13F-HR filed by NORTHERN TRUST CORP
NORTHERN TRUST CORP filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-14, with 4,711 holding rows worth $437,774,503,000.
- Accession
- 0001256484-22-000029
- Filer
- CIK 73124
- Filed
- 2022-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A combination report, 14,507 entries on the cover page, a total value of $437,774,503,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $437,774,503,000 with VALUE read as thousands by filing date, 13F file number 028-00290. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerKELLOGG W K FOUNDATION TRUST028-15333
- reports for this filerInteractive Financial Advisors028-12638
- reports for this filerFirst Sentier Investors (Australia) IM Ltd028-14423
- reports for this filerMAR VISTA INVESTMENT PARTNERS LLC028-13243
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerCAUSEWAY CAPITAL MANAGEMENT LLC028-11728
- reports for this filerWELLINGTON MANAGEMENT GROUP LLP028-04557
- reports for this filerAshmore Group plc028-14260
- reports for this filerWCM INVESTMENT MANAGEMENT, LLC028-07104
- reports for this filerWestwood Global Investments, LLC028-11863
- reports for this filerVICTORY CAPITAL MANAGEMENT INC028-06354
- reports for this filerARK Investment Management LLC028-17768
- reports for this filerAristotle Capital Management, LLC028-02634
- reports for this filerARIEL INVESTMENTS, LLC028-04003
- reports for this filerPOLEN CAPITAL MANAGEMENT LLC028-03687
- reports for this filerAXIOM INVESTORS LLC /DE028-05615
- reports for this filerMASSACHUSETTS FINANCIAL SERVICES CO /MA/028-04968
- reports for this filerJANUS HENDERSON GROUP PLC028-10904
- reports for this filerEARNEST PARTNERS LLC028-05269
- reports for this filerBoston Common Asset Management, LLC028-12579
- reports for this filerKBI Global Investors (North America) Ltd028-13513
- reports for this filerClearbridge Investments, LLC028-11611
- reports for this filerGrantham, Mayo, Van Otterloo & Co. LLC028-11599
- reports for this filerKABOUTER MANAGEMENT, LLC028-20722
- reports for this filerEAGLE GLOBAL ADVISORS LLC028-06213
- reports for this filerGENERATION INVESTMENT MANAGEMENT LLP028-12114
- reports for this filerMitsubishi UFJ Trust & Banking Corp028-13564
- reports for this filerVan Hulzen Asset Management, LLC028-15895
- reports for this filerPZENA INVESTMENT MANAGEMENT LLC028-03791
- reports for this filerBAILLIE GIFFORD & CO028-04825
- reports for this filerBurgundy Asset Management Ltd.028-11129
- reports for this filerNeuberger Berman Group LLC028-13573
- reports for this filerWILLIAM BLAIR INVESTMENT MANAGEMENT, LLC028-17022
- reports for this filerCARDINAL CAPITAL MANAGEMENT LLC /CT028-07760
- reports for this filerDRIEHAUS CAPITAL MANAGEMENT LLC028-04207
- reports for this filerGranite Investment Partners, LLC028-14862
- reports for this filerRIVERBRIDGE PARTNERS LLC028-05655
- reports for this filerBrandywine Global Investment Management, LLC028-02204
- reports for this filerLisanti Capital Growth, LLC028-12654
- reports for this filerSummit Creek Advisors LLC028-11507
- reports for this filerEAGLE CAPITAL MANAGEMENT LLC028-04988
- reports for this filerCAMPBELL NEWMAN ASSET MANAGEMENT INC028-02903
- reports for this filerAFFINITY INVESTMENT ADVISORS, LLC028-14467
- reports for this filerJACOBS LEVY EQUITY MANAGEMENT, INC028-03059
- reports for this filerVulcan Value Partners, LLC028-15045
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerAMERICAN CENTURY INVESTMENT MANAGEMENT INC028-01091
- reports for this filerColonial First State Investments Ltd028-14421
- included managerNORTHERN TRUST CO028-10495
- included managerNorthern Trust Investments, Inc028-10487
- included managerNORTHERN TRUST GLOBAL INVESTMENTS LTD028-10549
- included managerBelvedere Advisors LLC028-18905
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CODEX DNA INC | 192003101 | COM | 15,937 | $26,000 | thousands by filing date | |
| INHIBIKASE THERAPEUTICS INC | 45719W106 | COM | 28,872 | $26,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 66,199 | $26,000 | thousands by filing date | |
| 180 LIFE SCIENCES CORP | 68236V104 | COM | 39,737 | $26,000 | thousands by filing date | |
| PRECIPIO INC | 74019L503 | COM | 32,047 | $26,000 | thousands by filing date | |
