13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 5,276 holding rows worth $11,950,349,000.
- Accession
- 0001493152-18-016044
- Filer
- CIK 1029730
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 16,737 entries on the cover page, a total value of $11,950,349,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $11,950,349,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC028-17514
- included managerTriad Advisors, LLC028-18179
- included managerInvestacorp Advisory Services, Inc.028-18178
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STRATEGY INC CL A NEW | 594972408 | Stock | 272 | $38,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 1,034 | $38,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 466 | $38,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 4,389 | $38,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 397 | $38,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 2,242 | $38,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 707 | $38,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 4,704 | $38,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 14,529 | $38,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 5,000 | $38,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 555 | $38,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K356 | OIL GAS BL 3X SH | 957 | $38,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 1,205 | $37,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 1,463 | $37,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 759 | $37,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 874 | $37,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 1,002 | $37,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 808 | $37,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 5,055 | $37,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 15,386 | $37,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 1,451 | $37,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 1,950 | $37,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 1,487 | $37,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 5,000 | $37,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 2,000 | $37,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 1,618 | $37,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 6,380 | $37,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 22,500 | $37,000 | thousands by filing date | |
| JP MORGAN EXCHANGE TRADED FD | 46641Q704 | DIVRSFD RT EUR | 1,279 | $37,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 1,006 | $36,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 1,209 | $36,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 3,233 | $36,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 638 | $36,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F379 | CHINA BOND ETF | 1,600 | $36,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 212 | $36,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 2,371 | $36,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 3,302 | $36,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 6,147 | $36,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 3,603 | $36,000 | thousands by filing date | |
| CONSOL COAL RESOURCES LP | 20855T100 | COM UNIT | 2,022 | $36,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 3,878 | $36,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 1,200 | $35,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 1,439 | $35,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 1,502 | $35,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 424 | $35,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 941 | $35,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 1,729 | $35,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 1,302 | $35,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 968 | $35,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 1,266 | $35,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 1,107 | $35,000 | thousands by filing date | |
| PROSHARES TR II | 74347W338 | CMN | 1,691 | $35,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R700 | WBI BBR YLD 3000 | 1,321 | $35,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 1,043 | $35,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 1,024 | $35,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 2,904 | $35,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 8,630 | $35,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 2,024 | $35,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 21,000 | $35,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES LTD | 57778L103 | COM | 1,049 | $35,000 | thousands by filing date | |
| INVESCO CURNCYSHS CHINESE RE | 46138X105 | CHINESE RENMIN | 500 | $35,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 709 | $34,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 515 | $34,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 5,682 | $34,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 1,180 | $34,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 1,582 | $34,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 1,942 | $34,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 1,200 | $34,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 3,710 | $34,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 3,207 | $34,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 353 | $34,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 3,000 | $34,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 2,884 | $34,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 582 | $34,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 14,458 | $34,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 1,800 | $34,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R304 | WBI BBR YLD 2000 | 1,493 | $34,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 413 | $33,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 1,625 | $33,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 3,849 | $33,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 1,443 | $33,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 735 | $33,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 575 | $33,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 485 | $33,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 757 | $33,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 4,194 | $33,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 255 | $33,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 909 | $33,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 1,050 | $33,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 965 | $33,000 | thousands by filing date | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 1,360 | $33,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 1,535 | $33,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 1,298 | $33,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 1,000 | $33,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 295 | $33,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092725 | INT HG DIV ETF | 1,497 | $33,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 368 | $33,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 3,593 | $33,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 665 | $33,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 901 | $33,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 1,151 | $33,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 750 | $33,000 | thousands by filing date | |
| INVESCO BLDRS INDEX FDS TR | 46090C107 | ASIA 50ADR IDX | 1,011 | $33,000 | thousands by filing date | |
| DDR CORP | 23317H854 | COM | 2,461 | $33,000 | thousands by filing date | |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 341 | $33,000 | thousands by filing date | |
| INNOVATOR ETFS TR II | 45783G102 | LADRD FD US EQT | 1,060 | $33,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 700 | $33,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 400 | $32,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 400 | $32,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 1,843 | $32,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 5,727 | $32,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 691 | $32,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 8,000 | $32,000 | thousands by filing date | |
| INVESCO INVESTMENT GRADE DEFENSIVE ETF | 46139W502 | ETF | 1,294 | $32,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 1,500 | $32,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 578 | $32,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 5,000 | $32,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 880 | $32,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 13,997 | $32,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 1,462 | $32,000 | thousands by filing date | |
| PROSHARES ULTRAPRO NASDAQ BIOTECHNOLOGY ETF | 74347B474 | ETF | 720 | $32,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 1,745 | $32,000 | thousands by filing date | |
| NEW YORK MTG TR INC | 649604808 | PFD-C CONV | 1,325 | $32,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G854 | ZACKS INTL MLT | 2,026 | $32,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 564 | $31,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 543 | $31,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 372 | $31,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 1,865 | $31,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 3,000 | $31,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 627 | $31,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 760 | $31,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 1,460 | $31,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 1,230 | $31,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 1,500 | $31,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 1,500 | $31,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 30,000 | $31,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 2,100 | $31,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 2,572 | $31,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 1,282 | $31,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR MFS SYS GWT EQ | 78467V889 | CEF | 361 | $31,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 788 | $30,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 218 | $30,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 1,888 | $30,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 1,592 | $30,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 1,700 | $30,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 2,640 | $30,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 721 | $30,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 590 | $30,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 2,525 | $30,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 481 | $30,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 1,308 | $30,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 243 | $30,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 3,477 | $30,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 461 | $30,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 950 | $30,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 450 | $29,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 529 | $29,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 169 | $29,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 852 | $29,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 2,125 | $29,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 1,209 | $29,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 2,000 | $29,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 931 | $29,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 570 | $29,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 671 | $29,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 1,800 | $29,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 4,181 | $29,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 1,633 | $29,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 10,734 | $29,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 935 | $29,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 2,552 | $29,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 1,050 | $29,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 800 | $29,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 139 | $29,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 32,875 | $29,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 1,239 | $29,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 765 | $29,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 761 | $29,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 356 | $29,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 35,000 | $29,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 2,100 | $29,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X255 | EUROPE MULTIFCTR | 993 | $29,000 | thousands by filing date | |
