13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 5,593 holding rows worth $15,884,569,000.
- Accession
- 0001493152-20-002502
- Filer
- CIK 1029730
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 18,603 entries on the cover page, a total value of $15,884,569,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $15,884,569,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC028-17514
- included managerTriad Advisors, LLC028-18179
- included managerInvestacorp Advisory Services, Inc.028-18178
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SELECTIVE INS GROUP INC | 816300107 | COM | 3,071 | $200,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 9,756 | $200,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 18,765 | $200,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 4,997 | $199,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 1,429 | $199,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 4,988 | $199,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 45,843 | $199,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 7,747 | $199,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 5,920 | $198,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 1,834 | $198,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 8,031 | $198,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A705 | S&P500 DOWNSID | 7,069 | $198,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 8,013 | $198,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 1,171 | $197,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 7,580 | $197,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 6,132 | $197,000 | thousands by filing date | |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 5,953 | $197,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 7,163 | $196,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 14,618 | $196,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 4,648 | $196,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 13,807 | $196,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G771 | CINTL ULTR DVD R | 8,023 | $196,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 5,704 | $195,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 2,815 | $195,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 4,479 | $195,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 2,959 | $195,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 6,566 | $195,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 10,427 | $194,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 1,790 | $194,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 5,266 | $194,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C821 | US EQTY ULTRA B | 7,780 | $194,000 | thousands by filing date | |
| AXA EQUITABLE HLDGS INC | 054561105 | COM | 7,764 | $194,000 | thousands by filing date | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 18,606 | $194,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 5,891 | $193,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 13,454 | $193,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 24,000 | $193,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 1,565 | $192,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 9,081 | $192,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 24,223 | $192,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 4,822 | $192,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 4,607 | $192,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 29,761 | $192,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 3,965 | $191,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 17,347 | $191,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 6,642 | $191,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 14,425 | $191,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 5,623 | $190,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 3,298 | $190,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 5,592 | $189,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 3,896 | $189,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 64,000 | $189,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 2,452 | $188,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 6,919 | $188,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 1,129 | $188,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 2,315 | $188,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 4,357 | $188,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 7,231 | $187,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 4,007 | $187,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 3,469 | $187,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 4,014 | $187,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 45,494 | $187,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 8,923 | $187,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 5,683 | $187,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 11,220 | $186,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 57,456 | $186,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 37,075 | $185,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 15,688 | $185,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 6,241 | $185,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 4,387 | $185,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 13,729 | $184,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 2,660 | $184,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 12,201 | $184,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 1,236 | $184,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 6,232 | $183,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 10,500 | $183,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 16,030 | $183,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 4,741 | $183,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 13,521 | $182,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 59,944 | $182,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 2,482 | $181,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 2,266 | $181,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 122,631 | $181,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 13,554 | $181,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 4,702 | $181,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 5,933 | $180,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 4,379 | $180,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 11,291 | $180,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 4,327 | $180,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 3,272 | $180,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 26,526 | $180,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 47,875 | $180,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 36,094 | $178,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 6,641 | $178,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 6,778 | $177,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 3,338 | $177,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 5,689 | $177,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 1,977 | $177,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 3,913 | $177,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 2,507 | $177,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 23,770 | $177,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 32,973 | $177,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 1,953 | $176,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 12,020 | $176,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 13,421 | $176,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 20,212 | $176,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 4,630 | $176,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 9,700 | $176,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 5,403 | $176,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 1,686 | $175,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 8,773 | $175,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 8,290 | $175,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 2,403 | $174,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 3,995 | $174,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 11,252 | $174,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 5,921 | $173,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 43,521 | $173,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 2,572 | $173,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 43,392 | $173,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 2,147 | $173,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 3,527 | $173,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 3,646 | $173,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 36,500 | $173,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430347 | MOTIF DATA DRIVN | 3,000 | $173,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 5,311 | $172,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 2,096 | $171,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 6,333 | $171,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 886 | $171,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 3,134 | $171,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR INDUSTRIALS ETF | 47804J883 | ETF | 4,304 | $171,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 1,190 | $170,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 2,115 | $170,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 11,586 | $170,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 11,017 | $170,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 6,615 | $169,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 877 | $169,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 24,097 | $169,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 39,151 | $169,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 6,925 | $169,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 12,771 | $169,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 20,892 | $169,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 1,632 | $168,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 2,719 | $168,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 2,884 | $168,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 7,899 | $168,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 23,308 | $168,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 19,555 | $168,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 1,023 | $168,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 6,273 | $168,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 2,964 | $167,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 20,322 | $167,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 14,902 | $167,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 3,003 | $166,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 14,909 | $166,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 2,261 | $166,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 6,384 | $165,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 26,356 | $165,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 9,903 | $164,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C813 | US EQTY PWR BUF | 6,100 | $164,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 5,989 | $164,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 20,796 | $164,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 6,211 | $164,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 4,058 | $163,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 5,316 | $163,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 5,952 | $163,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 6,447 | $162,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 6,568 | $162,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 2,344 | $162,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 1,683 | $162,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 2,307 | $162,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 1,633 | $162,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 3,382 | $162,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 30,740 | $162,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 2,662 | $161,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 1,939 | $161,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 28,730 | $161,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 6,405 | $160,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 22,710 | $160,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 4,273 | $160,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 17,819 | $160,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 21,781 | $160,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 3,590 | $160,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 10,128 | $159,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 3,314 | $159,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 3,323 | $159,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 3,067 | $158,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 1,644 | $158,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 9,571 | $158,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 2,602 | $157,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 2,159 | $157,000 | thousands by filing date | |
| INNOVATOR U.S. EQUITY BUFFER ETF - OCTOBER | 45782C771 | ETF | 5,989 | $157,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 1,647 | $157,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 3,922 | $157,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 6,987 | $156,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 3,760 | $156,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 4,066 | $156,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 11,677 | $156,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 11,503 | $156,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 4,344 | $156,000 | thousands by filing date | |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 47,200 | $156,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 7,920 | $155,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L371 | RAFI DYN MULTI | 5,951 | $155,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 2,800 | $155,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 2,988 | $154,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 2,688 | $154,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 1,589 | $154,000 | thousands by filing date | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 5,702 | $154,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 4,495 | $154,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 6,138 | $154,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 27,392 | $153,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 4,466 | $153,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 5,344 | $152,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 5,608 | $152,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 1,415 | $152,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G806 | VIRTUS REAVES UT | 3,698 | $152,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 5,733 | $152,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 3,052 | $152,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 2,517 | $152,000 | thousands by filing date | |
| INSPIRE 500 ETF | 45782C201 | ETF | 6,711 | $152,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 1,081 | $151,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 11,236 | $151,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 3,634 | $151,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 3,660 | $151,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 3,950 | $150,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 949 | $150,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 2,053 | $150,000 | thousands by filing date | |
| RH | 74967X103 | COM | 707 | $150,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 8,125 | $150,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 7,085 | $150,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 4,918 | $150,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 9,650 | $150,000 | thousands by filing date | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 2,030 | $150,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 41,104 | $150,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 2,828 | $149,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 10,047 | $149,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 6,903 | $149,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 44,271 | $148,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 3,734 | $147,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 2,132 | $147,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 10,130 | $147,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 5,093 | $147,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 1,270 | $147,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 6,465 | $147,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 6,559 | $147,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 10,106 | $147,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 3,900 | $147,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 13,442 | $146,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 1,365 | $146,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 15,985 | $146,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 10,402 | $146,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 3,803 | $145,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 26,018 | $145,000 | thousands by filing date | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 5,311 | $145,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 10,267 | $145,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 17,682 | $145,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 131,972 | $145,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742W430 | LKD PERF BCLY | 1,937 | $145,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 2,935 | $144,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 7,705 | $144,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 2,497 | $143,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 6,583 | $143,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 5,958 | $143,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 52,945 | $143,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 4,160 | $143,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 4,194 | $143,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 25,105 | $143,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 4,925 | $143,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 4,650 | $143,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 5,754 | $142,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 9,373 | $142,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 3,220 | $142,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 3,206 | $142,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 1,417 | $141,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 9,910 | $141,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 15,355 | $141,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 1,927 | $141,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 4,070 | $141,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 1,071 | $140,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 2,417 | $140,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 13,742 | $140,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 3,093 | $140,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 2,764 | $140,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 9,450 | $140,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 19,133 | $139,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 1,419 | $139,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 7,549 | $139,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 1,951 | $139,000 | thousands by filing date | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 15,000 | $139,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 2,192 | $138,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 24,954 | $138,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 3,935 | $138,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 2,813 | $138,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 1,620 | $138,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 1,172 | $138,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 6,095 | $138,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 2,195 | $137,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 3,684 | $137,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 3,715 | $137,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 4,048 | $137,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 3,213 | $136,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 8,483 | $136,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 3,708 | $136,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 2,273 | $136,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 691 | $135,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 2,718 | $135,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 12,754 | $135,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 7,050 | $134,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 11,682 | $134,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 7,839 | $134,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 15,309 | $134,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X255 | EUROPE MULTIFCTR | 4,432 | $134,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 37,895 | $133,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 3,123 | $133,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 6,110 | $133,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 8,048 | $133,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 61,004 | $133,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 5,383 | $133,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 2,936 | $132,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 2,073 | $132,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 11,081 | $132,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 6,742 | $132,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 5,112 | $131,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 2,115 | $131,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A511 | CMN | 4,032 | $131,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 5,536 | $131,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 6,905 | $130,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 51,370 | $130,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 6,412 | $130,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 2,937 | $130,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 4,907 | $130,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 2,309 | $130,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 4,073 | $130,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 4,300 | $129,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 2,613 | $129,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 5,781 | $129,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 6,918 | $129,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 4,702 | $129,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 4,915 | $129,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 7,111 | $128,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 4,000 | $128,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 1,146 | $127,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 9,252 | $127,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 3,977 | $127,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 27,659 | $127,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 14,000 | $127,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 9,879 | $127,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 2,563 | $126,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W663 | US CONSUMER FOC | 4,020 | $126,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 19,855 | $126,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 1,966 | $126,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 8,361 | $126,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 3,800 | $126,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 65,502 | $126,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 1,489 | $126,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 13,186 | $125,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 1,923 | $124,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 10,409 | $124,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 4,704 | $124,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 4,281 | $123,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 635 | $123,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 2,761 | $123,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 3,850 | $123,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 4,010 | $123,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 6,994 | $123,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 42,828 | $122,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 2,672 | $122,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 6,384 | $122,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 4,511 | $122,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 729 | $121,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 3,621 | $121,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R829 | S NETWRK E-COM | 4,903 | $121,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 15,000 | $121,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 1,380 | $120,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 3,106 | $120,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 2,747 | $120,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 2,188 | $120,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 7,583 | $120,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 4,500 | $119,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092527 | SML MID MLTFCT | 4,447 | $119,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 8,968 | $119,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 7,562 | $119,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 3,342 | $119,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 19,742 | $119,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 21,389 | $119,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 9,080 | $119,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 25,471 | $118,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 2,329 | $118,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 629 | $118,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 3,316 | $118,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 7,921 | $118,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 8,018 | $118,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 1,834 | $118,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 5,868 | $118,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 3,432 | $118,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 15,404 | $118,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 2,981 | $118,000 | thousands by filing date | |
| ETF SER SOLUTIONS SALT HIG TRUBT | 26922A479 | Stock | 4,200 | $118,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 184 | $117,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 11,864 | $117,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 1,545 | $117,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P408 | STATE STREET US | 3,396 | $117,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 7,833 | $116,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 3,745 | $116,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 25,918 | $116,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 2,910 | $116,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 1,781 | $115,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 2,218 | $115,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 3,888 | $115,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 5,425 | $115,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 4,288 | $115,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 5,908 | $115,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 4,792 | $115,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 41,292 | $115,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 15,509 | $114,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 8,361 | $114,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 3,005 | $114,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 2,488 | $114,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 5,200 | $114,000 | thousands by filing date | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 14,258 | $114,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 5,309 | $113,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 6,472 | $113,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 1,020 | $113,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 1,468 | $113,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 4,423 | $113,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 10,109 | $112,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 4,853 | $112,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R671 | STATE STREET SPD | 2,870 | $112,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 3,847 | $112,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L688 | STOX GBL ESG SLT | 1,023 | $112,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 7,838 | $112,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 162,714 | $112,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 7,380 | $112,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935300 | US LIQUIDITY | 1,260 | $112,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 1,240 | $111,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 2,271 | $111,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C656 | US EQTY PWR BUF | 4,300 | $111,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 11,304 | $111,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 9,178 | $111,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 1,322 | $110,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 5,109 | $110,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 1,650 | $110,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 5,092 | $110,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 620 | $110,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 4,648 | $110,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 862 | $109,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 2,455 | $109,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 5,940 | $109,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 10,498 | $109,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 2,020 | $109,000 | thousands by filing date | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 2,313 | $108,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 4,000 | $108,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 1,150 | $108,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 23,810 | $108,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 5,857 | $108,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 4,448 | $108,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 7,561 | $108,000 | thousands by filing date | |
| ONTO INNOVATION INC COM | 683344105 | Stock | 2,906 | $107,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 2,197 | $107,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 1,073 | $107,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A594 | AAM S&P 500 | 3,900 | $107,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 4,726 | $107,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 7,468 | $107,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 3,114 | $106,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 5,949 | $106,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 4,194 | $106,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 6,228 | $106,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 4,531 | $106,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 2,553 | $106,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 2,111 | $106,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 3,880 | $106,000 | thousands by filing date | |
| LISTED FDS TR | 53656F862 | SHARES CORE BD | 4,186 | $106,000 | thousands by filing date | |
| INVESCO DB G10 CURRENCY HRVS | 46139B102 | UNIT | 4,387 | $106,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 319 | $106,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 1,575 | $105,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 3,088 | $105,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 2,212 | $105,000 | thousands by filing date | |
| ISHARES TR | 46435U861 | CORE DIVID ETF | 3,417 | $105,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 2,456 | $105,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 4,698 | $105,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 2,515 | $105,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 1,370 | $105,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 7,083 | $105,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 5,143 | $104,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 9,327 | $104,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 7,608 | $104,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 8,049 | $104,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 1,968 | $103,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 2,090 | $103,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 21,901 | $103,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 9,011 | $103,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 3,640 | $103,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 9,000 | $103,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 3,977 | $103,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 6,346 | $102,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 5,381 | $102,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 3,426 | $102,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 4,614 | $102,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 4,517 | $101,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 1,061 | $101,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 5,442 | $101,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 1,328 | $101,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-20-002502 | this filing | 2020-02-14 | acceptance time not in the bulk data set |