13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 4,987 holding rows worth $7,190,614,000.
- Accession
- 0001144204-17-008963
- Filer
- CIK 1029730
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 12,570 entries on the cover page, a total value of $7,190,614,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,190,614,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC028-17514
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FQF TR | 351680814 | O SHS ASIA PAC | 100 | $3,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 279 | $2,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 120 | $2,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 151 | $2,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 52 | $2,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 100 | $2,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 389 | $2,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 1,000 | $2,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 200 | $2,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 31 | $2,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 125 | $2,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 40 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 100 | $2,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 2,000 | $2,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 55 | $2,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 63 | $2,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 68 | $2,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 142 | $2,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 38 | $2,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 37 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 45 | $2,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 161 | $2,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 120 | $2,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 900 | $2,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 1,000 | $2,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 167 | $2,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 636 | $2,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 140 | $2,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 119 | $2,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 79 | $2,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 213 | $2,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 500 | $2,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 76 | $2,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 75 | $2,000 | thousands by filing date | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 74 | $2,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 300 | $2,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 300 | $2,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 313 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 50 | $2,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 100 | $2,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 500 | $2,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 100 | $2,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 50 | $2,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 67 | $2,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 400 | $2,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 127 | $2,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 56 | $2,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 52 | $2,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 363 | $2,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 458 | $2,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 150 | $2,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 1,435 | $2,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 760 | $2,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 172 | $2,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 69 | $2,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 137 | $2,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 102 | $2,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 100 | $2,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 530 | $2,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 1,382 | $2,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 455 | $2,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 100 | $2,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 144 | $2,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 134 | $2,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 200 | $2,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 150 | $2,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 400 | $2,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 400 | $2,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 673 | $2,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 17 | $2,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 64 | $2,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 1,500 | $2,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 77 | $2,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 1,000 | $2,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 206 | $2,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 162 | $2,000 | thousands by filing date | |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 6 | $2,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 73 | $2,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 100 | $2,000 | thousands by filing date | |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 125 | $2,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 500 | $2,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 1,000 | $2,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 1,220 | $2,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 417 | $2,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 100 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 175 | $2,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y800 | CAMBRIA GL TAC | 102 | $2,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 61 | $2,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H255 | ETN DJUBSPLATM38 | 90 | $2,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 250 | $2,000 | thousands by filing date | |
| FQF TR | 351680103 | QUANTSHARE MOM | 90 | $2,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 706 | $2,000 | thousands by filing date | |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 1,316 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 113 | $2,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 36 | $2,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H453 | FUND | 62 | $2,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 144 | $2,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 500 | $2,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 38 | $2,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 184 | $2,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 156 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K554 | DAILY JR GOLD MI | 400 | $2,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 543 | $2,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A105 | COM | 203 | $2,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 217 | $2,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 500 | $2,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 500 | $2,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 270 | $2,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 447 | $2,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 87 | $2,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 150 | $2,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 494 | $2,000 | thousands by filing date | |
| SUNWORKS INC | 86803X105 | COM | 1,085 | $2,000 | thousands by filing date | |
| SAJAN INC | 79379T202 | COM NEW | 500 | $2,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS INC SHS NEW | Y2069P127 | Stock | 635 | $2,000 | thousands by filing date | |
| FQF TR | 351680830 | O SHARES EUROP | 100 | $2,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 30 | $1,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 100 | $1,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 41 | $1,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 22 | $1,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 100 | $1,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 113 | $1,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 29 | $1,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 127 | $1,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 100 | $1,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 14 | $1,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 80 | $1,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 13 | $1,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 200 | $1,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 143 | $1,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 15 | $1,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 34 | $1,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 16 | $1,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 85 | $1,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 43 | $1,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 55 | $1,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 53 | $1,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 40 | $1,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 50 | $1,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 21 | $1,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 647 | $1,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 173 | $1,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 63 | $1,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 13 | $1,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 65 | $1,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 70 | $1,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 40 | $1,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 