13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 6,704 holding rows worth $222,523,667,000.
- Accession
- 0001567619-18-000890
- Filer
- CIK 1000275
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 25,986 entries on the cover page, a total value of $222,523,667,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $222,523,667,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerCRAMER ROSENTHAL MCGLYNN LLC028-02028
- included managerLomas Capital Management, LLC028-15278
- included managerCYPRESS FUNDS LLC028-04707
- included managerAscend Capital Limited Partnership028-11218
- included managerDiametric Capital, LP028-18524
- included managerBlackstart Capital LP028-17673
- included managerContext BH Capital Management, LP028-17208
- included managerAzora Capital LP028-18527
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ZIX CORP | 98974P100 | COM | 1,206 | $6,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 1,225 | $6,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 2,817 | $6,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 153 | $6,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 34 | $6,000 | thousands by filing date | |
| FQF TR | 351680103 | QUANTSHARE MOM | 259 | $6,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 22,490 | $6,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y108 | 7-10YR TR BEAR | 200 | $6,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 375 | $6,000 | thousands by filing date | |
| AXA EQUITABLE HLDGS INC | 054561105 | COM | 268 | $6,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 312 | $6,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 165 | $6,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 890 | $6,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 156 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347B417 | K1 FRE CRD OIL | 228 | $6,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 3,000 | $6,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 900 | $6,000 | thousands by filing date | |
| Ocugen | 43358V109 | Common | 2,500 | $6,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II VCSHS EMRG VOLTY | 92647N857 | CEF | 227 | $6,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E792 | EMRNG MKT INFR | 177 | $6,000 | thousands by filing date | |
| ELBIT IMAGING LTD | M37605124 | SHS | 2,667 | $6,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 5,000 | $6,000 | thousands by filing date | principal |
| CYTOKINETICS INC | 23282W605 | COM NEW | 545 | $5,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 9,375 | $5,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 59 | $5,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 336 | $5,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 254 | $5,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 273 | $5,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 247 | $5,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 573 | $5,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 328 | $5,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 283 | $5,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 510 | $5,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 88 | $5,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 157 | $5,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 120 | $5,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 145 | $5,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 198 | $5,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 206 | $5,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 208 | $5,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 403 | $5,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 686 | $5,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 1,000 | $5,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 150 | $5,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 172 | $5,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 50 | $5,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 1,019 | $5,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 11,366 | $5,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 1,243 | $5,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 175 | $5,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 179 | $5,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 2,500 | $5,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 1,850 | $5,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 605 | $5,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 1,316 | $5,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 526 | $5,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 466 | $5,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 248 | $5,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 1,000 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347B276 | PSHS ULDOW30 NEW | 155 | $5,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R125 | WARR | 1,795 | $5,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 807 | $5,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 318 | $5,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 325 | $5,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 1,999 | $5,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 2,370 | $5,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 146 | $5,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 368 | $5,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 2,002 | $5,000 | thousands by filing date | |
| DBX ETF TR | 233051598 | XTRACK MSCI ALL | 221 | $5,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 181 | $5,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505764 | CAPITAL LINK GBL | 200 | $5,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 1,465 | $5,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 258 | $5,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 200 | $5,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 1,815 | $5,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 3,150 | $5,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 369 | $5,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 322 | $5,000 | thousands by filing date | |
| DBX ETF TR | 233051663 | XTRACK JAPAN JPX | 190 | $5,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K810 | MD CP BEAR 3X NW | 401 | $5,000 | thousands by filing date | |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 2,472 | $5,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 210 | $5,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 2,058 | $5,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 1,001 | $4,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 82 | $4,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 100 | $4,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 175 | $4,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 110 | $4,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 117 | $4,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 153 | $4,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 50 | $4,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 198 | $4,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 119 | $4,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 1,055 | $4,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 255 | $4,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 214 | $4,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 302 | $4,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 295 | $4,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 196 | $4,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 600 | $4,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 100 | $4,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 338 | $4,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 850 | $4,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 87 | $4,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 201 | $4,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 70 | $4,000 | thousands by filing date | principal |
