13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 4,987 holding rows worth $7,190,614,000.
- Accession
- 0001144204-17-008963
- Filer
- CIK 1029730
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 12,570 entries on the cover page, a total value of $7,190,614,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,190,614,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC028-17514
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 1,550 | $8,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 174 | $8,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 100 | $8,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 700 | $8,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 200 | $8,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 282 | $8,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 248 | $8,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 170 | $8,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 1,300 | $8,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 1,000 | $8,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 267 | $8,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 567 | $8,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 112 | $8,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 551 | $8,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 310 | $8,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 719 | $8,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 408 | $8,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 550 | $8,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 200 | $8,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 1,527 | $8,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 785 | $8,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 164 | $8,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 200 | $8,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 4,000 | $8,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 704 | $8,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 1,000 | $8,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 658 | $8,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 422 | $8,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 1,000 | $8,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 637 | $8,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 250 | $8,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 765 | $8,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 256 | $8,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 493 | $8,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 3,017 | $8,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 3,110 | $8,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 570 | $8,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 533 | $8,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 650 | $8,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 550 | $8,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 436 | $8,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 486 | $8,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 865 | $8,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 600 | $8,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 25,600 | $8,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 486 | $8,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 11,500 | $8,000 | thousands by filing date | |
| RELM WIRELESS CORP | 759525108 | COM | 1,647 | $8,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 550 | $8,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 900 | $8,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 357 | $8,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F135 | ETN CBOE SPBUY | 119 | $8,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 500 | $8,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 185 | $8,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 400 | $8,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M217 | 2022 HG YLD CB | 314 | $8,000 | thousands by filing date | |
| JP MORGAN EXCHANGE TRADED FD | 46641Q803 | DIVERSIFIED ET | 317 | $8,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 2,000 | $7,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 765 | $7,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 831 | $7,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 3,200 | $7,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 53 | $7,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 187 | $7,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 278 | $7,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 122 | $7,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 500 | $7,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 243 | $7,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 501 | $7,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 794 | $7,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 1,665 | $7,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 587 | $7,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 139 | $7,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 221 | $7,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 211 | $7,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 209 | $7,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 417 | $7,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 263 | $7,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 419 | $7,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 200 | $7,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 1,720 | $7,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 218 | $7,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 187 | $7,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 913 | $7,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K331 | DAIL MS INDI ETF | 164 | $7,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 85 | $7,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 335 | $7,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 392 | $7,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 747 | $7,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 4,895 | $7,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 3,132 | $7,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 54,823 | $7,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 2,800 | $7,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 648 | $7,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 183 | $7,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 201 | $7,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 164 | $7,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 16,100 | $7,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 3,980 | $7,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 207 | $7,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 2,984 | $7,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 268 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 400 | $7,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D688 | 3X LONG GOLD | 809 | $7,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 5,929 | $7,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 916 | $7,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 373 | $7,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229508 | COM B SIRIUSXM | 200 | $7,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 100 | $7,000 | thousands by filing date | |
| SAEXPLORATION HLDGS INC | 78636X204 | COM NEW | 1,000 | $7,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X160 | S&P INTL DIVID | 161 | $7,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 606 | $6,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 193 | $6,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 91 | $6,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 159 | $6,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 79 | $6,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 466 | $6,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 220 | $6,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 750 | $6,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 242 | $6,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 164 | $6,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 4,225 | $6,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 290 | $6,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 37 | $6,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 150 | $6,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 275 | $6,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 2,247 | $6,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 187 | $6,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 220 | $6,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 68 | $6,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 400 | $6,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 92 | $6,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 276 | $6,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 433 | $6,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 129 | $6,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 371 | $6,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 93 | $6,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 333 | $6,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 315 | $6,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 224 | $6,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 250 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 76 | $6,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 1,238 | $6,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 350 | $6,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 1,756 | $6,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 312 | $6,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 226 | $6,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 151 | $6,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 788 | $6,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 275 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 213 | $6,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 198 | $6,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 276 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 168 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 129 | $6,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 248 | $6,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 300 | $6,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 39 | $6,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 215 | $6,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 163 | $6,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 318 | $6,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 11 | $6,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 255 | $6,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 328 | $6,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 315 | $6,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 324 | $6,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 200 | $6,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 6,000 | $6,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 1,400 | $6,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 500 | $6,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 600 | $6,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 2,500 | $6,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 2,000 | $6,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 82 | $6,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 324 | $6,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 50 | $6,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 1,000 | $6,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 303 | $6,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 101 | $6,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 225 | $6,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 3,000 | $6,000 | thousands by filing date | |
