13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 4,987 holding rows worth $7,190,614,000.
- Accession
- 0001144204-17-008963
- Filer
- CIK 1029730
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 12,570 entries on the cover page, a total value of $7,190,614,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,190,614,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC028-17514
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 2,504 | $41,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 2,673 | $41,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 5,875 | $41,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 2,540 | $40,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 2,781 | $40,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 1,931 | $40,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 903 | $40,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 954 | $40,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 2,256 | $40,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 944 | $40,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 1,523 | $40,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 617 | $40,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 3,236 | $40,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 1,353 | $40,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 1,537 | $40,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 738 | $40,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 2,265 | $40,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 2,292 | $40,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 1,701 | $40,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 5,982 | $40,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 1,631 | $40,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 6,000 | $40,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 30,081 | $40,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 7,955 | $40,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 1,154 | $39,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 3,455 | $39,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 11,006 | $39,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 2,408 | $39,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 3,100 | $39,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 432 | $39,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 3,300 | $39,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 1,231 | $39,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 2,927 | $39,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 810 | $39,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 3,000 | $39,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 1,582 | $39,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P114 | FUND | 1,433 | $39,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 954 | $39,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 1,653 | $39,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 1,053 | $39,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 826 | $39,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 1,925 | $39,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 8,002 | $39,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 6,371 | $38,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 2,833 | $38,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 590 | $38,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 1,372 | $38,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 3,830 | $38,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 586 | $38,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 1,301 | $38,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 947 | $38,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 1,688 | $38,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 1,734 | $38,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 2,606 | $38,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 2,220 | $38,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 9,403 | $38,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 33,985 | $38,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 551 | $38,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 1,069 | $37,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 747 | $37,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 6,000 | $37,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 2,272 | $37,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 1,329 | $37,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 776 | $37,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 1,664 | $37,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 836 | $37,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 3,700 | $37,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 467 | $37,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 700 | $37,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 1,533 | $37,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 1,452 | $37,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 7,596 | $37,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 1,587 | $37,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 1,800 | $37,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W417 | RETAIL BULL 3X | 1,020 | $37,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVS ETF | 75605A108 | CEF | 1,470 | $37,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 3,611 | $37,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 216 | $36,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 838 | $36,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 762 | $36,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 742 | $36,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 2,612 | $36,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 2,000 | $36,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 916 | $36,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 866 | $36,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 4,403 | $36,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 2,088 | $36,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 802 | $36,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 9,556 | $36,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 926 | $36,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 946 | $36,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 2,325 | $36,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 1,066 | $36,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 1,409 | $36,000 | thousands by filing date | |
| COLUMBIA ETF TR II BEYOND BRICS ETF | 19762B103 | CEF | 2,402 | $36,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 467 | $35,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 346 | $35,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 910 | $35,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 2,498 | $35,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 490 | $35,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 434 | $35,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 895 | $35,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 2,915 | $35,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 705 | $35,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 697 | $35,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 847 | $35,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 2,525 | $35,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 5,875 | $35,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 13,410 | $35,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 1,358 | $35,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 2,459 | $35,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 1,607 | $35,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 1,225 | $35,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 1,882 | $35,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 1,030 | $35,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 2,312 | $35,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 356 | $34,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 1,107 | $34,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 881 | $34,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 2,564 | $34,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 1,260 | $34,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 530 | $34,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 1,340 | $34,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 650 | $34,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 852 | $34,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 1,231 | $34,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 2,161 | $34,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 750 | $34,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 530 | $34,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 831 | $34,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 1,202 | $34,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 250 | $34,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 2,054 | $34,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 2,491 | $34,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 585 | $34,000 | thousands by filing date | |
| FQF TR | 351680848 | O SHS FTSE EUR | 1,550 | $34,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A875 | DMND HILL VAL | 1,315 | $34,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 324 | $33,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 1,204 | $33,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 5,565 | $33,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 876 | $33,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 1,298 | $33,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 3,160 | $33,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 1,690 | $33,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 715 | $33,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 1,000 | $33,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 1,460 | $33,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 7,570 | $33,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 1,562 | $33,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 702 | $33,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 956 | $33,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 1,911 | $33,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 1,167 | $33,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 689 | $33,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 838 | $33,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 3,806 | $33,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 15,290 | $33,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 1,871 | $33,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 6,330 | $33,000 | thousands by filing date | |