| SERA PROGNOSTICS INC | 81749D107 | CMN | 15,826 | $25,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 22,930 | $25,000 | thousands by filing date | |
| CYNGN INC | 23257B107 | COM | 25,035 | $25,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 58,031 | $25,000 | thousands by filing date | |
| CYCLACEL PHARMACE 6percent PFDCONV | 23254L603 | Stock | 16,957 | $25,000 | thousands by filing date | |
| CYTEIR THERAPEUTICS INC | 23284P103 | COMMON | 13,175 | $25,000 | thousands by filing date | |
| BIOCEPT INC | 09072V501 | COM | 26,818 | $25,000 | thousands by filing date | |
| INPIXON | 45790J800 | COM | 203,793 | $25,000 | thousands by filing date | |
| ONCORUS INC | 68236R103 | COM | 28,960 | $24,000 | thousands by filing date | |
| ENSERVCO CORP | 29358Y201 | COM NEW | 18,920 | $24,000 | thousands by filing date | |
| SIO GENE THERAPIES INC | 829399104 | COM | 87,153 | $24,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 40,030 | $24,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 160,374 | $24,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 27,170 | $24,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 113,802 | $24,000 | thousands by filing date | |
| CLEVER LEAVES HOLDINGS INC | 186760104 | COM | 39,475 | $24,000 | thousands by filing date | |
| PERASO INC | 71360T101 | COM | 14,077 | $24,000 | thousands by filing date | |
| VYANT BIO INC | 92942V109 | COM | 43,901 | $24,000 | thousands by filing date | |
| AMPLITECH GROUP INC | 03211Q200 | COM | 12,652 | $23,000 | thousands by filing date | |
| DSS INC | 26253C102 | COM | 91,649 | $23,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 45,342 | $22,000 | thousands by filing date | |
| ESSA PHARMA INC | 29668H708 | COM NEW | 11,868 | $22,000 | thousands by filing date | |
| SAFETY SHOT INC | 48208F105 | COM NEW | 28,047 | $22,000 | thousands by filing date | |
| AEROCENTURY CORP | 007737109 | COM | 13,040 | $22,000 | thousands by filing date | |
| NANOVIBRONIX INC | 63008J108 | COM | 46,869 | $22,000 | thousands by filing date | |
| STATERA BIOPHARMA INC | 857561104 | COM | 171,110 | $22,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 54,926 | $22,000 | thousands by filing date | |
| BIOFRONTERA INC | 09077D100 | COM | 20,728 | $22,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 25,517 | $21,000 | thousands by filing date | |
| BTCS INC | 05581M404 | CMN | 14,020 | $21,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 28,340 | $21,000 | thousands by filing date | |
| AUDDIA INC | 05072K107 | COM | 15,712 | $21,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 123,669 | $21,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 28,436 | $20,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 66,068 | $20,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374300 | COM NEW | 14,812 | $20,000 | thousands by filing date | |
| BIODESIX INC | 09075X108 | COM | 15,742 | $20,000 | thousands by filing date | |
| VYNE THERAP. | 92941V209 | COM | 89,472 | $20,000 | thousands by filing date | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G106 | COM | 10,650 | $20,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 336,909 | $20,000 | thousands by filing date | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 15,685 | $20,000 | thousands by filing date | |
| WORKSPORT LTD | 98139q209 | COM | 11,436 | $20,000 | thousands by filing date | |
| HOTH THERAPEUTICS INC COM NEW | 44148G105 | Stock | 58,424 | $20,000 | thousands by filing date | |
| OPGEN INC | 68373L307 | COM | 69,789 | $20,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 75,255 | $20,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L306 | COM | 39,996 | $20,000 | thousands by filing date | |
| CODIAK BIOSCIENCES INC | 192010106 | COM | 26,131 | $20,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 29,307 | $19,000 | thousands by filing date | |
| SPRUCE BIOSCIENCES INC | 85209E109 | COM | 14,067 | $19,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 28,710 | $19,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 28,526 | $19,000 | thousands by filing date | |
| KALERA PUBLIC LIMITED CO | G52251108 | CMN | 14,260 | $19,000 | thousands by filing date | |
