13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 4,987 holding rows worth $7,190,614,000.
- Accession
- 0001144204-17-008963
- Filer
- CIK 1029730
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 12,570 entries on the cover page, a total value of $7,190,614,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,190,614,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC028-17514
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MEETME INC | 585141104 | COM | 16,140 | $79,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 6,000 | $79,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 11,000 | $79,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 1,713 | $78,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 2,692 | $78,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 2,912 | $78,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 1,005 | $78,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 3,010 | $78,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 260 | $78,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 6,000 | $78,000 | thousands by filing date | |
| DEUTSCHE BANK | 25153Q708 | ELE MORN TTL22 | 3,145 | $78,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 2,700 | $77,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 1,732 | $77,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 2,008 | $77,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 2,406 | $77,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 2,662 | $77,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 4,802 | $77,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 1,738 | $77,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 6,719 | $77,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 1,345 | $77,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 44,001 | $77,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 3,000 | $77,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 1,000 | $76,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 1,867 | $76,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 2,020 | $76,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 1,091 | $76,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 2,075 | $76,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 4,100 | $76,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 1,454 | $76,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 2,975 | $76,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 8,780 | $76,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 1,582 | $76,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 5,000 | $76,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 1,771 | $76,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 36,220 | $75,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 2,334 | $75,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 8,908 | $75,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 5,296 | $75,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 3,410 | $75,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 5,882 | $75,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 18,370 | $75,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 6,308 | $75,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 3,074 | $75,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 806 | $75,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 3,631 | $75,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 2,206 | $75,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 2,244 | $75,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 3,027 | $74,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 1,887 | $74,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 1,430 | $74,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 676 | $74,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 4,695 | $74,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 2,355 | $74,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 2,608 | $74,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 2,256 | $74,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 2,150 | $74,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 1,113 | $73,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 846 | $73,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 1,854 | $73,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 1,212 | $73,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 1,337 | $73,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 992 | $73,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 5,187 | $73,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 4,500 | $73,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 2,265 | $73,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 1,718 | $73,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 5,296 | $73,000 | thousands by filing date | |
| ISHARES TR | 46435G821 | MSCI ITALY ETF | 4,842 | $73,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 2,865 | $72,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 1,714 | $72,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 2,591 | $72,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 1,640 | $72,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 1,035 | $72,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 1,290 | $72,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 2,148 | $72,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 5,000 | $72,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 17,371 | $72,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 2,775 | $72,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 1,002 | $71,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 1,749 | $71,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 1,328 | $71,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 2,750 | $71,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 10,765 | $71,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 3,611 | $71,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 1,878 | $71,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 1,465 | $71,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 6,835 | $71,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 2,792 | $71,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 1,250 | $70,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 2,030 | $70,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 1,645 | $70,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 1,406 | $70,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 3,033 | $70,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 2,770 | $70,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 40,000 | $70,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 9,426 | $70,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 910 | $69,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 4,957 | $69,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 6,268 | $69,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 2,400 | $69,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 3,559 | $69,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 7,904 | $69,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 5,000 | $69,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 2,174 | $69,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 4,300 | $69,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 1,283 | $69,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 4,668 | $69,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 1,785 | $69,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 1,353 | $68,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 1,315 | $68,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 1,578 | $68,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 17,788 | $68,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 1,588 | $68,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 633 | $68,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 7,384 | $68,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 1,073 | $68,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 1,931 | $68,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 2,110 | $68,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 2,096 | $68,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 5,627 | $68,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 5,758 | $68,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 2,880 | $68,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 2,668 | $68,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 2,657 | $68,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 1,670 | $67,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 5,133 | $67,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 2,489 | $67,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 958 | $67,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 1,073 | $67,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 2,499 | $67,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 2,828 | $67,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 2,815 | $67,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 7,175 | $67,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 1,085 | $67,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 2,584 | $67,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 5,930 | $67,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 1,851 | $67,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 86,450 | $67,000 | thousands by filing date | |
| VELOCITYSHARES DAILY 2X VIX SHORT TERM ETN | 22539T274 | ETF | 7,028 | $67,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 2,495 | $66,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 1,977 | $66,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 3,597 | $66,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 2,500 | $66,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 2,202 | $66,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 2,738 | $66,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 5,545 | $66,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 1,822 | $66,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 3,740 | $66,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 1,484 | $66,000 | thousands by filing date | |
| ISHARES EDGE MSCI MULTIFACTOR FINANCIALS ETF | 46435G581 | ETF | 2,200 | $66,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 1,619 | $65,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 1,446 | $65,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 711 | $65,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 5,044 | $65,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 2,534 | $65,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 5,028 | $65,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 6,934 | $65,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 866 | $65,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 1,470 | $65,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 2,838 | $65,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 3,143 | $64,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 7,235 | $64,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 706 | $64,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 1,415 | $64,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 866 | $64,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 753 | $64,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 2,280 | $64,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 10,080 | $64,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 4,472 | $64,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 1,110 | $64,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 2,640 | $64,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 1,579 | $64,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 8,600 | $64,000 | thousands by filing date | |
