13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 5,593 holding rows worth $15,884,569,000.
- Accession
- 0001493152-20-002502
- Filer
- CIK 1029730
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 18,603 entries on the cover page, a total value of $15,884,569,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $15,884,569,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC028-17514
- included managerTriad Advisors, LLC028-18179
- included managerInvestacorp Advisory Services, Inc.028-18178
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SHAKE SHACK INC | 819047101 | CL A | 926 | $52,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 1,421 | $52,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 1,292 | $52,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 2,306 | $52,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 3,800 | $52,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 3,943 | $52,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 1,531 | $52,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 1,034 | $52,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 2,813 | $52,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 54,000 | $52,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 1,216 | $51,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 2,537 | $51,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 1,185 | $51,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 1,077 | $51,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 4,172 | $51,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 1,685 | $51,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 1,983 | $51,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 729 | $51,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 1,995 | $51,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 772 | $51,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 33,000 | $51,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 7,383 | $51,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 8,538 | $51,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 11,699 | $51,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 4,072 | $51,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 3,317 | $51,000 | thousands by filing date | |
| BIOCARDIA INC | 09060U119 | *W EXP 08/06/202 | 63,088 | $51,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 586 | $50,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 4,126 | $50,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 2,710 | $50,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 3,700 | $50,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 801 | $50,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 3,147 | $50,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 1,000 | $50,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 3,700 | $50,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 1,085 | $50,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 1,100 | $50,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 1,700 | $50,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 8,122 | $50,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 2,594 | $50,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 3,226 | $50,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 4,510 | $50,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 45,000 | $50,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 2,900 | $50,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 978 | $50,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 1,200 | $49,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 539 | $49,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 3,451 | $49,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 14,773 | $49,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 1,206 | $49,000 | thousands by filing date | |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 1,054 | $49,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 844 | $49,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416607 | HARTFORD MLT DIV | 1,750 | $49,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 2,221 | $48,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 761 | $48,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 2,978 | $48,000 | thousands by filing date | |
| LISTED FDS TR | 53656F854 | SHARES MUNI DB | 1,894 | $48,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 3,907 | $48,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V555 | INSIDER SENMNT | 669 | $48,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 46,000 | $48,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 1,368 | $47,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 19,506 | $47,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 1,493 | $47,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 1,246 | $47,000 | thousands by filing date | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 2,070 | $47,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 5,852 | $47,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 2,974 | $47,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 804 | $47,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 2,500 | $47,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 4,889 | $47,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 688 | $47,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 1,000 | $47,000 | thousands by filing date | |
| INNOVATOR ETFS TR ETF S&P 500 BUFFER SEPTEMBER | 45782C664 | ETF | 1,800 | $47,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 874 | $47,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 1,247 | $47,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 3,200 | $47,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 3,406 | $47,000 | thousands by filing date | |
| PROSHARES TR | 74348A582 | ULTRAPRO FINLS | 418 | $47,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 2,485 | $47,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 1,300 | $47,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 1,270 | $47,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 5,500 | $47,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 435 | $47,000 | thousands by filing date | |
| PROGYNY INC COM | 74340E103 | Stock | 1,688 | $46,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 412 | $46,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 664 | $46,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 887 | $46,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 3,253 | $46,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 4,428 | $46,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 47,000 | $46,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 5,327 | $46,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 797 | $45,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 466 | $45,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 9,223 | $45,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 1,309 | $45,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 5,168 | $45,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL YIELD F | 78468R770 | ETF | 1,028 | $45,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 1,654 | $45,000 | thousands by filing date | |
| LISTED FDS TR | 53656F888 | SHARES SML CAP | 1,655 | $45,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 1,260 | $45,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 21,000 | $45,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 37,500 | $45,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 43,000 | $45,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 48,000 | $45,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22542D290 | VELOCITY SHS ETN | 479 | $45,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 1,723 | $44,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 1,279 | $44,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 523 | $44,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 2,752 | $44,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 1,378 | $44,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 2,865 | $44,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 1,749 | $44,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 10,543 | $44,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 1,118 | $44,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 2,950 | $44,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 1,323 | $44,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 1,534 | $44,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 1,941 | $44,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 1,899 | $44,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 36,000 | $44,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 1,917 | $43,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 4,107 | $43,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 4,094 | $43,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 6,070 | $43,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 932 | $43,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061839 | TRINITY | 1,724 | $43,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 1,783 | $43,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 611 | $43,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 2,885 | $43,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 35,249 | $43,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 2,496 | $43,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 2,488 | $43,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 798 | $43,000 | thousands by filing date | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 825 | $42,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 13,170 | $42,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 3,485 | $42,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 418 | $42,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 1,815 | $42,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 2,026 | $42,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 370 | $42,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 2,155 | $42,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 352 | $42,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 3,610 | $42,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 224 | $42,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 531 | $42,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 674 | $42,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 1,685 | $42,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 1,061 | $42,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 1,334 | $42,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 590 | $42,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 615 | $42,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X812 | INDXX GLOBAL AGR | 1,746 | $42,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 1,506 | $42,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 1,744 | $42,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 2,949 | $42,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 732 | $42,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 4,000 | $42,000 | thousands by filing date | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 1,442 | $41,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 12,742 | $41,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 1,025 | $41,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 3,053 | $41,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 317 | $41,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 1,647 | $41,000 | thousands by filing date | |
| Perion Network Ltd | M78673114 | COM | 6,660 | $41,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R697 | SP KENSHO INFRA | 1,258 | $41,000 | thousands by filing date | |
| PROSHARES TR | 74347G606 | S&P TECH DIVIDEN | 983 | $41,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 975 | $41,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 393 | $41,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 853 | $41,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V183 | S&P SML 600 EQ | 715 | $41,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 1,445 | $41,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAD5 | NOTE 4.250% 3/0 | 41,000 | $41,000 | thousands by filing date | |
| LEGG MASON ETF INVT TR | 52468L703 | GLOBAL INFSTRU | 1,297 | $41,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 2,008 | $40,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 1,268 | $40,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 692 | $40,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 875 | $40,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 857 | $40,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 1,728 | $40,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 165 | $40,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 820 | $40,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 524682309 | FRAN CLE ENH ETF | 1,204 | $40,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 3,740 | $40,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 3,836 | $40,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 2,941 | $40,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 3,285 | $39,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 993 | $39,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 993 | $39,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q647 | MUNICIPAL ETF | 728 | $39,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 556 | $39,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 2,344 | $39,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 1,100 | $39,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 1,615 | $39,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 1,079 | $39,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 4,082 | $39,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 13,748 | $39,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 341 | $39,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 2,325 | $39,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 8,390 | $39,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 1,972 | $39,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 453 | $38,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 860 | $38,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 7,927 | $38,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 3,243 | $38,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 1,403 | $38,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 1,304 | $38,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 958 | $38,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 642 | $38,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 1,263 | $38,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 1,039 | $38,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 590 | $38,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 9,795 | $38,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 1,633 | $38,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 33,000 | $38,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 1,854 | $38,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 37,000 | $38,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 2,100 | $38,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 1,160 | $38,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L201 | SUSTNBLE INTL | 1,472 | $38,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 555 | $38,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAB1 | NOTE 3.000%12/1 | 19,000 | $38,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 30 | $38,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06744M836 | NT LKD SER B26 | 243 | $38,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 3,400 | $37,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 460 | $37,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 400 | $37,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 874 | $37,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 729 | $37,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 452 | $37,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 1,850 | $37,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 1,035 | $37,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 1,350 | $37,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 1,022 | $37,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 10,400 | $37,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 1,161 | $37,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 806 | $37,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 696 | $37,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 1,385 | $37,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 1,108 | $37,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 600 | $37,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 571 | $37,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 3,910 | $37,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 7,587 | $37,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 1,400 | $37,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 35,000 | $37,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 10,203 | $37,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 44,520 | $37,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 2,442 | $36,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 849 | $36,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 2,615 | $36,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 1,711 | $36,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 2,072 | $36,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 3,150 | $36,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 1,618 | $36,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 1,248 | $36,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 1,502 | $36,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 5,441 | $36,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 2,891 | $36,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 965 | $36,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 3,230 | $36,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 3,355 | $36,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 4,384 | $36,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 1,382 | $36,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 1,241 | $36,000 | thousands by filing date | |