| TALIS BIOMEDICAL CORP | 87424L108 | CMN | 27,860 | $19,000 | thousands by filing date | |
| VIVOS THERAPEUTICS INC | 92859E108 | COM | 29,655 | $19,000 | thousands by filing date | |
| IMEDIA BRANDS INC | 452465206 | COM CL A | 29,596 | $19,000 | thousands by filing date | |
| ENDRA LIFE SCIENCES INC COM NEW | 29273B104 | Stock | 63,378 | $19,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 82,452 | $18,000 | thousands by filing date | |
| LUCIRA HEALTH INC | 54948U105 | COM | 17,414 | $18,000 | thousands by filing date | |
| MSP RECOVERY INC | 553745100 | COM CL A | 15,118 | $18,000 | thousands by filing date | |
| WAVEDANCER INC | 456696103 | COM | 18,422 | $18,000 | thousands by filing date | |
| EBET INC | 278700109 | COM | 14,935 | $18,000 | thousands by filing date | |
| VIRPAX PHARMACEUTICALS INC | 928251107 | COM | 15,221 | $18,000 | thousands by filing date | |
| AMERICAN VRTUAL CLOUD TECH I | 030382105 | COM | 86,961 | $18,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 31,533 | $18,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 15,793 | $18,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 16,854 | $17,000 | thousands by filing date | |
| Reviva Pharmaceuticals Holdings Inc | 76152G100 | Common Stock | 10,584 | $17,000 | thousands by filing date | |
| JASPER THERAPEUTICS INC | 471871103 | COM | 21,460 | $17,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 39,305 | $17,000 | thousands by filing date | |
| MIND TECHNOLOGY INC COM NEW | 602566101 | Stock | 26,529 | $17,000 | thousands by filing date | |
| AGRIFY CORP | 00853E107 | COM | 40,171 | $17,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 67,628 | $17,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 32,642 | $16,000 | thousands by filing date | |
| TROIKA MEDIA GROUP INC | 89689F305 | COM | 46,314 | $16,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 72,495 | $16,000 | thousands by filing date | |
| HARBOR CUSTOM DEVELOPMENT IN | 41150T108 | COM | 17,978 | $16,000 | thousands by filing date | |
| ALSET EHOME INTERNATIONAL IN | 02116A104 | COM | 62,389 | $16,000 | thousands by filing date | |
| STAR EQUITY HOLDINGS INC | 85513Q103 | COMMON | 16,536 | $16,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 12,511 | $16,000 | thousands by filing date | |
| BIO-KEY INTL INC | 09060C408 | COM NEW | 10,727 | $16,000 | thousands by filing date | |
| ABVC BIOPHARMA INC | 00091F106 | COM | 18,421 | $16,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L209 | COM NEW | 53,167 | $16,000 | thousands by filing date | |
| APPLIED UV INC | 03828V105 | COM | 12,073 | $16,000 | thousands by filing date | |
| SINTX TECHNOLOGIES INC | 829392307 | COM NEW | 50,624 | $16,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 28,929 | $15,000 | thousands by filing date | |
| BRIDGELINE DIGITAL INC | 10807Q700 | COM | 11,551 | $15,000 | thousands by filing date | |
| EFFECTOR THERAPEUTICS INC | 28202V108 | COM | 25,993 | $15,000 | thousands by filing date | |
| HUMANIGEN INC | 444863203 | COM NEW | 83,539 | $15,000 | thousands by filing date | |
| LOTTERY COM INC | 54570M108 | COM | 63,378 | $15,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 39,017 | $15,000 | thousands by filing date | |
| TIMBER PHARMACEUTICALS INC | 887080109 | COM | 121,889 | $15,000 | thousands by filing date | |
| GRAYBUG VISION INC COM | 38942Q103 | SHS | 16,104 | $15,000 | thousands by filing date | |
| WINDTREE THERAPEUTICS INC | 97382D303 | COM | 50,176 | $15,000 | thousands by filing date | |
| KUBIENT INC COM USD0.00001 | 50116V107 | COM | 15,585 | $15,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 18,835 | $14,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L753 | CR SCORED LONG | 13,470 | $14,000 | thousands by filing date | |
| FAST RADIUS INC | 31187R100 | COMMON STOCK | 35,715 | $14,000 | thousands by filing date | |
| PLUS THERAPEUTICS INC | 72941H400 | COM | 32,089 | $14,000 | thousands by filing date | |
| IMAC HLDGS INC | 44967K104 | COM | 38,108 | $14,000 | thousands by filing date | |
| JAGUAR HEALTH INC | 47010C607 | COM | 90,582 | $14,000 | thousands by filing date | |
| SONENDO INC | 835431107 | Common Stocks | 13,206 | $14,000 | thousands by filing date | |
| LM FDG AMER INC COM NEW | 502074404 | Stock | 14,830 | $14,000 | thousands by filing date | |
