13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 5,593 holding rows worth $15,884,569,000.
- Accession
- 0001493152-20-002502
- Filer
- CIK 1029730
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 18,603 entries on the cover page, a total value of $15,884,569,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $15,884,569,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC028-17514
- included managerTriad Advisors, LLC028-18179
- included managerInvestacorp Advisory Services, Inc.028-18178
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ANTARES PHARMA INC | 036642106 | COM | 1,504 | $10,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 199 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 231 | $10,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 1,800 | $10,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 280 | $10,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 4,000 | $10,000 | thousands by filing date | |
| DIAMOND EAGLE ACQUISITION CO | 25258L109 | COM CL A | 917 | $10,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 1,000 | $10,000 | thousands by filing date | |
| CAROLINA TR BANCSHARES INC | 14422P105 | COM | 732 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y301 | Cmn | 400 | $10,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P702 | LIBRT INT OPPT | 346 | $10,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 306 | $9,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 137 | $9,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 373 | $9,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 492 | $9,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 1,028 | $9,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 509 | $9,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 116 | $9,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 287 | $9,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 177 | $9,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 181 | $9,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 651 | $9,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 222 | $9,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 464 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 253 | $9,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 184 | $9,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N535 | SHORT TRM BD ETF | 182 | $9,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 1,246 | $9,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 1,127 | $9,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 150 | $9,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 1,200 | $9,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 100 | $9,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 854 | $9,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 325 | $9,000 | thousands by filing date | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 760 | $9,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 336 | $9,000 | thousands by filing date | |
| TIDAL TR III ETF IMPACT SHARES WOMEN'S EMPOWERMENT | 45259A100 | ETF | 400 | $9,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 1,409 | $9,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 2,037 | $9,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 2,421 | $9,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 715 | $9,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 260 | $9,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 470 | $9,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 600 | $9,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 12 | $9,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 2,219 | $9,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 718 | $9,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 748 | $9,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 353 | $9,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 1,940 | $9,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 397 | $9,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 872 | $9,000 | thousands by filing date | |
| MORPHOSYS AG | 617760202 | ADR | 251 | $9,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 2,100 | $9,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 551 | $9,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 600 | $9,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 14,981 | $9,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 2,600 | $9,000 | thousands by filing date | |
| GS CONNECT S+P GSCI ENH COMM | 38144L852 | SP E | 343 | $9,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 650 | $9,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 575 | $9,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 1,000 | $9,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E701 | CHINA SMALL CP | 357 | $9,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 3,530 | $9,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 900 | $9,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J104 | COM | 2,047 | $9,000 | thousands by filing date | |
| INVESCO BLDRS INDEX FDS TR | 46090C206 | DEVLPD MKTS100 | 390 | $9,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 230 | $8,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 610 | $8,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 118 | $8,000 | thousands by filing date | |
| TIMOTHY PLAN US LARGE/MID CAP CORE ETF | 887432359 | ETF | 300 | $8,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 4,000 | $8,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 704 | $8,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 5,800 | $8,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 265 | $8,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 266 | $8,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 790 | $8,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 1,280 | $8,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 528 | $8,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 212 | $8,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 585 | $8,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 159 | $8,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 300 | $8,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 519 | $8,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 430 | $8,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 204 | $8,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 1,405 | $8,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 317 | $8,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 147 | $8,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 192 | $8,000 | thousands by filing date | |
| TIMOTHY PLAN | 887432326 | HIG DV STK ETF | 300 | $8,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 3,704 | $8,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 347 | $8,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 426 | $8,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 117 | $8,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 3,041 | $8,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 425 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 423 | $8,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 697 | $8,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 219 | $8,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 1,637 | $8,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 330 | $8,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 682 | $8,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 296 | $8,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 4,283 | $8,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 1,208 | $8,000 | thousands by filing date | |
| VISTRA CORP | 92840M128 | COM | 3,647 | $8,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 3,200 | $8,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 400 | $8,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 395 | $8,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 323 | $8,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 650 | $8,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 171 | $8,000 | thousands by filing date | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 3,420 | $8,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 4,100 | $8,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X376 | MSCI CDA STRTGIC | 129 | $8,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 4,600 | $8,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 5,613 | $8,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 1,000 | $8,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E602 | CHINA REALESTE | 323 | $8,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 2,550 | $7,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 88 | $7,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 706 | $7,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 175 | $7,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 149 | $7,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 300 | $7,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 125 | $7,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 643 | $7,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 922 | $7,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 875 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 108 | $7,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 407 | $7,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 169 | $7,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 393 | $7,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 198 | $7,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 399 | $7,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 1,716 | $7,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 316 | $7,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 305 | $7,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 411 | $7,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 300 | $7,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 256 | $7,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 175 | $7,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 724 | $7,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 113 | $7,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 500 | $7,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N543 | VICTORYSHS EMERG | 151 | $7,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 452 | $7,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 499 | $7,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 500 | $7,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 152 | $7,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 1,000 | $7,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 1,800 | $7,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 207 | $7,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 874 | $7,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 1,183 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347R727 | PSHS ULTRA INDL | 75 | $7,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 162 | $7,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 312 | $7,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 14,500 | $7,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 108 | $7,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 3,200 | $7,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 10,259 | $7,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 2,400 | $7,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 4,500 | $7,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L209 | COM | 5,018 | $7,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 499 | $7,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 5,903 | $7,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 680 | $7,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 730 | $7,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A408 | mc | 465 | $7,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 2,500 | $7,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 270 | $7,000 | thousands by filing date | |
