13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 5,276 holding rows worth $11,950,349,000.
- Accession
- 0001493152-18-016044
- Filer
- CIK 1029730
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 16,737 entries on the cover page, a total value of $11,950,349,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $11,950,349,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC028-17514
- included managerTriad Advisors, LLC028-18179
- included managerInvestacorp Advisory Services, Inc.028-18178
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UNITED STATES STL CORP NEW | 912909108 | COM | 18,623 | $568,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 5,114 | $568,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 11,808 | $568,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 53,949 | $567,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 39,139 | $567,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 45,423 | $566,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 63,705 | $561,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 18,391 | $561,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 47,324 | $560,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 23,390 | $560,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 52,871 | $560,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 3,947 | $559,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 8,683 | $559,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 12,189 | $559,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 11,514 | $559,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 24,022 | $559,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 41,631 | $558,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 18,402 | $557,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 2,170 | $557,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 7,346 | $557,000 | thousands by filing date | |
| Enterprise Federal Bancorp | 26952G107 | Common | 35,000 | $557,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 56,921 | $556,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 49,635 | $552,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 11,375 | $551,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 12,944 | $551,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 22,221 | $551,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 30,688 | $550,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 111,300 | $550,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 20,177 | $549,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 21,913 | $549,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 61,324 | $548,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 21,566 | $546,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 18,922 | $545,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 5,363 | $545,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 8,818 | $543,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 29,071 | $543,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 13,395 | $542,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 2,398 | $542,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 19,880 | $542,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 14,836 | $541,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 39,720 | $541,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 4,500 | $541,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 15,784 | $540,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 4,711 | $538,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 3,565 | $537,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 22,999 | $536,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 44,543 | $535,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 14,762 | $535,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 41,650 | $534,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 37,459 | $533,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 17,924 | $533,000 | thousands by filing date | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 15,082 | $533,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 22,380 | $533,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 19,268 | $532,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 46,255 | $531,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 55,264 | $531,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 11,766 | $530,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 70,657 | $529,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 23,062 | $528,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 28,140 | $528,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 16,389 | $528,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 12,547 | $528,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N808 | VICOTRYSHS EMG | 22,448 | $528,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 7,248 | $527,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 75,949 | $527,000 | thousands by filing date | |
| INVESCO EXCHANGETRADED FD T DWA TACTCL SCT | 46138E826 | CEF | 16,853 | $527,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 12,468 | $526,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 22,614 | $525,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 11,891 | $525,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 13,666 | $523,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 12,068 | $523,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 21,424 | $522,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 13,497 | $521,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 3,895 | $520,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 8,679 | $520,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 2,883 | $520,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 18,600 | $519,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 8,879 | $519,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 42,180 | $519,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 5,549 | $516,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 17,002 | $515,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 29,775 | $514,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 6,408 | $513,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 27,172 | $513,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 2,721 | $512,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 14,167 | $512,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 8,768 | $511,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 20,485 | $511,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 37,115 | $511,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 13,491 | $511,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 17,192 | $510,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 4,741 | $509,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 29,740 | $508,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 3,736 | $507,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 15,275 | $507,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 54,130 | $506,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 4,392 | $506,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 6,388 | $505,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 22,039 | $505,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 12,947 | $505,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 17,406 | $504,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 5,318 | $501,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 645 | $501,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 17,101 | $501,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 9,331 | $499,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 45,586 | $497,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 6,899 | $495,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 7,387 | $495,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 44,628 | $494,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 67,299 | $493,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 3,760 | $492,000 | thousands by filing date | |
| ANDEAVOR | 03349M105 | COM | 3,207 | $492,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E255 | S&P HIGH INCOM | 18,934 | $492,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 4,613 | $491,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 6,205 | $491,000 | thousands by filing date | |
| INSPIRE CORPORATE BOND ETF | 66538H633 | ETF | 20,039 | $491,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 8,422 | $489,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 25,613 | $489,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 23,442 | $489,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 17,651 | $489,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 7,195 | $488,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 4,369 | $488,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 7,132 | $488,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 9,405 | $488,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 4,663 | $487,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 6,893 | $487,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 17,394 | $487,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 35,801 | $487,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 3,109 | $486,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 37,538 | $486,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 14,050 | $485,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 12,344 | $484,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 9,400 | $482,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 18,564 | $481,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 8,347 | $481,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 28,845 | $480,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 9,284 | $480,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 12,293 | $479,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 11,900 | $479,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 23,602 | $478,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 4,666 | $478,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P114 | FUND | 16,091 | $477,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 1,173 | $476,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 8,786 | $475,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 13,807 | $475,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 11,256 | $474,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 36,998 | $473,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 15,932 | $473,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 27,276 | $472,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 10,041 | $471,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 5,938 | $470,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 17,179 | $470,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 13,032 | $469,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 8,140 | $469,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 13,289 | $468,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 10,416 | $468,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 17,228 | $467,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 7,352 | $467,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 14,722 | $465,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 46,386 | $465,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 102,158 | $465,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 49,812 | $465,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 35,619 | $464,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 3,662 | $464,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 17,699 | $464,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 17,593 | $463,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 12,339 | $463,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 14,048 | $462,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 32,315 | $462,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 52,986 | $462,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 4,487 | $462,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 49,164 | $461,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 11,931 | $460,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 3,609 | $460,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 7,221 | $460,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 15,454 | $459,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 26,091 | $459,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 5,461 | $459,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 18,553 | $458,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 6,070 | $458,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 33,610 | $457,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 55,100 | $457,000 | thousands by filing date | |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 10,029 | $456,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 39,603 | $455,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 16,491 | $455,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 10,197 | $455,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 11,214 | $455,000 | thousands by filing date | |