| POINTER TELOCATION LTD | M7946T104 | SHS | 875 | $6,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 250 | $6,000 | thousands by filing date | |
| ASB BANCORP INC N C | 00213T109 | COM | 200 | $6,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 77 | $6,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 238 | $6,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 1,183 | $6,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 1,671 | $6,000 | thousands by filing date | |
| NEOVASC INC COM STK | 64065J106 | COM | 3,528 | $6,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 292 | $6,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 2,850 | $6,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 1,110 | $6,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 1,250 | $6,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 1,610 | $6,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 2,350 | $6,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 925 | $6,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416300 | Cmn | 366 | $6,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 1,100 | $6,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 5,000 | $6,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 450 | $6,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 120 | $6,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 769 | $6,000 | thousands by filing date | |
| RXI PHARMACEUTICALS CORP | 74979C113 | *W | 30,000 | $6,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 851 | $5,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 60 | $5,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 131 | $5,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 1,190 | $5,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 130 | $5,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 412 | $5,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 187 | $5,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 500 | $5,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 150 | $5,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 130 | $5,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 105 | $5,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 200 | $5,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 56 | $5,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 4,700 | $5,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 56 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 100 | $5,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 517 | $5,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 300 | $5,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 177 | $5,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 502 | $5,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 115 | $5,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 131 | $5,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 88 | $5,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 450 | $5,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 51 | $5,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 300 | $5,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 94 | $5,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 129 | $5,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 507 | $5,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 5,000 | $5,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 210 | $5,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 90 | $5,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 124 | $5,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 1,000 | $5,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 525 | $5,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 300 | $5,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 1,200 | $5,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 151 | $5,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 833 | $5,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 145 | $5,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 1,190 | $5,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 74 | $5,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 264 | $5,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 700 | $5,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 19,250 | $5,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 367 | $5,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 600 | $5,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 670 | $5,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 1,974 | $5,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 159 | $5,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 128 | $5,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 21,700 | $5,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 132 | $5,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 61 | $5,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 350 | $5,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 2,800 | $5,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 1,510 | $5,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 339 | $5,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 55 | $5,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 100 | $5,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 4,437 | $5,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 294 | $5,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 5,000 | $5,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 1,018 | $5,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 459 | $5,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 10,225 | $5,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 1,500 | $5,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 200 | $5,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 135 | $5,000 | thousands by filing date | |
| CONCURRENT COMPUTER CORP NEW | 206710402 | COM PAR $.01 | 1,000 | $5,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 262 | $5,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 322 | $5,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 245 | $5,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 611 | $5,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 1,000 | $5,000 | thousands by filing date | |
| IMMUNE PHARMACEUTICALS INC | 45254C101 | COM | 27,500 | $5,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 1,200 | $5,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 600 | $5,000 | thousands by filing date | |
| HULL TACTICAL US ETF | 301505806 | ETF | 186 | $5,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 245 | $5,000 | thousands by filing date | |
| NEW YORK MTG TR INC | 649604808 | PFD-C CONV | 200 | $5,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 781 | $5,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 500 | $5,000 | thousands by filing date | |
| CAROLINA TR BANCSHARES INC | 14422P105 | COM | 732 | $5,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 265 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R803 | RBA QUALIN ETF | 220 | $5,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M134 | GUGGENHEIM 2024 | 200 | $5,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G821 | SPIRITED ETFMG | 200 | $5,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 111 | $4,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 37 | $4,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 2,428 | $4,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 3,950 | $4,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 401 | $4,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 131 | $4,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 400 | $4,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 149 | $4,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 413 | $4,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 7,000 | $4,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 200 | $4,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 1,300 | $4,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 38 | $4,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 6 | $4,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 103 | $4,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 550 | $4,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 80 | $4,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 113 | $4,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 475 | $4,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 151 | $4,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 250 | $4,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 475 | $4,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 453 | $4,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 200 | $4,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 107 | $4,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 177 | $4,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 200 | $4,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 117 | $4,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 72 | $4,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 144 | $4,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 232 | $4,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 698 | $4,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 65 | $4,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 300 | $4,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 258 | $4,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 2,338 | $4,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 490 | $4,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 36 | $4,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 160 | $4,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 162 | $4,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 239 | $4,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 400 | $4,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 284 