| PROSHARES TR | 74347B391 | CMN | 825 | $36,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 1,190 | $36,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 11,150 | $36,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 966 | $36,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 25,450 | $36,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 6,401 | $36,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 2,484 | $36,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 2,105 | $36,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 722 | $35,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 2,184 | $35,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 848 | $35,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 1,092 | $35,000 | thousands by filing date | |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 1,237 | $35,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 1,880 | $35,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 872 | $35,000 | thousands by filing date | |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 842 | $35,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 2,239 | $35,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 4,565 | $35,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 1,835 | $35,000 | thousands by filing date | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 716 | $35,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 1,221 | $35,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F379 | CHINA BOND ETF | 1,600 | $35,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 6,367 | $35,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 4,056 | $35,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 2,381 | $35,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 36,000 | $35,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 2,500 | $35,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G104 | OIL GAS BL 3X SH | 934 | $35,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 896 | $34,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 515 | $34,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 1,663 | $34,000 | thousands by filing date | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 814 | $34,000 | thousands by filing date | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 1,117 | $34,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 80,050 | $34,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 2,835 | $34,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 850 | $34,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 501 | $34,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 6,300 | $34,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 4,200 | $34,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 11,595 | $34,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 1,900 | $34,000 | thousands by filing date | |
| INVESCO CURNCYSHS CHINESE RE | 46138X105 | CHINESE RENMIN | 482 | $34,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 34,257 | $34,000 | thousands by filing date | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 1,228 | $33,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 1,051 | $33,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 4,131 | $33,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 12,565 | $33,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 935 | $33,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 4,086 | $33,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 610 | $33,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 6,276 | $33,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 476 | $33,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 338 | $33,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 846 | $33,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 3,693 | $33,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 1,129 | $33,000 | thousands by filing date | |
| PACER FDS TR | 69374H642 | TRENDPILOT US BD | 1,262 | $33,000 | thousands by filing date | |
| INVESCO INVESTMENT GRADE DEFENSIVE ETF | 46139W502 | ETF | 1,273 | $33,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 865 | $33,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 3,000 | $33,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 992 | $33,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 1,365 | $33,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 1,097 | $33,000 | thousands by filing date | |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 34,051 | $33,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 18,344 | $33,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 100 | $33,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 653 | $32,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 3,905 | $32,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 450 | $32,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 599 | $32,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 748 | $32,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L607 | FREEDOM 100 EM | 1,175 | $32,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 2,720 | $32,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 969 | $32,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 790 | $32,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 1,121 | $32,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 2,600 | $32,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 659 | $32,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 781 | $32,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 8,070 | $32,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 808 | $32,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 52,200 | $32,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 3,650 | $32,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 908 | $31,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 1,214 | $31,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 8,685 | $31,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 1,763 | $31,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 1,562 | $31,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 1,500 | $31,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 2,913 | $31,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 1,107 | $31,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 395 | $31,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 339 | $31,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 225 | $31,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 425 | $31,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 2,413 | $31,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 1,999 | $31,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 1,400 | $31,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 9,366 | $31,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 1,831 | $31,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q460 | CMN | 936 | $31,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 850 | $31,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R837 | CMN | 1,321 | $31,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P405 | CMN | 935 | $31,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 1,864 | $31,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 255 | $31,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 46,999 | $31,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 1,062 | $31,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 24,900 | $31,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 1,190 | $31,000 | thousands by filing date | |
| DBX ETF TR | 233051713 | XTRCK JP MRGN ES | 1,287 | $31,000 | thousands by filing date | |