| INSPIRE 500 ETF | 45782C201 | ETF | 17,900 | $455,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 6,473 | $454,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 15,848 | $454,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 28,305 | $453,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 5,066 | $451,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 28,350 | $450,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 5,572 | $449,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 10,420 | $449,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 9,160 | $448,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 7,140 | $447,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 95,069 | $447,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 36,015 | $447,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 68,736 | $445,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 12,491 | $445,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 33,278 | $445,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 26,766 | $444,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 34,053 | $444,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 14,555 | $443,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 3,945 | $442,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 3,175 | $441,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 11,938 | $440,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 82,613 | $439,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 23,120 | $439,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 8,052 | $438,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 2,002 | $436,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 11,143 | $436,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 11,617 | $436,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 7,684 | $436,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 85,135 | $435,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 5,556 | $433,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 9,446 | $433,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 3,309 | $433,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 7,228 | $432,000 | thousands by filing date | |
| ETF MANG ETHO CLIMATE LEDRSHP US ETF | 26924G888 | UIT EXCHANGE TRADED | 11,434 | $429,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 8,101 | $427,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 17,160 | $427,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F409 | INCOME OPPRTNTES | 19,396 | $427,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 5,821 | $425,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 13,041 | $425,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 58,723 | $425,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 3,286 | $424,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 9,661 | $423,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 4,726 | $423,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 39,219 | $423,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 9,588 | $422,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 10,571 | $422,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 9,346 | $422,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 4,569 | $422,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 59,356 | $421,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 5,764 | $421,000 | thousands by filing date | |
| HORIZONS ETF TR I | 44053G603 | HRZNS S&P500 COV | 8,092 | $421,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 4,476 | $420,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 41,221 | $420,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 40,484 | $420,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 149,953 | $419,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 5,176 | $419,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 10,277 | $418,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 6,621 | $418,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 29,798 | $418,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 11,402 | $417,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 9,478 | $417,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 11,910 | $415,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 11,325 | $415,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L761 | CR SCD US BD | 8,482 | $415,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 2,548 | $414,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 31,012 | $414,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 24,065 | $414,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 5,795 | $413,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 86,220 | $412,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 20,652 | $412,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 9,527 | $411,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 4,090 | $411,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 35,550 | $411,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 32,112 | $410,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 26,735 | $410,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 36,450 | $410,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 5,926 | $410,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 8,041 | $410,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 6,165 | $409,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 55,574 | $409,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 11,159 | $408,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 21,873 | $407,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 30,796 | $406,000 | thousands by filing date | |
| LEGACY RESVS INC COM | 524706108 | Stock | 83,329 | $406,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 5,932 | $405,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 16,376 | $405,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 56,280 | $405,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 13,964 | $404,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 4,150 | $402,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 8,434 | $401,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 7,221 | $400,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 4,788 | $400,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 5,784 | $400,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 12,581 | $399,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 6,375 | $398,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 11,595 | $397,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 34,314 | $397,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 5,899 | $397,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 19,780 | $397,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 30,155 | $396,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 41,769 | $396,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 3,637 | $396,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 17,029 | $396,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 15,843 | $395,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 1,597 | $393,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 18,817 | $393,000 | thousands by filing date | |
| WORLDPAY INC | 981558109 | CL A | 3,877 | $393,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 12,298 | $393,000 | thousands by filing date | |
| PROSHARES TR | 74348A814 | INFLATN EXPECTNS | 13,463 | $393,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 8,611 | $392,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 14,322 | $392,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 48,605 | $392,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 18,241 | $390,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 16,625 | $390,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 4,679 | $389,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 8,068 | $389,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 21,316 | $389,000 | thousands by filing date | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 12,685 | $389,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 11,433 | $387,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 19,350 | $387,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 15,431 | $387,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 7,544 | $385,000 | thousands by filing date | |
