUMBIA ETF TR I | 19762B301 | I EM QUALITY ETF | 1,370 | $20,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 18,000 | $20,000 | thousands by filing date | principal |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 700 | $19,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 500 | $19,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 2,250 | $19,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 4,035 | $19,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 300 | $19,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 598 | $19,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 1,033 | $19,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 1,149 | $19,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 6,500 | $19,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 300 | $19,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 1,515 | $19,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 1,110 | $19,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 221 | $19,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 931 | $19,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 19,563 | $19,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 505 | $19,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 2,461 | $19,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 339 | $19,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 7,801 | $19,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 6,479 | $19,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 300 | $19,000 | thousands by filing date | |
| VANECK VECTORS HIGH INCOME INFRASTRUCTURE MLP ETF | 92189F569 | ETF | 1,500 | $19,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 899 | $19,000 | thousands by filing date | |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 170 | $19,000 | thousands by filing date | principal |
| NORTHERN LTS FD TR IV | 66538H583 | ETF | 400 | $19,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38147QLX2 | MTNF 2/1 | 13,000 | $19,000 | thousands by filing date | principal |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 13,000 | $19,000 | thousands by filing date | principal |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 967 | $18,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 27,273 | $18,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 801 | $18,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 3,140 | $18,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 1,951 | $18,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A628 | POINT BRIDGE AMR | 669 | $18,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 282 | $18,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 8,299 | $18,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 15,700 | $18,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 539 | $18,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 750 | $18,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 622 | $18,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 8,002 | $18,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 838 | $18,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 13,157 | $18,000 | thousands by filing date | |
| FQF TR | 351680707 | QUANT NEUT ANT | 900 | $18,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 2,040 | $18,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K125 | DAILY S&P OIL | 3,000 | $18,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E701 | CHINA SMALL CP | 625 | $18,000 | thousands by filing date | |
| DREYFUS ALCENTRA GBL CR INCO | 26189A105 | COM | 2,012 | $18,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 16,000 | $18,000 | thousands by filing date | principal |
| INVESCO EXCHNG TRADED FD TR | 46138E305 | CDN ENERGY INM | 2,186 | $18,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 1,192 | $17,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 2,050 | $17,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 32,348 | $17,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 3,667 | $17,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 905 | $17,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 1,905 | $17,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 457 | $17,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 200 | $17,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 1,002 | $17,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 691 | $17,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 1,513 | $17,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 802 | $17,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 605 | $17,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 170 | $17,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 1,520 | $17,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 1,300 | $17,000 | thousands by filing date | |
| BIRKS GROUP INC | 09088U109 | CL A COM | 12,500 | $17,000 | thousands by filing date | |
| SENDGRID INC | 816883102 | COM | 642 | $17,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 5,500 | $17,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 608 | $17,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 1,604 | $17,000 | thousands by filing date | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 1,000 | $17,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 830 | $17,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 40,290 | $17,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 3,380 | $17,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 3,420 | $17,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 2,635 | $17,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 1,285 | $17,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 1,571 | $17,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 3,493 | $16,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 521 | $16,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 584 | $16,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 898 | $16,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 250 | $16,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 800 | $16,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 1,000 | $16,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 1,648 | $16,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 1,313 | $16,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 892 | $16,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 869 | $16,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 673 | $16,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 320 | $16,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 2,000 | $16,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 1,260 | $16,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 1,455 | $16,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 1,068 | $16,000 | thousands by filing date | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 526 | $16,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 1,942 | $16,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 5,671 | $16,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 690 | $16,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 5,000 | $16,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 250 | $16,000 | thousands by filing date | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 676 | $16,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 421 | $16,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 1,050 | $16,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 483 | $16,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 432 | $16,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 218 | $16,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 4,725 | $16,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 1,186 | $16,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 9,000 | $16,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 1,303 | $16,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 2,000 | $16,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 3,340 | $16,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 17,000 | $16,000 | thousands by filing date | principal |
