13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 5,276 holding rows worth $11,950,349,000.
- Accession
- 0001493152-18-016044
- Filer
- CIK 1029730
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 16,737 entries on the cover page, a total value of $11,950,349,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $11,950,349,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC028-17514
- included managerTriad Advisors, LLC028-18179
- included managerInvestacorp Advisory Services, Inc.028-18178
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 871 | $17,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 482 | $17,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 405 | $17,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 300 | $17,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 583 | $17,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 505 | $17,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 481 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R753 | SMID CAP STR ETF | 750 | $17,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 496 | $17,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 1,078 | $17,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 962 | $17,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 1,620 | $17,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 1,000 | $17,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 424 | $17,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 162 | $17,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 429 | $17,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 1,500 | $17,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 153 | $17,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 408 | $17,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 930 | $17,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 500 | $17,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 1,490 | $17,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 988 | $17,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 732 | $17,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 749 | $17,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 5,000 | $17,000 | thousands by filing date | |
| CAROLINA TR BANCSHARES INC | 14422P105 | COM | 2,032 | $17,000 | thousands by filing date | |
| PACER FDS TR | 69374H832 | MILTRY TIMS ETF | 629 | $17,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 201 | $16,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 1,000 | $16,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 778 | $16,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 414 | $16,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 2,624 | $16,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 842 | $16,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G806 | VIRTUS REAVES UT | 480 | $16,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 818 | $16,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 288 | $16,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 2,123 | $16,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 609 | $16,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 544 | $16,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 466 | $16,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 590 | $16,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 947 | $16,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 293 | $16,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N667 | VICSHS DV AC ETF | 510 | $16,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 771 | $16,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 25,000 | $16,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 804 | $16,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 1,344 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R837 | CMN | 676 | $16,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 1,000 | $16,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 958 | $16,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 600 | $16,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 1,121 | $16,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 1,091 | $16,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 805 | $16,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 2,413 | $16,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 413 | $16,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 6,000 | $16,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 195 | $16,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 416 | $16,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 124 | $15,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 1,049 | $15,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 481 | $15,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 778 | $15,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 107 | $15,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 254 | $15,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 2,139 | $15,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 6,520 | $15,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y545 | VICE E T F | 561 | $15,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 21 | $15,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 1,325 | $15,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 6,100 | $15,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 2,000 | $15,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 892 | $15,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 1,602 | $15,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 590 | $15,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 1,000 | $15,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 203 | $15,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 600 | $15,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 400 | $15,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 2,400 | $15,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E248 | S&P INTL DEV | 537 | $15,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 4,171 | $15,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 1,583 | $15,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 432 | $15,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R401 | COM NEW | 14,288 | $15,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 2,500 | $15,000 | thousands by filing date | |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 700 | $15,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 549 | $15,000 | thousands by filing date | |
| MYOMO INC | 62857J102 | COM | 7,400 | $15,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X335 | SOLACTIVE UK ETF | 295 | $15,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C757 | INTERNATNL REV | 565 | $15,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 303 | $14,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 1,000 | $14,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 3,036 | $14,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 500 | $14,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 264 | $14,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 465 | $14,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 609 | $14,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 132 | $14,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 429 | $14,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 182 | $14,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 836 | $14,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 251 | $14,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 11,301 | $14,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 1,264 | $14,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 1,702 | $14,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 271 | $14,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 375 | $14,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 1,250 | $14,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 506 | $14,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 200 | $14,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 294 | $14,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 411 | $14,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 580 | $14,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P405 | CMN | 460 | $14,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 550 | $14,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 6,800 | $14,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 6,700 | $14,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 645 | $14,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 560 | $14,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 700 | $14,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 1,469 | $14,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 3,027 | $14,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 1,730 | $14,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B806 | INDIA INFRSR ETF | 1,100 | $14,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742W430 | LKD PERF BCLY | 200 | $14,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 1,150 | $14,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 2,500 | $14,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 564 | $13,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 160 | $13,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 607 | $13,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 2,638 | $13,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 262 | $13,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 207 | $13,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 8,203 | $13,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 57 | $13,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 626 | $13,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 127 | $13,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 730 | $13,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 61 | $13,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 840 | $13,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 450 | $13,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 652 | $13,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 1,000 | $13,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 685 | $13,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 144 | $13,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 705 | $13,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 560 | $13,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 868 | $13,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 1,382 | $13,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 3,458 | $13,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 407 | $13,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 500 | $13,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 406 | $13,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E806 | SABA INT RATE | 664 | $13,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 1,726 | $13,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 3,876 | $13,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 915 | $13,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 258 | $13,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 898 | $13,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 