13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 5,593 holding rows worth $15,884,569,000.
- Accession
- 0001493152-20-002502
- Filer
- CIK 1029730
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 18,603 entries on the cover page, a total value of $15,884,569,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $15,884,569,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC028-17514
- included managerTriad Advisors, LLC028-18179
- included managerInvestacorp Advisory Services, Inc.028-18178
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MY SIZE INC | 62844N208 | COM NEW | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AETERNA ZENTARIS INC | 007975402 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 260 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25460E505 | DAILY CS 2X SH | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPGEN INC | 68373L307 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 77 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLIGENIX INC | 834223307 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922A586 | AAM S&P EMRG | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R174 | *W EXP 11/14/202 | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 143 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Pareteum Corporation | 69946T207 | COM | 2,160 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74348A459 | ULTSHT MSCI JAP | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRACON PHARMACEUTICALS INC | 89237H209 | COM NEW | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRH MEDICAL CORP | 12626F105 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACHIEVE LIFE SCIENCE INC | 004468203 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEADRILL LTD | G7998G106 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 180 DEGREE CAP CORP | 68235B109 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25460E133 | DAILY FINL BEAR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25460E166 | DAILY JR GLD MIN | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEOVASC INC | 64065J304 | COM | 127 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOP SHIPS INC | Y8897Y164 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 265 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IBIO INC | 451033203 | COM NEW | 957 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARATHON PATENT GROUP INC | 56585W401 | COM | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTROTECH CORP | 046484200 | COM NEW | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BAUDAX BIO INC | 07160F107 | COM | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDESA BIOTECH INC | 27966L108 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREENLANE HLDGS INC | 395330103 | CL A | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y665 | GBL X MSCI NIGER | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AETHLON MED INC | 00808Y307 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AYTU BIOSCIENCE INC | 054754700 | COM PAR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR | 233051523 | XTRACK MSCI CHIN | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WAITR HLDGS INC | 930752100 | COM | 1,010 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEEL CONNECT INC | 858098106 | CMN | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRECIPIO INC | 74019L503 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERMITAGE OFFSHORE SERVICE L | G4511M108 | SHS | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCONOVA THERAPEUTIC | 68232V405 | Common Stock | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMBER ENERGY INC | 13200M508 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PDL CMNTY BANCORP | 69290X101 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMEDIA BRANDS INC | 452465206 | COM CL A | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST CHOICE BANCORP | 31948P104 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTURA ENERGY INC | 21241B100 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRIC BRANDS INC | 15644G104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOLASE INC | 090911207 | COM NEW | 568 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TITAN PHARMACEUTICALS INC DE | 888314507 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REXAHN PHARMACEUTICALS INC | 761640309 | COM | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YIELD10 BIOSCIENCE INC | 98585K201 | COM NEW | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHECK CAP LTD | M2361E203 | SHS | 167 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SALARIUS PHARMACEUTICALS INC | 79400X107 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKLYN IMMUNOTHERAPEUTICS | 629410606 | COM | 160 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| National Holdings 22 Wts | 636375115 | *W EXP 01/18/202 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| National Holdings Corporation | 636375206 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NET ELEMENT INC | 64111R300 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENREN INC | 759892201 | SPON ADR A NEW | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIVEO CORP CDA | 17878Y108 | COM | 157 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PB BANCORP INC | 70454T100 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STANDARD DIVERSIFIED INC | 85336L109 | COM CL A | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOCAGEN INC | 888846102 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAJESCO | 56068V102 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCCLATCHY CO | 579489303 | CL A NEW | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHIO PHARMACEUTICALS CORP | 71880W105 | *W EXP 12/21/202 | 3,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OBALON THERAPEUTICS INC COM NE | 67424l209 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIOS MARITIME CHG CONTAINERS LP UNIT REPSTG LP INT | Y62151108 | COM UNIT RP LP | 176 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TETRAPHASE PHARMACEUTICALS I | 88165N204 | COM NEW | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVIVO THERAPEUTICS HLDGS CO COM | 46186M407 | Stock | 181 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XPRESSPA GROUP INC COM NEW | 98420U604 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 852 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RELIV INTERNATIONAL INC | 75952R209 | COM NEW | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RA MED SYS INC | 74933X104 | COM | 504 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DROPCAR INC | 26210U203 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Melinta Therapeutics Inc | 58549G209 | Common / Ordinary Stock | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPHERIX INC | 84842R502 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INPIXON | 45790J503 | COM PAR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-20-002502 | this filing | 2020-02-14 | acceptance time not in the bulk data set |