13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 4,987 holding rows worth $7,190,614,000.
- Accession
- 0001144204-17-008963
- Filer
- CIK 1029730
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 12,570 entries on the cover page, a total value of $7,190,614,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,190,614,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC028-17514
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| POOL CORP COM | 73278L105 | Stock | 188 | $19,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 3,700 | $19,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 471 | $19,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 853 | $19,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 500 | $19,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 305 | $19,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 1,275 | $19,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 1,049 | $19,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 1,614 | $19,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 6,745 | $19,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 631 | $19,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 1,000 | $19,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 1,356 | $19,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 5,624 | $19,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 974 | $19,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 1,259 | $19,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 481 | $19,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 962 | $19,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 191 | $19,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 579 | $19,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 1,430 | $19,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 688 | $19,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 9,752 | $19,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 14,500 | $19,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 40 | $19,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 7,100 | $19,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 324 | $19,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 1,000 | $19,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 2,000 | $19,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 300 | $19,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 800 | $19,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 1,288 | $19,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 1,047 | $19,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q650 | WRKPLC EQL PRT | 630 | $19,000 | thousands by filing date | |
| Proshs UltraPro Shrt QQQ | 74348A418 | Equity | 1,490 | $19,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 2,233 | $18,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 420 | $18,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 252 | $18,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 230 | $18,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 1,060 | $18,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 1,445 | $18,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 674 | $18,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 109 | $18,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 711 | $18,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 511 | $18,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 1,131 | $18,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 378 | $18,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 1,305 | $18,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 455 | $18,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 3,665 | $18,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 1,374 | $18,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 1,003 | $18,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 1,400 | $18,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 954 | $18,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 756 | $18,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 151 | $18,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 1,744 | $18,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 750 | $18,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 332 | $18,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 1,500 | $18,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 5,800 | $18,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 1,218 | $18,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 1,414 | $18,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 1,200 | $18,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 6,400 | $18,000 | thousands by filing date | |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 10,000 | $18,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 683 | $18,000 | thousands by filing date | |
| RECON CAP NASDAQ 100 COVERED C | 75623u102 | INDX FD | 800 | $18,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 312 | $17,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 340 | $17,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 796 | $17,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 778 | $17,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 297 | $17,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 1,291 | $17,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 281 | $17,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 283 | $17,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 391 | $17,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 320 | $17,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 197 | $17,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 2,425 | $17,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 500 | $17,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 787 | $17,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 860 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 578 | $17,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 703 | $17,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 5,490 | $17,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 509 | $17,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 2,394 | $17,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 22,337 | $17,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 1,349 | $17,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 385 | $17,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 190 | $17,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 950 | $17,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 2,000 | $17,000 | thousands by filing date | |
| AMERICAN FARMLA | 02589Y100 | Common Stock | 2,100 | $17,000 | thousands by filing date | |
| POWERSHARES ETF TR II EURO CUR HDG | 73937B514 | ETF | 801 | $17,000 | thousands by filing date | |
| XACTLY CORP | 98386L101 | COM | 1,522 | $17,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 837 | $16,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 652 | $16,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 135 | $16,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 450 | $16,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 214 | $16,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 2,539 | $16,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 871 | $16,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 685 | $16,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 6,947 | $16,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 952 | $16,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 550 | $16,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 4 | $16,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 315 | $16,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 1,500 | $16,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 448 | $16,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 206 | $16,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 166 | $16,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 700 | $16,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 422 | $16,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 455 | $16,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 1,859 | $16,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 260 | $16,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 1,146 | $16,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 375 | $16,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 264 | $16,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 346 | $16,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 4,000 | $16,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 587 | $16,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 1,527 | $16,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 133 | $16,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 784 | $16,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 1,236 | $16,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 4,000 | $16,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 225 | $16,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 2,850 | $16,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 3,240 | $16,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 536 | $16,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 961 | $16,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 671 | $16,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 2,400 | $16,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 858 | $16,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 600 | $16,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P130 | IPTH PURE COCA | 500 | $16,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 5,600 | $16,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 881 | $16,000 | thousands by filing date | |
| InterContinental Hotels | 45857p608 | CS | 368 | $16,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 872 | $16,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D100 | ETN STOXX EUR 50 | 174 | $16,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 3,825 | $15,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 279 | $15,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 801 | $15,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 636 | $15,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 314 | $15,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 1,062 | $15,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 157 | $15,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 1,000 | $15,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 842 | $15,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 5,124 | $15,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 290 | $15,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 2,000 | $15,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 1,375 | $15,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 551 | $15,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 1,470 | $15,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 1,031 | $15,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 521 | $15,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 1,103 | $15,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 2,177 | $15,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 700 | $15,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 902 | $15,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 1,000 | $15,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 406 | $15,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 1,646 | $15,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 1,015 | $15,000 | thousands by filing date | |