1,500 | $13,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 529 | $13,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 871 | $13,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 3,988 | $13,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 7,733 | $13,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 1,990 | $13,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 500 | $13,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 235 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 362 | $13,000 | thousands by filing date | |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 5,157 | $13,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 6,995 | $13,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 917 | $12,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 604 | $12,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 259 | $12,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 597 | $12,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 95 | $12,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 6,000 | $12,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 679 | $12,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 567 | $12,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 253 | $12,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 516 | $12,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 156 | $12,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 625 | $12,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 180 | $12,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 1,092 | $12,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 1,000 | $12,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 500 | $12,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 450 | $12,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 1,041 | $12,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 520 | $12,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 1,000 | $12,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 286 | $12,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 153 | $12,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 494 | $12,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 2,012 | $12,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 328 | $12,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 1,805 | $12,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 5,000 | $12,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 466 | $12,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 1,091 | $12,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 443 | $12,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 1,006 | $12,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 156 | $12,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 750 | $12,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 8,725 | $12,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 675 | $12,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 12,804 | $12,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 3,054 | $12,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X376 | MSCI CDA STRTGIC | 198 | $12,000 | thousands by filing date | |
| REALITY SHS ETF TR | 75605A405 | DIVCN LDRS ETF | 350 | $12,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A651 | NATIONWIDE MAX | 402 | $12,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 64,200 | $12,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N201 | COM NEW | 20,514 | $12,000 | thousands by filing date | |
| PACER FDS TR | 69374H782 | BNCHMRK RS ETF | 428 | $12,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E883 | CHINS YUAN DIM | 540 | $12,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 4,125 | $11,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 679 | $11,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 300 | $11,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 3,266 | $11,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 3,236 | $11,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 240 | $11,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 4,800 | $11,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 233 | $11,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 790 | $11,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 703 | $11,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 109 | $11,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 250 | $11,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 300 | $11,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 872 | $11,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 123 | $11,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 793 | $11,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 854 | $11,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 363 | $11,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 400 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347B557 | SP500 EX TECH | 205 | $11,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 350 | $11,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 1,161 | $11,000 | thousands by filing date | |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 459 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 464 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 362 | $11,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 2,000 | $11,000 | thousands by filing date | |
| IMMURON LTD | 45254U101 | SPONSORED ADR | 1,200 | $11,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 364 | $11,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 200 | $11,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 140 | $11,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 297 | $11,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 1,042 | $11,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 700 | $11,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 2,280 | $11,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 2,072 | $11,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 1,134 | $11,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 268 | $11,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 906 | $11,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 488 | $11,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 3,964 | $11,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 1,610 | $11,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 2,000 | $11,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 7,650 | $11,000 | thousands by filing date | |
| FLEXSHARES TR CUR HDG EM IDX | 33939L712 | CEF | 389 | $11,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B101 | COM | 10,200 | $11,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E750 | FTSE RAFI ASIA | 205 | $11,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 5,000 | $11,000 | thousands by filing date | |
| INVESCO BLDRS INDEX FDS TR | 46090C206 | DEVLPD MKTS100 | 465 | $11,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E863 | JAMES PURPOSE | 425 | $11,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 295 | $10,000 | thousands by filing date | |
| iShares High Yield Systematic Bond ETF | 46435G250 | SHS | 200 | $10,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 879 | $10,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 114 | $10,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 2,177 | $10,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 1,205 | $10,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 504 | $10,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 632 | $10,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 577 | $10,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 885 | $10,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 1,933 | $10,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 300 | $10,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 477 | $10,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 537 | $10,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 324 | $10,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 211 | $10,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 493 | $10,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 148 | $10,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 700 | $10,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 338 | $10,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 1,262 | $10,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 750 | $10,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 566 | $10,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 1,111 | $10,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 329 | $10,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 1,000 | $10,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 148 | $10,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 913 | $10,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 250 | $10,000 | thousands by filing date | |
| FIRST TR FD VI ETF FIRST TRUST SMID GROWTH STRENGTH | 33738R746 | ETF | 420 | $10,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 142 | $10,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 121 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 75 | $10,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 681 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 650 | $10,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 761 | $10,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R601 | WBI BBR VAL 3000 | 341 | $10,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R809 | WBI BBR QTY 3000 | 368 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 250 | $10,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 1,500 | $10,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 250 | $10,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 4,000 | $10,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 675 | $10,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 217 | $10,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 318 | $10,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 4,030 | $10,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 635 | $10,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 700 | $10,000 | thousands by filing date | |
| ETRACS ALERIAN NAT GAS MLP | 902641620 | CMN | 400 | $10,000 | thousands by filing date | |
| DBX ETF TR | 233051598 | XTRACK MSCI ALL | 412 | $10,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 1,438 | $10,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 6,229 | $10,000 | thousands by filing date | |