| TECHNICAL COMMUNICATIONS | 878409101 | COM | 1,000 | $4,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 153 | $4,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 787 | $4,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 733 | $4,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 127 | $4,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 610 | $4,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 433 | $4,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 308 | $4,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 438 | $4,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 102 | $4,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 491 | $4,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 6,000 | $4,000 | thousands by filing date | principal |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 613 | $4,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 704 | $4,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 1,133 | $4,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 300 | $4,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 12,017 | $4,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 2,000 | $4,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 370 | $4,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 278 | $4,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 201 | $4,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 2,400 | $4,000 | thousands by filing date | |
| MAM SOFTWARE GROUP INC | 55277Q201 | CMN | 500 | $4,000 | thousands by filing date | |
| KAZIA THERAPEUTICS LTD | 48669G105 | American Depository Shares | 1,250 | $4,000 | thousands by filing date | |
| CORREVIO PHARMA CORP | 22026V105 | COM | 983 | $4,000 | thousands by filing date | |
| OSI ETF TR | 67110P506 | OSHARES FTSE EUR | 170 | $4,000 | thousands by filing date | |
| ACHIEVE LIFE SCIENCE INC | 004468203 | COM NEW | 1,030 | $4,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 5,000 | $4,000 | thousands by filing date | principal |
| PROSHARES TR | 74348A178 | ULTRAPRO DOW 30 | 202 | $4,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 239 | $4,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 1,299 | $4,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 281 | $4,000 | thousands by filing date | |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 362 | $4,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 806 | $4,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 1,815 | $4,000 | thousands by filing date | |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 4,000 | $4,000 | thousands by filing date | principal |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 4,000 | $4,000 | thousands by filing date | principal |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 400 | $3,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 413 | $3,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 85 | $3,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 647 | $3,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 3,063 | $3,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 100 | $3,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 400 | $3,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 199 | $3,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 351 | $3,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 192 | $3,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 148 | $3,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 692 | $3,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 99 | $3,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 593 | $3,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 129 | $3,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 591 | $3,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 347 | $3,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 108 | $3,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 62 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W565 | 7 10YR TRES BULL | 75 | $3,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 178 | $3,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 1,000 | $3,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 230 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y699 | MSCI SUPDIV EA | 200 | $3,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 424 | $3,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 153 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347B250 | PSHS SH MDCAP400 | 73 | $3,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 1,000 | $3,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154H731 | DB GOLD SHORT | 200 | $3,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 150 | $3,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 1,860 | $3,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 66 | $3,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 233 | $3,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 1,100 | $3,000 | thousands by filing date | call |
| BRIGHTSPHERE INVESTMENT GROUP | G1644T109 | COMMON STOCK-FO | 237 | $3,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 297 | $3,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 516 | $3,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 104 | $3,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 1,640 | $3,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 743 | $3,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 1,119 | $3,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 8,152 | $3,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 170 | $3,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 86 | $3,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 151 | $3,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 100 | $3,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 4,050 | $3,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 96 | $3,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 612 | $3,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 1,000 | $3,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 800 | $3,000 | thousands by filing date | |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 347 | $3,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 728 | $3,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 220 | $3,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 9,700 | $3,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 765 | $3,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 3,000 | $3,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 900 | $3,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 349 | $3,000 | thousands by filing date | |
| AMBOW ED HLDG LTD SPONSORED ADS | 02322P200 | ADR | 600 | $3,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 139 | $3,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 5,493 | $3,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 1,001 | $3,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 750 | $3,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 1,637 | $3,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC | 06745R693 | IPATH B S&P ETN | 34 | $3,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J305 | MULTIFACTOR CO | 80 | $3,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 1,885 | $3,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 174 | $3,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 123 | $3,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 1,090 | $3,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 1,125 | $3,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 106 | $3,000 | thousands by filing date | |
| MABVAX THERAPEUTICS | 55414P702 | Equities | 2,999 | $3,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 1,200 | $3,000 | thousands by filing date | |
| JP MORGAN EXCHANGE TRADED FD | 46641Q803 | DIVERSIFIED ET | 110 | $3,000 | thousands by filing date | |
| PROSHARES TR ULTSHRT QQQ | 74347B243 | CEF | 82 | $3,000 | thousands by filing date | |
| RITTER PHARMACEUTICALS INC COM NEW | 767836307 | Stock | 1,200 | $3,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F783 | POLAND ETF | 208 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74348A392 | ULTPRO SHT MDCP | 384 | $3,000 | thousands by filing date | |
| INCYTE CORP | 45337CAM4 | NOTE 0.375%11/1 | 2,000 | $3,000 | thousands by filing date | principal |