| JANUS VELOCITY TAIL RISK HEDGED LARGE CAP ETF | 47103U704 | ETF | 2,308 | $64,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 1,443 | $63,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 2,551 | $63,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 4,888 | $63,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 2,038 | $63,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 5,684 | $63,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 3,766 | $63,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 7,896 | $63,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 1,494 | $63,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 1,270 | $63,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 1,750 | $62,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 4,032 | $62,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 1,288 | $62,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 2,169 | $62,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 1,999 | $62,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 13,796 | $62,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 38,680 | $62,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 2,302 | $62,000 | thousands by filing date | |
| ISHARES EDGE MSCI MULTIFACTOR INDUSTRIALS ETF | 46435G557 | ETF | 2,200 | $62,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 503 | $61,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 895 | $61,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 3,253 | $61,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 3,739 | $61,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 1,541 | $61,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 1,848 | $61,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 900 | $61,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 1,152 | $61,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 5,008 | $61,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 1,460 | $61,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 3,331 | $61,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 2,271 | $61,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 2,107 | $60,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 838 | $60,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 4,865 | $60,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 2,990 | $60,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 778 | $60,000 | thousands by filing date | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 1,100 | $60,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 3,682 | $60,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 7,617 | $60,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 3,884 | $60,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 18,787 | $60,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 1,603 | $59,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 2,050 | $59,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 752 | $59,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 1,623 | $59,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 2,000 | $59,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 1,640 | $59,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 516 | $59,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 2,885 | $59,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 970 | $59,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 2,249 | $59,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 1,749 | $59,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 1,794 | $59,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 8,675 | $59,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 2,180 | $59,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 2,142 | $59,000 | thousands by filing date | |
| WAYNE SAVINGS BANCSHARES INC | 94624Q101 | COMMON | 3,599 | $59,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 952 | $58,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 1,052 | $58,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 2,643 | $58,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 3,786 | $58,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 10,572 | $58,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 3,358 | $58,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 1,434 | $58,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 2,952 | $58,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 726 | $58,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 9,637 | $58,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC | 14740B606 | COM NEW | 13,446 | $58,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 3,658 | $58,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 770 | $57,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 2,314 | $57,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 2,225 | $57,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 1,577 | $57,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 715 | $57,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 960 | $57,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 1,899 | $57,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 2,686 | $57,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 1,299 | $57,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 820 | $57,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 3,100 | $57,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 4,195 | $57,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 9,430 | $57,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 1,753 | $57,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 1,308 | $57,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 1,713 | $57,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 2,416 | $57,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 1,977 | $56,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 1,491 | $56,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 1,684 | $56,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 11,108 | $56,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 764 | $56,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 21,685 | $56,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 1,428 | $56,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 1,070 | $56,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 1,792 | $56,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 1,235 | $56,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 2,931 | $56,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 1,581 | $56,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 2,696 | $56,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 3,937 | $56,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 4,300 | $56,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 2,132 | $56,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 1,009 | $56,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 751 | $56,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 3,839 | $56,000 | thousands by filing date | |
| INNOVATOR LUNT LOW VOL/HIGH BETA TACTICAL ETF | 287711790 | ETF | 1,960 | $56,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 815 | $55,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 1,226 | $55,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 661 | $55,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 2,520 | $55,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 716 | $55,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 1,078 | $55,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 393 | $55,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 2,440 | $55,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 6,326 | $55,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 1,970 | $54,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 813 | $54,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 720 | $54,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 1,817 | $54,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 2,508 | $54,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 6,501 | $54,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 949 | $54,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 1,937 | $54,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 10,111 | $54,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 1,206 | $54,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 3,556 | $53,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 1,646 | $53,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 2,967 | $53,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 871 | $53,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 10,814 | $53,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 1,944 | $53,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 2,141 | $53,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 2,314 | $53,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 1,550 | $53,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 3,775 | $52,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 2,479 | $52,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 2,269 | $52,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 1,591 | $52,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 611 | $52,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 934 | $52,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 2,149 | $52,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 1,518 | $52,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 2,202 | $52,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 1,698 | $52,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 6,900 | $52,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 4,351 | $52,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 3,196 | $52,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 1,553 | $52,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 2,663 | $52,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 2,029 | $52,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 1,200 | $52,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 2,320 | $52,000 | thousands by filing date | |