| HV BANCORP | 40441H105 | COM | 1,800 | $31,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 710 | $31,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 379 | $30,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 1,301 | $30,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 240 | $30,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 1,078 | $30,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 848 | $30,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 871 | $30,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 1,401 | $30,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 4,300 | $30,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 373 | $30,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 2,000 | $30,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 1,045 | $30,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 651 | $30,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 250 | $30,000 | thousands by filing date | |
| VANECK LONG/FLAT TREND ETF | 92189F148 | LONG/FLAT TREND | 1,000 | $30,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 505 | $30,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 27,000 | $30,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 1,152 | $30,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 1,000 | $30,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 33,000 | $30,000 | thousands by filing date | |
| PACIFIC GLOBAL SENIOR LOAN ETF | 69434K403 | ETF | 600 | $30,000 | thousands by filing date | |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 474 | $30,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 830 | $29,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 1,114 | $29,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 1,174 | $29,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 585 | $29,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 605 | $29,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 2,099 | $29,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 582 | $29,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 594 | $29,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 1,278 | $29,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 2,530 | $29,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 761 | $29,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 1,375 | $29,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 883 | $29,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 1,000 | $29,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 655 | $29,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 706 | $29,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 1,458 | $29,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 1,025 | $29,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 539 | $29,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 979 | $29,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L300 | SUSTANABLE US | 932 | $29,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 2,500 | $29,000 | thousands by filing date | |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 357 | $29,000 | thousands by filing date | |
| LIQTECH INTL INC | 53632A201 | COM | 5,000 | $29,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 5,715 | $29,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G813 | GLOBAL ESG ETF | 930 | $29,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 513 | $28,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 564 | $28,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 346 | $28,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y790 | US EFFIC CORE FD | 935 | $28,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 567 | $28,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 1,654 | $28,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 472 | $28,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 2,800 | $28,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 1,502 | $28,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 418 | $28,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 1,057 | $28,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 872 | $28,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 1,011 | $28,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 2,400 | $28,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 12,221 | $28,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 5,045 | $28,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 25,658 | $28,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 1,040 | $28,000 | thousands by filing date | |
| NATIXIS ETF TR | 63873X109 | SEEYOND INTL ETF | 628 | $28,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A651 | NATIONWIDE MAX | 921 | $28,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G789 | INTERNATNL REV | 1,090 | $28,000 | thousands by filing date | |
| iShares Trust iShares USD Green Bond ETF | 46435U440 | SHS | 776 | $27,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 1,582 | $27,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 301 | $27,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 420 | $27,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 787 | $27,000 | thousands by filing date | |
| O-I GLASS INC | 67098H104 | COM | 2,225 | $27,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 1,714 | $27,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 250 | $27,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 313 | $27,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 1,841 | $27,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 635 | $27,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 1,329 | $27,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 2,202 | $27,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 1,035 | $27,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 2,061 | $27,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P876 | US SML CP MLTFCT | 930 | $27,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 850 | $27,000 | thousands by filing date | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 3,545 | $27,000 | thousands by filing date | |
| DBX ETF TR | 233051192 | XTKR EMGRIN MKTS | 980 | $27,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 132 | $27,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 968 | $27,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 30,000 | $27,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 11,034 | $27,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 7,710 | $27,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 1,816 | $27,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 1,785 | $27,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y741 | YIELD ENHND FD | 1,006 | $27,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 1,583 | $26,000 | thousands by filing date | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 494 | $26,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 1,210 | $26,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 609 | $26,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 688 | $26,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 2,751 | $26,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 1,048 | $26,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 570 | $26,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 698 | $26,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 650 | $26,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 844 | $26,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 805 | $26,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 166 | $26,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 393 | $26,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 1,857 | $26,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 1,500 | $26,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 1,801 | $26,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 678 | $26,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 1,542 | $26,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 44,032 | $26,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 10,365 | $26,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 1,506 | $26,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 2,100 | $26,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 983 | $25,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 2,834 | $25,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 496 | $25,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 8,274 | $25,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q399 | BETABUILDRS US | 430 | $25,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-20-002502 | this filing | 2020-02-14 | acceptance time not in the bulk data set |