| ELFBEAUTYINC | 26856L103 | STOK | 163 | $2,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 51 | $2,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 90 | $2,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 35 | $2,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 538 | $2,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 165 | $2,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 58 | $2,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 113 | $2,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 58 | $2,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 104 | $2,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 60 | $2,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 45 | $2,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 439 | $2,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 153 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 75 | $2,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 208 | $2,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 50 | $2,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 232 | $2,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 76 | $2,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 70 | $2,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 95 | $2,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 99 | $2,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 48 | $2,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 105 | $2,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 75 | $2,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 400 | $2,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 630 | $2,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 121 | $2,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061888 | VALUE MOMENTUM | 79 | $2,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 100 | $2,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 101 | $2,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 124 | $2,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 100 | $2,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 7,295 | $2,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 5,240 | $2,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 932 | $2,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 150 | $2,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 4,019 | $2,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 97 | $2,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 148 | $2,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 58 | $2,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 680 | $2,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 72 | $2,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 114 | $2,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 235 | $2,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 223 | $2,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 2,213 | $2,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 311 | $2,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 1,200 | $2,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 107 | $2,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 87 | $2,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 66 | $2,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 421 | $2,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 5,517 | $2,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 696 | $2,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 196 | $2,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 51 | $2,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 154 | $2,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 200 | $2,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 247 | $2,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 58 | $2,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 720 | $2,000 | thousands by filing date | |
| TCF FINANCIAL CORP-CW18 | 872275128 | WTS | 200 | $2,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 50 | $2,000 | thousands by filing date | |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 7,690 | $2,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 136 | $2,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 250 | $2,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 223 | $2,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 648 | $2,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 30 | $2,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 642 | $2,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 1,000 | $2,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 106 | $2,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 113 | $2,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 130 | $2,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 2,009 | $2,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 64 | $2,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 152 | $2,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 100 | $2,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 100 | $2,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K203 | COM NEW | 1,690 | $2,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E552 | MSCI EMRNG MKT | 56 | $2,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E203 | SHS | 610 | $2,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N808 | VICOTRYSHS EMG | 80 | $2,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 450 | $2,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 2,000 | $2,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 79 | $2,000 | thousands by filing date | |
| CHINA CUST RELATIONS CNTR IN | G2118P102 | COM | 87 | $2,000 | thousands by filing date | |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 2,000 | $2,000 | thousands by filing date | principal |
| SB ONE BANCORP | 78413T103 | COM | 55 | $2,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 244 | $2,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 45 | $2,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC COM NEW | 25614T200 | Stock | 1,250 | $2,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 833 | $2,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 503 | $2,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 494 | $2,000 | thousands by filing date | |
| SUNWORKS INC | 86803X105 | COM | 1,900 | $2,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 412 | $1,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 43 | $1,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 43 | $1,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 85 | $1,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 190 | $1,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 62 | $1,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 92 | $1,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 1,290 | $1,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 43 | $1,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 43 | $1,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 32 | $1,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 99 | $1,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 33 | $1,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 116 | $1,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 20 | $1,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 275 | $1,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 46 | $1,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 67 | $1,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 80 | $1,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 40 | $1,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 57 | $1,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 285 | $1,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 189 | $1,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 90 | $1,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 36 | $1,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 57 | $1,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 37 | $1,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 60 | $1,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 40 | $1,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 26 | $1,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 40 | $1,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 69 | $1,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 107 | $1,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 30 | $1,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 55 | $1,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 