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 375 | $4,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 390 | $4,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 2,000 | $4,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 199 | $4,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 510 | $4,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 498 | $4,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 3,086 | $4,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 3,250 | $4,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 455 | $4,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 4,500 | $4,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 2,630 | $4,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 500 | $4,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 100 | $4,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 425 | $4,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 1,433 | $4,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 103 | $4,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 500 | $4,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 762 | $4,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 3,812 | $4,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 150 | $4,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 131 | $4,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 144 | $4,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 403 | $4,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 3,000 | $4,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 113 | $4,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 1,759 | $4,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 750 | $4,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 800 | $4,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 599 | $4,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 153 | $4,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 100 | $4,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 56 | $4,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 92 | $4,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 300 | $4,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 414 | $4,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 527 | $4,000 | thousands by filing date | |
| ENTREE GOLD INC | 29383G100 | COM | 11,200 | $4,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 125 | $4,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 28 | $4,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 75 | $4,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H533 | PS AGRI LG ETN | 392 | $4,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 220 | $4,000 | thousands by filing date | |
| ENSYNC INC. | 29359T102 | Common Stock | 6,000 | $4,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F577 | GEN DRUGS ETF | 200 | $4,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 500 | $4,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 1,000 | $4,000 | thousands by filing date | |
| BulletShares 2025 Corporate | 18383M191 | COM | 190 | $4,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 11,000 | $4,000 | thousands by filing date | |
| PARNELL PHARMACEUT HLDGS LIMITED SHS | Q73622104 | Foreign Ordinary Shares | 6,800 | $4,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 150 | $4,000 | thousands by filing date | |
| NAVIOS MARITIME HLDGS INC | 63938Y100 | SPN ADR RP PFD G | 500 | $4,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 238 | $4,000 | thousands by filing date | |
| OPGEN INC | 68373L109 | COM | 3,100 | $4,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 230 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X186 | EURO STOXX 50 | 100 | $4,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 200 | $3,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 193 | $3,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 47 | $3,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 700 | $3,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 69 | $3,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 300 | $3,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 120 | $3,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 100 | $3,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 391 | $3,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 119 | $3,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 101 | $3,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 33 | $3,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 305 | $3,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 894 | $3,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 99 | $3,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 98 | $3,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 103 | $3,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 79 | $3,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 347 | $3,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 200 | $3,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 300 | $3,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 244 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 60 | $3,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 59 | $3,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 1,018 | $3,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 100 | $3,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 530 | $3,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 74 | $3,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 165 | $3,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 178 | $3,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 785 | $3,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 267 | $3,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 142 | $3,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 104 | $3,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 174 | $3,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 111 | $3,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 106 | $3,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 500 | $3,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 129 | $3,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 114 | $3,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 311 | $3,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 344 | $3,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 101 | $3,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 341 | $3,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 500 | $3,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 136 | $3,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 200 | $3,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 263 | $3,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 369 | $3,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 300 | $3,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 504 | $3,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 193 | $3,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 1,470 | $3,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 144 | $3,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 258 | $3,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 300 | $3,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 2,000 | $3,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 500 | $3,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 1,200 | $3,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 2,410 | $3,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 219 | $3,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 152 | $3,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 1,000 | $3,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 10 | $3,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 127 | $3,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 105 | $3,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 197 | $3,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 1,000 | $3,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 100 | $3,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 180 | $3,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 113 | $3,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 364 | $3,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 500 | $3,000 | thousands by filing date | |
| DIVERSICARE HEALTHCARE SVCS | 255104101 | COM | 250 | $3,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 650 | $3,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 140 | $3,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 510 | $3,000 | thousands by filing date | |
| Proshares Tr Ultrashort MSCI EAFE New ETF | 74348A475 | Com | 81 | $3,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 500 | $3,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 300 | $3,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 442 | $3,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 2,000 | $3,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 102 | $3,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 259 | $3,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H206 | ETN DJUBS AGRI37 | 80 | $3,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 857 | $3,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 168 | $3,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 50 | $3,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 119 | $3,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 131 | $3,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 100 | $3,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 1,000 | $3,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 450 | $3,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 63 | $3,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 356 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 300 | $3,000 | thousands by filing date | |
| ISHARES TR | 46435G862 | MSCI UN KNGDOM | 102 | $3,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 250 | $3,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LTD | 37185R208 | SPONSORED ADR | 2,750 | $3,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 1,297 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 68 | $3,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 349 | $3,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 1,000 | $3,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 688 | $3,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 300 | $3,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 221 | $3,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 102 | $3,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 300 | $3,000 | thousands by filing date | |
| FORM HLDGS CORP COM | 34634E102 | Stock | 1,245 | $3,000 | thousands by filing date | |
| VANECK VECTORS SOLAR ENERGY ETF | 92189F874 | ETF | 91 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-17-008963 | this filing | 2017-02-14 | acceptance time not in the bulk data set |