13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 5,593 holding rows worth $15,884,569,000.
- Accession
- 0001493152-20-002502
- Filer
- CIK 1029730
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 18,603 entries on the cover page, a total value of $15,884,569,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $15,884,569,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC028-17514
- included managerTriad Advisors, LLC028-18179
- included managerInvestacorp Advisory Services, Inc.028-18178
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 1,250 | $25,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 1,172 | $25,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 405 | $25,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 1,192 | $25,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 672 | $25,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 1,545 | $25,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 1,807 | $25,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 3,000 | $25,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 4,510 | $25,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 582 | $25,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X172 | US HGH YLD CORP | 630 | $25,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 2,870 | $25,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 5,832 | $25,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A248 | CMN | 900 | $25,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E131 | S&P SMLCAP HIG | 1,026 | $25,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 515 | $25,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 1,355 | $25,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 927 | $25,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 21,500 | $25,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 3,946 | $25,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 3,050 | $25,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 1,537 | $25,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 1,298 | $25,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 1,719 | $25,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 10,394 | $25,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 1,500 | $25,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T183 | VLCTYSHS 3X S&P | 365 | $25,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J875 | MLTFCTR CONSMR | 843 | $25,000 | thousands by filing date | |
| iShares MSCI Australia | 46435G607 | MSCI AUSTRALIA | 971 | $25,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 27,300 | $24,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 1,242 | $24,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 539 | $24,000 | thousands by filing date | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 500 | $24,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 725 | $24,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 1,981 | $24,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 1,108 | $24,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 2,000 | $24,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 3,000 | $24,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 6,927 | $24,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 314 | $24,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 1,166 | $24,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 1,097 | $24,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767876 | EMRNG MKT CONS | 1,025 | $24,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 26,544 | $24,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 1,098 | $24,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 250 | $24,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 5,300 | $24,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E248 | S&P INTL DEV | 835 | $24,000 | thousands by filing date | |
| PROSHARES ULTRAPRO NASDAQ BIOTECHNOLOGY ETF | 74347B474 | ETF | 720 | $24,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E271 | S&P GLOBL DIVI | 1,976 | $24,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 9,220 | $24,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 2,000 | $24,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 2,145 | $24,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 812 | $23,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 565 | $23,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 1,700 | $23,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 719 | $23,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 830 | $23,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 410 | $23,000 | thousands by filing date | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 308 | $23,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 589 | $23,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 420 | $23,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 1,080 | $23,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 525 | $23,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 2,927 | $23,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 1,000 | $23,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 252 | $23,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 785 | $23,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 1,422 | $23,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 3,981 | $23,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 580 | $23,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 302 | $23,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 2,423 | $23,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 711 | $23,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 977 | $23,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 4,100 | $23,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 1,906 | $23,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 9,713 | $23,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 844 | $23,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 5,576 | $23,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 7,082 | $23,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 1,458 | $23,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 556 | $23,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W671 | CONSUMER STPLS | 813 | $23,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 2,537 | $23,000 | thousands by filing date | |
| SPDR DOW JONES INDUSTRIAL AVRG ETF | 46435G870 | COM | 741 | $23,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 5,000 | $23,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W689 | CMN | 723 | $23,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 376 | $23,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 2,500 | $23,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 4,339 | $22,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 2,732 | $22,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 139 | $22,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 393 | $22,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 5,437 | $22,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 2,355 | $22,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 661 | $22,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 5 | $22,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 416 | $22,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 413 | $22,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 1,283 | $22,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 4,675 | $22,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 716 | $22,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 1,000 | $22,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 1,735 | $22,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 607 | $22,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 356 | $22,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 3,680 | $22,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 921 | $22,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 591 | $22,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 1,654 | $22,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 21,000 | $22,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 334 | $22,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 3,408 | $22,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E608 | KNLDG LD WD ETF | 600 | $22,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 288 | $21,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 450 | $21,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 526 | $21,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 400 | $21,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 976 | $21,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 1,333 | $21,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 545 | $21,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 232 | $21,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 315 | $21,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 1,000 | $21,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 1,164 | $21,000 | thousands by filing date | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 600 | $21,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 1,000 | $21,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 600 | $21,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 2,370 | $21,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 1,829 | $21,000 | thousands by filing date | |
| BARCLAYS BANK | 06742A750 | IPATH S&P MLP | 1,400 | $21,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 12,202 | $21,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 4,000 | $21,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M300 | COM | 14,704 | $21,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 3,164 | $21,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 140 | $20,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 2,031 | $20,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 1,606 | $20,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 329 | $20,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 918 | $20,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 661 | $20,000 | thousands by filing date | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 666 | $20,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 1,057 | $20,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 3,095 | $20,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 1,389 | $20,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 295 | $20,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 599 | $20,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 140 | $20,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 1,008 | $20,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 499 | $20,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 590 | $20,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 888 | $20,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 1,261 | $20,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 318 | $20,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 769 | $20,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 6,821 | $20,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 5,825 | $20,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 339 | $20,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 12,043 | $20,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 15,526 | $20,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 4,285 | $20,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 713 | $20,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 7,113 | $20,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 601 | $20,000 | thousands by filing date | |