| ALTA MESA RES INC | 02133L109 | CL A | 2,258 | $16,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 935 | $16,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E271 | S&P GLOBL DIVI | 1,466 | $16,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 7,660 | $16,000 | thousands by filing date | |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 260 | $16,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E750 | FTSE RAFI ASIA | 308 | $16,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 441 | $15,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 390 | $15,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 1,200 | $15,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 699 | $15,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 117 | $15,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 2,310 | $15,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 540 | $15,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P868 | FRANKLIN DYN MUN | 625 | $15,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 500 | $15,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F379 | CHINA BOND ETF | 653 | $15,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 879 | $15,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 182 | $15,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 894 | $15,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 945 | $15,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 191 | $15,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 765 | $15,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 16,194 | $15,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 2,000 | $15,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 14,000 | $15,000 | thousands by filing date | principal |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 11,920 | $15,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 2,770 | $15,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 3,000 | $15,000 | thousands by filing date | |
| CONSOL COAL RESOURCES LP | 20855T100 | COM UNIT | 1,000 | $15,000 | thousands by filing date | |
| CYTRX CORP | 232828608 | COM PAR | 12,989 | $15,000 | thousands by filing date | |
| SPDR INDEX SHS FDS SOLACTIVE JAPAN | 78463X368 | CEF | 200 | $15,000 | thousands by filing date | |
| COLUMBIA ETF TR II BEYOND BRICS ETF | 19762B103 | CEF | 857 | $15,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 87238QAB9 | COM | 15,000 | $15,000 | thousands by filing date | principal |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 3,936 | $14,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 607 | $14,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 961 | $14,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 384 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 230 | $14,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 344 | $14,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 3,597 | $14,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 3,015 | $14,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 700 | $14,000 | thousands by filing date | call |
| BARRICK GOLD CORP | 067901108 | COM | 1,100 | $14,000 | thousands by filing date | call |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 900 | $14,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 513 | $14,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 562 | $14,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 1,477 | $14,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 690 | $14,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 6,701 | $14,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 143 | $14,000 | thousands by filing date | |
| IKONICS CORP | 45172K102 | COM | 1,300 | $14,000 | thousands by filing date | |
| INVESCO DB G10 CURRENCY HRVS | 46139B102 | UNIT | 585 | $14,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 517 | $14,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 5,000 | $14,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 5,386 | $14,000 | thousands by filing date | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 402 | $14,000 | thousands by filing date | |
| ALIO GOLD INC | 01627X108 | COM | 9,465 | $14,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 14,000 | $14,000 | thousands by filing date | principal |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 8,631 | $14,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 603 | $14,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 2,800 | $14,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 7,030 | $14,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19762B889 | I INDIA SML CP ETF | 802 | $14,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 367 | $13,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 184 | $13,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 261 | $13,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 654 | $13,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 993 | $13,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 640 | $13,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 1,586 | $13,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 2,100 | $13,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F508 | FLEXIBL MUN HIGH | 700 | $13,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 1,214 | $13,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 400 | $13,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 435 | $13,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 1,260 | $13,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 1,044 | $13,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 2,400 | $13,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 210 | $13,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 1,224 | $13,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 5,823 | $13,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 1,000 | $13,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P563 | FUND | 300 | $13,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 1,352 | $13,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 2,004 | $13,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 500 | $13,000 | thousands by filing date | principal |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 741 | $13,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 2,694 | $13,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 14,000 | $13,000 | thousands by filing date | principal |
| ECO STIM ENERGY SOLUTIONS IN | 27888D101 | COM | 20,000 | $13,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A875 | DMND HILL VAL | 401 | $13,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 200 | $13,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 8,000 | $13,000 | thousands by filing date | principal |
| FORMFACTOR INC COM | 346375108 | Stock | 923 | $12,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 881 | $12,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 300 | $12,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 941 | $12,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 842 | $12,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 1,489 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X812 | INDXX GLOBAL AGR | 450 | $12,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 10,535 | $12,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 431 | $12,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 7,535 | $12,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 785 | $12,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 1,000 | $12,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 1,910 | $12,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 300 | $12,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 494 | $12,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 332 | $12,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 8,000 | $12,000 | thousands by filing date | |