| DELMAR PHARMACEUTICALS INC | 247078207 | COM NEW | 40,000 | $29,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 2,442 | $28,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 744 | $28,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 996 | $28,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 417 | $28,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 891 | $28,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 1,742 | $28,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 848 | $28,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 1,032 | $28,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 3,800 | $28,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 947 | $28,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 165 | $28,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 221 | $28,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 1,060 | $28,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 441 | $28,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 1,050 | $28,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 10,686 | $28,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E271 | S&P GLOBL DIVI | 2,579 | $28,000 | thousands by filing date | |
| CENTRAL FEDERAL CORP | 15346Q400 | COM NEW PAR | 1,818 | $28,000 | thousands by filing date | |
| MELROSE BANCORP INC | 585553100 | COM | 1,400 | $28,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 541 | $27,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 1,106 | $27,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 470 | $27,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 2,103 | $27,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 300 | $27,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 558 | $27,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 339 | $27,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 575 | $27,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 318 | $27,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 30 | $27,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 218 | $27,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 351 | $27,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 1,320 | $27,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 435 | $27,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 335 | $27,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 1,332 | $27,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 1,250 | $27,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 841 | $27,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 2,000 | $27,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 2,980 | $27,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 1,326 | $27,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 871 | $27,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 2,070 | $27,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 1,022 | $27,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 3,500 | $27,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 12,500 | $27,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 2,210 | $27,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 3,500 | $27,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 8,658 | $27,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 698 | $27,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 9,639 | $26,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 385 | $26,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 7,000 | $26,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 752 | $26,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 1,100 | $26,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 32,014 | $26,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 510 | $26,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 342 | $26,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 1,165 | $26,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 2,057 | $26,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 295 | $26,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 1,395 | $26,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 2,131 | $26,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 3,000 | $26,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 261 | $26,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 573 | $26,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 521 | $26,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 1,336 | $26,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 2,000 | $26,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 4,003 | $26,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 2,062 | $26,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 741 | $26,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 4,528 | $26,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 707 | $26,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 2,400 | $26,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 205 | $26,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 3,042 | $26,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 1,321 | $26,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 3,776 | $26,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 996 | $26,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 13,580 | $26,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B388 | IQ U.S. LRGE CAP | 1,006 | $26,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR GBL ROTN | 00400R866 | CEF | 1,024 | $26,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 192 | $25,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 1,358 | $25,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 1,256 | $25,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 1,104 | $25,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 2,000 | $25,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 3,125 | $25,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 1,450 | $25,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 2,394 | $25,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 813 | $25,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 1,984 | $25,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 2,275 | $25,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 827 | $25,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 499 | $25,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 410 | $25,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 1,070 | $25,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 1,935 | $25,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 549 | $25,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E131 | S&P SMLCAP HIG | 963 | $25,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 11,445 | $25,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 5,864 | $25,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 838 | $25,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 2,102 | $25,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 565 | $25,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 2,500 | $25,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 824 | $25,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 5,000 | $25,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 2,801 | $24,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 301 | $24,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 728 | $24,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 277 | $24,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 304 | $24,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W663 | US CONSUMER FOC | 845 | $24,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 719 | $24,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 441 | $24,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 660 | $24,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 362 | $24,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 627 | $24,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 586 | $24,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 1,175 | $24,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 1,052 | $24,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 2,035 | $24,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A594 | AAM S&P 500 | 900 | $24,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 702 | $24,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 313 | $24,000 | thousands by filing date | |
| ISHARES TR | 46435G219 | INVESTMENT GRADE | 497 | $24,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 2,000 | $24,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 1,800 | $24,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 1,095 | $24,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R697 | SP KENSHO INFRA | 756 | $24,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 507 | $24,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 4,364 | $24,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 1,259 | $24,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 928 | $24,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 900 | $24,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 3,215 | $24,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 1,520 | $24,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 1,512 | $24,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 750 | $23,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 414 | $23,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 400 | $23,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 936 | $23,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 1,500 | $23,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 2,310 | $23,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 539 | $23,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 570 | $23,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767868 | MSCI ONE BELT | 981 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 419 | $23,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 600 | $23,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 515 | $23,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 4,788 | $23,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 6,860 | $23,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 1,925 | $23,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 5,100 | $23,000 | thousands by filing date | |
