13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 5,276 holding rows worth $11,950,349,000.
- Accession
- 0001493152-18-016044
- Filer
- CIK 1029730
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 16,737 entries on the cover page, a total value of $11,950,349,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $11,950,349,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC028-17514
- included managerTriad Advisors, LLC028-18179
- included managerInvestacorp Advisory Services, Inc.028-18178
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 157,000 | $158,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 6,390 | $157,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 3,468 | $157,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 29,515 | $157,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 6,145 | $157,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 1,140 | $156,000 | thousands by filing date | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 5,406 | $156,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 5,376 | $156,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 3,326 | $156,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E135 | GBL X JPM ROTA | 5,673 | $156,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 3,990 | $155,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 6,386 | $155,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 16,005 | $155,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 3,243 | $154,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 3,800 | $154,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 8,246 | $154,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 5,899 | $153,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 6,455 | $153,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 26,654 | $153,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 1,164 | $152,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 10,526 | $152,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 3,085 | $151,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 473 | $151,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 14,743 | $150,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 9,536 | $150,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 2,229 | $150,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 3,906 | $150,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 61,364 | $149,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 2,618 | $149,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 3,492 | $149,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 3,000 | $149,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 3,240 | $148,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 2,112 | $148,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 9,350 | $148,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 10,224 | $148,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 4,012 | $148,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 1,751 | $147,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 16,728 | $147,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 3,282 | $147,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 2,222 | $147,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 2,200 | $147,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 7,222 | $147,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 14,072 | $147,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y508 | mc | 3,806 | $147,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 1,324 | $146,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 5,096 | $146,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 1,661 | $146,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 15,280 | $146,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 9,607 | $146,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 5,779 | $146,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R762 | PFD CL A 6.875 | 5,627 | $146,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 1,308 | $145,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 4,528 | $145,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 3,323 | $145,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 2,766 | $145,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 10,155 | $145,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 3,341 | $145,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 4,793 | $145,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 5,933 | $144,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 1,325 | $144,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 6,021 | $144,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 722 | $144,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II VCSHS EMRG VOLTY | 92647N857 | CEF | 5,319 | $144,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 3,139 | $143,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 7,600 | $143,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 3,845 | $143,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 80,420 | $142,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 1,753 | $142,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 9,497 | $142,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 7,419 | $142,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 5,518 | $142,000 | thousands by filing date | |
| INVESCO DB G10 CURRENCY HRVS | 46139B102 | UNIT | 5,904 | $142,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 3,568 | $141,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 1,337 | $141,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 4,000 | $141,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 12,060 | $141,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 2,929 | $141,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 10,512 | $141,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 5,410 | $141,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 4,078 | $140,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 454 | $140,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 3,695 | $140,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 4,863 | $140,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 2,603 | $140,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 5,656 | $140,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 6,706 | $140,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 1,012 | $139,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 1,386 | $139,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 9,000 | $139,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 21,352 | $139,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 8,976 | $139,000 | thousands by filing date | |
| OSI ETF TR | 67110P209 | OSI ETF TR | 5,270 | $139,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 5,372 | $139,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 7,831 | $138,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 3,750 | $138,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 3,208 | $138,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 1,409 | $137,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 1,405 | $136,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 38,800 | $136,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 1,912 | $135,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 6,350 | $135,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 2,228 | $135,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 6,984 | $135,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L371 | RAFI DYN MULTI | 5,230 | $135,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 1,373 | $134,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 2,506 | $134,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 6,970 | $134,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 6,653 | $134,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 6,847 | $134,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 41,754 | $134,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 2,549 | $134,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 4,755 | $134,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 1,823 | $133,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 7,457 | $133,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 25,949 | $133,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 971 | $133,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 1,104 | $132,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 3,305 | $132,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 8,873 | $132,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 3,222 | $132,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 14,186 | $132,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 13,805 | $132,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 134,000 | $132,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 7,837 | $132,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 3,026 | $131,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 1,840 | $131,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 4,428 | $131,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 3,492 | $131,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 2,924 | $131,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 10,622 | $131,000 | thousands by filing date | |
| DEUTSCHE BANK | 25153Q708 | ELE MORN TTL22 | 3,950 | $131,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 4,777 | $131,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 3,771 | $130,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 11,382 | $130,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 7,785 | $130,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 1,849 | $130,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 3,350 | $130,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 11,965 | $130,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 2,135 | $129,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 2,977 | $129,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 8,819 | $129,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 6,427 | $129,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 2,009 | $129,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 7,900 | $129,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 5,422 | $129,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 4,206 | $128,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 1,061 | $128,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 3,967 | $128,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 623 | $128,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 24,000 | $128,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 2,285 | $127,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 6,800 | $127,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 8,677 | $127,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 33,566 | $127,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 71,200 | $127,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 3,758 | $126,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 3,856 | $126,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 1,647 | $126,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 2,876 | $126,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 2,325 | $125,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 4,655 | $125,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 22,053 | $125,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 2,284 | $125,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 10,603 | $125,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 2,132 | $124,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 1,028 | $124,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 1,494 | $124,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 5,840 | $124,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 16,748 | $124,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 2,829 | $124,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 1,824 | $123,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 1,292 | $123,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 2,124 | $123,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 1,746 | $123,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 540 | $123,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 2,000 | $123,000 | thousands by filing date | |