72 | $1,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 91 | $1,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 40 | $1,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 27 | $1,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 65 | $1,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 66 | $1,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 222 | $1,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 173 | $1,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 200 | $1,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 75 | $1,000 | thousands by filing date | |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 97 | $1,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 51 | $1,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 1,670 | $1,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 33 | $1,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 43 | $1,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 207 | $1,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 119 | $1,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 1 | $1,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 31 | $1,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 247 | $1,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 42 | $1,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 188 | $1,000 | thousands by filing date | |
| ALLIQUA BIOMEDICAL INC | 019621309 | COMMON STOCK | 600 | $1,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 238 | $1,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 62 | $1,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 430 | $1,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 211 | $1,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74347B227 | ETF | 10 | $1,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 139 | $1,000 | thousands by filing date | |
| BCI | 26923J503 | ETF | 44 | $1,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 128 | $1,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 296 | $1,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 71 | $1,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 200 | $1,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 93 | $1,000 | thousands by filing date | |
| MORPHOSYS AG | 617760202 | ADR | 46 | $1,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 154 | $1,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 46 | $1,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 500 | $1,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 103 | $1,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 700 | $1,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 61 | $1,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 120 | $1,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 77 | $1,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 100 | $1,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 144 | $1,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 123 | $1,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 1,196 | $1,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 35 | $1,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 380 | $1,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 100 | $1,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 68 | $1,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 491 | $1,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 600 | $1,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 2,504 | $1,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 108 | $1,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 1,594 | $1,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 2,963 | $1,000 | thousands by filing date | |
| NATUZZI S P A | 63905A101 | ADR | 500 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74348A491 | ULSH 20YRTRE NEW | 47 | $1,000 | thousands by filing date | |
| Janus Capital | 47102XAH8 | CONV | 1,000 | $1,000 | thousands by filing date | principal |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 394 | $1,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 40 | $1,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 1,000 | $1,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 304 | $1,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 500 | $1,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 136 | $1,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 1,294 | $1,000 | thousands by filing date | |
| AQUANTIA CORP | 03842Q108 | COM | 114 | $1,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 221 | $1,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 141 | $1,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 191 | $1,000 | thousands by filing date | |
| CARBON BLACK INC | 14081R103 | COM | 49 | $1,000 | thousands by filing date | |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 500 | $1,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 1,181 | $1,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 838 | $1,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K402 | COM PAR | 354 | $1,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 53 | $1,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 187 | $1,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 626 | $1,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 25 | $1,000 | thousands by filing date | |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 21 | $1,000 | thousands by filing date | principal |
| DARIOHEALTH CORP | 23725P100 | COM | 392 | $1,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 68 | $1,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 90 | $1,000 | thousands by filing date | |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 155 | $1,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 218 | $1,000 | thousands by filing date | |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 93 | $1,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 134 | $1,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 25 | $1,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 138 | $1,000 | thousands by filing date | |
| CONVERGEONE HLDGS INC | 212481105 | COM CL A | 113 | $1,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 164 | $1,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 732 | $1,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P107 | COM | 900 | $1,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 1,087 | $1,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 32 | $1,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 63 | $1,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 103 | $1,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C301 | COM NEW | 2,000 | $1,000 | thousands by filing date | |
| STELLAR BIOTECHNOLOGIES INC | 85855A302 | COM | 285 | $1,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 1,000 | $1,000 | thousands by filing date | principal |
| PROVIDENT BANCORP INC | 74383X109 | COM | 29 | $1,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 39 | $1,000 | thousands by filing date | |
| PROSHARES TR ULTPRO SHT 2017 | 74348A152 | CEF | 36 | $1,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 555 | $1,000 | thousands by filing date | |
| MY SIZE INC | 62844N109 | COM | 1,000 | $1,000 | thousands by filing date | |
| AMPLIPHI BIOSCIENCES CORP | 03211P301 | COM PAR | 708 | $1,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSCAT INC | 893529107 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENIE ENERGY LTD | 372284208 | CL B | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEXTDECADE CORP | 65342K105 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELCUITY INC | 15102K100 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO | 277461406 | COM NEW | 219 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEMOCENTRYX INC | 16383L106 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALICO INC | 016230104 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TECNOGLASS INC | G87264100 | ORD SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATRICURE INC | 04963C209 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 97 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAMT CORP | 693149106 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-18-000890 | this filing | 2018-08-14 | acceptance time not in the bulk data set |