| ANDEAVOR LOGISTICS LP NPV | 03350F106 | COM UNIT LP INT | 7,783 | $384,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 10,951 | $382,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 5,236 | $381,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 7,790 | $380,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 14,196 | $380,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 623 | $380,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 8,551 | $380,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 13,604 | $380,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 17,143 | $380,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 15,783 | $380,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 14,325 | $379,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 30,245 | $378,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 9,143 | $378,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 15,308 | $377,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 20,421 | $377,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 36,122 | $377,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 7,027 | $376,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 34,758 | $376,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 28,188 | $375,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 6,452 | $375,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 25,209 | $373,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 26,687 | $372,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 17,579 | $372,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 13,181 | $372,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 28,690 | $371,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 54,313 | $370,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 40,300 | $370,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 7,765 | $368,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 3,719 | $368,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 28,865 | $368,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 25,019 | $367,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 3,163 | $367,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 62,219 | $367,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 22,016 | $366,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 29,888 | $366,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 1,138 | $366,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 36,502 | $365,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 5,500 | $365,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 32,500 | $364,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 10,217 | $363,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 16,192 | $363,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 39,723 | $362,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 10,899 | $361,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 11,444 | $360,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 10,453 | $360,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 2,494 | $358,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 2,456 | $358,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 18,832 | $358,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 3,182 | $357,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 7,095 | $357,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 11,773 | $357,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 44,225 | $357,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 7,234 | $357,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 10,866 | $357,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 1,971 | $357,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 38,610 | $356,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 10,945 | $356,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 14,664 | $355,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 13,685 | $355,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 4,485 | $354,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 23,792 | $354,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 6,769 | $354,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 3,743 | $353,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 3,103 | $353,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416300 | Cmn | 23,139 | $353,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 20,762 | $352,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 5,311 | $351,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 4,470 | $351,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 10,194 | $350,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 1,746 | $350,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 15,772 | $349,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 7,612 | $349,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 5,764 | $347,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 21,507 | $346,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 3,056 | $345,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 49,667 | $344,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 8,738 | $344,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 2,504 | $343,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 2,127 | $343,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 11,968 | $343,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 2,368 | $341,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 59,531 | $341,000 | thousands by filing date | |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 11,574 | $341,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 3,947 | $341,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 30,372 | $341,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 3,997 | $340,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 3,042 | $340,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 2,339 | $339,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 1,274 | $339,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 10,160 | $339,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 7,964 | $339,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 1,593 | $338,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 6,429 | $338,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 4,491 | $338,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 13,444 | $338,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 21,085 | $337,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 15,031 | $335,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 45,773 | $335,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 23,718 | $335,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 2,123 | $333,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 5,068 | $333,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 3,441 | $333,000 | thousands by filing date | |
| DBX ETF TR | 233051242 | CMN | 12,178 | $333,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 7,661 | $332,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 5,872 | $332,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 13,247 | $332,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 20,541 | $331,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 27,870 | $331,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V871 | MFS SYS VAL EQ | 4,798 | $331,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 2,563 | $330,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 3,555 | $330,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 5,200 | $329,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 3,718 | $328,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 12,184 | $328,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 5,975 | $327,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 17,995 | $326,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 27,241 | $326,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 21,677 | $325,000 | thousands by filing date | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 11,292 | $324,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 10,528 | $324,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 22,165 | $324,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 11,427 | $324,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 24,676 | $323,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 83,979 | $323,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 2,823 | $322,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 24,599 | $322,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 16,117 | $321,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 3,251 | $321,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 28,050 | $320,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 4,318 | $320,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 4,560 | $320,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 26,156 | $319,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 2,588 | $319,000 | thousands by filing date | |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 25,365 | $319,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 1,144 | $318,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 3,461 | $318,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 11,478 | $318,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 6,362 | $317,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 28,707 | $317,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 6,555 | $317,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 16,287 | $316,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 52,351 | $316,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 10,450 | $315,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 5,574 | $315,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 5,154 | $314,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 3,373 | $314,000 | thousands by filing date | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 4,636 | $314,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 11,535 | $313,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 1,009 | $313,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 8,310 | $312,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 9,243 | $312,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 14,495 | $312,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 2,518 | $311,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 18,577 | $311,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 2,731 | $311,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 8,985 | $311,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 17,204 | $311,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 6,853 | $311,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 6,691 | $310,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 242,155 | $309,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 4,047 | $309,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 7,982 | $309,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 18,461 | $309,000 | thousands by filing date | |
| ISHARES TR | 46435U861 | CORE DIVID ETF | 11,203 | $309,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 15,450 | $309,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 2,305 | $308,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 21,732 | $307,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 2,420 | $306,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 19,040 | $306,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 9,189 | $306,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 12,911 | $306,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 10,678 | $305,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 19,041 | $305,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 45,249 | $305,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 8,606 | $305,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 14,425 | $305,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 8,969 | $304,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 20,401 | $303,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 9,051 | $303,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 50,705 | $303,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 4,274 | $302,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 7,415 | $302,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 13,388 | $301,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 12,660 | $301,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 3,542 | $301,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 4,332 | $301,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 11,797 | $300,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 4,199 | $300,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 6,778 | $300,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 935 | $300,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 5,132 | $300,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-18-016044 | this filing | 2018-11-14 | acceptance time not in the bulk data set |