13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 5,276 holding rows worth $11,950,349,000.
- Accession
- 0001493152-18-016044
- Filer
- CIK 1029730
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 16,737 entries on the cover page, a total value of $11,950,349,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $11,950,349,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC028-17514
- included managerTriad Advisors, LLC028-18179
- included managerInvestacorp Advisory Services, Inc.028-18178
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 12,050 | $300,000 | thousands by filing date | |
| DBX ETF TR | 233051762 | XTRACK MSCI CHNA | 9,199 | $299,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 17,611 | $298,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 5,967 | $298,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 3,203 | $298,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 12,825 | $297,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 1,833 | $295,000 | thousands by filing date | |
| PROSHARES TR | 74347R685 | PSHS ULTRA UTIL | 6,218 | $295,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 4,116 | $295,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 2,120 | $294,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 7,796 | $294,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 4,329 | $294,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 22,527 | $294,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 91,988 | $294,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 3,795 | $294,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 50,200 | $293,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 18,816 | $292,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 2,466 | $291,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 11,815 | $291,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 18,174 | $290,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 288,000 | $290,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 45,618 | $290,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 22,226 | $289,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 14,583 | $289,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 8,221 | $288,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 21,849 | $287,000 | thousands by filing date | |
| PROSHARES TR | 74347R768 | ULTRA CONSU STAP | 6,678 | $287,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 187,671 | $286,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 6,647 | $285,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 4,168 | $285,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 6,631 | $283,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 2,253 | $283,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 13,845 | $283,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 4,332 | $282,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 59,153 | $282,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 4,124 | $282,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 35,814 | $281,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 2,920 | $281,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 13,930 | $281,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 5,045 | $280,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 17,808 | $280,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 3,017 | $279,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 7,371 | $279,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 42,890 | $279,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 13,380 | $279,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 5,713 | $279,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 12,726 | $278,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 4,642 | $277,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 4,216 | $277,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 15,150 | $277,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 66,632 | $276,000 | thousands by filing date | |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 4,143 | $276,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 2,865 | $275,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 13,751 | $275,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F706 | Cmn | 11,715 | $275,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 1,374 | $274,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 19,644 | $274,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 8,116 | $274,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 15,396 | $274,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 3,513 | $274,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 3,149 | $273,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 7,915 | $272,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 1,952 | $271,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 6,520 | $271,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 3,684 | $270,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 6,723 | $270,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 8,399 | $269,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 10,446 | $269,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 37,309 | $269,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 7,441 | $269,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 47,875 | $269,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 14,027 | $269,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 4,689 | $268,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 4,491 | $268,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 18,100 | $268,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 15,000 | $267,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q486 | ALPS DORESEY | 8,050 | $267,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 7,250 | $266,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 5,070 | $266,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 23,278 | $266,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 13,744 | $266,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 8,000 | $265,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 13,600 | $265,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 2,462 | $264,000 | thousands by filing date | |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 3,439 | $264,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 7,732 | $264,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 27,504 | $264,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 5,291 | $264,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 10,540 | $264,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 31,406 | $263,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 10,382 | $263,000 | thousands by filing date | |
| JP MORGAN EXCHANGE TRADED FD | 46641Q506 | DIVRSFD RT INT | 8,545 | $263,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 2,903 | $262,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 7,177 | $262,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 10,948 | $262,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 4,267 | $261,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 3,581 | $261,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 3,112 | $261,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 6,578 | $261,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 15,624 | $261,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 619 | $260,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 2,795 | $260,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 12,322 | $260,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 5,078 | $260,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 3,395 | $260,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 9,627 | $259,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 2,381 | $259,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 2,353 | $259,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 11,197 | $259,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 6,816 | $258,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 8,504 | $258,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 3,254 | $258,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 44,700 | $258,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 48,216 | $257,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 3,395 | $257,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVS ETF | 75605A108 | CEF | 9,461 | $257,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 51,335 | $256,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 1,121 | $256,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 21,010 | $256,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 3,306 | $256,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 5,519 | $256,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 8,694 | $256,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 2,891 | $255,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 15,932 | $254,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 10,577 | $252,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 5,222 | $252,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 4,929 | $252,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 7,485 | $252,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 21,510 | $252,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 6,783 | $251,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 4,687 | $251,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 19,809 | $251,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 4,937 | $251,000 | thousands by filing date | |
| OSI ETF TR | 67110P506 | OSHARES FTSE EUR | 10,429 | $251,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 14,512 | $250,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 3,122 | $250,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 15,820 | $250,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 4,823 | $250,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 3,487 | $249,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 15,765 | $249,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 11,257 | $249,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 132,550 | $249,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 19,457 | $249,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 2,148 | $249,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 1,617 | $248,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 8,058 | $248,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 7,487 | $247,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 3,791 | $246,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 21,589 | $246,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 4,270 | $246,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 3,400 | $246,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 5,457 | $245,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 5,443 | $245,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 5,952 | $244,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 4,258 | $244,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 8,813 | $244,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 1,706 | $244,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 8,134 | $243,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 9,430 | $243,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 8,171 | $243,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 1,504 | $242,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 4,558 | $242,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 9,775 | $241,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 6,787 | $241,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 15,717 | $241,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 7,645 | $241,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 6,474 | $241,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 1,441 | $240,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 4,259 | $240,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 9,520 | $240,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 9,373 | $239,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 18,426 | $239,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 14,238 | $239,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 5,070 | $238,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 25,600 | $238,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 2,799 | $237,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 5,185 | $237,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 4,274 | $236,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 20,484 | $236,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 7,419 | $236,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 12,782 | $235,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 1,181 | $234,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 10,525 | $234,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 4,401 | $234,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 2,709 | $234,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 2,756 | $233,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 3,539 | $233,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 11,196 | $233,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 5,112 | $233,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 8,996 | $233,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 13,928 | $233,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 3,951 | $232,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 1,272 | $232,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 2,354 | $232,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 2,457 | $232,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 37,463 | $232,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y103 | SCIEN BETA | 7,007 | $232,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 17,989 | $231,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 10,696 | $231,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 17,472 | $231,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 8,910 | $231,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 2,791 | $230,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 7,803 | $230,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 2,574 | $230,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 1,723 | $230,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 2,897 | $229,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 6,074 | $229,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 6,233 | $229,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 10,000 | $229,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 13,297 | $228,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 13,819 | $228,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 2,996 | $228,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 13,450 | $228,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 4,433 | $228,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 29,373 | $227,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 2,055 | $227,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 35,306 | $227,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 9,474 | $227,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 17,314 | $227,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 35,742 | $227,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 8,400 | $227,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 4,369 | $226,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 4,130 | $226,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 9,537 | $226,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 41,999 | $226,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 8,565 | $226,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 3,526 | $225,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 5,817 | $224,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 4,867 | $224,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 2,537 | $223,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 5,948 | $222,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 10,114 | $222,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 4,227 | $222,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 3,546 | $222,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 17,631 | $222,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 2,383 | $221,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 2,269 | $221,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 5,567 | $220,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 235 | $220,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 6,575 | $220,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 3,101 | $220,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 5,947 | $220,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 3,104 | $219,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 10,589 | $219,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 8,200 | $219,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 9,780 | $219,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 4,157 | $219,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 5,915 | $219,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 16,249 | $218,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 9,125 | $218,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 9,018 | $218,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 7,327 | $218,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 38,759 | $217,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 4,032 | $217,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 3,039 | $216,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 7,481 | $216,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 8,110 | $216,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 15,398 | $215,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 9,011 | $215,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 13,210 | $215,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 7,948 | $214,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 24,383 | $214,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 10,961 | $214,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 13,640 | $214,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 2,836 | $213,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 8,759 | $213,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 2,270 | $213,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 15,180 | $212,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR GBL HIGH | 00400R882 | CEF | 8,905 | $212,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 4,712 | $211,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 2,471 | $211,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 9,771 | $211,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 3,797 | $211,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 6,717 | $210,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 6,948 | $210,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 2,549 | $210,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 2,863 | $210,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 12,256 | $210,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 20,010 | $210,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 9,876 | $209,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 5,123 | $209,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 7,160 | $209,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 5,351 | $209,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 12,063 | $208,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 7,460 | $208,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 10,900 | $207,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 9,432 | $207,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 5,767 | $206,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 21,994 | $206,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 4,630 | $206,000 | thousands by filing date | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 8,220 | $206,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 117,715 | $206,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 7,500 | $205,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 8,503 | $205,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 3,513 | $205,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 4,472 | $204,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 4,492 | $204,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 2,808 | $203,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 1,171 | $202,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 4,434 | $202,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 36,000 | $202,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 31,852 | $202,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 17,456 | $201,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 4,024 | $200,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 9,816 | $200,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 8,544 | $200,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 16,124 | $200,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 2,725 | $200,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 38,022 | $200,000 | thousands by filing date | |