| ParkerVision Inc | 701354300 | USD | 8,293 | $15,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 7,006 | $15,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 1,879 | $15,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 1,111 | $15,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 608 | $15,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 9,000 | $15,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 900 | $15,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 1,651 | $15,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 1,090 | $15,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 300 | $15,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 253 | $14,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 1,850 | $14,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 400 | $14,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 344 | $14,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 428 | $14,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 560 | $14,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 200 | $14,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 375 | $14,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 388 | $14,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 1,223 | $14,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 633 | $14,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 532 | $14,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 11,272 | $14,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 175 | $14,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 1,000 | $14,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 930 | $14,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 631 | $14,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 692 | $14,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 1,060 | $14,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 368 | $14,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 100 | $14,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 1,382 | $14,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 375 | $14,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 1,200 | $14,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416508 | HARTFORD MLT SML | 547 | $14,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 989 | $14,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 9,179 | $14,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 174 | $14,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 1,666 | $14,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 15,300 | $14,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 900 | $14,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 1,911 | $14,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 2,308 | $14,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 8,947 | $14,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 250 | $14,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 1,930 | $14,000 | thousands by filing date | |
| WHEELER REIT | 963025101 | COM | 8,200 | $14,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 377 | $14,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 493 | $14,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 354 | $14,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 4,750 | $14,000 | thousands by filing date | |
| TESSERA HLDG CORP COM | 88166T101 | Stock | 328 | $14,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605208 | COM CL B | 510 | $14,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 370 | $13,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 117 | $13,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 417 | $13,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 813 | $13,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 300 | $13,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 312 | $13,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 887 | $13,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 411 | $13,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 1,750 | $13,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 1,151 | $13,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 850 | $13,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 256 | $13,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 691 | $13,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 1,000 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 325 | $13,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 1,715 | $13,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 500 | $13,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 1,215 | $13,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 523 | $13,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 200 | $13,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 1,088 | $13,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 7,500 | $13,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 5,000 | $13,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 1,226 | $13,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 450 | $13,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 1,000 | $13,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 1,922 | $13,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 648 | $13,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 269 | $13,000 | thousands by filing date | |
| CITIZENS FIRST CORP | 17462Q107 | COM | 700 | $13,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 1,000 | $13,000 | thousands by filing date | |
| FIRST TRUST MULTI STRGY ALTER ETF | 73935B870 | ALT MULTI STRG | 564 | $13,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 7,697 | $13,000 | thousands by filing date | |
| WISDOMTREE JAPAN HDG QLY | 97717X586 | COM | 550 | $13,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 317 | $13,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 1,018 | $13,000 | thousands by filing date | |
| Deutsche Global High Income | 25158V108 | 0 | 1,514 | $13,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M175 | GUGGENHEIM ETF | 462 | $13,000 | thousands by filing date | |
| ISHARES TR | 46435G797 | CURR HD INTL HI | 520 | $13,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 382 | $12,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 533 | $12,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 793 | $12,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 737 | $12,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 311 | $12,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 269 | $12,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 288 | $12,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 261 | $12,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 159 | $12,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 625 | $12,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 1,013 | $12,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 196 | $12,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 114 | $12,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 230 | $12,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 2,000 | $12,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 1,600 | $12,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 2,000 | $12,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 1,100 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 300 | $12,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 384 | $12,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 1,361 | $12,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 185 | $12,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 1,500 | $12,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 370 | $12,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 2,994 | $12,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 3,156 | $12,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452608 | PERP PFD-D CV | 200 | $12,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 13,250 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 553 | $12,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 3,618 | $12,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 1,000 | $12,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 1,000 | $12,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 865 | $12,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 2,200 | $12,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B842 | GLB CRUDE OIL | 1,000 | $12,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 400 | $12,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 264 | $12,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C409 | PERP PFD CNV B | 35 | $12,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 172 | $12,000 | thousands by filing date | |
| COLONY STARWOOD | 19625X102 | Common Stock | 401 | $12,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 1,087 | $12,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 200 | $12,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 1,000 | $11,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 145 | $11,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 389 | $11,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 193 | $11,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 258 | $11,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 1,064 | $11,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 900 | $11,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 705 | $11,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 167 | $11,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 500 | $11,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 325 | $11,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 176 | $11,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 276 | $11,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 377 | $11,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 310 | $11,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 1,650 | $11,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 382 | $11,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 850 | $11,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 1,280 | $11,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 271 | $11,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 900 | $11,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 727 | $11,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 300 | $11,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 539 | $11,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 374 | $11,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 622 | $11,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 341 | $11,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 120 | $11,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 154 | $11,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 481 | $11,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 3,965 | $11,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 500 | $11,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 984 | $11,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 149 | $11,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 509 | $11,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 800 | $11,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 200 | $11,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 427 | $11,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 308 | $11,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 470 | $11,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 129 | $11,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 889 | $11,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 1,500 | $11,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 130 | $11,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 830 | $11,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 550 | $11,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 218 | $11,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 937 | $11,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 392 | $11,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 1,549 | $11,000 | thousands by filing date | |
