13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 4,987 holding rows worth $7,190,614,000.
- Accession
- 0001144204-17-008963
- Filer
- CIK 1029730
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 12,570 entries on the cover page, a total value of $7,190,614,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,190,614,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC028-17514
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 31,765 | $762,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 312,476 | $762,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 14,409 | $761,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 42,055 | $761,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 21,466 | $759,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 23,834 | $759,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 32,188 | $755,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 15,413 | $755,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 38,473 | $754,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 33,103 | $754,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 48,681 | $753,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 224,903 | $753,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 23,611 | $753,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 9,013 | $751,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 9,909 | $750,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 14,763 | $750,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 78,642 | $748,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 12,641 | $747,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 4,071 | $746,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 8,251 | $745,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 11,668 | $744,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 13,174 | $743,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 21,573 | $741,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 30,155 | $737,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 8,992 | $736,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 28,596 | $736,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 21,363 | $734,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 29,557 | $734,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 40,324 | $733,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 60,397 | $733,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 13,954 | $732,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 11,438 | $732,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 11,421 | $732,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 28,409 | $729,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 15,824 | $726,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 32,194 | $725,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 76,175 | $724,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,132 | $720,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 9,176 | $719,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 6,431 | $719,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 63,650 | $718,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 20,319 | $717,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 39,577 | $717,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 7,378 | $715,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 10,576 | $713,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 3,500 | $712,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 45,768 | $710,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 28,791 | $708,000 | thousands by filing date | |
| ELKHORN S&P HIGH QUALITY PREFERRED ETF | 287711501 | ETF | 30,474 | $707,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 33,390 | $705,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 25,049 | $704,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 13,986 | $703,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 69,581 | $701,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 12,284 | $700,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 26,573 | $699,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 18,381 | $699,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 5,258 | $698,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 65,968 | $697,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 6,450 | $695,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 11,930 | $695,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 21,302 | $694,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 149,695 | $694,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 3,010 | $692,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 20,006 | $692,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 18,898 | $692,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 6,087 | $689,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 9,726 | $689,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 84,446 | $688,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 15,715 | $687,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 10,524 | $687,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 71,711 | $686,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 5,941 | $685,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 9,093 | $683,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 7,108 | $682,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 19,257 | $681,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 7,004 | $681,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 16,520 | $681,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 44,862 | $678,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 37,090 | $678,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 14,215 | $677,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 3,086 | $676,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 10,232 | $676,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 8,800 | $673,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 16,385 | $671,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 35,202 | $671,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 5,828 | $670,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 15,612 | $669,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 6,846 | $668,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 46,396 | $668,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 7,346 | $668,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 13,201 | $667,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 8,410 | $667,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 9,135 | $667,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 18,390 | $664,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 20,365 | $663,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 8,468 | $662,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 24,879 | $662,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 13,229 | $662,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 72,580 | $660,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 12,828 | $657,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 9,202 | $657,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 58,721 | $656,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 53,600 | $653,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 191,221 | $652,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 43,400 | $652,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 72,595 | $651,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 34,053 | $650,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 51,774 | $650,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 1,757 | $649,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 102,037 | $645,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 13,632 | $645,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 21,223 | $643,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 65,446 | $642,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U304 | DEP SHS REPSTG | 26,070 | $641,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 26,143 | $640,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 46,917 | $640,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y594 | PAC EN FLTG RT | 12,899 | $639,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 4,488 | $638,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 15,680 | $637,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 27,233 | $635,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 17,906 | $635,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 29,479 | $635,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 12,693 | $634,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 3,505 | $632,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 11,246 | $632,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 1,485 | $630,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 18,990 | $630,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 5,610 | $627,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 6,952 | $626,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 36,595 | $626,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 3,758 | $625,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 13,868 | $625,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 8,648 | $624,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 15,115 | $622,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 28,604 | $621,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 28,045 | $621,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 51,044 | $620,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 26,626 | $620,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 93,398 | $617,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 5,659 | $616,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 154,400 | $615,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 7,788 | $613,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 5,077 | $613,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 5,105 | $611,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 58,055 | $607,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 24,116 | $607,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 13,359 | $605,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 14,654 | $605,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 9,396 | $605,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 10,188 | $604,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 50,700 | $603,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 13,862 | $603,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 19,681 | $602,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 61,033 | $601,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 13,319 | $599,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 89,585 | $598,000 | thousands by filing date | |
