13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 4,987 holding rows worth $7,190,614,000.
- Accession
- 0001144204-17-008963
- Filer
- CIK 1029730
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 12,570 entries on the cover page, a total value of $7,190,614,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,190,614,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC028-17514
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 12,470 | $324,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 15,237 | $324,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 4,185 | $324,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 20,191 | $322,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 12,519 | $320,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 5,315 | $319,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 13,350 | $319,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 40,000 | $318,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 4,786 | $318,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 6,323 | $318,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 6,064 | $318,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 9,972 | $318,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 15,387 | $317,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 25,813 | $317,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 11,919 | $317,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 9,318 | $316,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 13,899 | $316,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 10,054 | $316,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 11,324 | $315,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 3,595 | $315,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 21,383 | $315,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 21,795 | $314,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 22,117 | $313,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 3,290 | $313,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 19,670 | $313,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 12,271 | $313,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 16,357 | $312,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 4,066 | $311,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 8,865 | $311,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 9,690 | $311,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 20,854 | $311,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 3,862 | $311,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 16,412 | $311,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 91,800 | $311,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 16,207 | $310,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 16,108 | $310,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 12,250 | $310,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 52,658 | $309,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 8,886 | $308,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 18,647 | $308,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 12,971 | $307,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 6,624 | $307,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 4,963 | $306,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 2,878 | $304,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 6,435 | $304,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 3,787 | $303,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 5,069 | $303,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 21,801 | $303,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 19,299 | $303,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 12,600 | $303,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 5,519 | $302,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 9,967 | $302,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 4,473 | $300,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 54,433 | $300,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 21,215 | $300,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 3,300 | $300,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 43,401 | $299,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 18,700 | $299,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 3,650 | $298,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 5,307 | $298,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 7,602 | $298,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 9,600 | $298,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 15,866 | $298,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 17,642 | $297,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 19,868 | $297,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 3,325 | $296,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 5,835 | $296,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 16,214 | $295,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 3,890 | $295,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 24,713 | $295,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 4,785 | $294,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 11,645 | $294,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 34,505 | $294,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 18,782 | $292,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 8,655 | $292,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 9,092 | $292,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 18,850 | $292,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 7,827 | $292,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 31,406 | $290,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 10,435 | $289,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 2,025 | $289,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 17,549 | $288,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 15,634 | $288,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 11,225 | $288,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 28,182 | $287,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 13,676 | $287,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 11,846 | $286,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 36,861 | $284,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 21,767 | $284,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 13,436 | $284,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 11,309 | $283,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 8,783 | $283,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q585 | SPROTT JR GLD | 8,898 | $283,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 15,055 | $282,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 4,709 | $282,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 2,561 | $280,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 22,123 | $280,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 12,787 | $279,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 20,204 | $279,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 23,986 | $279,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 53,577 | $278,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 3,255 | $278,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 11,500 | $278,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 5,234 | $278,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 4,450 | $277,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 3,807 | $277,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 14,007 | $277,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 36,237 | $277,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 13,264 | $277,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 10,007 | $276,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 8,512 | $276,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 2,033 | $275,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 30,243 | $275,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 11,647 | $275,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 5,325 | $275,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 27,652 | $274,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 268,000 | $274,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 1,491 | $273,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 5,175 | $272,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 13,770 | $271,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 10,702 | $271,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 10,711 | $270,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U803 | VELOCITY VOLATIL | 8,833 | $270,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 13,711 | $269,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 15,363 | $269,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 10,415 | $269,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 3,876 | $268,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 7,292 | $268,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 1,192 | $268,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 20,550 | $266,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 21,315 | $265,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 2,844 | $265,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 3,555 | $264,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 10,272 | $264,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 5,826 | $264,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 5,677 | $263,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 3,300 | $262,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 10,896 | $261,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 4,335 | $261,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 15,897 | $261,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 2,681 | $260,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 11,833 | $260,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 6,336 | $260,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 2,217 | $259,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 3,115 | $258,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 21,723 | $258,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 4,540 | $257,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 5,390 | $257,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 6,188 | $257,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 4,125 | $255,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 10,500 | $255,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 4,700 | $255,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 4,584 | $255,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 8,295 | $254,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 7,157 | $254,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 16,987 | $253,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 4,316 | $253,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 3,707 | $252,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 7,302 | $251,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 5,940 | $251,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 2,945 | $250,000 | thousands by filing date | |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 24,350 | $250,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 3,377 | $249,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 4,343 | $249,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 24,400 | $249,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 17,312 | $248,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 5,149 | $248,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 3,439 | $248,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 10,403 | $248,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 5,434 | $248,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 16,817 | $247,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 8,157 | $247,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 9,831 | $247,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 9,993 | $247,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 10,096 | $246,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 7,115 | $244,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 1,791 | $244,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 45,138 | $244,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 3,363 | $242,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 8,589 | $241,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 2,840 | $241,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 1,804 | $241,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 10,212 | $241,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 12,990 | $241,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 14,556 | $241,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 10,648 | $240,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 1,450 | $240,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 14,045 | $240,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 2,547 | $240,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 5,880 | $239,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 3,081 | $239,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 35,428 | $239,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 18,600 | $238,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 5,416 | $238,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 5,715 | $237,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 37,468 | $237,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 1,844 | $237,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 12,468 | $236,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 43,319 | $236,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 5,967 | $235,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 19,796 | $235,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 17,188 | $235,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 17,318 | $235,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 4,426 | $234,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 3,671 | $234,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 5,098 | $234,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 3,040 | $233,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 77,051 | $232,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 1,981 | $232,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 4,743 | $232,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 19,834 | $232,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 5,378 | $232,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 7,649 | $232,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 2,557 | $231,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 22,259 | $231,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 15,895 | $231,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 5,786 | $230,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 11,062 | $230,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 4,358 | $229,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 5,773 | $229,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 24,510 | $229,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 7,042 | $229,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 3,933 | $228,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 7,670 | $227,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 18,453 | $227,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 24,916 | $227,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 7,719 | $226,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 1,479 | $226,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 11,889 | $226,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 6,553 | $226,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 4,682 | $226,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 6,434 | $226,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 1,851 | $225,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 5,918 | $225,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 8,600 | $225,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 4,108 | $225,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 12,952 | $225,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 14,127 | $224,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 2,767 | $224,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 5,140 | $224,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 6,632 | $224,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 10,260 | $224,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 16,606 | $224,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 221,000 | $224,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 11,797 | $223,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 23,232 | $223,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J875 | MLTFCTR CONSMR | 8,887 | $223,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 14,700 | $222,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 6,188 | $222,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 2,596 | $221,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 10,951 | $221,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 5,317 | $221,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 5,758 | $221,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 4,418 | $220,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 15,350 | $220,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 6,320 | $220,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 21,113 | $220,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 3,979 | $219,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 12,134 | $219,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 2,086 | $219,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 2,184 | $219,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 3,661 | $218,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 1,557 | $218,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 1,504 | $218,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 17,158 | $218,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 6,975 | $218,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 18,025 | $218,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 1,916 | $218,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 3,248 | $218,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 59,007 | $218,000 | thousands by filing date | |
| INNOVATOR IBD 50 | 004006508 | COM | 9,033 | $218,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 4,185 | $217,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 19,150 | $217,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 29,177 | $216,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 2,587 | $215,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 14,981 | $215,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 9,957 | $215,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 6,927 | $214,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 13,029 | $214,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 14,877 | $214,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 3,298 | $213,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 4,363 | $213,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 10,981 | $213,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 138,912 | $213,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 15,840 | $213,000 | thousands by filing date | |
| Ottawa Bancorp Inc. | 689195105 | Not 13F Security | 16,770 | $213,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 1,940 | $212,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 2,861 | $212,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 15,030 | $212,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 6,613 | $212,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 8,096 | $212,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 6,816 | $211,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 4,641 | $211,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 2,243 | $211,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 3,038 | $211,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 1,449 | $210,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 21,492 | $210,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 4,192 | $210,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 990 | $209,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 15,001 | $209,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 2,331 | $208,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 4,292 | $207,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 3,427 | $207,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 2,579 | $206,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 3,878 | $206,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 7,266 | $206,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 15,706 | $206,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 14,711 | $206,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 14,181 | $205,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 7,829 | $204,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 7,409 | $204,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 1,534 | $204,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 17,748 | $203,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 6,483 | $203,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 6,017 | $202,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 3,165 | $202,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 1,609 | $202,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 8,003 | $202,000 | thousands by filing date | |