| INSPIRE 500 ETF | 45782C201 | ETF | 500 | $12,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 800 | $12,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 400 | $12,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 11,000 | $12,000 | thousands by filing date | principal |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 822 | $12,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 2,665 | $12,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 13,000 | $12,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37954Y509 | Cmn | 400 | $12,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 372 | $11,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 1,000 | $11,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 1,543 | $11,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 1,152 | $11,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 326 | $11,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 527 | $11,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 1,500 | $11,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 390 | $11,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 216 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 282 | $11,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 5,200 | $11,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 9,475 | $11,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 6,062 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 333 | $11,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 4,987 | $11,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 400 | $11,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 404 | $11,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 389 | $11,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 9,700 | $11,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 898 | $11,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 375 | $11,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 150 | $11,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 1,001 | $11,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 1,206 | $11,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 2,700 | $11,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G104 | SPONS ADR | 5,000 | $11,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 1,217 | $11,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 10,000 | $11,000 | thousands by filing date | principal |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 11,000 | $11,000 | thousands by filing date | principal |
| CITIGROUP GLOBAL MKTS HLDGS | 17325K743 | VELOCITYSHS LONG | 300 | $11,000 | thousands by filing date | |
| INVESCO BLDRS INDEX FDS TR | 46090C404 | EUROPE 100 ADR | 500 | $11,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 500 | $10,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 142 | $10,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 543 | $10,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 277 | $10,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 700 | $10,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 623 | $10,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 50 | $10,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 500 | $10,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 1,600 | $10,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 130 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 545 | $10,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 2,305 | $10,000 | thousands by filing date | |
| ELECTRO-SENSORS INC | 285233102 | COM | 2,500 | $10,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 396 | $10,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 300 | $10,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 4,650 | $10,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 5,891 | $10,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 1,853 | $10,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 283 | $10,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 2,400 | $10,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 508 | $10,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 178 | $10,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 251 | $10,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 415 | $10,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 632 | $10,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q585 | SPROTT JR GLD | 330 | $10,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 7,254 | $10,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 1,043 | $10,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 10,000 | $10,000 | thousands by filing date | principal |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 10,000 | $10,000 | thousands by filing date | principal |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 650 | $10,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 9,000 | $10,000 | thousands by filing date | principal |
| DBX ETF TR XTRACK | 233051812 | MSCI SOUT | 354 | $10,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C781 | GLOBAL ESG ETF | 346 | $10,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B202 | PFD SER A CV | 132 | $10,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 100 | $9,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 11,040 | $9,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 166 | $9,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 1,377 | $9,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 780 | $9,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 1,000 | $9,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 907 | $9,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 880 | $9,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 1,250 | $9,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 108 | $9,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 1,279 | $9,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 525 | $9,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 860 | $9,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 246 | $9,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 250 | $9,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 380 | $9,000 | thousands by filing date | |
| HESS MIDSTREAM PARTNERS LP | 428104103 | UNIT LTD PR INT | 470 | $9,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 1,500 | $9,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 21,000 | $9,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 45,909 | $9,000 | thousands by filing date | |
| ESSA PHARMA INC | 29668H708 | COM NEW | 2,253 | $9,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 1,442 | $9,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 1,902 | $9,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 3,837 | $9,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 1,545 | $9,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 510 | $9,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 6,120 | $9,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061805 | GBL TAIL RISK ET | 364 | $9,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 3,825 | $9,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 608 | $9,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 3,000 | $9,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 714 | $9,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 912 | $9,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K273 | COM | 200 | $9,000 | thousands by filing date | |
