13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 5,276 holding rows worth $11,950,349,000.
- Accession
- 0001493152-18-016044
- Filer
- CIK 1029730
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 16,737 entries on the cover page, a total value of $11,950,349,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $11,950,349,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC028-17514
- included managerTriad Advisors, LLC028-18179
- included managerInvestacorp Advisory Services, Inc.028-18178
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 2,160 | $78,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 8,304 | $78,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 3,400 | $78,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 13,286 | $78,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 3,089 | $78,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNE | 51508j405 | LP | 3,375 | $78,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 978 | $77,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 2,357 | $77,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 551 | $77,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 444 | $77,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 1,192 | $77,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 1,422 | $77,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 8,131 | $77,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 1,637 | $77,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 1,765 | $77,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 3,300 | $77,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 3,221 | $77,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 2,255 | $77,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 2,583 | $77,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 4,559 | $77,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 4,663 | $77,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 1,588 | $76,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 10,520 | $76,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 2,700 | $76,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 1,999 | $76,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 8,300 | $76,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 1,384 | $76,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 5,394 | $76,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 12,045 | $76,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 876 | $76,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 2,215 | $75,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 1,899 | $75,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 9,401 | $75,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 1,424 | $75,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 3,994 | $75,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 1,279 | $75,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 1,010 | $75,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 2,383 | $75,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 2,063 | $75,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 2,920 | $74,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 488 | $74,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 2,617 | $74,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 698 | $74,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 6,502 | $74,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 898 | $74,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 419 | $74,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 1,397 | $74,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 3,875 | $74,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 3,072 | $74,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 6,230 | $74,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 1,177 | $74,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 3,270 | $74,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 2,751 | $74,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 2,714 | $74,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 8,809 | $74,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 2,049 | $74,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 5,742 | $74,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 4,528 | $74,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 3,180 | $74,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E305 | CDN ENERGY INM | 9,284 | $74,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 678 | $73,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 1,891 | $73,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 3,000 | $73,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 1,728 | $73,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 1,653 | $73,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 9,966 | $73,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 4,582 | $73,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 4,551 | $73,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 6,635 | $73,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 7,248 | $73,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 7,542 | $73,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 4,550 | $73,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 8,385 | $72,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 1,591 | $72,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 2,503 | $72,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 622 | $72,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 2,586 | $72,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 1,389 | $72,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 3,172 | $72,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 1,769 | $72,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 2,281 | $72,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 5,041 | $72,000 | thousands by filing date | |
| INVSC RAFI US 1500 SML MID ETF | 46137V209 | ETF | 2,028 | $72,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 2,571 | $71,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 894 | $71,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 3,358 | $71,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 5,662 | $71,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 5,700 | $71,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 4,518 | $71,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 5,058 | $71,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 27,205 | $71,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 2,778 | $71,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 1,260 | $71,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 2,384 | $71,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 2,107 | $71,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 26,726 | $71,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 25,704 | $71,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 2,317 | $70,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 3,168 | $70,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 2,198 | $70,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 2,348 | $70,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 4,215 | $70,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 3,000 | $70,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 1,066 | $70,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 6,994 | $70,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 1,930 | $70,000 | thousands by filing date | |
| SG BLOCKS INC | 78418A307 | COM PAR | 17,500 | $70,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 522 | $69,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 2,552 | $69,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 989 | $69,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 4,030 | $69,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 3,446 | $69,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 754 | $69,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 2,121 | $69,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 15,725 | $69,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 8,400 | $69,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 1,695 | $68,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 3,664 | $68,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 3,728 | $68,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 6,365 | $68,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 1,673 | $68,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 1,202 | $67,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 1,539 | $67,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 5,450 | $67,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 1,000 | $67,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 14,744 | $67,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 2,763 | $67,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 10,844 | $67,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 2,885 | $67,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 1,243 | $66,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 3,653 | $66,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 5,964 | $66,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 4,140 | $66,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 1,973 | $66,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 3,155 | $66,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 976 | $66,000 | thousands by filing date | |
| FQF TR AGFIQ | 351680806 | HEDGED DIV | 2,823 | $66,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 4,800 | $65,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 1,095 | $65,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 2,289 | $65,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 2,365 | $65,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 2,938 | $65,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 12,244 | $65,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 983 | $65,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 5,473 | $65,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 5,000 | $65,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 1,470 | $64,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 1,361 | $64,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 2,420 | $64,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 888 | $64,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 881 | $64,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 2,467 | $64,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 2,436 | $64,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 7,788 | $64,000 | thousands by filing date | |
