13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 4,987 holding rows worth $7,190,614,000.
- Accession
- 0001144204-17-008963
- Filer
- CIK 1029730
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 12,570 entries on the cover page, a total value of $7,190,614,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,190,614,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC028-17514
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 25,509 | $2,102,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 15,644 | $2,099,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 44,701 | $2,089,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 22,222 | $2,085,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 63,721 | $2,081,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 16,747 | $2,077,000 | thousands by filing date | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 224,477 | $2,077,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 52,278 | $2,076,000 | thousands by filing date | |
| FQF TR | 351680855 | OSHARS FTSE US | 75,454 | $2,074,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 18,825 | $2,068,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 16,837 | $2,055,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 21,388 | $2,048,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 57,215 | $2,047,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 15,589 | $2,036,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 31,152 | $2,032,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 19,608 | $2,026,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 18,526 | $2,024,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 86,984 | $2,018,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 86,551 | $2,016,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 66,596 | $2,008,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 18,311 | $2,004,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 97,337 | $1,999,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 67,909 | $1,991,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 46,353 | $1,990,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 13,169 | $1,989,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 27,071 | $1,977,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 16,541 | $1,976,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 130,089 | $1,975,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 82,578 | $1,969,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 140,226 | $1,968,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 39,493 | $1,941,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 99,790 | $1,937,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 30,543 | $1,934,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 17,594 | $1,926,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 92,574 | $1,922,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 16,013 | $1,918,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 9,539 | $1,905,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 49,614 | $1,894,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 36,666 | $1,868,000 | thousands by filing date | |
| PROSHARES TR | 74348A814 | INFLATN EXPECTNS | 64,175 | $1,866,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 26,038 | $1,863,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 7,330 | $1,862,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 12,804 | $1,852,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 12,038 | $1,848,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 50,374 | $1,848,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 149,575 | $1,846,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 180,429 | $1,846,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 32,307 | $1,840,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 48,912 | $1,832,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 36,161 | $1,826,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 58,556 | $1,825,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 78,785 | $1,825,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 61,206 | $1,818,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 190,860 | $1,811,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 15,358 | $1,808,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 64,138 | $1,807,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 40,753 | $1,806,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 27,402 | $1,799,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 92,952 | $1,796,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 103,257 | $1,787,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 80,504 | $1,768,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 17,598 | $1,762,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 37,458 | $1,759,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 160,488 | $1,748,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 57,137 | $1,746,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 42,106 | $1,744,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 38,858 | $1,741,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 45,266 | $1,737,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 41,757 | $1,736,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 47,601 | $1,736,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 35,278 | $1,733,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 89,773 | $1,733,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 152,272 | $1,733,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 49,741 | $1,732,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 47,017 | $1,731,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 55,147 | $1,729,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 55,382 | $1,724,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 37,881 | $1,722,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 65,791 | $1,721,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 71,023 | $1,708,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 51,634 | $1,707,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 21,764 | $1,697,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 42,890 | $1,695,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 35,144 | $1,695,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 71,633 | $1,693,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 17,747 | $1,689,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 17,779 | $1,686,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 16,011 | $1,686,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 15,200 | $1,677,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 44,039 | $1,675,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 130,412 | $1,673,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 20,223 | $1,671,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 47,895 | $1,670,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 107,767 | $1,666,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 54,034 | $1,664,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 78,694 | $1,663,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 60,723 | $1,661,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 20,538 | $1,660,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 14,897 | $1,658,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 12,928 | $1,657,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 48,162 | $1,653,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 64,408 | $1,643,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 21,860 | $1,642,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 77,879 | $1,636,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 9,253 | $1,634,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 17,475 | $1,626,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 34,560 | $1,623,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 30,841 | $1,621,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 64,921 | $1,615,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 17,654 | $1,609,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 32,423 | $1,608,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 54,595 | $1,608,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 14,873 | $1,598,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 65,832 | $1,595,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 64,804 | $1,594,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 50,463 | $1,590,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 40,806 | $1,582,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 21,624 | $1,575,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 74,121 | $1,570,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 8,831 | $1,565,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B399 | DWA TACT MLT | 57,104 | $1,562,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 31,638 | $1,557,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 59,770 | $1,553,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 9,092 | $1,550,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 46,492 | $1,550,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 27,469 | $1,549,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 177,671 | $1,549,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 29,665 | $1,543,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 19,859 | $1,540,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 12,768 | $1,540,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 15,262 | $1,538,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 88,651 | $1,537,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 109,950 | $1,535,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 60,115 | $1,532,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 24,164 | $1,531,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 141,249 | $1,530,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 16,541 | $1,524,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 11,808 | $1,521,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 10,376 | $1,514,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 63,725 | $1,501,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 14,983 | $1,501,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 35,996 | $1,489,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 102,640 | $1,488,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 15,431 | $1,483,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 53,209 | $1,482,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 22,353 | $1,481,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 103,467 | $1,480,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 13,148 | $1,478,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 25,931 | $1,478,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 9,077 | $1,477,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 49,474 | $1,474,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 71,327 | $1,470,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 80,755 | $1,468,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 3,969 | $1,458,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 13,090 | $1,458,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 130,827 | $1,458,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 37,341 | $1,457,000 | thousands by filing date | |
| POWERSHARES S&P 500 EX-RATE SENSITIVE LOW VOLATILITY PORTFOLIO | 73937B563 | ETF | 51,937 | $1,450,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 25,436 | $1,448,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 43,332 | $1,443,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 37,703 | $1,440,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 67,916 | $1,435,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 12,060 | $1,432,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 20,722 | $1,432,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 9,818 | $1,426,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 13,542 | $1,423,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 89,305 | $1,420,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 33,597 | $1,416,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 28,094 | $1,412,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 59,675 | $1,412,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 33,117 | $1,412,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 27,444 | $1,411,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 36,303 | $1,409,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 94,783 | $1,407,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 26,097 | $1,403,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 24,608 | $1,403,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 30,890 | $1,402,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 44,185 | $1,397,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 53,925 | $1,394,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 33,900 | $1,392,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 15,019 | $1,392,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 61,242 | $1,384,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 19,493 | $1,382,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 45,087 | $1,380,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 35,123 | $1,379,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 22,964 | $1,378,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 33,855 | $1,373,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 33,856 | $1,369,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 19,004 | $1,369,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 59,088 | $1,367,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 18,963 | $1,365,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 21,424 | $1,361,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 93,141 | $1,360,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 26,994 | $1,359,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 252,949 | $1,358,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 25,661 | $1,355,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 25,606 | $1,351,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 38,198 | $1,346,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 16,312 | $1,343,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 11,664 | $1,339,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 106,522 | $1,338,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 13,290 | $1,336,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 286,323 | $1,335,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 15,007 | $1,331,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 23,611 | $1,330,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 3,699 | $1,327,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 24,658 | $1,325,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 91,837 | $1,319,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 73,014 | $1,311,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 32,645 | $1,307,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 69,388 | $1,307,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 64,630 | $1,303,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 94,882 | $1,301,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 87,732 | $1,298,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 16,526 | $1,296,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 24,697 | $1,295,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 55,263 | $1,290,000 | thousands by filing date | |
| Invesco Optm Yd Dvrs Cdty Stra No K1 ETF | 73937V106 | ETF | 74,617 | $1,289,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 13,962 | $1,285,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 42,228 | $1,283,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 11,383 | $1,282,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 33,781 | $1,280,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 12,904 | $1,264,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 28,653 | $1,263,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 18,122 | $1,262,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 5,408 | $1,261,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 45,563 | $1,256,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 25,920 | $1,249,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 45,031 | $1,247,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 61,124 | $1,243,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 150,649 | $1,241,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 19,318 | $1,240,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 20,639 | $1,237,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 23,143 | $1,235,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 10,151 | $1,232,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 71,766 | $1,231,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 22,495 | $1,231,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 28,653 | $1,229,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 94,589 | $1,228,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 21,870 | $1,227,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 48,346 | $1,224,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 39,043 | $1,223,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 80,612 | $1,223,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 21,011 | $1,220,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 25,709 | $1,220,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 9,721 | $1,217,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 77,886 | $1,215,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 15,157 | $1,215,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 12,883 | $1,214,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 54,023 | $1,213,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 56,112 | $1,211,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 68,174 | $1,206,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 20,798 | $1,198,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 66,809 | $1,197,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 39,766 | $1,195,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 32,640 | $1,193,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 82,707 | $1,190,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 62,379 | $1,189,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 37,639 | $1,184,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 31,492 | $1,176,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 82,150 | $1,176,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 142,577 | $1,173,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 28,187 | $1,169,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 25,639 | $1,169,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 18,393 | $1,169,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 48,929 | $1,167,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 35,787 | $1,165,000 | thousands by filing date | |
| Pebblebrook Hotel Tr 6.5% Pfd Series C | 70509v407 | com | 47,802 | $1,160,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 25,487 | $1,159,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 96,172 | $1,157,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 21,612 | $1,153,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 17,112 | $1,149,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 33,793 | $1,149,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 17,968 | $1,148,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 34,931 | $1,148,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 21,555 | $1,146,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 18,038 | $1,146,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 27,427 | $1,144,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 9,708 | $1,141,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 21,285 | $1,141,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 112,949 | $1,141,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 86,521 | $1,140,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 107,807 | $1,139,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 44,113 | $1,138,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 8,548 | $1,137,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 20,978 | $1,129,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 17,493 | $1,119,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 85,520 | $1,118,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 12,620 | $1,117,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 41,608 | $1,117,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 20,481 | $1,116,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 20,661 | $1,115,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 16,435 | $1,111,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 132,345 | $1,111,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 20,234 | $1,105,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 15,845 | $1,104,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 125,535 | $1,103,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 10,542 | $1,102,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 74,488 | $1,097,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 10,489 | $1,096,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 11,837 | $1,094,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 27,841 | $1,091,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 19,387 | $1,086,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 10,968 | $1,084,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 8,698 | $1,083,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 20,459 | $1,083,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 14,399 | $1,082,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 15,712 | $1,080,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 44,406 | $1,080,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 10,900 | $1,080,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 31,031 | $1,079,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 35,047 | $1,073,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 56,963 | $1,070,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 6,781 | $1,068,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 46,360 | $1,065,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 9,590 | $1,062,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 36,884 | $1,061,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 18,925 | $1,059,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 10,332 | $1,058,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 16,887 | $1,056,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 50,616 | $1,055,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 83,888 | $1,054,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 27,930 | $1,053,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 7,325 | $1,052,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 15,902 | $1,052,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 69,836 | $1,052,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 29,214 | $1,050,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 126,912 | $1,049,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 19,654 | $1,046,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 11,829 | $1,046,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 40,604 | $1,044,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 5,079 | $1,044,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 25,443 | $1,038,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 59,247 | $1,037,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 24,989 | $1,036,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 19,314 | $1,035,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 21,050 | $1,031,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 40,486 | $1,030,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 127,798 | $1,027,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 27,439 | $1,027,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 80,028 | $1,025,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 17,372 | $1,020,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 10,390 | $1,019,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 17,603 | $1,019,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 99,811 | $1,018,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 21,415 | $1,013,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 39,311 | $1,013,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 27,914 | $1,007,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 65,253 | $1,004,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 52,867 | $1,003,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 37,679 | $1,002,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 27,723 | $1,001,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 11,732 | $999,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 18,976 | $991,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 20,149 | $991,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 91,501 | $985,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 13,275 | $982,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 98,145 | $982,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 10,825 | $980,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 72,057 | $980,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 8,686 | $978,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 27,381 | $975,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 34,513 | $971,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 20,920 | $971,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 10,786 | $964,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 31,250 | $958,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 9,884 | $958,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 37,501 | $958,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 43,497 | $956,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 16,529 | $952,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 8,075 | $951,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 