13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 4,987 holding rows worth $7,190,614,000.
- Accession
- 0001144204-17-008963
- Filer
- CIK 1029730
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 12,570 entries on the cover page, a total value of $7,190,614,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,190,614,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC028-17514
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ENSCO PLC | G3157S106 | SHS CLASS A | 15,791 | $154,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 3,036 | $153,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 3,774 | $153,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 4,291 | $153,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 2,450 | $153,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 4,883 | $152,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 9,675 | $152,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 3,727 | $152,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 3,965 | $152,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 1,474 | $152,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 2,485 | $151,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 10,411 | $150,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 10,863 | $149,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 4,698 | $149,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 8,264 | $149,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 1,887 | $149,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 6,062 | $149,000 | thousands by filing date | |
| VANECK VECTORS HIGH INCOME INFRASTRUCTURE MLP ETF | 92189F569 | ETF | 9,457 | $149,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 5,887 | $148,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 11,405 | $148,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 6,712 | $148,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 2,500 | $148,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 5,852 | $148,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 1,368 | $147,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 2,114 | $147,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 5,421 | $147,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 3,237 | $147,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W463 | JAPAN HDG FINL | 6,098 | $147,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 2,636 | $146,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 3,201 | $146,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 1,967 | $146,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 6,300 | $146,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 27,819 | $146,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 1,404 | $146,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 18,931 | $146,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 12,009 | $146,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 2,230 | $146,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 5,731 | $146,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 3,873 | $146,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 2,772 | $145,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 27,172 | $145,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 2,761 | $145,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 2,880 | $145,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 2,889 | $144,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 2,205 | $144,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 3,296 | $144,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 5,776 | $144,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 4,415 | $143,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 1,273 | $143,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 2,834 | $143,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 4,411 | $143,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 14,733 | $143,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 8,861 | $143,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 44,169 | $142,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 7,327 | $142,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 17,737 | $142,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 2,190 | $142,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 4,690 | $142,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 3,207 | $142,000 | thousands by filing date | |
| PROSHARES TR | 74347B706 | COM | 1,847 | $142,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 8,072 | $141,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 1,211 | $141,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 2,694 | $141,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 10,064 | $141,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2017 TERM CORPORATE ETF | 46434VAR1 | ETF | 5,660 | $141,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 9,150 | $140,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 5,277 | $140,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 2,850 | $140,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 20,629 | $139,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 2,952 | $139,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 10,989 | $139,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 10,070 | $139,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 4,297 | $139,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 10,051 | $139,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 2,722 | $139,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 14,000 | $139,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 8,543 | $139,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 12,170 | $138,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 2,464 | $138,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 4,571 | $138,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 17,369 | $138,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 9,070 | $138,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 5,565 | $138,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 8,717 | $137,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 2,424 | $137,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 8,128 | $137,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 5,274 | $136,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 2,379 | $136,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 10,002 | $136,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 12,694 | $136,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 2,100 | $135,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 19,107 | $135,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 6,642 | $135,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 875 | $135,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 780 | $134,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 4,612 | $134,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 26,868 | $134,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 1,840 | $134,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 1,223 | $133,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 1,373 | $133,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 1,322 | $133,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 3,235 | $133,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 2,010 | $133,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 5,542 | $133,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 4,484 | $133,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 1,056 | $132,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 14,323 | $132,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 1,556 | $132,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 2,759 | $132,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 2,441 | $132,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 9,819 | $132,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 3,378 | $131,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 7,265 | $131,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 5,305 | $131,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 4,954 | $131,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 8,269 | $130,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 8,671 | $130,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 3,654 | $130,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 3,542 | $129,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 7,850 | $129,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 4,521 | $129,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 2,927 | $129,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 8,568 | $129,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 6,852 | $129,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 1,868 | $128,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 1,071 | $128,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 2,002 | $128,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 4,451 | $128,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 7,042 | $128,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 4,493 | $128,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 22,150 | $128,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 2,148 | $127,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 4,517 | $127,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 13,547 | $127,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 28,796 | $127,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 27,108 | $127,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 8,537 | $127,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 499 | $126,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 4,463 | $126,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 1,784 | $126,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 10,950 | $126,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 1,852 | $126,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 842 | $126,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 6,841 | $126,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 4,709 | $126,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 9,819 | $126,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 1,742 | $126,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 2,149 | $125,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 1,044 | $125,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 1,585 | $125,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 1,448 | $125,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 5,950 | $125,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 1,718 | $124,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 825 | $124,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 2,576 | $124,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 3,195 | $123,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 2,115 | $123,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 22,011 | $123,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 1,194 | $123,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 8,175 | $123,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 5,343 | $122,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 4,876 | $122,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 9,440 | $122,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 8,777 | $122,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 784 | $122,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 882 | $122,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 4,829 | $122,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 2,552 | $121,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 2,840 | $121,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 2,847 | $121,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 3,778 | $121,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 5,899 | $121,000 | thousands by filing date | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 5,500 | $121,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 2,227 | $120,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 1,575 | $120,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 1,855 | $120,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 1,644 | $120,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 2,631 | $120,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 2,043 | $120,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 2,275 | $120,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 1,959 | $120,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 10,600 | $120,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 6,216 | $119,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 2,880 | $119,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 6,682 | $119,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 757 | $119,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 6,397 | $119,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 1,183 | $119,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 13,680 | $118,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 3,231 | $118,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 10,786 | $118,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 2,558 | $118,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 15,273 | $118,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 7,407 | $118,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 1,389 | $118,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 7,549 | $118,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 7,772 | $118,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 2,835 | $117,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 21,241 | $117,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 5,912 | $117,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 2,602 | $117,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 8,333 | $117,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 9,525 | $117,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 2,230 | $117,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 4,572 | $116,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 5,383 | $116,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 13,508 | $115,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 581 | $115,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 1,040 | $115,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 8,000 | $115,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 4,934 | $115,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 26,004 | $115,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 7,337 | $115,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 5,391 | $115,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 2,032 | $115,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 120,000 | $115,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 2,277 | $114,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 2,864 | $114,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 856 | $114,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 7,273 | $114,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 5,379 | $114,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 10,237 | $114,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 4,123 | $114,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 7,362 | $114,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 2,253 | $114,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 1,488 | $113,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 1,578 | $113,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 2,991 | $113,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 5,540 | $113,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 15,998 | $113,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 12,171 | $113,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 5,083 | $113,000 | thousands by filing date | |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 5,600 | $113,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 1,464 | $112,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 4,355 | $112,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 11,931 | $112,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 6,993 | $112,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 9,705 | $112,000 | thousands by filing date | |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 8,000 | $112,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 8,681 | $111,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 2,546 | $111,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 1,460 | $111,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 1,608 | $111,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 9,967 | $111,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 1,075 | $111,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 6,947 | $111,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 6,943 | $111,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R762 | PFD CL A 6.875 | 4,281 | $111,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 1,364 | $110,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 6,273 | $110,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 2,094 | $110,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 2,240 | $110,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 4,250 | $110,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 1,779 | $110,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 1,791 | $110,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 4,656 | $110,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 5,586 | $109,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 2,710 | $109,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 8,419 | $109,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 18,550 | $109,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 12,939 | $109,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 1,350 | $109,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 5,050 | $109,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 4,270 | $108,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 2,700 | $108,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 2,140 | $107,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 2,525 | $107,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 2,789 | $107,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 2,546 | $107,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 1,845 | $107,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 3,043 | $107,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 12,257 | $107,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 2,400 | $107,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 5,793 | $107,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 2,198 | $107,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 1,367 | $107,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 6,800 | $107,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 2,161 | $107,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 1,925 | $107,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 4,334 | $107,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 5,037 | $107,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 2,285 | $106,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 1,604 | $106,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 6,644 | $106,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 5,207 | $106,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 7,791 | $106,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 7,200 | $106,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 5,053 | $106,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 4,275 | $105,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 1,970 | $105,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 997 | $105,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 4,183 | $104,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 717 | $104,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 2,951 | $104,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 4,103 | $104,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 7,237 | $104,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 4,618 | $104,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 3,638 | $104,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 2,417 | $103,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 1,565 | $103,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 1,242 | $103,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 1,005 | $103,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 5,634 | $103,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 1,959 | $103,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 7,104 | $103,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 4,786 | $103,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 6,736 | $103,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 2,623 | $103,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 2,436 | $103,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 1,211 | $102,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 3,331 | $102,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 20,632 | $102,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 600 | $102,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 3,708 | $102,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 1,770 | $102,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 35,412 | $102,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 8,549 | $102,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 5,301 | $102,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 10,041 | $102,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W486 | GUGGENHEIM SP | 3,892 | $102,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 5,300 | $101,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 7,655 | $101,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 1,351 | $101,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 2,400 | $101,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 11,620 | $101,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 4,406 | $100,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 1,420 | $100,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 2,469 | $100,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 1,697 | $100,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 10,200 | $100,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 11,680 | $100,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 7,402 | $100,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 2,675 | $100,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 3,136 | $100,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 1,622 | $99,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 1,749 | $99,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 14,850 | $99,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 9,000 | $99,000 | thousands by filing date | |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 4,000 | $99,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 8,323 | $98,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 2,012 | $98,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 1,713 | $98,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 2,656 | $98,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 1,476 | $98,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 3,402 | $98,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 4,913 | $98,000 | thousands by filing date | |