| PROSHARES VIX SHORT-TERM FUTURES ETF | 74347W262 | ETF | 9,509 | $202,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 2,847 | $201,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 1,191 | $201,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 4,755 | $201,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 13,964 | $200,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 3,702 | $200,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F409 | INCOME OPPRTNTES | 10,000 | $200,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 44,203 | $200,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 15,590 | $200,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 1,550 | $199,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 3,444 | $199,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 6,971 | $198,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 1,595 | $198,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 9,850 | $198,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 4,695 | $198,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 7,190 | $197,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 1,308 | $197,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 7,162 | $197,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 2,273 | $196,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 14,707 | $196,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 6,194 | $196,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 4,091 | $196,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 9,839 | $196,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 19,488 | $196,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 465 | $195,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 18,055 | $195,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 20,940 | $195,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 4,494 | $194,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 15,593 | $194,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 6,637 | $194,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 6,328 | $194,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 6,250 | $194,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 4,511 | $193,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 7,688 | $192,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 13,556 | $192,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 7,545 | $192,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 1,426 | $191,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 38,295 | $191,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 4,822 | $191,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 10,266 | $189,000 | thousands by filing date | |
| ARCONIC INC | 03965L308 | PREFERRED STOCK | 6,257 | $189,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 6,648 | $189,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 184,000 | $189,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 4,623 | $188,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 4,321 | $188,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 3,812 | $187,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 3,203 | $187,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 36,279 | $187,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 3,333 | $187,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 135,786 | $187,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 6,968 | $186,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 3,650 | $186,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 4,006 | $185,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 11,907 | $185,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 4,639 | $185,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 2,458 | $184,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 1,646 | $184,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 2,396 | $184,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 17,645 | $184,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 8,552 | $183,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 11,279 | $183,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 12,289 | $183,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 14,690 | $183,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 3,604 | $183,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 5,301 | $183,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 6,710 | $183,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 3,342 | $181,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 6,390 | $181,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 25,392 | $181,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 4,906 | $181,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 8,554 | $180,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 9,932 | $180,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 1,946 | $180,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 5,137 | $180,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 4,531 | $179,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 8,609 | $179,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 42,625 | $179,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 4,384 | $178,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 1,630 | $178,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 4,555 | $178,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 4,432 | $178,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 4,586 | $178,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 2,670 | $177,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 4,651 | $177,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 1,753 | $177,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 9,055 | $177,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 7,058 | $177,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 10,900 | $176,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 17,840 | $176,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 1,020 | $176,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 13,285 | $176,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 101,582 | $176,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 1,460 | $175,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 3,543 | $175,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 7,429 | $175,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 4,951 | $175,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 1,676 | $175,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 19,103 | $175,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 36,245 | $174,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 9,697 | $174,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 11,259 | $174,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 12,401 | $174,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 22,683 | $174,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 4,573 | $173,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 20,674 | $173,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 20,289 | $173,000 | thousands by filing date | |
| JP MORGAN EXCHANGE TRADED FD | 46641Q506 | DIVRSFD RT INT | 6,585 | $173,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 17,172 | $172,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 2,884 | $172,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 11,603 | $172,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 28,080 | $171,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 1,329 | $170,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 3,172 | $170,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 6,241 | $170,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 2,439 | $170,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 4,186 | $170,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 48,063 | $169,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 943 | $169,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 49,975 | $169,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 10,210 | $169,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 5,028 | $168,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 3,424 | $168,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 6,331 | $168,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 4,482 | $168,000 | thousands by filing date | |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 165,000 | $168,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 7,205 | $167,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 11,014 | $167,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 3,177 | $167,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 10,453 | $167,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 17,035 | $167,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 11,515 | $167,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 989 | $167,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 4,135 | $167,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 19,000 | $167,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 8,253 | $166,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 2,866 | $166,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 21,684 | $165,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 3,818 | $165,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 3,776 | $165,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 4,810 | $165,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 4,952 | $165,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 9,167 | $165,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 25,090 | $165,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 1,694 | $165,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 1,491 | $164,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 9,394 | $164,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 48,311 | $164,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 5,736 | $164,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 3,571 | $163,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 29,698 | $163,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 2,302 | $163,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 2,643 | $163,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 8,524 | $162,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 5,117 | $162,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 29,440 | $162,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 6,160 | $162,000 | thousands by filing date | |
| MANITOWOC FOODSERVICE INC | 563568104 | COM | 8,355 | $162,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 7,148 | $161,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 17,561 | $161,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 2,121 | $160,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 4,089 | $160,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 6,035 | $160,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 6,500 | $160,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 13,508 | $160,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 26,937 | $159,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 15,385 | $159,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 4,436 | $159,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 5,589 | $159,000 | thousands by filing date | |
| PIMCO DIVERSIFIED INCOME ACTIVE EXCHANGE-TRADED FUND | 72201R726 | ETF | 3,241 | $159,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 1,425 | $157,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 5,731 | $157,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 7,197 | $157,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 14,222 | $157,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 11,712 | $156,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 4,984 | $156,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 859 | $156,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 3,800 | $156,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 1,450 | $156,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 2,898 | $156,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 4,355 | $155,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 5,575 | $155,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 1,653 | $154,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-17-008963 | this filing | 2017-02-14 | acceptance time not in the bulk data set |