| PROSHARES TR | 74347R768 | ULTRA CONSU STAP | 16,213 | $597,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 81,495 | $596,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 11,732 | $592,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 15,679 | $589,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 13,411 | $588,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 69,918 | $588,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 17,217 | $586,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 5,020 | $585,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 12,337 | $585,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 76,388 | $585,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 27,573 | $585,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 43,875 | $583,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 24,412 | $580,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 7,508 | $579,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 30,030 | $578,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 20,193 | $577,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 17,421 | $576,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 23,000 | $576,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 12,030 | $576,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 4,794 | $576,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 15,212 | $575,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 15,427 | $575,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 56,189 | $573,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 14,358 | $572,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 50,565 | $572,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 21,817 | $572,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 29,624 | $571,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 24,754 | $566,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 37,551 | $565,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 42,582 | $565,000 | thousands by filing date | |
| PROSHARES TR | 74347R750 | ULTRA CONS DISCR | 4,912 | $564,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 81,849 | $559,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 31,551 | $558,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 6,270 | $558,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 52,730 | $555,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 15,901 | $555,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 55,377 | $554,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 50,875 | $554,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 14,707 | $553,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 41,690 | $553,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 8,860 | $553,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 48,060 | $552,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 14,152 | $550,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 3,892 | $549,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 4,525 | $544,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 18,013 | $543,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 28,591 | $543,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 10,933 | $542,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 6,960 | $542,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 47,462 | $541,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 53,523 | $540,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 7,162 | $538,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 38,219 | $538,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 8,009 | $535,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 19,832 | $533,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 9,941 | $532,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 9,227 | $529,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 4,910 | $528,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 20,007 | $526,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 59,043 | $526,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 6,594 | $526,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 15,349 | $525,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 13,381 | $523,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 13,462 | $523,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 11,063 | $521,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 38,765 | $521,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 6,594 | $520,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 9,901 | $520,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 16,000 | $519,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 7,130 | $518,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 5,629 | $518,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 15,992 | $515,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 8,531 | $515,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 71,772 | $515,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 19,094 | $513,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 22,017 | $513,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 2,967 | $513,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 30,262 | $513,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 16,953 | $511,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 17,556 | $510,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 11,389 | $509,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 19,141 | $508,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 43,124 | $508,000 | thousands by filing date | |
| FLEXSHARES TR CUR HDG EM IDX | 33939L712 | CEF | 20,137 | $508,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 10,449 | $507,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 10,691 | $507,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 28,003 | $507,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 19,258 | $503,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 7,408 | $503,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 21,132 | $501,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 45,426 | $500,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 8,177 | $498,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 61,137 | $498,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 20,825 | $498,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 26,173 | $497,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 7,168 | $496,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 6,739 | $496,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 7,625 | $495,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 14,221 | $494,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 44,268 | $494,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 23,266 | $494,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 8,402 | $494,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 82,342 | $494,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 12,265 | $492,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 39,602 | $492,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 63,296 | $492,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 80,817 | $491,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 27,280 | $491,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 12,790 | $490,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 14,308 | $490,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 4,251 | $489,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 54,610 | $489,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 34,563 | $489,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 31,357 | $489,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 22,802 | $488,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 4,734 | $486,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 3,611 | $485,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 43,766 | $484,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 62,196 | $483,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 30,650 | $482,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 7,980 | $481,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 58,005 | $480,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 15,930 | $479,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 86,345 | $479,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 25,152 | $479,000 | thousands by filing date | |
| ISHARES EDGE U.S. FIXED INCOME BALANCED RISK ETF | 46431W846 | ETF | 4,837 | $479,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 5,853 | $477,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 18,045 | $477,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 15,943 | $477,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 8,432 | $476,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 33,376 | $470,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 65,523 | $470,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 9,936 | $470,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 6,768 | $469,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 93,179 | $469,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 4,628 | $468,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 7,607 | $467,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 12,156 | $467,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 4,131 | $464,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 6,346 | $464,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 19,196 | $464,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 32,206 | $463,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 585 | $463,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 23,983 | $463,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 7,182 | $462,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 20,051 | $462,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 56,690 | $462,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 38,946 | $462,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 18,790 | $461,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 11,846 | $461,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 12,509 | $461,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 86,470 | $460,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 549 | $459,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 3,645 | $459,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 754 | $459,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 5,908 | $458,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 24,273 | $458,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 6,183 | $457,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 8,221 | $455,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 2,789 | $455,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 13,600 | $455,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 11,802 | $454,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 8,642 | $454,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 74,648 | $452,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 8,584 | $451,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 23,330 | $451,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 34,338 | $447,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 22,142 | $447,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 9,034 | $447,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 12,537 | $445,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 9,317 | $445,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 9,138 | $444,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 15,476 | $444,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 24,415 | $443,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 6,559 | $442,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 10,189 | $442,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 8,507 | $442,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 30,234 | $442,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 5,084 | $442,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 63,257 | $441,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 18,499 | $441,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 29,560 | $441,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 8,701 | $440,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 3,112 | $439,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 28,540 | $439,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 7,262 | $439,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 9,253 | $438,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 13,264 | $438,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 9,844 | $437,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 15,345 | $437,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 3,848 | $436,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 7,927 | $436,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 5,954 | $435,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 62,414 | $435,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 130,752 | $435,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 5,365 | $434,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 2,750 | $433,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 21,382 | $433,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 5,670 | $432,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 13,527 | $432,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 11,025 | $431,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 6,552 | $431,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 6,936 | $430,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 6,924 | $429,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 37,609 | $429,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 7,715 | $429,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 13,547 | $428,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 5,749 | $427,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 1,477 | $425,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 7,923 | $425,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 8,380 | $423,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 10,887 | $422,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 36,040 | $422,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 5,786 | $422,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 1,937 | $421,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 8,301 | $421,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E135 | GBL X JPM ROTA | 17,539 | $421,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 12,709 | $420,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 10,993 | $420,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 13,600 | $420,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 11,614 | $419,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 14,262 | $419,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 8,854 | $418,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 6,986 | $418,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 18,348 | $417,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 19,222 | $415,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 57,649 | $415,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 2,887 | $414,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 7,675 | $414,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 11,496 | $413,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 7,303 | $412,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 6,311 | $412,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 15,834 | $412,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 4,158 | $411,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 10,315 | $407,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 47,712 | $405,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 2,833 | $405,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 17,234 | $405,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 7,882 | $404,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 9,771 | $402,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 20,727 | $402,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 6,959 | $401,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 7,635 | $401,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 11,894 | $401,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 2,489 | $400,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 17,791 | $399,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 3,539 | $399,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 15,273 | $398,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 2,252 | $398,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 9,251 | $397,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 26,372 | $390,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 37,019 | $389,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 11,079 | $389,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 7,196 | $389,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 6,826 | $388,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 34,758 | $387,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 8,096 | $387,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 5,893 | $386,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 4,560 | $386,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 31,033 | $385,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 14,929 | $384,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 29,425 | $383,000 | thousands by filing date | |
| PROSHARES TR | 74347R685 | PSHS ULTRA UTIL | 9,808 | $382,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 8,099 | $381,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 8,524 | $381,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 24,833 | $379,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 7,718 | $377,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 3,866 | $377,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 9,329 | $374,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 5,838 | $374,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 18,880 | $373,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 58,320 | $372,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 11,150 | $372,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 8,010 | $371,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 2,325 | $370,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 25,055 | $370,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 5,977 | $370,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 13,900 | $369,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 27,278 | $369,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 9,014 | $369,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 25,658 | $369,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 4,228 | $368,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 27,532 | $368,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 5,538 | $366,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 10,390 | $366,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 20,064 | $366,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 20,148 | $366,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 5,968 | $365,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 10,037 | $364,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 5,356 | $363,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 11,874 | $363,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 36,100 | $363,000 | thousands by filing date | |
| HARVEST NAT RES | 41754v202 | COM | 58,625 | $362,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 3,366 | $358,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 8,978 | $357,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 4,211 | $356,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 6,772 | $356,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 7,840 | $355,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 33,545 | $355,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 2,316 | $353,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 4,131 | $352,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 6,405 | $352,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 50,145 | $351,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 12,088 | $349,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 1,507 | $348,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 22,661 | $348,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 6,219 | $345,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 18,401 | $345,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 14,300 | $345,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 4,369 | $344,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 11,629 | $344,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 32,648 | $344,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 19,771 | $344,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 7,449 | $343,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 7,628 | $343,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 15,653 | $342,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 6,030 | $341,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 12,027 | $339,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 27,536 | $339,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 5,596 | $337,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 6,495 | $337,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 29,510 | $336,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 67,267 | $334,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 3,384 | $333,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 9,685 | $333,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 23,639 | $333,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 13,491 | $333,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 8,199 | $332,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 117,826 | $331,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 4,147 | $330,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 23,692 | $330,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 7,607 | $330,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 2,559 | $329,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 197 | $329,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 8,448 | $329,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 5,325 | $329,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 5,063 | $328,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q734 | US EQTHIVOLPT WR | 16,900 | $328,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 6,009 | $327,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 2,912 | $325,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 13,267 | $325,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 13,398 | $325,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 5,510 | $324,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 11,969 | $324,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-17-008963 | this filing | 2017-02-14 | acceptance time not in the bulk data set |