| NEW YORK REIT INC liquidation shs | 64976L208 | COMMON STOCK | 6,806 | $123,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 4,642 | $122,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 3,192 | $122,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 6,816 | $122,000 | thousands by filing date | |
| VANECK VECTORS HIGH INCOME INFRASTRUCTURE MLP ETF | 92189F569 | ETF | 9,272 | $122,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 1,514 | $121,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 2,564 | $121,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 4,893 | $121,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 3,708 | $121,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 3,902 | $121,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 2,115 | $120,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 3,713 | $120,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 1,466 | $120,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 2,200 | $120,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 999 | $120,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 2,343 | $119,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 2,303 | $119,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 10,819 | $119,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 7,112 | $119,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 2,622 | $119,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 4,445 | $119,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 3,201 | $119,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 3,328 | $118,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 1,620 | $117,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 1,275 | $117,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 8,902 | $117,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 2,055 | $117,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 1,715 | $117,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 2,663 | $117,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 7,737 | $117,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 2,492 | $117,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 7,314 | $117,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 5,739 | $116,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 2,019 | $116,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 2,370 | $116,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 1,117 | $116,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 13,123 | $116,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 3,500 | $115,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 3,685 | $115,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 6,855 | $115,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 11,172 | $115,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 20,304 | $115,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 23,600 | $115,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 464 | $114,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 62,569 | $114,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 7,507 | $114,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 3,860 | $114,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 1,028 | $114,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 5,586 | $114,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 2,367 | $114,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 4,423 | $113,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 2,190 | $113,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 2,570 | $113,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 3,055 | $113,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 6,769 | $113,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 30,179 | $113,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L363 | CMN | 3,788 | $113,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 6,423 | $113,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 2,544 | $112,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 3,355 | $112,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 3,442 | $112,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 467 | $111,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 2,196 | $111,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 1,342 | $111,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C862 | INNOVATOR DEEPW | 4,200 | $111,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 8,971 | $111,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 6,710 | $111,000 | thousands by filing date | |
| BARCLAYS BANK | 06742A750 | IPATH S&P MLP | 6,100 | $111,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 3,372 | $110,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 894 | $110,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 2,812 | $110,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 2,213 | $110,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 1,187 | $110,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 17,747 | $110,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 3,560 | $110,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 40,810 | $110,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 3,651 | $109,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 1,357 | $109,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 8,037 | $109,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 11,257 | $109,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 10,696 | $109,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 9,920 | $109,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 1,431 | $109,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 7,686 | $109,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 1,441 | $109,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 8,722 | $109,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 3,400 | $109,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 5,104 | $108,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 4,471 | $108,000 | thousands by filing date | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 1,587 | $108,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 15,706 | $108,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 2,571 | $108,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 2,635 | $108,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 5,000 | $108,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 1,521 | $107,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 1,879 | $107,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 3,553 | $107,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 11,355 | $107,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 7,200 | $107,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 3,631 | $106,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 8,887 | $106,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 7,679 | $106,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 4,830 | $106,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 1,895 | $106,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 4,011 | $106,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 5,084 | $106,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 760 | $105,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 1,156 | $105,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 2,104 | $105,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 9,026 | $105,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 9,113 | $105,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 4,000 | $105,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 2,425 | $105,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 1,516 | $105,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 3,107 | $104,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 1,393 | $104,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 1,738 | $104,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 3,598 | $104,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 8,556 | $104,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 1,500 | $104,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 5,421 | $104,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 1,850 | $104,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 627 | $104,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U407 | LONG TERM CARE | 3,923 | $104,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 1,058 | $103,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 1,446 | $103,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 1,863 | $103,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 2,626 | $103,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 5,954 | $102,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 3,862 | $102,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 2,055 | $101,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 2,227 | $101,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 826 | $101,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 2,262 | $101,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 1,411 | $101,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 1,110 | $101,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 2,500 | $100,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 11,074 | $100,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 7,405 | $100,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 1,082 | $100,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 8,414 | $100,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 3,840 | $100,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 2,903 | $100,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 1,610 | $99,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 1,633 | $99,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 4,118 | $99,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 5,996 | $99,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 4,011 | $99,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 2,366 | $99,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 3,990 | $99,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 1,517 | $99,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y594 | PAC EN FLTG RT | 1,997 | $99,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 1,856 | $98,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 1,951 | $98,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 2,126 | $98,000 | thousands by filing date | |