| Ottawa Bancorp Inc. | 689195105 | Not 13F Security | 1,668 | $23,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 2,510 | $23,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 517 | $22,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 500 | $22,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 346 | $22,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 1,080 | $22,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 781 | $22,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 341 | $22,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 748 | $22,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 535 | $22,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 457 | $22,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 3,016 | $22,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 441 | $22,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 1,573 | $22,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 1,000 | $22,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 269 | $22,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 1,833 | $22,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 1,500 | $22,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 445 | $22,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 1,855 | $22,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767876 | EMRNG MKT CONS | 1,000 | $22,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 11,947 | $22,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 1,050 | $22,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 620 | $22,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 30,000 | $22,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 3,000 | $22,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 1,120 | $22,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E677 | GLOBAL GLD PREC | 1,412 | $22,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGD ETF | 46090A606 | MLT STRGY ALTE | 1,000 | $22,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 4,874 | $21,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 921 | $21,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 260 | $21,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 3,077 | $21,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 388 | $21,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 954 | $21,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 412 | $21,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 510 | $21,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 993 | $21,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 1,171 | $21,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 301 | $21,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 657 | $21,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 334 | $21,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 1,979 | $21,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 6,540 | $21,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 7,535 | $21,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 858 | $21,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025606 | CV PFD SER D | 1,000 | $21,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 4,045 | $21,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 12,139 | $21,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 3,560 | $21,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 550 | $21,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 461 | $21,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCM T | 353793110 | RIGHT 10/18/2018 | 215,530 | $21,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 1,496 | $20,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 800 | $20,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 442 | $20,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 324 | $20,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 865 | $20,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 1,211 | $20,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 1,083 | $20,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 522 | $20,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 539 | $20,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 313 | $20,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 1,158 | $20,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 1,650 | $20,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 2,350 | $20,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 30 | $20,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 330 | $20,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R671 | STATE STREET SPD | 564 | $20,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 1,008 | $20,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 5,946 | $20,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 889 | $20,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 1,877 | $20,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 323 | $20,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 706 | $20,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A511 | CMN | 700 | $20,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 753 | $20,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 964 | $20,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 1,439 | $20,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 1,000 | $20,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 5,130 | $20,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 3,500 | $20,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 782 | $20,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 2,953 | $20,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 574 | $20,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E776 | FRONTIER MKTS | 1,500 | $20,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 3,400 | $20,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 4,600 | $20,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 1,274 | $20,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y104 | WILSHR MICR CP | 544 | $20,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 572 | $19,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 1,600 | $19,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 500 | $19,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 250 | $19,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 779 | $19,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 630 | $19,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 633 | $19,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 948 | $19,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 422 | $19,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 1,116 | $19,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 300 | $19,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 1,000 | $19,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 1,500 | $19,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 1,000 | $19,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 2,200 | $19,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 1,000 | $19,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 191 | $19,000 | thousands by filing date | |
| PROSHARES TR | 74347B250 | PSHS SH MDCAP400 | 450 | $19,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 974 | $19,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 1,287 | $19,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 548 | $19,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 545 | $19,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 230 | $19,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 470 | $19,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 6,912 | $19,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 4,197 | $19,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 698 | $19,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 308 | $19,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 450 | $19,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 5,000 | $19,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR INDUSTRIALS ETF | 47804J883 | ETF | 506 | $19,000 | thousands by filing date | |
| ISHARES TR | 46435G151 | 5 10 YR INVT | 390 | $19,000 | thousands by filing date | |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 206 | $18,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 533 | $18,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 373 | $18,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 233 | $18,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 569 | $18,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 613 | $18,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 5 | $18,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 5,337 | $18,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 1,000 | $18,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 385 | $18,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 661 | $18,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 1,551 | $18,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 2,727 | $18,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 470 | $18,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 1,375 | $18,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 350 | $18,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 614 | $18,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 5,500 | $18,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 2,265 | $18,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 983 | $18,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 742 | $18,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 645 | $18,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 666 | $18,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 4,000 | $18,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 4,595 | $18,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 4,799 | $18,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 923 | $18,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 5,160 | $18,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 1,877 | $18,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 845 | $18,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 6,000 | $18,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 305 | $18,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C864 | EMERGING MKT | 700 | $18,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E792 | EMRNG MKT INFR | 500 | $18,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 401 | $17,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 384 | $17,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 367 | $17,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 432 | $17,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 543 | $17,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 1,337 | $17,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-18-016044 | this filing | 2018-11-14 | acceptance time not in the bulk data set |