13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 5,593 holding rows worth $15,884,569,000.
- Accession
- 0001493152-20-002502
- Filer
- CIK 1029730
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 18,603 entries on the cover page, a total value of $15,884,569,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $15,884,569,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC028-17514
- included managerTriad Advisors, LLC028-18179
- included managerInvestacorp Advisory Services, Inc.028-18178
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RMR GROUP INC | 74967R106 | CL A | 2,212 | $101,000 | thousands by filing date | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 5,789 | $101,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R738 | CMN | 4,179 | $101,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 5,614 | $101,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 3,316 | $100,000 | thousands by filing date | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 3,030 | $100,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 6,079 | $99,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 928 | $99,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 4,602 | $99,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 2,567 | $99,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 2,275 | $98,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 2,499 | $98,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 3,094 | $98,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 2,343 | $98,000 | thousands by filing date | |
| CLARIVATE PLC | G21810109 | ORD SHS | 5,796 | $98,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 2,233 | $98,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 41,865 | $98,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 12,543 | $98,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 1,497 | $98,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y545 | VICE E T F | 3,921 | $98,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 18,829 | $98,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416300 | Cmn | 6,000 | $98,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 446 | $97,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A420 | DEFIA QUANT ETF | 3,307 | $97,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 3,800 | $97,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 1,800 | $97,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 4,950 | $97,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 2,660 | $97,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R753 | SMID CAP STR ETF | 4,094 | $97,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 2,484 | $97,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 6,000 | $97,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 10,000 | $97,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 1,249 | $96,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 3,518 | $96,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 5,369 | $96,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 12,314 | $96,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 1,230 | $96,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 1,514 | $96,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 823 | $96,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 67,683 | $96,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 828 | $95,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 819 | $95,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 1,967 | $95,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 5,442 | $95,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 1,955 | $95,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 2,701 | $95,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 3,511 | $95,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 2,222 | $95,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 4,610 | $95,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 2,027 | $95,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 2,174 | $95,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W648 | U.S. TECH INDEPD | 2,913 | $95,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 6,957 | $95,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 3,919 | $95,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 1,837 | $95,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 1,319 | $94,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 503 | $94,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 4,161 | $94,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 3,510 | $94,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 1,507 | $94,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 3,900 | $94,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 844 | $94,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 3,476 | $94,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 3,831 | $94,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 2,207 | $94,000 | thousands by filing date | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 1,400 | $94,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 1,757 | $94,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 2,216 | $94,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 1,738 | $94,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 9,172 | $94,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 2,177 | $93,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 17,002 | $93,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 1,569 | $93,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 1,663 | $93,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 71,226 | $93,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 21,920 | $93,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 1,012 | $93,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J593 | RUSL 2000 DYNM | 3,197 | $93,000 | thousands by filing date | |
| PROSHARES TR | 74347X500 | ULTR MSCI ETF | 2,168 | $93,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F870 | LOW DUR STRTGC | 4,514 | $93,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 3,536 | $93,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 11,823 | $93,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 1,824 | $92,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 4,650 | $92,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 2,675 | $92,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 2,124 | $92,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 3,054 | $92,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 2,937 | $92,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 5,001 | $92,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 2,564 | $92,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 5,927 | $92,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 10,462 | $92,000 | thousands by filing date | |
| ISHARES TR | 46435G276 | MSCI ARGENTINA | 4,046 | $92,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR MFS SYS GWT EQ | 78467V889 | CEF | 1,033 | $92,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 3,414 | $91,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 1,827 | $91,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 5,409 | $91,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 1,088 | $91,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER JULY | 45782C839 | ETF | 3,613 | $91,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 11,947 | $91,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 2,715 | $91,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 9,900 | $91,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 3,321 | $90,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 1,737 | $90,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 5,514 | $90,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 10,557 | $90,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P603 | CMN | 3,506 | $90,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 29,257 | $90,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 1,968 | $89,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 2,724 | $89,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 1,246 | $89,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 1,716 | $89,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 3,927 | $89,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 2,064 | $89,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 1,476 | $89,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 5,939 | $89,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 5,128 | $89,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 4,533 | $89,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 3,126 | $88,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 25,673 | $88,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 8,300 | $88,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 7,605 | $88,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 3,691 | $88,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 2,774 | $88,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 4,258 | $88,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 6,871 | $88,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 741 | $88,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 31,894 | $88,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 88,000 | $88,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 2,097 | $87,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 3,611 | $87,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 1,977 | $87,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 1,805 | $87,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A164 | SALT LOW TRUBETA | 3,036 | $87,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 991 | $86,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 2,786 | $86,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 2,052 | $86,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 609 | $86,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 6,338 | $86,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J305 | MULTIFACTOR CO | 2,400 | $86,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J867 | MLTFACTR UTILS | 2,502 | $86,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 1,710 | $85,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 2,950 | $85,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 4,776 | $85,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 1,821 | $85,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 6,050 | $85,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 2,060 | $85,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 4,627 | $85,000 | thousands by filing date | |
| NEM | 06739FJQ5 | 0.00% 10/30/2023 | 69,000 | $85,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 937 | $84,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 4,759 | $84,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 1,542 | $84,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 20,678 | $84,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 5,825 | $84,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 4,801 | $84,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 2,018 | $84,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D218 | FI ENHANCD ETN | 405 | $84,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 3,089 | $84,000 | thousands by filing date | |
| PACER FDS TR | 69374H782 | BNCHMRK RS ETF | 3,046 | $84,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 1,368 | $83,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 882 | $83,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 3,556 | $83,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 20,443 | $83,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 13,169 | $83,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 3,325 | $83,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 60,870 | $82,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 4,674 | $82,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 5,908 | $82,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 3,855 | $82,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 2,441 | $82,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 3,860 | $82,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 3,596 | $82,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 77,000 | $82,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 3,986 | $81,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 6,249 | $81,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 1,557 | $81,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 3,162 | $81,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 1,167 | $80,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 1,348 | $80,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 5,418 | $80,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 9,414 | $80,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F847 | FT VEST US EQT | 2,555 | $80,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 5,553 | $80,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 5,181 | $80,000 | thousands by filing date | |
| LISTED FDS TR | 53656F805 | SHARES LAG CAP | 2,891 | $80,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 5,473 | $80,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 2,279 | $79,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 3,247 | $79,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 5,674 | $79,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 3,662 | $79,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 3,947 | $79,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 1,667 | $79,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 1,180 | $79,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 1,684 | $79,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 2,556 | $79,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 7,090 | $79,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 6,563 | $79,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 1,243 | $78,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 1,350 | $78,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 10,535 | $78,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 638 | $78,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 3,716 | $78,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 3,127 | $78,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 2,357 | $78,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 2,432 | $78,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 7,831 | $78,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 4,129 | $78,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 4,009 | $78,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G607 | SHIPPING ETF | 7,673 | $78,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 1,036 | $77,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 10,509 | $77,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 993 | $77,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 4,284 | $77,000 | thousands by filing date | |
| FIRST TR FD VI ETF FIRST TRUST SMID GROWTH STRENGTH | 33738R746 | ETF | 3,504 | $77,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 10,607 | $77,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 32,352 | $77,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 2,416 | $77,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 3,540 | $77,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 4,196 | $76,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 901 | $76,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 4,175 | $76,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 697 | $76,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 2,756 | $76,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 5,902 | $76,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N691 | VICTORYSHS US | 2,301 | $76,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 1,571 | $76,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 18,000 | $76,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C508 | US EQTY PWR BUF | 2,640 | $75,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 372 | $75,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 1,456 | $75,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 1,041 | $75,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C409 | US EQTY BUFR JAN | 2,575 | $75,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 708 | $75,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 2,041 | $75,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 1,354 | $75,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 1,226 | $75,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 1,935 | $75,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 5,049 | $74,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 1,897 | $74,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 5,800 | $74,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 1,631 | $74,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 5,900 | $74,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 5,300 | $74,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 3,677 | $74,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 3,760 | $74,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 4,013 | $74,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 5,500 | $74,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 1,199 | $74,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 3,236 | $74,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 1,804 | $74,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 8,000 | $74,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 14,993 | $73,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 3,257 | $73,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 754 | $73,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 1,636 | $73,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 1,602 | $73,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 6,542 | $73,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 2,391 | $73,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 1,969 | $73,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 1,337 | $73,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 2,600 | $73,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 2,521 | $73,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C581 | US EQTY BUF NOV | 2,750 | $73,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 11,443 | $73,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 1,977 | $73,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 6,535 | $73,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 1,000 | $73,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 17,521 | $73,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 10,557 | $72,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 1,702 | $72,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 18,580 | $72,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 3,015 | $72,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 2,658 | $72,000 | thousands by filing date | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 2,200 | $72,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 4,290 | $72,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 15,961 | $72,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 1,910 | $71,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 1,109 | $71,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 4,745 | $71,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 1,164 | $71,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 1,086 | $71,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 1,525 | $71,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 851 | $71,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 4,970 | $71,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 1,998 | $71,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 9,747 | $71,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 2,146 | $71,000 | thousands by filing date | |
| RIVERVIEW FINL CORP NEW | 76940Q105 | COM | 5,208 | $71,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 2,308 | $70,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 1,655 | $70,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 936 | $70,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 724 | $70,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 415 | $70,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 1,167 | $70,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 4,184 | $70,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 2,003 | $70,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 1,108 | $70,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E806 | SABA INT RATE | 3,374 | $70,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 1,775 | $70,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 22,311 | $70,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 14,462 | $70,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 1,836 | $69,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 852 | $69,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 1,048 | $69,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 4,066 | $69,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 2,400 | $69,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 4,971 | $68,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 984 | $68,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 1,561 | $68,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 3,181 | $68,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 1,657 | $68,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 3,804 | $68,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 2,131 | $68,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 1,821 | $68,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 4,331 | $68,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 2,705 | $68,000 | thousands by filing date | |
| KRANESHARES TR | 500767728 | LRG CAP QTY DIVD | 2,518 | $68,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 3,497 | $68,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 67,000 | $68,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 1,187 | $67,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 747 | $67,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 967 | $67,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 1,498 | $67,000 | thousands by filing date | |
| FIRST TR IV EIP CARBON IMP | 33738d705 | INDX FD | 3,200 | $67,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 7,562 | $67,000 | thousands by filing date | |
| PROSHARES TR | 74347B417 | K1 FRE CRD OIL | 3,092 | $67,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 2,272 | $66,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 5,758 | $66,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 923 | $66,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 1,182 | $66,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 2,521 | $66,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 893 | $66,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 1,030 | $66,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 826 | $66,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 25,569 | $66,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 2,476 | $66,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 1,923 | $66,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 1,848 | $66,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 4,299 | $66,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 1,925 | $65,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 3,100 | $65,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 1,927 | $65,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 64,000 | $65,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 1,321 | $65,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502887 | UNIT 05/15/2020 | 590 | $65,000 | thousands by filing date | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 1,976 | $64,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 3,182 | $64,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 1,523 | $64,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 730 | $64,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 2,248 | $64,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 4,482 | $64,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 8,900 | $64,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 400 | $64,000 | thousands by filing date | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 2,100 | $64,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 9,410 | $64,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 2,481 | $64,000 | thousands by filing date | |
| AVITA MEDICAL LTD | 053792107 | SPONSORED ADS | 7,000 | $64,000 | thousands by filing date | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 4,079 | $63,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 4,242 | $63,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 703 | $63,000 | thousands by filing date | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 2,791 | $63,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 5,750 | $63,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 2,700 | $63,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 22,936 | $63,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 6,250 | $63,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 2,429 | $63,000 | thousands by filing date | |
| INNOVATOR ETFS TR II | 45783G102 | LADRD FD US EQT | 1,643 | $63,000 | thousands by filing date | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 2,494 | $62,000 | thousands by filing date | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 739 | $62,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 638 | $62,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 938 | $62,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 3,622 | $62,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 11,788 | $62,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 1,277 | $62,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 950 | $62,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 546 | $61,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 4,026 | $61,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 1,263 | $61,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 2,153 | $61,000 | thousands by filing date | |
