13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 4,073 holding rows worth $3,670,577,000.
- Accession
- 0001144204-14-068732
- Filer
- CIK 1029730
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 4,814 entries on the cover page, a total value of $3,670,577,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,670,577,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INTREXON CORP | 46122T102 | COM | 650 | $12,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 497 | $12,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 600 | $12,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 515 | $12,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 600 | $12,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 510 | $12,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 253 | $12,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 436 | $12,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 601 | $12,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 197 | $12,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 104 | $12,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 286 | $12,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 1,000 | $12,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 142 | $12,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 353 | $12,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 1,500 | $12,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 11,150 | $12,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 966 | $12,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 400 | $12,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06738G878 | IPATH GEMS ASIA8 | 265 | $12,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 208 | $12,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 2,000 | $12,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 500 | $12,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 1,000 | $12,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 825 | $12,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 234 | $11,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 401 | $11,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 1,448 | $11,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 289 | $11,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 391 | $11,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 351 | $11,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 1,200 | $11,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 201 | $11,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 950 | $11,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 1,116 | $11,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 3,500 | $11,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 189 | $11,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 1,211 | $11,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 622 | $11,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 792 | $11,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 205 | $11,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 217 | $11,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 200 | $11,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 137 | $11,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 352 | $11,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 500 | $11,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 323 | $11,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 400 | $11,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 1,142 | $11,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 105 | $11,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 600 | $11,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 1,146 | $11,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 307 | $11,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 181 | $11,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 904 | $11,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 721 | $11,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 1,310 | $11,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 274 | $11,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 388 | $11,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 385 | $11,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 3,010 | $11,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 500 | $11,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 1,000 | $11,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 227 | $11,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 1,500 | $11,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 606 | $11,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 4,276 | $11,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 732 | $11,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 1,705 | $11,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 694 | $11,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 1,210 | $11,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 856 | $11,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 600 | $11,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 128 | $11,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 850 | $11,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 3,000 | $11,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 1,000 | $11,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 3,039 | $11,000 | thousands by filing date | |
| BANK OF KENTUCKY FINL CORP | 062896105 | COM | 244 | $11,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W593 | GUG RUSS1000 EQL | 215 | $11,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P143 | RBS NASD LKD41 | 291 | $11,000 | thousands by filing date | |
| UBS AG JERSEY BRANCH | 902664200 | 2XMN ALR MLP INF | 150 | $11,000 | thousands by filing date | |
| ISHARES FTSE | 464288554 | INDL OFF CAP IDX | 359 | $11,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 1,100 | $11,000 | thousands by filing date | |
| RIVER VY BANCORP | 768475105 | COM | 500 | $11,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 1,350 | $11,000 | thousands by filing date | |
| CONVERSANT INC | 21249J105 | COM | 316 | $11,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 850 | $11,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 600 | $11,000 | thousands by filing date | |
| Deutsche Global High Income | 25158V108 | 0 | 1,302 | $11,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 900 | $10,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 189 | $10,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 164 | $10,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 217 | $10,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 121 | $10,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 150 | $10,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 682 | $10,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 300 | $10,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 156 | $10,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 647 | $10,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 821 | $10,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 1,870 | $10,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 698 | $10,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 265 | $10,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 250 | $10,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 164 | $10,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 180 | $10,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 700 | $10,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 400 | $10,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 210 | $10,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 218 | $10,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 409 | $10,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 448 | $10,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 2,100 | $10,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 306 | $10,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097762 | PREFERRED STOCK | 400 | $10,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 1,100 | $10,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC COM | 92672A101 | Stock | 402 | $10,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 648 | $10,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 326 | $10,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 928 | $10,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 251 | $10,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACTORY | 774678403 | COM PAR $0.03 | 767 | $10,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 478 | $10,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 250 | $10,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 300 | $10,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 325 | $10,000 | thousands by filing date | |
| GS CONNECT S+P GSCI ENH COMM | 38144L852 | SP E | 225 | $10,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 8,693 | $10,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 300 | $10,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 10,000 | $10,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 550 | $10,000 | thousands by filing date | |
| ISHARES | 464289339 | TR 2015 S\&P.* AMTFR | 185 | $10,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 700 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 381 | $10,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 510 | $10,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 725 | $10,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 997 | $10,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 900 | $10,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 178 | $9,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 181 | $9,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 4,300 | $9,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 140 | $9,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 1,002 | $9,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 1,180 | $9,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 486 | $9,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 268 | $9,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 208 | $9,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 164 | $9,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 1,000 | $9,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 345 | $9,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 2,365 | $9,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 342 | $9,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 211 | $9,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 529 | $9,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 312 | $9,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 518 | $9,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 570 | $9,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 350 | $9,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 600 | $9,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 550 | $9,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 500 | $9,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 282 | $9,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 1,034 | $9,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 500 | $9,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 600 | $9,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 700 | $9,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 106 | $9,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 269 | $9,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 453 | $9,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 1,516 | $9,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 865 | $9,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 298 | $9,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 1,000 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 450 | $9,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 1,000 | $9,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 528 | $9,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 314 | $9,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 1,050 | $9,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 251 | $9,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 472 | $9,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 300 | $9,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 3,935 | $9,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 4,066 | $9,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 768 | $9,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 60 | $9,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 274 | $9,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 2,000 | $9,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 5,013 | $9,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 436 | $9,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 300 | $9,000 | thousands by filing date | |