| CROSSROADS CAP INC COM | 227656105 | COM | 15,510 | $33,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 10,350 | $32,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 966 | $32,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 506 | $32,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 289 | $32,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 251 | $32,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 3,600 | $32,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 2,500 | $32,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 2,500 | $32,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 1,014 | $32,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 722 | $32,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 1,702 | $32,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 678 | $32,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 2,023 | $32,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 1,700 | $32,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 2,471 | $32,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 3,606 | $32,000 | thousands by filing date | |
| DEXTERA SURGICAL INC COM | 252366109 | CS | 33,464 | $32,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 491 | $31,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 426 | $31,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 2,566 | $31,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 60 | $31,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 771 | $31,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 767 | $31,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 1,607 | $31,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 2,000 | $31,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 2,614 | $31,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 1,229 | $31,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 1,486 | $31,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 1,485 | $31,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 723 | $31,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 2,406 | $31,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 2,994 | $31,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 1,669 | $31,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 931 | $31,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 972 | $31,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 3,417 | $31,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 1,317 | $31,000 | thousands by filing date | |
| CENTRUE FINL CORP NEW | 15643B205 | COM NEW | 1,366 | $31,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 672 | $30,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 318 | $30,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 824 | $30,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 1,023 | $30,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 1,270 | $30,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 869 | $30,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 497 | $30,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 428 | $30,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 1,571 | $30,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 538 | $30,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 220 | $30,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 751 | $30,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 1,231 | $30,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 387 | $30,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 894 | $30,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 387 | $30,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 1,986 | $30,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 1,050 | $30,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 6,675 | $30,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 4,377 | $30,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 5,558 | $30,000 | thousands by filing date | |
| SPAN AMER MED SYS INC | 846396109 | COM | 1,667 | $30,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 1,742 | $30,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 950 | $30,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W398 | NEGT DUR HIG YLD | 1,400 | $30,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 804 | $30,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 1,581 | $30,000 | thousands by filing date | |
| GIGPEAK INC | 37518Q109 | COM | 12,000 | $30,000 | thousands by filing date | |
| JP ENERGY PARTNERS LP | 46643C109 | UNT REPST LTD | 3,000 | $30,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 1,199 | $29,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 3,469 | $29,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 791 | $29,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 387 | $29,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 131 | $29,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 997 | $29,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 2,020 | $29,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 1,724 | $29,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 372 | $29,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 971 | $29,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 4,136 | $29,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 1,671 | $29,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 581 | $29,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 790 | $29,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 336 | $29,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 3,400 | $29,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 1,300 | $29,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M183 | GUGENHIM 2023 | 1,087 | $29,000 | thousands by filing date | |
| STEADYMED LTD | M84920103 | SHS | 11,150 | $29,000 | thousands by filing date | |
| JP MORGAN EXCHANGE TRADED FD | 46641Q704 | DIVRSFD RT EUR | 1,150 | $29,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 2,442 | $28,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 250 | $28,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 987 | $28,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 619 | $28,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 313 | $28,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 421 | $28,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 676 | $28,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 429 | $28,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 368 | $28,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 174 | $28,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 393 | $28,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 878 | $28,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 2,000 | $28,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 5,918 | $28,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 50,000 | $28,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 960 | $28,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 1,936 | $28,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 572 | $28,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 13,565 | $28,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 3,103 | $28,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 371 | $28,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 41,343 | $28,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 5,000 | $28,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 3,020 | $28,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X657 | INTL TECH ETF | 814 | $28,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 199 | $28,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 7,515 | $28,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 1,900 | $28,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 1,526 | $28,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 6,148 | $28,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 441 | $27,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 426 | $27,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 1,000 | $27,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 3,542 | $27,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 1,020 | $27,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 1,807 | $27,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 1,629 | $27,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 2,455 | $27,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 3,475 | $27,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 1,057 | $27,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 1,276 | $27,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 137 | $27,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 1,500 | $27,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 2,002 | $27,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 2,023 | $27,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 307 | $27,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 726 | $27,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 467 | $27,000 | thousands by filing date | |
| Royal Bk CDA Sub Nt NVCC Conve | 780082AD5 | CONV | 25,000 | $27,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 1,661 | $27,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 999 | $26,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 750 | $26,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 340 | $26,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 730 | $26,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 791 | $26,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 350 | $26,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 1,391 | $26,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 396 | $26,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 499 | $26,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 897 | $26,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 3,087 | $26,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 2,428 | $26,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 832 | $26,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 1,771 | $26,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 1,471 | $26,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 238 | $26,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 1,767 | $26,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 533 | $26,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 1,248 | $26,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 2,680 | $26,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 5,744 | $26,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 481 | $26,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 1,050 | $26,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 497 | $26,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 1,576 | $26,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 2,316 | $26,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 311 | $26,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 453 | $26,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 954 | $26,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 1,208 | $26,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J305 | MULTIFACTOR CO | 1,000 | $26,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 1,624 | $26,000 | thousands by filing date | |
