13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 5,276 holding rows worth $11,950,349,000.
- Accession
- 0001493152-18-016044
- Filer
- CIK 1029730
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 16,737 entries on the cover page, a total value of $11,950,349,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $11,950,349,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC028-17514
- included managerTriad Advisors, LLC028-18179
- included managerInvestacorp Advisory Services, Inc.028-18178
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DIREXION SHARES ETF TRUST | 25460E869 | DAILY 500 1X ETF | 26 | $1,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 500 | $1,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 49 | $1,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 400 | $1,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 11 | $1,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 122 | $1,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 62 | $1,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 110 | $1,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 88 | $1,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 100 | $1,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 43 | $1,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 200 | $1,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 250 | $1,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 30 | $1,000 | thousands by filing date | |
| VIRTRA INC | 92827K301 | CMN | 100 | $1,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 47 | $1,000 | thousands by filing date | |
| QUARTERHILL INC COM | 747713105 | COM | 1,000 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 15 | $1,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 405 | $1,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 100 | $1,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 112 | $1,000 | thousands by filing date | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 267 | $1,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 150 | $1,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 45 | $1,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 70 | $1,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 127 | $1,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 38 | $1,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 56 | $1,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 200 | $1,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 196 | $1,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 84 | $1,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 900 | $1,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 40 | $1,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 350 | $1,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 1,267 | $1,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 538 | $1,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 665 | $1,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 98 | $1,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 120 | $1,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 35 | $1,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 200 | $1,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 600 | $1,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 500 | $1,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 100 | $1,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 116 | $1,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 3,000 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 47 | $1,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 1,080 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B276 | PSHS ULDOW30 NEW | 24 | $1,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 50 | $1,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 22 | $1,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 75 | $1,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 1,170 | $1,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R117 | WARR | 336 | $1,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R125 | WARR | 362 | $1,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 144 | $1,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 600 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E521 | FUND | 12 | $1,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 21 | $1,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 504 | $1,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 150 | $1,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 88 | $1,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 300 | $1,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 300 | $1,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 100 | $1,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 300 | $1,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 80 | $1,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 23 | $1,000 | thousands by filing date | |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 125 | $1,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 500 | $1,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 275 | $1,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 101 | $1,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 501 | $1,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 50 | $1,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 1,000 | $1,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 2,550 | $1,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 1,000 | $1,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 67 | $1,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 100 | $1,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 121 | $1,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 500 | $1,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 2,850 | $1,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 283 | $1,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 250 | $1,000 | thousands by filing date | |
| ENSYNC INC. | 29359T102 | Common Stock | 2,000 | $1,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 35 | $1,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 199 | $1,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V307 | COM NEW | 2,415 | $1,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 42 | $1,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 300 | $1,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640200 | COM NEW | 900 | $1,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 1,501 | $1,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 142 | $1,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K402 | COM PAR | 2,010 | $1,000 | thousands by filing date | |
| SEADRILL LTD | G7998G106 | COM | 57 | $1,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 330 | $1,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 466 | $1,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 30 | $1,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 1,252 | $1,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T597 | VELOCITY SHS EXC | 90 | $1,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J867 | MLTFACTR UTILS | 30 | $1,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 200 | $1,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 300 | $1,000 | thousands by filing date | |
| BIOLASE INC | 090911207 | COM NEW | 568 | $1,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 1,000 | $1,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E203 | SHS | 167 | $1,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 629410606 | COM | 160 | $1,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 35 | $1,000 | thousands by filing date | |
| BK TECHNOLOGIES INC | 09180A100 | COM | 194 | $1,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 100 | $1,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 107 | $1,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 100 | $1,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 300 | $1,000 | thousands by filing date | |
| NEOVASC INC | 64065J205 | COM NEW | 270 | $1,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 165 | $1,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 13 | $1,000 | thousands by filing date | |
| PROSHARES TR ULTSHRT QQQ | 74347B243 | CEF | 35 | $1,000 | thousands by filing date | |
| RITTER PHARMACEUTICALS INC COM NEW | 767836307 | Stock | 500 | $1,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A644 | NATIONWIDE MAX | 42 | $1,000 | thousands by filing date | |
| SAEXPLORATION HLDGS INC | 78636X873 | COM | 85 | $1,000 | thousands by filing date | |
| TapImmune Inc | 876033408 | COM | 100 | $1,000 | thousands by filing date | |
| PARKER DRILLING CO. | 701081408 | COM | 406 | $1,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 116 | $1,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HLDG C | 890260409 | COM | 2,000 | $1,000 | thousands by filing date | |