| COLUMBIA ETF TR | 19761R802 | CORE BD ETF | 219 | $11,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 400 | $11,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 508 | $11,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U605 | ORGANICS ETF | 460 | $11,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 500 | $11,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 1,000 | $11,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 459 | $11,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 500 | $11,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 1,400 | $11,000 | thousands by filing date | |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 1,000 | $11,000 | thousands by filing date | |
| ADVISORSHARES GARTMAN GOLD/YEN ETF | 00768Y685 | ETF | 1,000 | $11,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 1,866 | $11,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 300 | $10,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 2,675 | $10,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 225 | $10,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 188 | $10,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 361 | $10,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 730 | $10,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 338 | $10,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 276 | $10,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 2,129 | $10,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 459 | $10,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 604 | $10,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 339 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 481 | $10,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 248 | $10,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 719 | $10,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 154 | $10,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 848 | $10,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 166 | $10,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 1,286 | $10,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 372 | $10,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 227 | $10,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 69 | $10,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 180 | $10,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 154 | $10,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 73 | $10,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 2,478 | $10,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 154 | $10,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 500 | $10,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 1,027 | $10,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 456 | $10,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 341 | $10,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 500 | $10,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 361 | $10,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 142 | $10,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 397 | $10,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 521 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 158 | $10,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 200 | $10,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 315 | $10,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 1,265 | $10,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142308 | COM NEW | 424 | $10,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 1,500 | $10,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 487 | $10,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 1,500 | $10,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 613 | $10,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 578 | $10,000 | thousands by filing date | |
| ETF MANG ETHO CLIMATE LEDRSHP US ETF | 26924G888 | UIT EXCHANGE TRADED | 334 | $10,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 530 | $10,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 1,089 | $10,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 1,017 | $10,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 201 | $10,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 1,675 | $10,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 500 | $10,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 739 | $10,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 35,397 | $10,000 | thousands by filing date | |
| GS CONNECT S+P GSCI ENH COMM | 38144L852 | SP E | 443 | $10,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 336 | $10,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 480 | $10,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 1,000 | $10,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 378 | $10,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 725 | $10,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 800 | $10,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 4,744 | $10,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES INC | 674870407 | COM PAR $ | 3,380 | $10,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 479 | $10,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 100 | $10,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 400 | $10,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 1,200 | $10,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 2,700 | $9,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 200 | $9,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 268 | $9,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 136 | $9,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 290 | $9,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 27 | $9,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 295 | $9,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 176 | $9,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 1,167 | $9,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 279 | $9,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 162 | $9,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 435 | $9,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 397 | $9,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 171 | $9,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 905 | $9,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 310 | $9,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 150 | $9,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 258 | $9,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 197 | $9,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 295 | $9,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 1,152 | $9,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 535 | $9,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 2,276 | $9,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 274 | $9,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 344 | $9,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 3,000 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 830 | $9,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 500 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 150 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 425 | $9,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 3,212 | $9,000 | thousands by filing date | |
| STRATEGY | 86280R209 | EXCHANGE TRADED | 240 | $9,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 373 | $9,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 4,517 | $9,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 3,000 | $9,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 335 | $9,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 400 | $9,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 300 | $9,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 766 | $9,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 10,000 | $9,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 900 | $9,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 454 | $9,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 260 | $9,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 4,412 | $9,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 104 | $9,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 268 | $9,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 935 | $9,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 460 | $9,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 818 | $9,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H271 | ETN DJUBSCOTTN38 | 200 | $9,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 357 | $9,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 917 | $9,000 | thousands by filing date | |
| FQF TR | 351680707 | QUANT NEUT ANT | 445 | $9,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 200 | $9,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 355 | $9,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B589 | LAD 0-5Y CR BD | 360 | $9,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 545 | $9,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 498 | $9,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 9,000 | $9,000 | thousands by filing date | |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 400 | $9,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 169 | $8,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 87 | $8,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 205 | $8,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 400 | $8,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 177 | $8,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 300 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-17-008963 | this filing | 2017-02-14 | acceptance time not in the bulk data set |