13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 4,073 holding rows worth $3,670,577,000.
- Accession
- 0001144204-14-068732
- Filer
- CIK 1029730
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 4,814 entries on the cover page, a total value of $3,670,577,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,670,577,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CALGON CARBON CORP | 129603106 | COM | 1,289 | $25,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 1,600 | $25,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 1,000 | $25,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 1,070 | $25,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 1,400 | $25,000 | thousands by filing date | |
| PEOPLES FED BANCSHARES INC | 711037101 | COM | 1,250 | $25,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 1,990 | $24,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 1,049 | $24,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 619 | $24,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 539 | $24,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 1,032 | $24,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 1,100 | $24,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 1,425 | $24,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 382 | $24,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 1,363 | $24,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 405 | $24,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 2,624 | $24,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 786 | $24,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 1,454 | $24,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 2,000 | $24,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 5,800 | $24,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 6,376 | $24,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 1,432 | $24,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 505 | $24,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 1,902 | $24,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 1,372 | $24,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 508 | $24,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 700 | $24,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 2,433 | $24,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 2,600 | $24,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 1,838 | $23,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 460 | $23,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 264 | $23,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 3,578 | $23,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 261 | $23,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 1,643 | $23,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 414 | $23,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 412 | $23,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 61 | $23,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 658 | $23,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 1,100 | $23,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 764 | $23,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 736 | $23,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 300 | $23,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 499 | $23,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 841 | $23,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 398 | $23,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 410 | $23,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 306 | $23,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 416 | $23,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 1,341 | $23,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 2,000 | $23,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 2,051 | $23,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 255 | $23,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 505 | $23,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 659 | $23,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 308 | $23,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 7,289 | $23,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 800 | $23,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 1,000 | $23,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 525 | $23,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 400 | $23,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 670 | $23,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 2,095 | $23,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 1,629 | $23,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 367 | $23,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 16,490 | $23,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 2,415 | $23,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 548 | $23,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 1,510 | $23,000 | thousands by filing date | |
| VERSO PAPER CORP | 92531L108 | COM | 7,300 | $23,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 6,004 | $23,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 20,000 | $23,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 593 | $23,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 1,384 | $23,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 600 | $23,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 918 | $23,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 1,000 | $23,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 728 | $23,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 811 | $22,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 231 | $22,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 1,483 | $22,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 882 | $22,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 281 | $22,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 439 | $22,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 378 | $22,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 654 | $22,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 2,500 | $22,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 728 | $22,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 436 | $22,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 560 | $22,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 405 | $22,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 350 | $22,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 1,445 | $22,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 767 | $22,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 604 | $22,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 2,013 | $22,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 3,000 | $22,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 603 | $22,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 341 | $22,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 1,570 | $22,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 453 | $22,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 1,573 | $22,000 | thousands by filing date | |
| MULTIMEDIA GAMES HOLDING CO | 625453105 | COM | 600 | $22,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 793 | $22,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 246 | $22,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H104 | COM | 2,124 | $22,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 1,000 | $22,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 348 | $22,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 2,500 | $22,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 15,000 | $22,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 650 | $22,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 2,456 | $22,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 349 | $22,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 534 | $22,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 2,250 | $22,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 1,730 | $22,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 1,323 | $22,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 508 | $22,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR HRZN SP500 CV C | 30151E103 | CEF | 465 | $22,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 694 | $21,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 455 | $21,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 612 | $21,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 1,500 | $21,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 618 | $21,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 1,220 | $21,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 4,603 | $21,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 300 | $21,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 1,112 | $21,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 1,525 | $21,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 2,600 | $21,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 940 | $21,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 285 | $21,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 921 | $21,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 157 | $21,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 640 | $21,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 20,967 | $21,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 373 | $21,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 137 | $21,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 394 | $21,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 3,033 | $21,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 1,029 | $21,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 5,837 | $21,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 338 | $21,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 601 | $21,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 688 | $21,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 6,258 | $21,000 | thousands by filing date | |
| NANOSPHERE INC | 63009F105 | COM | 36,000 | $21,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 319 | $21,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 3,100 | $21,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 609 | $21,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 2,983 | $21,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 501 | $21,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 743 | $21,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 1,648 | $21,000 | thousands by filing date | |