| RXI PHARMACEUTICALS CORP NEW | 74979C121 | *W EXP 12/16/202 | 3,000 | $1,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAMBUS INC DEL COM | 750917106 | Stock | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KILROY REALTY CORP COM | 49427F108 | REIT | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPS COMM INC COM | 78463M107 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NIO INC SPON ADS | 62914V106 | ADR | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 240 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTIMMUNE INC | 02155H200 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 269 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECHOSTAR CORP | 278768106 | CL A | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENCORE CAP GROUP INC | 292554102 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TALOS ENERGY INC | 87484T108 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 148 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KOPIN CORP | 500600101 | COMMON STOCK | 198 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DHI GROUP INC | 23331S100 | COM | 155 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 103 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VAXART INC NEW | 92243A200 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAIA INC NEW | 36269P104 | CL A | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 156 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTREPID POTASH INC | 46121Y102 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROBOT MED INC | 59503A204 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KOSS CORP | 500692108 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Enzo Biochem Inc | 294100102 | Common Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIQUA BIOMEDICAL INC | 019621309 | COMMON STOCK | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Western Midstream Partners | 95825r103 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBALSTAR INC | 378973408 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INUVO INC | 46122W204 | COM NEW | 700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMYRIS INC | 03236M200 | COM NEW | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CTI BIOPHARMA CORP | 12648L601 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAVMED INC | 70387R106 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMAGIN CORP | 29076N206 | COM | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIER 1 IMPORTS INC | 720279108 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 164 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAND CAP CORP | 752185108 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MITCHAM INDS INC COM | 606501104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| S&W SEED COMPANY COM | 785135104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 154 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALHI INC NEW | 918905100 | COM | 170 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNACOR INC | 871561106 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEROKEE INC | 16444H102 | COM | 215 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 362 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIGROUP INC | 172967226 | WARRANT | 100,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 235 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADVISION INC | 111412706 | COM | 85 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA JO-JO DRUGSTORES INC | 16949A206 | COM NEW | 180 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AETERNA ZENTARIS INC | 007975402 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TENAX THERAPEUTICS INC | 88032L209 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Proshares VIX Short-Term | 74347W171 | Equity | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REAL GOODS SOLAR XXXREGISTRATION REVOKED BY THE SEC EFF: 05/02/22 | 75601N500 | Equity | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Pareteum Corporation | 69946T207 | COM | 160 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74348A459 | ULTSHT MSCI JAP | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 1,220 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 826 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 177 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MFC BANCORP LTD | G60630103 | USD MFC SHS | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTWATER RES INC | 961684107 | COM | 727 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRYSHIPS INC | Y2109Q705 | COM PAR NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BELLATRIX EXPLORATION LTD | 078314507 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACHIEVE LIFE SCIENCE INC | 004468203 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DHX MEDIA LTD | 252406152 | COM VAR VTG | 290 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 180 DEGREE CAP CORP | 68235B109 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREAT ELM CAP CORP | 390320109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NANO DIMENSION LTD | 63008G104 | SPONS ADR | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AYTU BIOSCIENCE INC | 054754700 | COM PAR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74348A160 | ULTRAPRO SHORT Q | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHIASMA INC | 16706W102 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEEL CONNECT INC | 858098106 | CMN | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCONOVA THERAPEUTIC | 68232V405 | Common Stock | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DARIOHEALTH CORP | 23725P100 | COM | 523 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTRX CORP | 232828608 | COM PAR | 440 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CDTI ADVANCED MATLS INC | 12514V204 | COM NEW | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREEN BANCORP INC | 39260X100 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 202 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SELLAS LIFE SCIENCES GROUP I | 81642T100 | COM | 131 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 404 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YIELD10 BIOSCIENCE INC | 98585K201 | COM NEW | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTMORELAND RESOURCE PARTNE COM UNIT RP LP | 96108P103 | Stock | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| National Holdings 22 Wts | 636375115 | *W EXP 01/18/202 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| National Holdings Corporation | 636375206 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENREN INC | 759892201 | SPON ADR A NEW | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIVEO CORP CDA | 17878Y108 | COM | 157 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DITECH HLDG CORP | 25501G113 | *W EXP 02/09/202 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DITECH HLDG CORP | 25501G121 | *W EXP 02/09/202 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVINE LIVE INC | 300487105 | CL A | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEX PHARMA INC | 33938A105 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOP SHIPS INC | Y8897Y800 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEMISPHERX BIOPHARMA INC | 42366C301 | COM NEW | 1,080 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JONES ENERGY INC | 48019R306 | CL A NEW | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STELLAR BIOTECHNOLOGIES INC | 85855A302 | COM | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGNEGAS CORP | 55939L400 | COM PAR | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARATHON PATENT GROUP INC | 56585W302 | COM PAR | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVIVO THERAPEUTICS HLDGS CO COM | 46186M407 | Stock | 209 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 107 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TALOS ENERGY INC | 87484T116 | *W EXP 02/28/202 | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RELIV INTERNATIONAL INC | 75952R209 | COM NEW | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAIN THERAPEUTICS INC | 69562K506 | COM NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNTHESIS ENERGY SYS INC | 871628202 | COM NEW | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCA BIOPHARMA INC | 00211Y407 | COM PAR | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XG TECHNOLOGY INC | 98372A705 | COM PAR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XPRESSPA GROUP INC | 98420U109 | COM | 1,666 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNWORKS INC | 86803X105 | COM | 700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPGEN INC | 68373L208 | COM NEW | 124 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPPENHEIMER ETF TR | 68386C781 | GLOBAL ESG ETF | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INPIXON | 45790J305 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GULFMARK OFFSHORE INC | 402629117 | *W EXP 11/14/202 | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA ADVANCED CONSTR MATLS | 169365202 | COM NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPHERE 3D CORP NEW | 84841L209 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RMG NETWORKS HLDG CORP | 74966K300 | COM NEW | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-18-016044 | this filing | 2018-11-14 | acceptance time not in the bulk data set |