| iShares iBonds Dec. 2029 Corporate Bond ETF | 46436E205 | ETF | 2,400 | $61,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 1,663 | $61,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 2,798 | $61,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 2,291 | $61,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 387 | $60,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 2,579 | $60,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 3,137 | $60,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 863 | $60,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 25,655 | $60,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 2,350 | $60,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P706 | CMN | 2,003 | $60,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 7,379 | $60,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 24,659 | $60,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 2,100 | $60,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X149 | FNDMTL US SHRT | 1,245 | $60,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 1,269 | $59,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 2,000 | $59,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 1,283 | $59,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 2,884 | $59,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 1,002 | $59,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 2,295 | $59,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 6,986 | $59,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 1,776 | $59,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 13,565 | $59,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 3,821 | $59,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 1,000 | $59,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 8,030 | $59,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C672 | US EQT ULTRA BF | 2,300 | $59,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 1,470 | $59,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 2,650 | $59,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 1,127 | $59,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 4,094 | $59,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 1,327 | $59,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P498 | ETN LKD 48 | 1,296 | $59,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 1,687 | $58,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 7,332 | $58,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 3,486 | $58,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 1,320 | $58,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 1,015 | $58,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 3,519 | $58,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 3,931 | $58,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 296 | $58,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 2,631 | $58,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C649 | US EQTY ULTRA B | 2,300 | $58,000 | thousands by filing date | |
| ISHARES TR | 46435G839 | MSCI EAFE SMCP | 1,880 | $58,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 6,278 | $58,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 1,890 | $58,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 1,244 | $58,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 17,174 | $58,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 6,198 | $58,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U200 | 7% CN SR NT 2023 | 2,144 | $58,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 780 | $57,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 1,155 | $57,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 345 | $57,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 1,906 | $57,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 1,348 | $57,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 2,267 | $57,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 1,063 | $57,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 5,095 | $57,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 2,278 | $57,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 1,807 | $57,000 | thousands by filing date | |
| ISHARES TR | 46435G847 | MSCI ACWI EXUS | 2,058 | $57,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 2,198 | $57,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 1,301 | $57,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 7,075 | $57,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 2,774 | $57,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 2,082 | $56,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 1,692 | $56,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 4,984 | $56,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 2,733 | $56,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 771 | $56,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 2,117 | $56,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 905 | $56,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 2,046 | $56,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 54,000 | $56,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 40,000 | $56,000 | thousands by filing date | |
| GLOBAL X FOUNDER-RUN COMPANIES ETF | 37954Y681 | ETF | 2,729 | $56,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 1,504 | $56,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 4,371 | $55,000 | thousands by filing date | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 1,075 | $55,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 1,644 | $55,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 1,954 | $55,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 384 | $55,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 757 | $55,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 2,562 | $55,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 4,600 | $55,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 2,489 | $55,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 34,119 | $55,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 2,470 | $55,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06745R693 | IPATH B S&P ETN | 4,382 | $55,000 | thousands by filing date | |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 47 | $55,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 1,000 | $55,000 | thousands by filing date | |
| LOGAN RIDGE FINANCE CORP | 14054R403 | cp | 2,240 | $55,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 932 | $54,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 593 | $54,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092386 | STOCK FOR INFL | 2,080 | $54,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 1,498 | $54,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 883 | $54,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 2,438 | $54,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 52,000 | $54,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 9,076 | $54,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 14,204 | $53,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 965 | $53,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 2,061 | $53,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 459 | $53,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 1,033 | $53,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 4,038 | $53,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 4,534 | $53,000 | thousands by filing date | |
| LISTED FDS TR | 53656F870 | SHARES FOREIGN | 2,055 | $53,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 13,566 | $53,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 1,939 | $53,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 2,668 | $53,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 1,579 | $53,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 53,000 | $53,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 3,000 | $53,000 | thousands by filing date | |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 3,829 | $52,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 727 | $52,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 2,228 | $52,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 861 | $52,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 3,709 | $52,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 809 | $52,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-20-002502 | this filing | 2020-02-14 | acceptance time not in the bulk data set |