| INVESCO BLDRS INDEX FDS TR | 46090C404 | EUROPE 100 ADR | 300 | $7,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 400 | $6,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 154 | $6,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 409 | $6,000 | thousands by filing date | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 850 | $6,000 | thousands by filing date | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 199 | $6,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 151 | $6,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 337 | $6,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 264 | $6,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 170 | $6,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 181 | $6,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 274 | $6,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 355 | $6,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 112 | $6,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 388 | $6,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 164 | $6,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 59 | $6,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 138 | $6,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 69 | $6,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 500 | $6,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 121 | $6,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 202 | $6,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 106 | $6,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 1,200 | $6,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 185 | $6,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 503 | $6,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 500 | $6,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 322 | $6,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 138 | $6,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 258 | $6,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 363 | $6,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 315 | $6,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 636 | $6,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 611 | $6,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 518 | $6,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 200 | $6,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 80 | $6,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 1,697 | $6,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 111 | $6,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 164 | $6,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL MOMENTU | 78468R762 | ETF | 80 | $6,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 132 | $6,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 8,308 | $6,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 221 | $6,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R108 | BBG COMMD K 1 | 216 | $6,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 208 | $6,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 300 | $6,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 43 | $6,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767868 | MSCI ONE BELT | 250 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 300 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 78 | $6,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 1,000 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 97 | $6,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 344 | $6,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 901 | $6,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 7,990 | $6,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 1,533 | $6,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 481 | $6,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 1,000 | $6,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 4,050 | $6,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 302 | $6,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 90 | $6,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 785 | $6,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 7,041 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 486 | $6,000 | thousands by filing date | |
| AMERICAN CUSTOMER SATISFACTION ETF | 26922A776 | ETF | 178 | $6,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 10,225 | $6,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 16,600 | $6,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 119 | $6,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 125 | $6,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 8,171 | $6,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 902 | $6,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 2,001 | $6,000 | thousands by filing date | |
| B RILEY PRINCIPAL MERGER CORP | 05586Y106 | Com | 575 | $6,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M503 | COM NEW | 614 | $6,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X335 | SOLACTIVE UK ETF | 115 | $6,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108706 | Cmn | 230 | $6,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G680 | S&P FINCIAL REVE | 85 | $6,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 115 | $5,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 302 | $5,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 391 | $5,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 353 | $5,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 244 | $5,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 225 | $5,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 603 | $5,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 131 | $5,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 5,900 | $5,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 260 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 162 | $5,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 48 | $5,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 142 | $5,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 71 | $5,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 125 | $5,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 420 | $5,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 600 | $5,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 148 | $5,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 487 | $5,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 240 | $5,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 272 | $5,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 1,025 | $5,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 181 | $5,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 288 | $5,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 646 | $5,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 369 | $5,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 990 | $5,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 387 | $5,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 105 | $5,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 110 | $5,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 552 | $5,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 160 | $5,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 2,607 | $5,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 435 | $5,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 788 | $5,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 300 | $5,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 209 | $5,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 467 | $5,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 300 | $5,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 868 | $5,000 | thousands by filing date | |
| PROCURE SPACE ETF | 74280R205 | ETF | 200 | $5,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 2,123 | $5,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 5,000 | $5,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 200 | $5,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 525 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 47 | $5,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 131 | $5,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A602 | VIDENT US BOND | 96 | $5,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 364 | $5,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 6,900 | $5,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 150 | $5,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 113 | $5,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 1,059 | $5,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 1,042 | $5,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 1,000 | $5,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 5,000 | $5,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 5,719 | $5,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 213 | $5,000 | thousands by filing date | |
| ONECONNECT FINL TECHNOLOGY C | 68248T105 | ADR | 500 | $5,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 235 | $5,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 888 | $5,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 3,291 | $5,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 7,501 | $5,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 28 | $5,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 600 | $5,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 91 | $5,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W614 | GOLD STRATEGY | 1,944 | $5,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 158 | $5,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 241 | $5,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 1,250 | $5,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U605 | ORGANICS ETF | 308 | $5,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S304 | COM NEW | 3,010 | $5,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 261 | $5,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 651 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y541 | MSCI CHINA HC | 300 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y798 | HEALTH WELLNESS | 226 | $5,000 | thousands by filing date | |
| Global X Cannabis ETF | 37954Y426 | EX TRD EQ FD | 15 | $5,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 290 | $5,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH VE | 22542d316 | COM | 32 | $5,000 | thousands by filing date | |