| EDESA BIOTECH INC | 27966L108 | COM | 15,349 | $14,000 | thousands by filing date | |
| ELYS GAME TECHNOLOGY CORP | 290734102 | COM | 27,474 | $13,000 | thousands by filing date | |
| RELIANCE GLOBAL GROUP INC | 75946W207 | COM | 17,158 | $13,000 | thousands by filing date | |
| PROTAGENIC THERAPEUTICS INC | 74365N103 | COM | 22,485 | $13,000 | thousands by filing date | |
| METACRINE INC | 59101E103 | COM | 26,163 | $13,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y307 | COM | 21,490 | $13,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC COM NEW | 079481404 | Stock | 10,981 | $13,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 89904V101 | COM | 103,944 | $13,000 | thousands by filing date | |
| Sigma Additive Solutions, Inc. | 826598500 | common | 16,235 | $13,000 | thousands by filing date | |
| QUANERGY SYSTEMS INC | 74764U104 | COM | 60,645 | $13,000 | thousands by filing date | |
| SALARIUS PHARMACEUTICALS INC | 79400X107 | COM NEW | 65,022 | $13,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 16,996 | $12,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 20,010 | $12,000 | thousands by filing date | |
| ONTRAK INC | 683373104 | COM | 25,903 | $12,000 | thousands by filing date | |
| SIGILON THERAPEUTICS INC | 82657L107 | COM | 24,089 | $12,000 | thousands by filing date | |
| SBIG Holdings, Inc. | 85021Q108 | Common Stock | 12,945 | $12,000 | thousands by filing date | |
| SHAPEWAYS HOLDINGS INC | 81947T102 | COMMON STOCK | 19,552 | $12,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W501 | COM | 17,074 | $12,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 69,180 | $12,000 | thousands by filing date | |
| LIQTECH INTL INC | 53632A201 | COM | 31,532 | $12,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 114082100 | COM | 49,148 | $12,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 23,369 | $12,000 | thousands by filing date | |
| INVO Bioscience, Inc. | 44984F302 | common | 11,408 | $12,000 | thousands by filing date | |
| QUALIGEN THERAPEUTICS INC | 74754R103 | COM | 43,253 | $12,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 20,290 | $11,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 12,609 | $11,000 | thousands by filing date | |
| TOMI ENVIRONMENTAL SOLUTIONS | 890023203 | COM NEW | 15,835 | $11,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 62,191 | $11,000 | thousands by filing date | |
| ENSYSCE BIOSCIENCES INC | 293602108 | COM | 51,089 | $11,000 | thousands by filing date | |
| NUZEE INC | 67073S208 | COM NEW | 34,109 | $11,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 42,205 | $10,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 10,126 | $10,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 58,119 | $10,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 39,414 | $10,000 | thousands by filing date | |
| WISA TECHNOLOGIES INC | 86633R203 | COM NEW | 17,324 | $10,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 29,705 | $10,000 | thousands by filing date | |
| CUENTAS INC | 229794201 | COM | 19,534 | $10,000 | thousands by filing date | |
| RESHAPE LIFESCIENCES INC | 76090R101 | CMN | 33,426 | $10,000 | thousands by filing date | |
| XENETIC BIOSCIENCES INC | 984015503 | COM | 17,760 | $10,000 | thousands by filing date | |
| MEDALIST DIVERSIFIED REIT IN | 58403P105 | COM | 11,790 | $10,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 13,986 | $9,000 | thousands by filing date | |
| AYTU BIOPHARMA INC | 054754874 | COM | 46,593 | $9,000 | thousands by filing date | |
| LGL GROUP INC | 50186A132 | *W EXP 11/16/202 | 22,155 | $9,000 | thousands by filing date | |
| BLUEJAY DIAGNOSTICS INC | 095633103 | COM | 11,699 | $9,000 | thousands by filing date | |
| SONIM TECHNOLOGIES INC | 83548F200 | COM NEW | 17,176 | $9,000 | thousands by filing date | |
| NXT-ID INC | 67091J404 | COM NEW | 11,934 | $9,000 | thousands by filing date | |
| NUWELLIS INC | 67113Y108 | COM | 16,938 | $9,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 54,668 | $8,000 | thousands by filing date | |
| CREATIVE MED TECHNOLOGY HLDGS COM NEW | 22529Y309 | Stock | 17,060 | $8,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 25,671 | $8,000 | thousands by filing date | |