4,156 | $951,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 12,291 | $950,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 10,625 | $950,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 13,088 | $948,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 19,016 | $947,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 48,544 | $945,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 27,883 | $944,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 23,832 | $943,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 49,139 | $940,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 51,731 | $936,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 11,212 | $932,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 13,474 | $930,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 15,671 | $928,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 28,523 | $927,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 41,697 | $926,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 22,016 | $926,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 10,669 | $921,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 42,651 | $920,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 10,536 | $919,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 7,327 | $917,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 17,498 | $914,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 63,437 | $914,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 32,693 | $911,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 13,334 | $908,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 7,375 | $905,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q260 | IPATH S&P MT ETN | 25,701 | $905,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 57,678 | $904,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 47,992 | $903,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 8,046 | $901,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 26,039 | $900,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 11,306 | $900,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 54,578 | $897,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 42,250 | $896,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 7,206 | $892,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 60,433 | $891,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 4,262 | $887,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 81,704 | $887,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 38,383 | $886,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 9,638 | $883,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 39,587 | $883,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 23,874 | $880,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 13,437 | $879,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 15,535 | $874,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 9,373 | $873,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 6,019 | $870,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 73,330 | $866,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 6,426 | $864,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 65,041 | $860,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 7,654 | $858,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 11,794 | $857,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 23,944 | $857,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 17,546 | $855,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 50,337 | $855,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 7,902 | $853,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 42,126 | $853,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 38,500 | $852,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 20,143 | $852,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 32,545 | $850,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 16,008 | $848,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 29,195 | $848,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 927 | $841,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 50,633 | $841,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 81,846 | $840,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 9,808 | $840,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 13,137 | $839,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 10,283 | $836,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 11,866 | $835,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 38,364 | $834,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 10,783 | $830,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 12,980 | $828,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 127,980 | $828,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 33,879 | $825,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 67,365 | $823,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 31,850 | $822,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 21,199 | $818,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 111,672 | $818,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 91,596 | $817,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 18,724 | $817,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 11,568 | $815,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 6,686 | $815,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 38,562 | $814,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 9,416 | $813,000 | thousands by filing date | |
| POWER REIT | 73933H101 | COM | 115,585 | $811,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 80,397 | $810,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 7,388 | $808,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 54,000 | $807,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 37,266 | $805,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 27,587 | $805,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 50,139 | $801,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 27,620 | $801,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 109,066 | $800,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 18,078 | $797,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 17,411 | $796,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 65,192 | $795,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 22,449 | $795,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 11,821 | $793,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 29,577 | $792,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 24,981 | $789,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 28,643 | $788,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 39,924 | $788,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 20,129 | $787,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 63,518 | $787,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 25,238 | $786,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 59,036 | $785,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 15,792 | $784,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 9,825 | $783,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 57,179 | $783,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 9,449 | $781,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 175,353 | $780,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 12,991 | $778,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 53,138 | $777,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 11,275 | $775,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 17,901 | $774,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 15,522 | $773,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 91,091 | $773,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 71,393 | $773,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 13,688 | $772,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 48,855 | $772,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 23,853 | $772,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 33,761 | $772,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 16,127 | $771,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 15,990 | $771,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 45,323 | $771,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 6,880 | $768,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 6,635 | $767,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 42,155 | $766,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 26,826 | $765,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 9,012 | $763,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 65,521 | $763,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-17-008963 | this filing | 2017-02-14 | acceptance time not in the bulk data set |