13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 5,276 holding rows worth $11,950,349,000.
- Accession
- 0001493152-18-016044
- Filer
- CIK 1029730
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 16,737 entries on the cover page, a total value of $11,950,349,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $11,950,349,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC028-17514
- included managerTriad Advisors, LLC028-18179
- included managerInvestacorp Advisory Services, Inc.028-18178
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 28,825 | $1,234,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 2,729 | $1,227,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 26,580 | $1,226,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 25,963 | $1,223,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 22,755 | $1,223,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 10,174 | $1,222,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 28,310 | $1,219,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 58,368 | $1,219,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 139,132 | $1,218,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 14,559 | $1,217,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 31,620 | $1,210,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 22,395 | $1,209,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 22,954 | $1,198,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 26,154 | $1,196,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 47,305 | $1,195,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 19,002 | $1,194,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 19,926 | $1,193,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 997 | $1,186,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 34,870 | $1,186,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 17,522 | $1,186,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 43,572 | $1,186,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 89,817 | $1,182,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 36,885 | $1,182,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 35,250 | $1,182,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 25,667 | $1,181,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 41,945 | $1,178,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 14,694 | $1,178,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 56,973 | $1,171,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 17,187 | $1,170,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 25,064 | $1,167,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 7,581 | $1,166,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 9,817 | $1,165,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 18,116 | $1,165,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 84,003 | $1,164,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 25,119 | $1,159,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 33,721 | $1,159,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 86,753 | $1,155,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 94,282 | $1,154,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 40,111 | $1,153,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 11,459 | $1,151,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 35,710 | $1,149,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 25,396 | $1,145,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 57,622 | $1,145,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 12,109 | $1,143,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 5,053 | $1,142,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 15,473 | $1,137,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 18,046 | $1,134,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 45,068 | $1,130,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 24,363 | $1,128,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 19,497 | $1,127,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 18,760 | $1,127,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 82,950 | $1,124,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 54,910 | $1,122,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 17,074 | $1,121,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 7,167 | $1,119,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 7,634 | $1,114,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 71,385 | $1,114,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 76,664 | $1,113,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 291,342 | $1,113,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 12,039 | $1,111,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 20,836 | $1,111,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 175,462 | $1,110,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 21,178 | $1,108,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 19,452 | $1,107,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 91,989 | $1,107,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 14,746 | $1,100,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 138,302 | $1,095,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 92,050 | $1,095,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 45,716 | $1,093,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 13,829 | $1,089,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 66,185 | $1,086,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 109,995 | $1,085,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 93,512 | $1,084,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 63,259 | $1,084,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 47,284 | $1,082,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 207,640 | $1,079,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 22,284 | $1,074,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 91,309 | $1,074,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 26,729 | $1,070,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 12,376 | $1,068,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 174,602 | $1,068,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 13,868 | $1,066,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 179,978 | $1,062,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 43,733 | $1,061,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 8,703 | $1,059,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 54,500 | $1,058,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 255,313 | $1,057,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 17,323 | $1,057,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 18,915 | $1,056,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 65,153 | $1,056,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 5,953 | $1,055,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 14,955 | $1,053,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 20,135 | $1,052,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 110,337 | $1,049,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 7,837 | $1,046,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 37,473 | $1,045,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 104,385 | $1,044,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 45,453 | $1,044,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 38,793 | $1,042,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 71,122 | $1,037,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 52,667 | $1,035,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 119,505 | $1,034,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 80,098 | $1,030,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 20,431 | $1,027,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 84,631 | $1,025,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 34,614 | $1,022,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 97,233 | $1,022,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 6,756 | $1,019,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 80,296 | $1,017,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 151,768 | $1,016,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 72,437 | $1,012,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 25,648 | $1,012,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 5,241 | $1,011,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 4,481 | $1,010,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 37,985 | $1,007,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 76,554 | $1,006,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 27,809 | $1,005,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 14,849 | $1,003,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 9,060 | $1,001,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 20,788 | $1,001,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 13,348 | $1,000,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 119,179 | $993,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 32,419 | $992,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 133,017 | $992,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 17,673 | $991,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 42,779 | $990,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 32,208 | $987,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 29,863 | $985,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 29,198 | $984,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 60,374 | $984,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 16,376 | $982,000 | thousands by filing date | |
| PGIM ETF TR | 69344A107 | PGIM ULTRA SH BD | 19,537 | $980,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 44,534 | $980,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 19,397 | $971,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 23,474 | $967,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 27,328 | $966,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 38,115 | $965,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 14,071 | $965,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 54,184 | $962,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 41,734 | $962,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 7,599 | $961,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 29,494 | $958,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 61,735 | $958,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 4,185 | $956,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 18,826 | $956,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 83,361 | $955,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 16,761 | $952,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 42,550 | $949,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 15,519 | $948,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 49,134 | $946,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 11,057 | $944,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 13,600 | $943,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 18,285 | $943,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 5,365 | $941,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 8,885 | $935,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 17,360 | $933,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 102,821 | $932,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 6,572 | $932,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 30,425 | $930,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 24,641 | $928,000 | thousands by filing date | |