98 | $1,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 273 | $1,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 48 | $1,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 70 | $1,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 46 | $1,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 15 | $1,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 200 | $1,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 35 | $1,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 11 | $1,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 36 | $1,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 150 | $1,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 17 | $1,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 70 | $1,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 26 | $1,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 59 | $1,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 17 | $1,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 81 | $1,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 200 | $1,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 105 | $1,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 70 | $1,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 183 | $1,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 41 | $1,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 102 | $1,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 1,000 | $1,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 155 | $1,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 400 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B581 | SP500 EX ENRGY | 18 | $1,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 50 | $1,000 | thousands by filing date | |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 9 | $1,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 200 | $1,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 76 | $1,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 53 | $1,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 13 | $1,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 130 | $1,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 61 | $1,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 300 | $1,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 49 | $1,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K869 | DAIL CSI 300 ETF | 75 | $1,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 37 | $1,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 500 | $1,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 47 | $1,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 70 | $1,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 56 | $1,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 77 | $1,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 174 | $1,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 75 | $1,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 30 | $1,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 135 | $1,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 33 | $1,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 900 | $1,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 49 | $1,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 600 | $1,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 81 | $1,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 42 | $1,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 21 | $1,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 674 | $1,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 127 | $1,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 502 | $1,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 34 | $1,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 363 | $1,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 100 | $1,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 44 | $1,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 433 | $1,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 400 | $1,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 46 | $1,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 615 | $1,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 47 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 33 | $1,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 64 | $1,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 25 | $1,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 88 | $1,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 280 | $1,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 142 | $1,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 107 | $1,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 34 | $1,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 86 | $1,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 101 | $1,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 600 | $1,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 100 | $1,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 27 | $1,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 28 | $1,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 109 | $1,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 1,227 | $1,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 230 | $1,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 34 | $1,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 135 | $1,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 131 | $1,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 2,000 | $1,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 85 | $1,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 300 | $1,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 47 | $1,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 477 | $1,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 46 | $1,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 17 | $1,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 36 | $1,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 44 | $1,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 311 | $1,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 5,250 | $1,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 250 | $1,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 300 | $1,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 20 | $1,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 59 | $1,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 21 | $1,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 1,000 | $1,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 100 | $1,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 116 | $1,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 124 | $1,000 | thousands by filing date | |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 200 | $1,000 | thousands by filing date | |
| KONGZHONG CORP | 50047P104 | CMN | 120 | $1,000 | thousands by filing date | |
| EMPIRE RES INC DEL | 29206E100 | COM | 200 | $1,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641679 | DJ COMMD ETN39 | 60 | $1,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 90 | $1,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 230 | $1,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 50 | $1,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 60 | $1,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 400 | $1,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 261 | $1,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 1,000 | $1,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 115 | $1,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 2,036 | $1,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 33 | $1,000 | thousands by filing date | |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 1,498 | $1,000 | thousands by filing date | |
| URANIUM RES INC | 916901705 | COM | 417 | $1,000 | thousands by filing date | |
| PATHEON N V | N6865W105 | SHS | 22 | $1,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 16,600 | $1,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 54 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 41 | $1,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 1,001 | $1,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 324 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X376 | MSCI CDA STRTGIC | 18 | $1,000 | thousands by filing date | |
| BIOCEPT INC | 09072V204 | COM NEW | 925 | $1,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 1,180 | $1,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 31 | $1,000 | thousands by filing date | |
| CEMTREX INC | 15130G303 | COM PAR $.001 | 200 | $1,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 48 | $1,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 286 | $1,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 110 | $1,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 300 | $1,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L105 | COM | 128 | $1,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T597 | VELOCITY SHS EXC | 90 | $1,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 78 | $1,000 | thousands by filing date | |
| AVEXIS INC | 05366U100 | COM | 25 | $1,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 1,045 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K216 | DAILY S&P BEAR | 52 | $1,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 32 | $1,000 | thousands by filing date | |
| ECHELON CORP | 27874N303 | COM NEW | 330 | $1,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 88 | $1,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 629410606 | COM | 160 | $1,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 185 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 30 | $1,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 100 | $1,000 | thousands by filing date | |
| SEARS HLDGS CORP | 812350155 | *W EXP 12/15/201 | 158 | $1,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 73 | $1,000 | thousands by filing date | |