| CITIGROUP INC NEW | 17321F201 | CTRAKS ETN MILLR | 625 | $9,000 | thousands by filing date | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 375 | $8,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 130 | $8,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 279 | $8,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 5,000 | $8,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 400 | $8,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 300 | $8,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 2,749 | $8,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 464 | $8,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 377 | $8,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 2,000 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 80 | $8,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 368 | $8,000 | thousands by filing date | |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 200 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 331 | $8,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 400 | $8,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 456 | $8,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 386 | $8,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 498 | $8,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 4,600 | $8,000 | thousands by filing date | |
| ISHARES DOW JONES UBS ROLL S | 45032K102 | SHS BEN INT | 225 | $8,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 253 | $8,000 | thousands by filing date | |
| ANCHOR | 032838104 | COMMON STOCK | 300 | $8,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 416 | $8,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 200 | $8,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 333 | $8,000 | thousands by filing date | |
| RENOVARE ENVIRONMENTAL I | 09074B107 | COM | 2,000 | $8,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 827 | $8,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 1,633 | $8,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 300 | $8,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 3,683 | $8,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 1,094 | $8,000 | thousands by filing date | |
| ISHARES US ETF TR | 46431W820 | INT RT HD EMRG | 325 | $8,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 1,014 | $8,000 | thousands by filing date | |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 400 | $8,000 | thousands by filing date | |
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 440 | $8,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E677 | GLOBAL GLD PREC | 450 | $8,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 2,072 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 523 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347B219 | ULSHRT SEMIC NEW | 500 | $8,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 403 | $7,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 1,627 | $7,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 250 | $7,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 217 | $7,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 236 | $7,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 520 | $7,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 113 | $7,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 500 | $7,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 366 | $7,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 665 | $7,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 2,390 | $7,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 400 | $7,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 278 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 115 | $7,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 300 | $7,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 500 | $7,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 433 | $7,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 213 | $7,000 | thousands by filing date | principal |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 100 | $7,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 500 | $7,000 | thousands by filing date | |
| Bancorp 34 Inc | 05970V106 | Com | 440 | $7,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 177 | $7,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 9,449 | $7,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 2,500 | $7,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 322 | $7,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 2,200 | $7,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 2,860 | $7,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 831 | $7,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 1,919 | $7,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 416 | $7,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 385 | $7,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 3,429 | $7,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 6,350 | $7,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 439 | $7,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 1,675 | $7,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 16,446 | $7,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 1,700 | $7,000 | thousands by filing date | |
| STEWARDSHIP FINL CORP | 860326107 | COM | 600 | $7,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H205 | SILVER FD | 274 | $7,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 348 | $7,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 666 | $7,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 2,295 | $7,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 2,000 | $7,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 1,514 | $7,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 1,000 | $7,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR REX BKCM ETF | 30151E822 | CEF | 300 | $7,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M107 | COM | 12,355 | $7,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 3,000 | $7,000 | thousands by filing date | principal |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 741 | $7,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 500 | $6,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 203 | $6,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 177 | $6,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 115 | $6,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 470 | $6,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 158 | $6,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 1,000 | $6,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 284 | $6,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 1,635 | $6,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 144 | $6,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 500 | $6,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 1,833 | $6,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 125 | $6,000 | thousands by filing date | principal |
| Delek Logistics Partners LP | 24664T103 | Com | 200 | $6,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 2,100 | $6,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 384 | $6,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416508 | HARTFORD MLT SML | 200 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74348A814 | INFLATN EXPECTNS | 200 | $6,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 272 | $6,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 206 | $6,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 1,607 | $6,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 154 | $6,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 750 | $6,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 821 | $6,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 375 | $6,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 161 | $6,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 181 | $6,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R117 | WARR | 1,660 | $6,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 562 | $6,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 369 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-18-000890 | this filing | 2018-08-14 | acceptance time not in the bulk data set |