| PROSHARES TR | 74347R750 | ULTRA CONS DISCR | 8,413 | $928,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 51,150 | $927,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 7,664 | $926,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 28,418 | $923,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 74,142 | $923,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 12,366 | $922,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 72,673 | $922,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 80,641 | $922,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 62,935 | $919,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 168,489 | $918,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 33,628 | $918,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 17,762 | $917,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 75,087 | $917,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 18,632 | $912,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 18,259 | $912,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 69,558 | $910,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 36,892 | $908,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 40,981 | $908,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 5,017 | $907,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 62,172 | $905,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 39,420 | $904,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 50,275 | $904,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 11,887 | $903,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 29,292 | $903,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 69,502 | $899,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 9,608 | $898,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 5,435 | $898,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 8,747 | $897,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 47,497 | $896,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 7,134 | $895,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 75,953 | $895,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 2,040 | $894,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 50,863 | $894,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 29,493 | $893,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 10,083 | $892,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 81,743 | $892,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 139,645 | $892,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 9,055 | $891,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 23,583 | $891,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 40,462 | $891,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 121,804 | $889,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 68,532 | $888,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 11,238 | $888,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 40,879 | $888,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 4,173 | $886,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 23,504 | $883,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 24,380 | $882,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 52,184 | $882,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 85,336 | $880,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 159,091 | $879,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 11,921 | $876,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 131,141 | $872,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 34,557 | $870,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 48,413 | $869,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 102,624 | $868,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 35,203 | $868,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 33,092 | $866,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 8,937 | $866,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 22,371 | $864,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 6,763 | $863,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 22,746 | $863,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 22,677 | $862,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 9,819 | $861,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 25,469 | $859,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 69,055 | $858,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 41,276 | $857,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 24,845 | $853,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 14,578 | $850,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 137,834 | $849,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 30,787 | $846,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 25,605 | $844,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 19,461 | $843,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 15,674 | $842,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 30,127 | $842,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 38,431 | $841,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 17,079 | $840,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 11,712 | $839,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 14,428 | $839,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 14,619 | $838,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 66,533 | $837,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 19,461 | $837,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 8,950 | $835,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 90,200 | $835,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 6,936 | $833,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 45,324 | $831,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 23,857 | $828,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 7,285 | $826,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 11,872 | $822,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 2,302 | $820,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 5,665 | $820,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 5,556 | $820,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 81,880 | $819,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 12,286 | $817,000 | thousands by filing date | |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 8,410 | $817,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 15,826 | $816,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 33,956 | $816,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 14,870 | $816,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 12,376 | $814,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 15,913 | $813,000 | thousands by filing date | |
| POWER REIT | 73933H101 | COM | 134,811 | $813,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 9,663 | $808,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 10,720 | $808,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 51,765 | $808,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 4,555 | $806,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 45,450 | $805,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 6,932 | $805,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 22,380 | $804,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 59,867 | $800,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 57,600 | $799,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 16,724 | $798,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 25,545 | $796,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 41,951 | $796,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 5,683 | $794,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 16,185 | $793,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 22,879 | $792,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 2,424 | $789,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 4,044 | $788,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 55,085 | $786,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 17,722 | $784,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 11,436 | $782,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 46,151 | $782,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 42,617 | $779,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 15,662 | $779,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 49,164 | $778,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 10,677 | $777,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 15,334 | $775,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 13,378 | $775,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 68,047 | $774,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 63,419 | $774,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 9,215 | $773,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 12,175 | $770,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 12,158 | $769,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 87,357 | $768,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 57,088 | $767,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 15,892 | $767,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 12,670 | $766,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 75,135 | $766,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 7,765 | $765,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 4,155 | $764,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H658 | INSPIRE GBL HOPE | 26,956 | $762,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 57,898 | $761,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E834 | DWA TACTCL MLT | 30,396 | $760,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 4,737 | $758,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 8,013 | $758,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 7,433 | $757,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 83,278 | $755,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 72,781 | $754,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 17,089 | $753,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 31,999 | $753,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 5,818 | $752,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 9,440 | $752,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 12,664 | $751,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 12,910 | $751,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 23,711 | $750,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 42,459 | $750,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 23,350 | $749,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 3,446 | $746,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 6,527 | $746,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 865 | $746,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 37,158 | $746,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 2,086 | $743,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 43,680 | $743,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 16,991 | $743,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 9,888 | $741,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 6,021 | $740,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 14,875 | $739,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 18,766 | $738,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 10,817 | $737,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 15,399 | $737,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 10,588 | $736,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 21,994 | $735,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 