| USCF ETF TR | 90290T106 | STK SPLT IDX FD | 1,600 | $26,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 500 | $25,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 672 | $25,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 2,231 | $25,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 1,642 | $25,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 185 | $25,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 1,644 | $25,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 496 | $25,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 1,132 | $25,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 461 | $25,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 1,865 | $25,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 770 | $25,000 | thousands by filing date | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 1,053 | $25,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 560 | $25,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 3,600 | $25,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 1,189 | $25,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 865 | $25,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 1,051 | $25,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 3,105 | $25,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 6,250 | $25,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 3,680 | $25,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 681 | $25,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 270 | $25,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 7,670 | $25,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 307 | $25,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 1,600 | $25,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 1,000 | $25,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 2,000 | $25,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 1,538 | $25,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 2,000 | $25,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 24,000 | $25,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 2,000 | $24,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 727 | $24,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 490 | $24,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 318 | $24,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 771 | $24,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 1,119 | $24,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 722 | $24,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 556 | $24,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 1,145 | $24,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 235 | $24,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 414 | $24,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 379 | $24,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 7,545 | $24,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 1,953 | $24,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 1,000 | $24,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 469 | $24,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 1,250 | $24,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 2,197 | $24,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 450 | $24,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 5,958 | $24,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 880 | $24,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 2,941 | $24,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 600 | $24,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 2,953 | $24,000 | thousands by filing date | |
| ETRACS ALERIAN NAT GAS MLP | 902641620 | CMN | 949 | $24,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 2,471 | $24,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 5,000 | $24,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 1,200 | $24,000 | thousands by filing date | |
| PROSHARES ULTRASHORT UTILITIES | 74347B722 | FUND | 739 | $24,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 421 | $23,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 468 | $23,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 323 | $23,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 441 | $23,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 742 | $23,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 1,200 | $23,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 896 | $23,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 407 | $23,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 1,430 | $23,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 900 | $23,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 2,226 | $23,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 999 | $23,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 491 | $23,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 2,100 | $23,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 806 | $23,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 1,100 | $23,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 600 | $23,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 1,000 | $23,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 480 | $23,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 47,997 | $23,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 526 | $23,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 877 | $23,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 5,963 | $23,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 85,919 | $23,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 480 | $23,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 1,301 | $23,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 520 | $23,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 430 | $22,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 970 | $22,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 814 | $22,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 315 | $22,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 924 | $22,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 1,747 | $22,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 783 | $22,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 2,013 | $22,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 311 | $22,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 593 | $22,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 3,000 | $22,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 1,121 | $22,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 569 | $22,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 1,510 | $22,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 821 | $22,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 4,345 | $22,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 6,800 | $22,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 525 | $22,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 848 | $22,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 1,442 | $22,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 4,200 | $22,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 2,679 | $22,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 1,772 | $22,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 1,100 | $22,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 1,000 | $22,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505863 | REX GOLD SP500 | 860 | $22,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 2,145 | $21,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 438 | $21,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 2,312 | $21,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 1,380 | $21,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 296 | $21,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 1,478 | $21,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 1,906 | $21,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 521 | $21,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 6,800 | $21,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 1,846 | $21,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 1,000 | $21,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 480 | $21,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 740 | $21,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 1,401 | $21,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 8,092 | $21,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 2,550 | $21,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 1,177 | $21,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 1,050 | $21,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 834 | $21,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 933 | $21,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 370 | $21,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 1,610 | $21,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 521 | $21,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 1,758 | $21,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 3,270 | $21,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 1,022 | $21,000 | thousands by filing date | |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 12,153 | $21,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 5,100 | $20,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 245 | $20,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 2,845 | $20,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 347 | $20,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 488 | $20,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 3,118 | $20,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 1,677 | $20,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 785 | $20,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 1,200 | $20,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 828 | $20,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 1,500 | $20,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 1,055 | $20,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 2,863 | $20,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 875 | $20,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 722 | $20,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 500 | $20,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 947 | $20,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 794 | $20,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 9,606 | $20,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 8,760 | $20,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 3,516 | $20,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 3,070 | $20,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 1,000 | $20,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 2,223 | $20,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742W430 | LKD PERF BCLY | 336 | $20,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 1,671 | $20,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 586 | $19,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 339 | $19,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 609 | $19,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 1,724 | $19,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 1,712 | $19,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-17-008963 | this filing | 2017-02-14 | acceptance time not in the bulk data set |