| GUARDION HEALTH SCIENCES INC | 40145Q401 | COM | 57,649 | $8,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 29,636 | $8,000 | thousands by filing date | |
| LANDOS BIOPHARMA INC | 515069102 | CMN | 12,219 | $8,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC COM | 00484M601 | Stock | 26,118 | $8,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 13,080 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 16,016 | $7,000 | thousands by filing date | |
| CEMTREX INC | 15130G600 | COM | 35,630 | $7,000 | thousands by filing date | |
| MINIM INC | 60365W102 | COM | 33,455 | $7,000 | thousands by filing date | |
| NEXIMMUNE INC | 65344D109 | COM | 12,668 | $7,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 50,423 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 24,870 | $6,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V603 | COM CL A NEW | 20,812 | $6,000 | thousands by filing date | |
| COMSOVEREIGN HLDG CORP | 205650203 | COM NEW | 83,136 | $6,000 | thousands by filing date | |
| CNS PHARMACEUTICALS INC | 18978H102 | COM | 32,094 | $6,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L209 | COM | 34,671 | $6,000 | thousands by filing date | |
| VIRIOS THERAPEUTICS INC | 92829J104 | COM | 15,836 | $6,000 | thousands by filing date | |
| EASTSIDE DISTILLING INC | 277802302 | COM | 22,844 | $6,000 | thousands by filing date | |
| STRYVE FOODS INC | 863685103 | CLASS A COM | 10,567 | $6,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 10,000 | $5,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 32,353 | $5,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 49,668 | $5,000 | thousands by filing date | |
| CROWN ELECTROKINETICS CORP | 228339206 | COM NEW | 23,816 | $5,000 | thousands by filing date | |
| Kintara Therapeutics, Inc. | 49720K101 | Equities | 44,142 | $5,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 11,373 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 24,684 | $4,000 | thousands by filing date | |
| GROM SOCIAL ENTERPRISES INC | 39878L308 | COM NEW | 12,982 | $4,000 | thousands by filing date | |
| OBLONG INC | 674434105 | COM | 26,845 | $4,000 | thousands by filing date | |
| Benitec Biopharma, Inc. | 08205P100 | common | 11,813 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 14,057 | $3,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 24,869 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 10,349 | $3,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 24,537 | $3,000 | thousands by filing date | |
| ESPORTS ENTMT GROUP INC | 29667K306 | COM | 26,755 | $3,000 | thousands by filing date | |
| DIGITAL BRANDS GROUP INC | 25401N101 | COM | 32,051 | $3,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 28,322 | $3,000 | thousands by filing date | |
| SCOPUS BIOPHARMA INC | 809171101 | Equity | 12,516 | $3,000 | thousands by filing date | |
| THERMOGENESIS HLDGS INC | 88362L100 | COM | 10,788 | $3,000 | thousands by filing date | |
| GAUCHO GROUP HLDGS INC COM NEW | 36809R206 | Stock | 11,656 | $3,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 31,306 | $3,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 17,124 | $2,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 22,500 | $2,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 18,322 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 15,285 | $2,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 20,612 | $2,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 20,630 | $2,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 20,047 | $2,000 | thousands by filing date | |
| RA MED SYS INC | 74933X203 | COM | 19,394 | $2,000 | thousands by filing date | |
| PALISADE BIO INC | 696389105 | COM | 23,186 | $2,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 12,106 | $1,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 12,583 | $1,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 13,633 | $1,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 11,160 | $1,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK CORPOR HI YLD FD I | 09255L114 | RIGHT 10/13/2022 | 21,794 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001256484-22-000029 | this filing | 2022-11-14 | acceptance time not in the bulk data set |