| SUPERVALU INC | 868536301 | COM NEW | 1,993 | $64,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 7,418 | $63,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 1,505 | $63,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 840 | $63,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 721 | $63,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 1,025 | $63,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 8,375 | $63,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 1,267 | $63,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 1,376 | $63,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 210,000 | $63,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 2,509 | $63,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E889 | PROSPOTS SPONR | 2,671 | $63,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 252 | $62,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 746 | $62,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 3,967 | $62,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 1,000 | $62,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 525 | $62,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 2,306 | $62,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 1,136 | $62,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 1,128 | $62,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 4,780 | $62,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 1,845 | $61,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 2,179 | $61,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 5,487 | $61,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 2,874 | $61,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 31,833 | $61,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 3,025 | $61,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 3,227 | $61,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 486 | $61,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 687 | $61,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 2,700 | $61,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 3,429 | $61,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 1,876 | $61,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 1,378 | $60,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 396 | $60,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 470 | $60,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 1,106 | $60,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 2,820 | $60,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 1,661 | $60,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 3,215 | $60,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 1,771 | $60,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 5,216 | $60,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 2,298 | $60,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 5,130 | $60,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 811 | $60,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 5,978 | $60,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 3,280 | $60,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 1,350 | $59,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 15,802 | $59,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 4,888 | $59,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 795 | $59,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 1,114 | $59,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 4,957 | $58,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 3,034 | $58,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 209 | $58,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 11,738 | $58,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 4,470 | $58,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 14,458 | $58,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 1,831 | $58,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 17,943 | $58,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 2,465 | $58,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 3,521 | $58,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y302 | ZACKS MICRO CP | 2,900 | $58,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 1,629 | $57,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 1,727 | $57,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 3,369 | $57,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 814 | $57,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 1,005 | $57,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 1,606 | $57,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 6,931 | $57,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 2,309 | $57,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 4,228 | $57,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 519 | $57,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 1,556 | $57,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 1,753 | $57,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 30,100 | $57,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 446 | $56,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 2,645 | $56,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 2,284 | $56,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 1,180 | $56,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 1,950 | $56,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 888 | $56,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 2,286 | $56,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 6,570 | $56,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 11,659 | $56,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 2,356 | $56,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 2,376 | $56,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 1,146 | $56,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 15,000 | $56,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 1,504 | $56,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 6,749 | $56,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 16,404 | $56,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 3,950 | $56,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 2,355 | $56,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 1,216 | $55,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 83,550 | $55,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 1,328 | $55,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 2,553 | $55,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 1,344 | $55,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 3,012 | $55,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 4,581 | $55,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 1,462 | $55,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 1,194 | $55,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 850 | $54,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 541 | $54,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 583 | $54,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 5,800 | $54,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 3,850 | $54,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 1,415 | $54,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 308 | $54,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 1,346 | $54,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 827 | $54,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 752 | $54,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 1,800 | $54,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 1,232 | $54,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 1,723 | $54,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 1,445 | $54,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 3,246 | $54,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 3,168 | $54,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 1,580 | $53,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 2,139 | $53,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 7,473 | $53,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 1,114 | $53,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 6,465 | $53,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 1,890 | $53,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 4,237 | $53,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 20,500 | $53,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 5,500 | $53,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 53,000 | $53,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 216 | $52,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 2,370 | $52,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 752 | $52,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 762 | $52,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 2,664 | $52,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 746 | $52,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 1,700 | $52,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 833 | $52,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 7,321 | $52,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 585 | $52,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 3,118 | $51,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 881 | $51,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 964 | $51,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 1,174 | $51,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 773 | $51,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 2,700 | $51,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 2,932 | $51,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061839 | TRINITY | 2,000 | $51,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V183 | S&P SML 600 EQ | 834 | $51,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 1,800 | $51,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 1,614 | $51,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 2,217 | $51,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 3,172 | $51,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 783 | $50,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 9,220 | $50,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 283 | $50,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 6,525 | $50,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 1,685 | $50,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 1,309 | $50,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 1,700 | $50,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 1,300 | $50,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 4,100 | $50,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 4,348 | $50,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 19,142 | $50,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 9,778 | $50,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E701 | CHINA SMALL CP | 1,849 | $50,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 3,021 | $50,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 3,000 | $50,000 | thousands by filing date | |
| ETF MANAGER GROUP COMMODITY | 26923H101 | SIT RISING RTE | 2,000 | $50,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 574 | $49,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 3,400 | $49,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 930 | $49,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 950 | $49,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 403 | $49,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 298 | $49,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 680 | $49,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 4,484 | $49,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 1,850 | $49,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 1,360 | $49,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U605 | ORGANICS ETF | 1,551 | $49,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 6,800 | $49,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 2,052 | $48,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 227 | $48,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 966 | $48,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 1,565 | $48,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 1,740 | $48,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 8,900 | $48,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 668 | $48,000 | thousands by filing date | |