| PACER FDS TR | 69374H832 | MILTRY TIMS ETF | 634 | $20,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 230 | $19,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 676 | $19,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 1,762 | $19,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 1,010 | $19,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 1,122 | $19,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 391 | $19,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 416 | $19,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 439 | $19,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 1,738 | $19,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 1,908 | $19,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 300 | $19,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 466 | $19,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 1,000 | $19,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 1,000 | $19,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 1,400 | $19,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 7,784 | $19,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 1,624 | $19,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 695 | $19,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 1,347 | $19,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 1,974 | $19,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 923 | $19,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 5,197 | $19,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 1,281 | $19,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 16,000 | $19,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 3,602 | $19,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 9,076 | $19,000 | thousands by filing date | |
| INVSC RAFI US 1500 SML MID ETF | 46137V209 | ETF | 487 | $19,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T400 | CANNABIS ETF | 1,500 | $19,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 1,450 | $19,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y508 | mc | 463 | $19,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 699 | $18,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 1,666 | $18,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 3,762 | $18,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 395 | $18,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 1,100 | $18,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 1,194 | $18,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 279 | $18,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 910 | $18,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 249 | $18,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 681 | $18,000 | thousands by filing date | |
| STRATEGY | 86280R209 | EXCHANGE TRADED | 484 | $18,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 1,075 | $18,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 3,000 | $18,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 1,324 | $18,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 356 | $18,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G839 | EMERGING MKT | 700 | $18,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 1,933 | $17,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 390 | $17,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 280 | $17,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 470 | $17,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 854 | $17,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 679 | $17,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 3,612 | $17,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 467 | $17,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 226 | $17,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 263 | $17,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 818 | $17,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 98 | $17,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 794 | $17,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 626 | $17,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 2,044 | $17,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C722 | INTRNL DEV JULY | 700 | $17,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 1,807 | $17,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 2,614 | $17,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 1,542 | $17,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092535 | INTL MULTIFACTOR | 627 | $17,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 125 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 340 | $17,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 1,697 | $17,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 641 | $17,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 1,287 | $17,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 17,000 | $17,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 1,214 | $17,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 1,102 | $17,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 16,875 | $17,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 113,150 | $17,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 382 | $16,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 128 | $16,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 6,216 | $16,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 1,300 | $16,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 498 | $16,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 833 | $16,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 600 | $16,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 159 | $16,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 1,120 | $16,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 1,028 | $16,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 482 | $16,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 1,066 | $16,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 3,793 | $16,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 250 | $16,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 608 | $16,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 222 | $16,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 2,000 | $16,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 501 | $16,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 643 | $16,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 25,000 | $16,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 476 | $16,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 188 | $16,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 7,580 | $16,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 2,500 | $16,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 822 | $16,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 1,574 | $16,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 605 | $16,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 7,260 | $16,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 682 | $16,000 | thousands by filing date | |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 700 | $16,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 1,249 | $16,000 | thousands by filing date | |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 16,000 | $16,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 615 | $15,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 136 | $15,000 | thousands by filing date | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 200 | $15,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 297 | $15,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 634 | $15,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 1,094 | $15,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 139 | $15,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 257 | $15,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 199 | $15,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 183 | $15,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 502 | $15,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 504 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 367 | $15,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 324 | $15,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 407 | $15,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 1,375 | $15,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 593 | $15,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 2,348 | $15,000 | thousands by filing date | |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 500 | $15,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 2,589 | $15,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 300 | $15,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 675 | $15,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 429 | $15,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 650 | $15,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 2,730 | $15,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 3,600 | $15,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 16,000 | $15,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 1,000 | $15,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 601 | $15,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 1,470 | $15,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 38,952 | $15,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 17,992 | $15,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 408 | $14,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 595 | $14,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 245 | $14,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 200 | $14,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 259 | $14,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 2,390 | $14,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 623 | $14,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 547 | $14,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 272 | $14,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 623 | $14,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 7,522 | $14,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 1,000 | $14,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 18,861 | $14,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 691 | $14,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 2,530 | $14,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 5,270 | $14,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 1,000 | $14,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 900 | $14,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 959 | $14,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 350 | $14,000 | thousands by filing date | |