| PROSHARES TR | 74347B532 | MANAGED FUT | 2,357 | $98,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 1,349 | $97,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 1,279 | $97,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 6,053 | $97,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 2,575 | $97,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 26,350 | $97,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 9,602 | $97,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 3,837 | $97,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 7,829 | $96,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 1,339 | $96,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 6,825 | $96,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 7,109 | $96,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 8,391 | $96,000 | thousands by filing date | |
| Tortoise North Amer Pipleline | 611776204 | COM | 4,080 | $96,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 3,579 | $95,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 6,371 | $95,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 1,913 | $95,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 1,050 | $95,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 12,282 | $95,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 17,050 | $95,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 8,619 | $95,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 1,649 | $94,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 5,118 | $94,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 4,559 | $94,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 4,300 | $94,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 815 | $94,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 1,140 | $93,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 13,635 | $93,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 2,942 | $93,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 20,257 | $93,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 5,293 | $93,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 2,840 | $93,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 9,600 | $93,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 8,084 | $93,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 2,439 | $93,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 7,503 | $93,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 3,817 | $93,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 645 | $92,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 2,530 | $92,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 1,855 | $92,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 13,941 | $92,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 4,130 | $92,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 10,746 | $92,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 1,724 | $92,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 2,036 | $92,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 5,380 | $92,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 1,400 | $91,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 1,851 | $91,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 1,698 | $91,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 2,111 | $91,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 6,489 | $91,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 5,908 | $91,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 1,601 | $90,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 552 | $90,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 2,036 | $90,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 1,881 | $90,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 2,178 | $90,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 2,115 | $90,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 3,885 | $90,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 2,274 | $90,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 2,960 | $90,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 68,950 | $90,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 1,086 | $89,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 6,581 | $89,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 3,526 | $89,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 1,733 | $89,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 5,494 | $89,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 1,486 | $89,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 2,688 | $89,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 6,700 | $89,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 2,179 | $89,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 914 | $88,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 4,355 | $88,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 977 | $88,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 19,300 | $88,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 4,557 | $88,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 833 | $88,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 1,311 | $88,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 1,655 | $87,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 1,886 | $87,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 7,322 | $87,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 781 | $87,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 1,660 | $87,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 137,608 | $87,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 1,820 | $87,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 6,424 | $87,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 17,600 | $87,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 2,881 | $87,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 3,388 | $87,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 2,353 | $86,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 2,236 | $86,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 2,123 | $86,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 1,983 | $86,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 797 | $86,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 2,011 | $86,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 1,478 | $86,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 755 | $86,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 3,186 | $85,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 2,662 | $85,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 2,687 | $85,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 2,532 | $85,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 6,815 | $85,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 2,400 | $85,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 2,421 | $84,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 585 | $84,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 3,574 | $84,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 1,650 | $84,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 8,256 | $84,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 2,521 | $84,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 10,360 | $83,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 1,483 | $83,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 12,500 | $83,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 8,187 | $83,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 2,077 | $83,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 5,733 | $83,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 2,152 | $83,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 7,412 | $83,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 741 | $82,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 3,323 | $82,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 5,265 | $82,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 1,959 | $82,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 6,466 | $82,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 4,989 | $82,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 668 | $82,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 4,814 | $82,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 3,801 | $82,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 5,716 | $82,000 | thousands by filing date | |
| FQF TR AGFIQ | 351680806 | HEDGED DIV | 3,178 | $82,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 2,682 | $81,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 3,600 | $81,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 1,754 | $81,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 1,916 | $81,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 5,165 | $81,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 2,505 | $81,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 1,039 | $80,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 4,449 | $80,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 2,600 | $80,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 2,451 | $80,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 2,205 | $80,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 68 | $80,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 6,188 | $80,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 1,527 | $80,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 6,209 | $80,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 2,356 | $80,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 5,172 | $80,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 863 | $79,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 3,000 | $79,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 1,620 | $79,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 5,394 | $79,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 2,200 | $79,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 1,163 | $79,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 1,442 | $79,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 3,176 | $79,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 3,692 | $79,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-17-008963 | this filing | 2017-02-14 | acceptance time not in the bulk data set |