| STRATEGY | 86280R209 | EXCHANGE TRADED | 1,073 | $48,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 8,607 | $48,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 1,506 | $48,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 4,200 | $48,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E602 | CHINA REALESTE | 1,820 | $48,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 1,869 | $47,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 579 | $47,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 1,345 | $47,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 725 | $47,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 580 | $47,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 2,550 | $47,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 930 | $47,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 1,674 | $47,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 401 | $47,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 2,204 | $47,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 7,700 | $47,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 11,150 | $47,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 1,427 | $46,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 750 | $46,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 1,366 | $46,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 1,391 | $46,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 1,406 | $46,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 2,668 | $46,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 954 | $46,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 1,464 | $46,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 640 | $46,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 1,281 | $46,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R738 | CMN | 2,070 | $46,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 7,336 | $46,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 4,072 | $46,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 909 | $45,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 2,217 | $45,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 3,850 | $45,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 2,760 | $45,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 1,849 | $45,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 2,365 | $45,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE VALUE ETF | 02072L201 | ETF | 1,475 | $45,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 2,978 | $45,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 756 | $45,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 3,818 | $45,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 20,843 | $45,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 6,000 | $45,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 7,236 | $44,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 2,934 | $44,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 693 | $44,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 1,557 | $44,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 1,216 | $44,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 3,497 | $44,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 3,583 | $44,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 2,396 | $44,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 2,446 | $44,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 4,325 | $44,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 426 | $44,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 2,747 | $44,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 1,566 | $44,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 1,038 | $44,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 26,512 | $44,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 2,210 | $44,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 38,807 | $44,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 565 | $44,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 1,157 | $43,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 13,367 | $43,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 10,220 | $43,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 665 | $43,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 1,552 | $43,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 287 | $43,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 2,892 | $43,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 1,500 | $43,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 1,491 | $43,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 7,043 | $43,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 1,168 | $43,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 5,795 | $43,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 2,347 | $43,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 1,913 | $43,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 2,672 | $43,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 14,622 | $43,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 2,200 | $43,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 28,862 | $43,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 3,884 | $43,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 1,665 | $43,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 3,041 | $43,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 1,600 | $43,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 662 | $42,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 339 | $42,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 955 | $42,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 1,353 | $42,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 840 | $42,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 353 | $42,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 775 | $42,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 2,000 | $42,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 582 | $42,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 542 | $42,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 1,784 | $42,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 1,761 | $42,000 | thousands by filing date | |
| PROSHARES TR II | 74347W874 | PSH ULTRA EURO | 2,650 | $42,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 1,155 | $42,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 9,700 | $42,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 2,196 | $42,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 900 | $42,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 41,237 | $42,000 | thousands by filing date | |
| MICROSECTORS FANG INDEX -3X INVERSE LEVERAGED ETN | 063679864 | ETF | 1,575 | $42,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 1,661 | $41,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 878 | $41,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 544 | $41,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 2,249 | $41,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 1,063 | $41,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 3,944 | $41,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 2,955 | $41,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 2,733 | $41,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 2,134 | $41,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 1,292 | $41,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 1,128 | $41,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 2,954 | $41,000 | thousands by filing date | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 1,210 | $41,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 981 | $41,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 717 | $41,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 1,313 | $41,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 721 | $41,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 2,713 | $41,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 18,000 | $41,000 | thousands by filing date | |
| CAMBER ENERGY INC | 13200M201 | COM NEW | 137,642 | $41,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P702 | LIBRT INT OPPT | 1,471 | $41,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 923 | $40,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 1,336 | $40,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 512 | $40,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 1,446 | $40,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 951 | $40,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 879 | $40,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 1,263 | $40,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 1,860 | $40,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 5,715 | $40,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 2,384 | $40,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 811 | $40,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 3,902 | $40,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 1,276 | $40,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 1,231 | $40,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 2,803 | $40,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 4,082 | $40,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 6,341 | $40,000 | thousands by filing date | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 1,500 | $40,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 1,433 | $40,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 1,268 | $40,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q650 | WRKPLC EQL PRT | 1,041 | $40,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 2,225 | $40,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 668 | $39,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 326 | $39,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 2,238 | $39,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 766 | $39,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 957 | $39,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 498 | $39,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 840 | $39,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 1,360 | $39,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 3,680 | $39,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 631 | $39,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 3,574 | $39,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 18,650 | $39,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 1,890 | $39,000 | thousands by filing date | |
| PROSHARES TR | 74348A582 | ULTRAPRO FINLS | 418 | $39,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 857 | $38,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-18-016044 | this filing | 2018-11-14 | acceptance time not in the bulk data set |