| Up Fintech Holding Ltd | 91531W106 | COM | 3,900 | $14,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 304 | $14,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 446 | $14,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 328 | $14,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 869 | $14,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 866 | $14,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 1,332 | $14,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 2,000 | $14,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183103 | COM | 550 | $14,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 1,983 | $14,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 1,348 | $14,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 2,300 | $14,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 2,130 | $14,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 700 | $14,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 2,653 | $14,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 25,021 | $14,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 749 | $14,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 173 | $14,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E560 | LADERITE 0-5YR | 558 | $14,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 7,402 | $14,000 | thousands by filing date | |
| REALITY SHS ETF TR | 75605A405 | DIVCN LDRS ETF | 350 | $14,000 | thousands by filing date | |
| JP MORGAN EXCHANGE TRADED FD | 46641Q811 | LONG SHORT ETF | 615 | $14,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 189 | $13,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 116 | $13,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 528 | $13,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 234 | $13,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 389 | $13,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 330 | $13,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y459 | RUSSELL 2000 | 500 | $13,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 600 | $13,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 738 | $13,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 1,250 | $13,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 347 | $13,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 2,116 | $13,000 | thousands by filing date | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 1,000 | $13,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 279 | $13,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 1,217 | $13,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 184 | $13,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 543 | $13,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 1,593 | $13,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 1,000 | $13,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 1,051 | $13,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 375 | $13,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 2,200 | $13,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 300 | $13,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 144 | $13,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 200 | $13,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 1,707 | $13,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 2,031 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L207 | CMN | 687 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R779 | EMERGING MKTS | 250 | $13,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 312 | $13,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 209 | $13,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 1,650 | $13,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 781 | $13,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 86 | $13,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 500 | $13,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 401 | $13,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 3,189 | $13,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 398 | $13,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 1,730 | $13,000 | thousands by filing date | |
| KRANESHARES TR | 500767710 | SML CAP QTY DIVD | 472 | $13,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025606 | CV PFD SER D | 875 | $13,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 753 | $12,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 560 | $12,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 252 | $12,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 623 | $12,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 1,017 | $12,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 1,000 | $12,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 538 | $12,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 133 | $12,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 932 | $12,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 508 | $12,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 888 | $12,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 565 | $12,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 145 | $12,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 775 | $12,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A628 | POINT BRIDGE AMR | 409 | $12,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138J676 | BULLETSHS 2026 | 443 | $12,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092717 | INT VL FCT ETF | 540 | $12,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 453 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347B557 | SP500 EX TECH | 205 | $12,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 400 | $12,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 250 | $12,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 1,800 | $12,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 8,778 | $12,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 1,035 | $12,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 1,176 | $12,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 2,008 | $12,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 5,832 | $12,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 464 | $12,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 750 | $12,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 555 | $12,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 1,500 | $12,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 1,319 | $12,000 | thousands by filing date | |
| FINISAR CORP | 31787AAP6 | NOTE 0.500%12/1 | 12,000 | $12,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 2,000 | $12,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 8,800 | $12,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 2,445 | $12,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 125 | $12,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 14,674 | $12,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 3,000 | $12,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 1,302 | $12,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 12,637 | $12,000 | thousands by filing date | |
| DBX ETF TR | 233051747 | XTRCK JP MRG ESG | 557 | $12,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 653 | $12,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNE | 51508j405 | LP | 504 | $12,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J684 | BULLSHS 21 USD | 416 | $12,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 246 | $11,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 679 | $11,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 242 | $11,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 398 | $11,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 1,157 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 140 | $11,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 705 | $11,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 400 | $11,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 98 | $11,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 1,776 | $11,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 363 | $11,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 1,000 | $11,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 4,335 | $11,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C565 | US EQTY ULTRA BU | 425 | $11,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 360 | $11,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 412 | $11,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 329 | $11,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 2,200 | $11,000 | thousands by filing date | |
| VICTORYSHARES U S | 92647N576 | MF Closed and MF Open | 200 | $11,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 761 | $11,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 151 | $11,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 307 | $11,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 192 | $11,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 3,000 | $11,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 1,500 | $11,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 2,467 | $11,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 2,230 | $11,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 388 | $11,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 40 | $11,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 5,000 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 440 | $11,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 1,908 | $11,000 | thousands by filing date | |
| MEDALLIA INC | 584021109 | COM | 350 | $11,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 776 | $11,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 506 | $11,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 350 | $11,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 233 | $11,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043100 | COM | 263 | $10,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 750 | $10,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 316 | $10,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 249 | $10,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 1,327 | $10,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 429 | $10,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 260 | $10,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 827 | $10,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 814 | $10,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 231 | $10,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 924 | $10,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 656 | $10,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 269 | $10,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 3,607 | $10,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 300 | $10,000 | thousands by filing date | |
| Low Duration Preferre | 26922A198 | AAM LW DUR PFD | 400 | $10,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 2,069 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 153 | $10,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 311 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 382 | $10,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L405 | CMN | 500 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 289 | $10,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P110 | NUVEEN ESG 1-5 | 397 | $10,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 3,169 | $10,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 535 | $10,000 | thousands by filing date | |
| ISHARES TR | 46435G169 | RUSSELL 1000 US | 312 | $10,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 473 | $10,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 0 | $10,000 | thousands by filing date | Amount filed as zero, left out of ratios. |
| BOINGO WIRELESS INC | 09739C102 | COM | 884 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-20-002502 | this filing | 2020-02-14 | acceptance time not in the bulk data set |