| STANDARD REGISTER CO | 853887206 | COM | 4,100 | $21,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 895 | $21,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 6,031 | $20,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 310 | $20,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 559 | $20,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 292 | $20,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 213 | $20,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 269 | $20,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 1,392 | $20,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 414 | $20,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 202 | $20,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 898 | $20,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 843 | $20,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 1,611 | $20,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 1,519 | $20,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 892 | $20,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 435 | $20,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 1,000 | $20,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 1,159 | $20,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 1,150 | $20,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 6,000 | $20,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 910 | $20,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 1,175 | $20,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 566 | $20,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 2,100 | $20,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 999 | $20,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 1,682 | $20,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 844 | $20,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 720 | $20,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 365 | $20,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 800 | $20,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 1,145 | $20,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 497 | $20,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 7,900 | $20,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 11,800 | $20,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 1,181 | $20,000 | thousands by filing date | |
| FRISCH'S RESTAURANTS INC | 358748101 | COM | 700 | $20,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 1,145 | $20,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 1,410 | $20,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H206 | ETN DJUBS AGRI37 | 500 | $20,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 3,156 | $20,000 | thousands by filing date | |
| FIRST CITIZENS BANC CORP | 319459202 | COM | 2,000 | $20,000 | thousands by filing date | |
| ISHARES TR | 464289107 | S&P TARGET RET | 600 | $20,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 209 | $19,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 1,500 | $19,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 1,116 | $19,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 250 | $19,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 230 | $19,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 1,007 | $19,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 1,750 | $19,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 316 | $19,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 416 | $19,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 1,700 | $19,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 742 | $19,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 664 | $19,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 779 | $19,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 1,653 | $19,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 609 | $19,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 669 | $19,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 600 | $19,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 2,515 | $19,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 3,750 | $19,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 1,156 | $19,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 950 | $19,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 1,498 | $19,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 5,000 | $19,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 1,720 | $19,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 205 | $19,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 1,000 | $19,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 4,050 | $19,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 21,500 | $19,000 | thousands by filing date | |
| MWI VETERINARY SUPPLY INC | 55402X105 | COM | 131 | $19,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 799 | $19,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 730 | $19,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 582 | $19,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 643 | $19,000 | thousands by filing date | |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 650 | $19,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 857 | $19,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 21,077 | $19,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 6,500 | $19,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U829 | GAMING ETF | 428 | $19,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 705 | $19,000 | thousands by filing date | |
| iShares Currency Hedged MSCI Germany ETF | 97717W638 | COM | 687 | $19,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 480 | $19,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 209 | $18,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 808 | $18,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 1,727 | $18,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 356 | $18,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 653 | $18,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 398 | $18,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 331 | $18,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 142 | $18,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 1,300 | $18,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 257 | $18,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 1,078 | $18,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 211 | $18,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 1,000 | $18,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 1,824 | $18,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 1,500 | $18,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 1,250 | $18,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 472 | $18,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 1,000 | $18,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 1,000 | $18,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 1,500 | $18,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 507 | $18,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 1,800 | $18,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 400 | $18,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 1,300 | $18,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 1,700 | $18,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 17,500 | $18,000 | thousands by filing date | |
| CAMAC ENERGY INC | 131745101 | COM | 28,511 | $18,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 2,200 | $18,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 1,500 | $18,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 2,406 | $18,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 580 | $18,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 250 | $18,000 | thousands by filing date | |
| ISHARES TR | 464289206 | S&P TARGET 10 | 500 | $18,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 400 | $17,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 1,680 | $17,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 336 | $17,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 1,030 | $17,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 1,699 | $17,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 500 | $17,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 1,044 | $17,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 900 | $17,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 111 | $17,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 692 | $17,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 430 | $17,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 376 | $17,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 436 | $17,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 684 | $17,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 1,227 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 500 | $17,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 336 | $17,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y768 | STAR GLOB BUYW | 645 | $17,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 1,150 | $17,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 1,025 | $17,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 565 | $17,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 202 | $17,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 334 | $17,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 682 | $17,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 2,460 | $17,000 | thousands by filing date | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 1,266 | $17,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 3,450 | $17,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 822 | $17,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 1,305 | $17,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 12,933 | $17,000 | thousands by filing date | |
| DURATA THERAPEUTICS INC | 26658A107 | COM | 1,364 | $17,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 1,740 | $17,000 | thousands by filing date | |
| HUBBELL INC -CL A | 443510102 | CL A | 133 | $17,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L209 | US MC TRENDP ETN | 492 | $17,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 600 | $17,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 416 | $17,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 666 | $17,000 | thousands by filing date | |
| NEWCASTLE INVESTMENT CORP | 65105M504 | COM | 1,333 | $17,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 352 | $16,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 2,907 | $16,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 400 | $16,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 471 | $16,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 342 | $16,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 2,271 | $16,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 466 | $16,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 302 | $16,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 346 | $16,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 170 | $16,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 1,458 | $16,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 712 | $16,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 529 | $16,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 320 | $16,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 257 | $16,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 422 | $16,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 1,000 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 1,400 | $16,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 616 | $16,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 1,500 | $16,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 6,300 | $16,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 783 | $16,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 12,000 | $16,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 235 | $16,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 605 | $16,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 605 | $16,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 330 | $16,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 103 | $16,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 333 | $16,000 | thousands by filing date | |