| PARKWAY INC COM | 70156Q107 | Stock | 42 | $1,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT | 74347W254 | CEF | 129 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 18 | $1,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 61 | $1,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 200 | $1,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 33 | $1,000 | thousands by filing date | |
| iShares Currency Hedged MSCI Germany ETF | 97717W638 | COM | 106 | $1,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 1,400 | $1,000 | thousands by filing date | |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 637 | $1,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOURG SHS NEW | L7257P114 | Stock | 154 | $1,000 | thousands by filing date | |
| STELLAR BIOTECHNOLOGIES INC NO PAR | 85855A203 | Common Stock | 655 | $1,000 | thousands by filing date | |
| Neothetics Inc | 64066G101 | COM | 500 | $1,000 | thousands by filing date | |
| BIOBLAST PHARMA LTD | M20156101 | SHS | 1,000 | $1,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAMOUNT GROUP INC | 69924R108 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHOE STA GROUP INC | 824889109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEALTHSTREAM INC | 42222N103 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLUBCORP HLDGS INC | 18948M108 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LENNAR CORP CL B | 526057302 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKDALE SR LIVING INC | 112463104 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 684 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIZENS INC | 174740100 | COMMON STOCK | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RPC INC | 749660106 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS CDA INC | 81234D109 | COM | 185 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IGC PHARMA INC | 45408X308 | COM NEW | 1,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRATUS PPTYS INC | 863167201 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUEL TECH INC | 359523107 | COM | 220 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENSEONICS HLDGS INC | 81727U105 | COM | 103 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC NEW DEL | 26817R108 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 78 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 2,300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBALSTAR INC | 378973408 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 540 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNILIFE CORP NEW | 90478E301 | Common Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR II | 74347W395 | FUND | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMAGIN CORP | 29076N206 | COM | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 242 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMATION CORP | 45245A107 | COM | 657 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 477 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXETER RES CORP | 301835104 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 7,502 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCEWEN MNG INC | 58039P107 | COM | 104 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENREN INC | 759892102 | SPONSORED ADR | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAST THERAPEUTICS INC | 576314108 | COM | 1,004 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARTE-HANKS INC | 416196103 | COM | 275 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 79 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOB EVANS FARMS | 096761101 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALHI INC NEW | 918905100 | COM | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENOMYX INC | 81724Q107 | COM | 260 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 3,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YRC WORLDWIDE INC | 984249607 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHARLES + COLVARD LTD | 159765106 | COM | 525 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QAD INC-A | 74727D306 | CL A | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNI-PIXEL INC | 904572203 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MATTERSIGHT CORP | 577097108 | COM | 88 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD CBOE | 33733E609 | S\&P.* | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| UNITED STS SHORT OIL FD LP | 912613205 | UNITS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GIGA TRONICS INC | 375175106 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADVISION INC | 111412706 | COM | 95 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHMITT INDS INC ORE | 806870200 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OTELCO INC | 688823301 | CL A NEW | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARI NETWORK SERVICES | 001930205 | COMM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RMG Networks Hldgs | 74966K102 | COM | 181 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74348A459 | ULTSHT MSCI JAP | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APRICUS BIOSCIENCES INC | 03832V307 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COVISINT CORP | 22357R103 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WINDTREE THERAPEUTICS INC | 97382D105 | COM | 172 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 326 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELCATH SYS INC | 24661P500 | COM PAR | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NET ELEMENT INC | 64111R201 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHOTOMEDEX INC | 719358400 | COM PAR NEW | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRONC INC | 89703P107 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAN-FITE BIOPHARMA LTD | 13471N102 | SPONSORED ADR | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RXI PHARMACEUTICALS CORP NEW | 74979C501 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNOCELLULAR THERAPEUTICS | 452536204 | COM NEW | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIRAGEN THERAPEUTICS INC | 053761102 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Functionx Inc New Com New | 36077T207 | COMMON | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELLECTAR BIOSCIENCES INC | 15117F302 | COM | 350 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRANA BIOTECHNOLOGY LTD | 739727204 | SPON ADR NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LA QUINTA HLDGS INC | 50420D108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACTUA CORPORATION | 005094107 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVAN INC | 66988N106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| National Holdings Corporation | 636375206 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIVEO CORP CDA | 17878Y108 | COM | 109 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEMISPHERX BIOPHARMA INC | 42366C301 | COM NEW | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MABVAX THERAPEUTICS HLDGS INC COM NEW | 55414P504 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JRJR33 INCORPORATED | 46645Q106 | Common Stock | 273 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Asterias Biothera 16 Wts | 04624N115 | Warrants | 134 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RELIV INTERNATIONAL INC | 75952R209 | COM NEW | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VICAL INC | 925602203 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CESCA THERAPEUTICS INC | 157131202 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WRIGHT MED GROUP N V | N96617126 | RIGHT 03/01/2019 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XG TECHNOLOGY INC | 98372A705 | COM PAR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAMSON OIL&GAS LTD ADR SPONSORED | 796043206 | ADR | 133 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPHERE 3D CORP NEW | 84841L100 | COM | 115 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCONOVA THERAPEUTICS INC COM PAR | 68232V306 | Stock | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DASAN ZHONE SOLUTIONS INC COM NEW | 23305L107 | Stock | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CROSSROADS SYS INC COM PAR | 22765D407 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 853 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRYSHIPS INC COM PAR NEW | Y2109Q309 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARETEUM CORP COM | 69946T108 | Stock | 4,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STONE ENERGY CORP COM NEW | 861642304 | Stock | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YIELD10 BIOSCIENCE INC COM | 591018882 | Stock | 206 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEVO INC COM PAR | 374396208 | Stock | 2,860 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 1,203 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA ADVANCED CONSTR MATLS | 169365202 | COM NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25459Y264 | IBILLION INDEX | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25490K760 | TECH BEAR 3X SHS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 114 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOSTAGE INC | 09074M103 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MODSYS INTL LTD | M70378100 | SHS | 460 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENVEC INC | 37246C406 | COM PAR | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVENTERGY GLOBAL INC | 46123X409 | COM NEW ADDED | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMPLIPHI BIOSCIENCES ORD SHS | 03211P202 | COM | 811 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSGENOMIC INC COM NEW | 89365K305 | Stock | 166 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WAFERGEN BIO-SYSTEMS INC | 93041P506 | COM PAR NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-17-008963 | this filing | 2017-02-14 | acceptance time not in the bulk data set |