| RH | 74967X103 | COM | 748 | $98,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 4,018 | $98,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 2,089 | $98,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 7,560 | $98,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 6,434 | $98,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 6,354 | $98,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 2,357 | $98,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 3,779 | $98,000 | thousands by filing date | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 3,115 | $98,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 812 | $97,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 2,090 | $97,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 3,623 | $97,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 2,007 | $97,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 4,053 | $97,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 4,300 | $97,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 6,536 | $97,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 5,450 | $97,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 34,307 | $97,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 3,612 | $97,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 1,257 | $96,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 2,700 | $96,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 3,398 | $96,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 877 | $96,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 2,580 | $96,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 22,953 | $96,000 | thousands by filing date | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 1,625 | $96,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 4,072 | $96,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 25,548 | $96,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 4,783 | $96,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E685 | GLOBAL AGRCLTR | 3,466 | $96,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 9,717 | $95,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 952 | $95,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 1,532 | $95,000 | thousands by filing date | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 1,726 | $95,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 14,672 | $95,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 2,794 | $95,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 20,792 | $94,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 1,691 | $94,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 3,926 | $94,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 711 | $94,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 5,192 | $93,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 1,770 | $93,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 23,201 | $93,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 2,061 | $93,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 7,045 | $93,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 15,208 | $93,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 704 | $93,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 16,700 | $93,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 9,450 | $93,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 17,700 | $93,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 1,853 | $92,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 3,617 | $92,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 1,625 | $92,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 8,168 | $92,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 1,778 | $92,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 1,747 | $92,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 1,327 | $92,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 1,556 | $92,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 5,000 | $92,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G607 | SHIPPING ETF | 8,985 | $92,000 | thousands by filing date | |
| J P MORGAN EXCHANGETRADED F DIV RTN EU ETF | 46641Q605 | Stock | 1,582 | $92,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 9,010 | $91,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 1,879 | $91,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 2,569 | $91,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 2,238 | $91,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 3,669 | $90,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 1,696 | $90,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 1,131 | $90,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 1,227 | $90,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 5,424 | $90,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 603 | $90,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 7,900 | $90,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 7,186 | $90,000 | thousands by filing date | |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 2,212 | $90,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 1,650 | $90,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 5,495 | $90,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 9,400 | $90,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 12,801 | $89,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 758 | $89,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 1,630 | $89,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 4,156 | $89,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 9,341 | $89,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 2,435 | $89,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 4,500 | $89,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 3,114 | $89,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 3,116 | $89,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 10,066 | $89,000 | thousands by filing date | |
| PROSHARES TR | 74347X500 | ULTR MSCI ETF | 2,157 | $89,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V555 | INSIDER SENMNT | 1,337 | $89,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 88,000 | $89,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 1,669 | $88,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 2,679 | $88,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 398 | $88,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 2,208 | $88,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 1,198 | $88,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 6,599 | $88,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 2,363 | $87,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 6,172 | $87,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 3,314 | $87,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 2,371 | $87,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 1,006 | $87,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 7,303 | $87,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 3,578 | $87,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 1,496 | $87,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 1,565 | $87,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 2,012 | $87,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 304 | $86,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 3,148 | $86,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 3,531 | $86,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 14,256 | $85,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 3,304 | $85,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 1,572 | $85,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 5,500 | $85,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 4,697 | $85,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 3,677 | $85,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 3,160 | $84,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 7,657 | $84,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 4,700 | $84,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 3,856 | $84,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 3,698 | $84,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 2,960 | $84,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 808 | $83,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 1,175 | $83,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 980 | $83,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 1,897 | $83,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P603 | CMN | 3,506 | $83,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 1,938 | $83,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 6,130 | $83,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 7,040 | $82,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 2,742 | $82,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 5,666 | $82,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 4,416 | $82,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 1,119 | $82,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 6,665 | $82,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 1,654 | $82,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 1,503 | $82,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 1,333 | $82,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 281 | $81,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 3,197 | $81,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 1,749 | $81,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 1,276 | $81,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 803 | $81,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 568 | $81,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 3,150 | $81,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 8,084 | $81,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 14,990 | $81,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 1,663 | $80,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 2,531 | $80,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 2,410 | $80,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 5,611 | $80,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 1,808 | $80,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y699 | MSCI SUPDIV EA | 4,631 | $80,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 6,398 | $80,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 85,174 | $80,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J305 | MULTIFACTOR CO | 2,400 | $80,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 1,497 | $79,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 850 | $79,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 2,180 | $79,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 4,657 | $79,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 2,696 | $79,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 6,512 | $79,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 5,298 | $79,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 2,300 | $79,000 | thousands by filing date | |
| DBX ETF TR | 233051440 | XTRACK RUSS 2000 | 2,137 | $79,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 3,076 | $78,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 3,024 | $78,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 1,986 | $78,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 463 | $78,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 858 | $78,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-18-016044 | this filing | 2018-11-14 | acceptance time not in the bulk data set |