12,429 | $734,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 10,839 | $734,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 14,423 | $734,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 24,711 | $734,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 15,992 | $734,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 29,070 | $733,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 16,749 | $733,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 21,658 | $730,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 6,756 | $729,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 35,002 | $729,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 94,921 | $729,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 22,398 | $727,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 4,935 | $727,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 7,708 | $727,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 14,930 | $724,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 7,313 | $722,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 20,298 | $722,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 9,817 | $722,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 12,529 | $721,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 8,062 | $718,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 42,746 | $714,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 6,768 | $710,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 46,024 | $710,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 15,537 | $710,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 24,631 | $710,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 28,326 | $710,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 29,100 | $707,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 56,232 | $706,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 41,675 | $706,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 17,240 | $703,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 3,281 | $698,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 8,049 | $698,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 82,337 | $697,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 13,209 | $696,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 70,985 | $696,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 4,304 | $694,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 13,589 | $693,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 2,942 | $692,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 5,014 | $692,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 10,426 | $691,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 199,105 | $689,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 16,619 | $688,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 26,420 | $688,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 7,986 | $686,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 62,487 | $686,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 4,212 | $684,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 8,324 | $683,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 5,740 | $683,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 35,529 | $683,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 14,211 | $681,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 7,083 | $681,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 138,918 | $680,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 15,378 | $679,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 7,961 | $679,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 29,663 | $678,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 55,253 | $678,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 33,574 | $677,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 8,159 | $676,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 6,368 | $676,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 13,391 | $674,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 31,797 | $672,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 14,324 | $672,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 8,999 | $671,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 54,440 | $671,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 11,357 | $669,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 22,879 | $668,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 84,780 | $668,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 5,657 | $667,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 119,212 | $666,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 41,312 | $666,000 | thousands by filing date | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 23,247 | $664,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 42,228 | $661,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 95,425 | $660,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 23,212 | $660,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 5,227 | $659,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 11,293 | $657,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 16,610 | $654,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 6,736 | $654,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 16,075 | $653,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 9,736 | $652,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 2,389 | $651,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 21,061 | $650,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 39,700 | $649,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 30,356 | $649,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 100,465 | $649,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 12,981 | $648,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 22,170 | $648,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 172,857 | $648,000 | thousands by filing date | |
| INNOVATOR ETFS TR II | 45783G201 | S&P INVSTMNT GRD | 28,160 | $647,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 10,376 | $645,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 56,562 | $645,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 130,784 | $645,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 4,735 | $643,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 10,460 | $642,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 14,430 | $639,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 17,544 | $638,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 6,329 | $637,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 63,938 | $636,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 12,395 | $635,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 7,555 | $634,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 46,422 | $634,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 24,635 | $633,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 14,739 | $630,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q585 | SPROTT JR GLD | 26,323 | $630,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 35,254 | $629,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 7,566 | $629,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 35,136 | $629,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 12,432 | $629,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 13,850 | $628,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 17,472 | $627,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 4,673 | $626,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 69,901 | $626,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 6,196 | $625,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 1,444 | $624,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 46,203 | $624,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 29,475 | $623,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 3,610 | $621,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 14,300 | $621,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 56,543 | $620,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 7,526 | $620,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 8,007 | $620,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 4,757 | $619,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 23,935 | $614,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C763 | mc | 24,730 | $610,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 34,235 | $609,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F888 | TCW UNCONSTRAI | 24,173 | $609,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 17,873 | $609,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 8,835 | $607,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 8,800 | $606,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 62,600 | $605,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 57,038 | $604,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 469 | $604,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 3,930 | $604,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 27,307 | $602,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 48,416 | $602,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 4,713 | $601,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 11,023 | $601,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 5,221 | $601,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 18,287 | $600,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 16,635 | $599,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 46,624 | $597,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 17,582 | $595,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 20,200 | $595,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 4,644 | $594,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 25,491 | $593,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 10,165 | $590,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 12,147 | $590,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 15,194 | $589,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 118,784 | $589,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L389 | RAFI DYN EMERG | 24,212 | $587,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 50,610 | $586,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 25,571 | $584,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 6,672 | $582,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 7,535 | $581,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 233,463 | $581,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 9,505 | $580,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 9,935 | $579,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 45,095 | $578,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 3,432 | $578,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 32,966 | $577,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 22,995 | $577,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 5,244 | $576,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 94,636 | $576,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 24,011 | $574,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 2,696 | $572,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 15,987 | $571,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 16,853 | $570,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 11,526 | $570,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 6,998 | $569,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-18-016044 | this filing | 2018-11-14 | acceptance time not in the bulk data set |