| KRANESHARES TR | 500767702 | BLOOMBERG CHIINA | 300 | $10,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R502 | WBI BBR RNG 3000 | 370 | $10,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R205 | WBI BBR VAL 2000 | 401 | $10,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR RNG 2000 | 00400R106 | CEF | 411 | $10,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR QTY 2000 | 00400R403 | CEF | 422 | $10,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E608 | KNLDG LD WD ETF | 300 | $10,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 417 | $9,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 153 | $9,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 118 | $9,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 343 | $9,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 138 | $9,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 258 | $9,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 500 | $9,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 1,167 | $9,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 620 | $9,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 261 | $9,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 2,000 | $9,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 163 | $9,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 175 | $9,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 519 | $9,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 1,118 | $9,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 140 | $9,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 500 | $9,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 200 | $9,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 4,393 | $9,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 400 | $9,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 387 | $9,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 1,929 | $9,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 300 | $9,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 698 | $9,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 4,000 | $9,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 1,000 | $9,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 300 | $9,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 1,115 | $9,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 3,751 | $9,000 | thousands by filing date | |
| ISHARES TR | 46435G169 | RUSSELL 1000 US | 312 | $9,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 96 | $9,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 1,000 | $9,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 365 | $9,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 13,000 | $9,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 680 | $9,000 | thousands by filing date | |
| GS CONNECT S+P GSCI ENH COMM | 38144L852 | SP E | 343 | $9,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 189 | $9,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 560 | $9,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 235 | $9,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 294 | $9,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E560 | LADERITE 0-5YR | 360 | $9,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 680 | $9,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 2,046 | $9,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 1,500 | $9,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229508 | COM B SIRIUSXM | 200 | $9,000 | thousands by filing date | |
| DBX ETF TR | 233051663 | XTRACK JAPAN JPX | 295 | $9,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 800 | $9,000 | thousands by filing date | |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 200 | $8,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 399 | $8,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 200 | $8,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 72 | $8,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 177 | $8,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 256 | $8,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 230 | $8,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 211 | $8,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 355 | $8,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 348 | $8,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 1,000 | $8,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 400 | $8,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 392 | $8,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 143 | $8,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 255 | $8,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 211 | $8,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 306 | $8,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 209 | $8,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 100 | $8,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 276 | $8,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 105 | $8,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 131 | $8,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 135 | $8,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 650 | $8,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 110 | $8,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 675 | $8,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 1,370 | $8,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 200 | $8,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 110 | $8,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 209 | $8,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 111 | $8,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 382 | $8,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L688 | STOX GBL ESG SLT | 79 | $8,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 700 | $8,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 396 | $8,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 60 | $8,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 3,000 | $8,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 7,750 | $8,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 455 | $8,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 1,000 | $8,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 371 | $8,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 785 | $8,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 390 | $8,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 156 | $8,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 650 | $8,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 1,078 | $8,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 500 | $8,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 200 | $8,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 239 | $8,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 850 | $8,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 247 | $8,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 1,000 | $8,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 289 | $8,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 306 | $8,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 1,000 | $8,000 | thousands by filing date | |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 2,000 | $8,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J875 | MLTFCTR CONSMR | 300 | $8,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 130 | $7,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 101 | $7,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 503 | $7,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 668 | $7,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 82 | $7,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 200 | $7,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 4,400 | $7,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 101 | $7,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 113 | $7,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 122 | $7,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 104 | $7,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 305 | $7,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 145 | $7,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 93 | $7,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 475 | $7,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 399 | $7,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 84 | $7,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 160 | $7,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 185 | $7,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 63 | $7,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 67 | $7,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 219 | $7,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 256 | $7,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 201 | $7,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 623 | $7,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 96 | $7,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 242 | $7,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 597 | $7,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 360 | $7,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 1,000 | $7,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 874 | $7,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 1,292 | $7,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 200 | $7,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 276 | $7,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F508 | FLEXIBL MUN HIGH | 400 | $7,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 276 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 100 | $7,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P110 | NUVEEN ESG 1-5 | 308 | $7,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 1,000 | $7,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 906 | $7,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 512 | $7,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 237 | $7,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 600 | $7,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 200 | $7,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 1,208 | $7,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 600 | $7,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 1,800 | $7,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 16,400 | $7,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 2,680 | $7,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 353 | $7,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 600 | $7,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 101 | $7,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 1,712 | $7,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 500 | $7,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 1,282 | $7,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 7,500 | $7,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 800 | $7,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 1,000 | $7,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 295 | $7,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A408 | mc | 465 | $7,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 189 | $7,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 270 | $7,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 5,300 | $7,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 600 | $7,000 | thousands by filing date | |
| INVESCO BLDRS INDEX FDS TR | 46090C404 | EUROPE 100 ADR | 300 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V126 | WILDERHL PRGRS | 263 | $7,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 187 | $6,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 1,070 | $6,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 1,177 | $6,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 152 | $6,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 163 | $6,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 319 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-18-016044 | this filing | 2018-11-14 | acceptance time not in the bulk data set |