| BOULDER TOTAL RET FD INC | 101541100 | COM | 600 | $16,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227AA2 | NOTE 7.000% 4/0 | 13,000 | $16,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 200 | $15,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 203 | $15,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 1,699 | $15,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 558 | $15,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 77 | $15,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 287 | $15,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 171 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 353 | $15,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 128 | $15,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 397 | $15,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 473 | $15,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 226 | $15,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 272 | $15,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 242 | $15,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 1,000 | $15,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 220 | $15,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 267 | $15,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 484 | $15,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 350 | $15,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 566 | $15,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 500 | $15,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 1,000 | $15,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 390 | $15,000 | thousands by filing date | |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 297 | $15,000 | thousands by filing date | |
| NUVEEN NY PERFORMANCE PLUS FD | 67062R104 | COMMON STOCK | 1,068 | $15,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 2,550 | $15,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 204 | $15,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 487 | $15,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 1,798 | $15,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 444 | $15,000 | thousands by filing date | |
| ISHARES ESG AWARE MSCI EM ETF | 464288463 | ETF | 494 | $15,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 439 | $15,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 705 | $15,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 494 | $15,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 800 | $15,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 313 | $15,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388B104 | COM | 1,005 | $15,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 1,265 | $15,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 319 | $15,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 5,000 | $15,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 925 | $15,000 | thousands by filing date | |
| URANIUM RESOURCES INC | 916901606 | COM | 6,024 | $15,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 9,000 | $15,000 | thousands by filing date | |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 251 | $15,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 850 | $15,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 620 | $15,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 336 | $15,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 252 | $15,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 336 | $15,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 587 | $15,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 371 | $14,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 389 | $14,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 1,008 | $14,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 722 | $14,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 575 | $14,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 291 | $14,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 507 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 167 | $14,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 234 | $14,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 491 | $14,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 228 | $14,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 224 | $14,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 551 | $14,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 852 | $14,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 1,000 | $14,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 500 | $14,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 342 | $14,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 534 | $14,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 478 | $14,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 565 | $14,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 1,150 | $14,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 258 | $14,000 | thousands by filing date | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 359 | $14,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 1,483 | $14,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 285 | $14,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 7,500 | $14,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 300 | $14,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 3,789 | $14,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 1,425 | $14,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 343 | $14,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 5,000 | $14,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 2,275 | $14,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 2,270 | $14,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 1,000 | $14,000 | thousands by filing date | |
| NUVEEN DIVER CURRENCY OPPOR | 67090N109 | COM | 1,346 | $14,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 17,500 | $14,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 900 | $14,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 6,263 | $14,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 828 | $14,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R734 | FORN CURR STRT | 300 | $14,000 | thousands by filing date | |
| UBS AG JERSEY BRANCH | 902664408 | LNK WELLS FRGO | 343 | $14,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 400 | $14,000 | thousands by filing date | |
| Washington Prime Group | 939647103 | COM | 778 | $14,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 1,600 | $14,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 454 | $13,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 287 | $13,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 536 | $13,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 341 | $13,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 212 | $13,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 241 | $13,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 333 | $13,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 844 | $13,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 255 | $13,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 354 | $13,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 239 | $13,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 284 | $13,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 377 | $13,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 400 | $13,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 967 | $13,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 904 | $13,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 1,500 | $13,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 354 | $13,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 2,000 | $13,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 796 | $13,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 109 | $13,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 1,245 | $13,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 1,500 | $13,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 301 | $13,000 | thousands by filing date | |
| Concur Technologies, Inc. | 206708109 | COM | 100 | $13,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 1,400 | $13,000 | thousands by filing date | |
| TECHNE CORP | 878377100 | COM | 135 | $13,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 592 | $13,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 2,596 | $13,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 1,900 | $13,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 1,225 | $13,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 519 | $13,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 1,000 | $13,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 1,000 | $13,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 1,579 | $13,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 1,702 | $13,000 | thousands by filing date | |
| Newbridge Bancorp | 65080T102 | Com | 1,706 | $13,000 | thousands by filing date | |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 10,000 | $13,000 | thousands by filing date | |
| ONEIDA FINL CORP MD | 682479100 | COM | 1,000 | $13,000 | thousands by filing date | |
| MARKET VECTORS ETF TR BUSI DEVCO | 57060U316 | ETF | 647 | $13,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 410 | $13,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 300 | $13,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 500 | $13,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 347 | $12,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 231 | $12,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 825 | $12,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 171 | $12,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 388 | $12,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 898 | $12,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 411 | $12,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 333 | $12,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 343 | $12,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 1,589 | $12,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 3,000 | $12,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 240 | $12,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 1,000 | $12,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 500 | $12,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 533 | $12,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 500 | $12,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 557 | $12,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 420 | $12,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 1,370 | $12,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 1,252 | $12,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 219 | $12,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 400 | $12,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-14-068732 | this filing | 2014-11-14 | acceptance time not in the bulk data set |