| ADVISORSHARES NEW TECH AND MEDIA ETF | 00768Y552 | ETF | 8,921 | $200,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 2,589 | $199,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 8,691 | $199,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 6,752 | $199,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 22,147 | $198,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 6,321 | $198,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 1,269 | $198,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 4,080 | $198,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 25,087 | $197,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 6,945 | $197,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 2,538 | $197,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 15,050 | $197,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 21,973 | $197,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 5,476 | $197,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 7,276 | $197,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 2,962 | $196,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 17,236 | $196,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 8,147 | $196,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 3,024 | $195,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 2,827 | $195,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 11,412 | $195,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 3,301 | $195,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 2,547 | $195,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 39,482 | $195,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 2,292 | $194,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 33,913 | $194,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 1,835 | $193,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 3,350 | $193,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 13,918 | $193,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 6,615 | $193,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 7,249 | $192,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 2,846 | $192,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 4,489 | $192,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 19,488 | $192,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 4,290 | $191,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 10,010 | $191,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 2,985 | $191,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 6,690 | $191,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 4,574 | $191,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 17,016 | $190,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 17,409 | $190,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 2,017 | $189,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 14,234 | $189,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 2,938 | $189,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 4,353 | $189,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 3,855 | $189,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 9,137 | $188,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 5,820 | $188,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 2,831 | $188,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 4,653 | $187,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 58,118 | $187,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 16,405 | $187,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 28,550 | $187,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 9,568 | $186,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 6,288 | $186,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 7,956 | $186,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 590 | $185,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 4,750 | $185,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 19,996 | $185,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 3,818 | $185,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 9,038 | $185,000 | thousands by filing date | |
| WISDOMTREE TR DYNAMIC US EQT | 97717X297 | CEF | 6,997 | $185,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 4,697 | $184,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 1,733 | $184,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 7,237 | $184,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 2,612 | $183,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 11,368 | $183,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 1,341 | $183,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 3,085 | $183,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 4,803 | $183,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 22,956 | $183,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 5,000 | $182,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 3,045 | $182,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 1,246 | $182,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 1,626 | $182,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 4,660 | $182,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 7,924 | $182,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 8,079 | $182,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 1,514 | $181,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 7,856 | $181,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 6,154 | $181,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 61,835 | $180,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 2,089 | $180,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 7,478 | $180,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 4,781 | $180,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 124,614 | $180,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 9,213 | $180,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 9,420 | $180,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 967 | $179,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 3,439 | $179,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 10,308 | $179,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 4,822 | $178,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 9,275 | $178,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 13,319 | $178,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 20,211 | $178,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 4,032 | $178,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 5,520 | $177,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 7,276 | $177,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 4,416 | $176,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 2,723 | $176,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 23,616 | $176,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 2,018 | $175,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 2,565 | $175,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 10,072 | $175,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V829 | DWA NASDAQ MNT | 1,491 | $175,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 3,229 | $174,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 77,856 | $174,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 9,028 | $174,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 6,911 | $174,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 11,699 | $174,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 3,775 | $173,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 6,708 | $173,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 2,347 | $173,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 3,595 | $173,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 8,660 | $173,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 3,474 | $173,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 3,753 | $172,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 4,250 | $172,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 27,229 | $171,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 5,780 | $171,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 3,743 | $171,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 2,996 | $171,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 3,511 | $171,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 4,515 | $171,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 11,569 | $170,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 2,567 | $170,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 3,142 | $170,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 8,004 | $170,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 20,021 | $170,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 6,401 | $170,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 55,744 | $169,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 7,152 | $169,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 6,824 | $169,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 16,693 | $169,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 1,005 | $168,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 1,770 | $168,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 24,297 | $168,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 2,483 | $168,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 1,950 | $167,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 448 | $167,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 13,035 | $167,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 5,447 | $167,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 9,070 | $167,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 15,435 | $167,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 810 | $166,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 20,832 | $166,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 29,227 | $166,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 7,191 | $166,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 7,339 | $166,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 20,962 | $166,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 4,083 | $165,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 1,978 | $165,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 13,616 | $165,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 3,612 | $165,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 5,289 | $165,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 8,053 | $165,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 4,561 | $165,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 9,534 | $164,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 3,181 | $164,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 1,700 | $164,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 2,300 | $164,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 1,968 | $164,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 2,848 | $163,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 5,331 | $163,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 644 | $162,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 4,873 | $162,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 14,571 | $162,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 6,833 | $162,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 12,646 | $161,000 | thousands by filing date | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 5,835 | $161,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 6,116 | $161,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 4,895 | $161,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 32,523 | $161,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 1,100 | $160,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 3,432 | $160,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 1,515 | $160,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 10,801 | $160,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 2,802 | $160,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 2,461 | $159,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 2,876 | $159,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 1,951 | $159,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 123 | $159,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 10,638 | $159,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 4,999 | $159,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 2,966 | $159,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 1,470 | $158,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 2,580 | $158,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 3,008 | $158,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 9,763 | $158,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 3,258 | $158,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 8,305 | $158,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-18-016044 | this filing | 2018-11-14 | acceptance time not in the bulk data set |