| WISDOMTREE TR DYNAMIC US EQT | 97717X297 | CEF | 253 | $5,000 | thousands by filing date | |
| FLEXSHARES TR CUR HDG EM IDX | 33939L712 | CEF | 177 | $5,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 300 | $4,000 | thousands by filing date | |
| ABRDN ETFS | 003261104 | BBRG ALL COMD K1 | 183 | $4,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 105 | $4,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 78 | $4,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 40 | $4,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 100 | $4,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 163 | $4,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 47 | $4,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 861 | $4,000 | thousands by filing date | |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 230 | $4,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 175 | $4,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 126 | $4,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 303 | $4,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 141 | $4,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 727 | $4,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 413 | $4,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 299 | $4,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 125 | $4,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 147 | $4,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 125 | $4,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 537 | $4,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 73 | $4,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 138 | $4,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 2,000 | $4,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 1,000 | $4,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 530 | $4,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 484 | $4,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 203 | $4,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 200 | $4,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 348 | $4,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 221 | $4,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 269 | $4,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 138 | $4,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 98 | $4,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 1,043 | $4,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 1,385 | $4,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 50 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G300 | S&P SMLCAP QTY | 130 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 150 | $4,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 1,370 | $4,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 669 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J635 | INVSCO BLSH 26 | 170 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 75 | $4,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 34 | $4,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 342 | $4,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 6,933 | $4,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 410 | $4,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 827 | $4,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 83 | $4,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 200 | $4,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 301 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 232 | $4,000 | thousands by filing date | |
| IMMURON LTD | 45254U101 | SPONSORED ADR | 1,000 | $4,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 160 | $4,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO | 60871R100 | CL A | 67 | $4,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 150 | $4,000 | thousands by filing date | |
| INCOME OPPORTUNITY RLTY INVS | 452926108 | COM | 300 | $4,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 942 | $4,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 3,584 | $4,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 23 | $4,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 2,000 | $4,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 384 | $4,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 1,003 | $4,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 76 | $4,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 3,500 | $4,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 186 | $4,000 | thousands by filing date | |
| GENFIT S A | 372279109 | ADS | 200 | $4,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 1 | $4,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 3,000 | $4,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P563 | FUND | 100 | $4,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 231 | $4,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 1,258 | $4,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 504 | $4,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 3,049 | $4,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 211 | $4,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 2,800 | $4,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 2,000 | $4,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 222 | $4,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 611 | $4,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 250 | $4,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 9,331 | $4,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 450 | $4,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 3,964 | $4,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 239 | $4,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 326 | $4,000 | thousands by filing date | |
| RENOVARE ENVIRONMENTAL I | 09074B107 | COM | 2,550 | $4,000 | thousands by filing date | |
| PULMATRIX INC COM | 74584P202 | Stock | 3 | $4,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 801 | $4,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E776 | FRONTIER MKTS | 267 | $4,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 3,100 | $4,000 | thousands by filing date | |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 350 | $4,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L201 | SHS NEW | 478 | $4,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 1,500 | $4,000 | thousands by filing date | |
| BIO-PATH HLDGS INC | 09057N300 | COM | 513 | $4,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 500 | $4,000 | thousands by filing date | |
| DBX ETF TR | 233051663 | XTRACK JAPAN JPX | 125 | $4,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A487 | LHA MKT ST TAC | 142 | $4,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 208 | $3,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 100 | $3,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 1,075 | $3,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 3,000 | $3,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 258 | $3,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 200 | $3,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 61 | $3,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 7,000 | $3,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 76 | $3,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 103 | $3,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 280 | $3,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 52 | $3,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 148 | $3,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 122 | $3,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 174 | $3,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 355 | $3,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 271 | $3,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 168 | $3,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 114 | $3,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 964 | $3,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 133 | $3,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 140 | $3,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 150 | $3,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 96 | $3,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 450 | $3,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 250 | $3,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 420 | $3,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 265 | $3,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 271 | $3,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 151 | $3,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 265 | $3,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 363 | $3,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 54 | $3,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 154 | $3,000 | thousands by filing date | |
| HARTFORD FDS EXCHANGE TRADED | 41653L305 | TOTAL RTRN ETF | 79 | $3,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 500 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X271 | DYNAMIC INTL SML | 100 | $3,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 382 | $3,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 124 | $3,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 1,000 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 141 | $3,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 149 | $3,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 129 | $3,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 2,007 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 200 | $3,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 82 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 563 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 102 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 115 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X156 | US SHT TRM CORP | 207 | $3,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 450 | $3,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 866 | $3,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 364 | $3,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 70 | $3,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 300 | $3,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 45 | $3,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 600 | $3,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 962 | $3,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 300 | $3,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 100 | $3,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 378 | $3,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 142 | $3,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N753 | TORTOISE GLOBAL | 149 | $3,000 | thousands by filing date | |
| ISHARES TR | 46435U333 | FOCUSD VAL FAC | 51 | $3,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 152 | $3,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 1,000 | $3,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 6,015 | $3,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 670 | $3,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 375 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-20-002502 | this filing | 2020-02-14 | acceptance time not in the bulk data set |