| CURRENCYSHARES SINGAPORE DLR | 23130K100 | SHS | 770 | $52,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W356 | JAPAN CP GOODS | 2,146 | $52,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K356 | OIL GAS BL 3X SH | 513 | $52,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 6,602 | $52,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 1,272 | $51,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 491 | $51,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 3,645 | $51,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 3,194 | $51,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 341 | $51,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 1,581 | $51,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 1,465 | $51,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 906 | $51,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 1,500 | $51,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 6,955 | $51,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 396 | $51,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 2,856 | $51,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 2,454 | $50,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 3,000 | $50,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 2,527 | $50,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 2,594 | $50,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 1,000 | $50,000 | thousands by filing date | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 1,865 | $50,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 2,770 | $50,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 1,300 | $50,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 2,100 | $50,000 | thousands by filing date | |
| POWERSHARES DWA TACTICAL SECTOR ROTATION PORTFOLIO | 73937B498 | ETF | 2,026 | $50,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 2,672 | $49,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 1,278 | $49,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 2,215 | $49,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 1,100 | $49,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 2,669 | $49,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 6,325 | $49,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 4,179 | $49,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 693 | $49,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 3,197 | $49,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 2,900 | $49,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 1,000 | $49,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 8,059 | $49,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 1,651 | $49,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 2,223 | $49,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 14,560 | $49,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 2,223 | $49,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 95,075 | $49,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 3,677 | $49,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 3,575 | $49,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 1,369 | $48,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 4,074 | $48,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 1,450 | $48,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 1,328 | $48,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 7,559 | $48,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 2,916 | $48,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 1,537 | $48,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 34,548 | $48,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 1,823 | $48,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 1,117 | $48,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 1,209 | $48,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 3,559 | $48,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 3,000 | $48,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 235 | $47,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 1,346 | $47,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 3,196 | $47,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 641 | $47,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 944 | $47,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 1,486 | $47,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 812 | $47,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 1,280 | $47,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 1,961 | $47,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 2,032 | $47,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 4,364 | $47,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 1,021 | $47,000 | thousands by filing date | |
| PROSHARES TR | 74347R727 | PSHS ULTRA INDL | 965 | $47,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 949 | $47,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 1,293 | $47,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 5,140 | $47,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 2,976 | $47,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 887 | $47,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 1,902 | $47,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 1,594 | $46,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 212 | $46,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 88,050 | $46,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 2,694 | $46,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 684 | $46,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 817 | $46,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 2,270 | $46,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 2,484 | $46,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 871 | $46,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 1,660 | $46,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 1,086 | $46,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 2,450 | $46,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 950 | $46,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 739 | $45,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 874 | $45,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 1,453 | $45,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 1,264 | $45,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 1,761 | $45,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 2,083 | $45,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 2,609 | $45,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 2,117 | $45,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 907 | $45,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 14,090 | $45,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 35,350 | $45,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 10,000 | $45,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 2,380 | $45,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 2,452 | $45,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 3,496 | $45,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 326 | $45,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 1,227 | $44,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 2,302 | $44,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 1,798 | $44,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 2,821 | $44,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 36 | $44,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 4,767 | $44,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 2,362 | $44,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 1,495 | $44,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 4,800 | $44,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 3,400 | $44,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 999 | $44,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 3,784 | $44,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 1,794 | $44,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 3,500 | $44,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 8,435 | $44,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 2,590 | $44,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 3,450 | $44,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 1,665 | $44,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 538 | $43,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 962 | $43,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 2,081 | $43,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 520 | $43,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 4,462 | $43,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 476 | $43,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 1,709 | $43,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 1,335 | $43,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 1,453 | $43,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 2,799 | $43,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 12,700 | $43,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 30,547 | $43,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 1,835 | $43,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 629 | $42,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 543 | $42,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 675 | $42,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 660 | $42,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 3,000 | $42,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 700 | $42,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 2,894 | $42,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 1,501 | $42,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 2,092 | $42,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 2,576 | $42,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 1,950 | $42,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 1,700 | $42,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 1,220 | $42,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 8,054 | $42,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 435 | $42,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 645 | $42,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 1,346 | $42,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 42,000 | $42,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 2,899 | $41,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 2,550 | $41,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 2,434 | $41,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 3,000 | $41,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 1,830 | $41,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 561 | $41,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 594 | $41,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 1,160 | $41,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 2,806 | $41,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 1,312 | $41,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 1,038 | $41,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 952 | $41,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 2,600 | $41,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 1,661 | $41,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 1,533 | $41,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 5,446 | $41,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 42,000 | $41,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 1,975 | $41,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 3,291 | $41,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 2,191 | $41,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-17-008963 | this filing | 2017-02-14 | acceptance time not in the bulk data set |