| MICREL INC | 594793101 | COM | 788 | $9,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 490 | $9,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 154 | $9,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 170 | $9,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 505 | $9,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 1,449 | $9,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 500 | $9,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 734 | $9,000 | thousands by filing date | |
| GRUMA S.A.B. SPONSORED ADR | 400131306 | ADR | 215 | $9,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 357 | $9,000 | thousands by filing date | |
| CUSHING ROYALTY | 23164R104 | COM SH BEN INT | 526 | $9,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 2,866 | $9,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 1,300 | $9,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 1,000 | $9,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 122 | $8,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 3,933 | $8,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 2,000 | $8,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 127 | $8,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 303 | $8,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 100 | $8,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 12 | $8,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 156 | $8,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 338 | $8,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 250 | $8,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 600 | $8,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 200 | $8,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 1,500 | $8,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 1,332 | $8,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 217 | $8,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 200 | $8,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 150 | $8,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 104 | $8,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 592 | $8,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 321 | $8,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 115 | $8,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 19 | $8,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 391 | $8,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 417 | $8,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 1,140 | $8,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 1,000 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 166 | $8,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 208 | $8,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 408 | $8,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 460 | $8,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 380 | $8,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 243 | $8,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 498 | $8,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 675 | $8,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 300 | $8,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 69 | $8,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 1,411 | $8,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 350 | $8,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 600 | $8,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 300 | $8,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 1,175 | $8,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 490 | $8,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 235 | $8,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 2,200 | $8,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 682 | $8,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 291 | $8,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 1,402 | $8,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 1,000 | $8,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 2,500 | $8,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 400 | $8,000 | thousands by filing date | |
| PLANAR SYSTEMS INC | 726900103 | COM | 2,139 | $8,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H271 | ETN DJUBSCOTTN38 | 203 | $8,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 2,000 | $7,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 2,300 | $7,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 902 | $7,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 128 | $7,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 238 | $7,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 107 | $7,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 192 | $7,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 49 | $7,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 229 | $7,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 600 | $7,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 165 | $7,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 156 | $7,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 639 | $7,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 569 | $7,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 200 | $7,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 173 | $7,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 160 | $7,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 360 | $7,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 310 | $7,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 517 | $7,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 1,720 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 242 | $7,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 458 | $7,000 | thousands by filing date | |
| WISDOMTREE | 97717W752 | EXCHANGE TRADED | 233 | $7,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 100 | $7,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 113 | $7,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 556 | $7,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 593 | $7,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 494 | $7,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 200 | $7,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 322 | $7,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 150 | $7,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 2,500 | $7,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 260 | $7,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 96 | $7,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 1,600 | $7,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 4,000 | $7,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 617 | $7,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 5,537 | $7,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 275 | $7,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 469 | $7,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 320 | $7,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 350 | $7,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 105 | $7,000 | thousands by filing date | |
| AVALON RARE METALS INC | 053470100 | COM | 20,475 | $7,000 | thousands by filing date | |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 150 | $7,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 309 | $7,000 | thousands by filing date | |
| ISHARES TR | 464289172 | MSCI EM MK FNL | 300 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 150 | $7,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 373 | $7,000 | thousands by filing date | |
| TRANSGENOMIC INC COM NEW | 89365K305 | Stock | 1,808 | $7,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 254 | $6,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 82 | $6,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 338 | $6,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 150 | $6,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 48 | $6,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 158 | $6,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 200 | $6,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 139 | $6,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 128 | $6,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 92 | $6,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 180 | $6,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 319 | $6,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 650 | $6,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 10,000 | $6,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 230 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 200 | $6,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 336 | $6,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 72 | $6,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 500 | $6,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 500 | $6,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 52 | $6,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 249 | $6,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 380 | $6,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 394 | $6,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 200 | $6,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 500 | $6,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 412 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 180 | $6,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 486 | $6,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 187 | $6,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 446 | $6,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 428 | $6,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 243 | $6,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 530 | $6,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 1,228 | $6,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 218 | $6,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 183 | $6,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 1,500 | $6,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 224 | $6,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 3,250 | $6,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 166 | $6,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 108 | $6,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 1,100 | $6,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 500 | $6,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 128 | $6,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 200 | $6,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 2,000 | $6,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 2,052 | $6,000 | thousands by filing date | |
| UNITED STATIONERS INC | 913004107 | COM | 167 | $6,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 216 | $6,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 419 | $6,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 300 | $6,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 350 | $6,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 500 | $6,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 1,091 | $6,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 633 | $6,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 419 | $6,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 200 | $6,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 5,041 | $6,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 1,600 | $6,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 566 | $6,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 536 | $6,000 | thousands by filing date | |
| TRADE STR RESIDENTIAL INC | 89255N203 | COM NEW | 800 | $6,000 | thousands by filing date | |
| OXIGENE INC | 691828404 | COM PAR$.001 | 3,000 | $6,000 | thousands by filing date | |
| DIREXION | 25459Y728 | SHS ETF TR S\&P.* VOL RES | 100 | $6,000 | thousands by filing date | |
| DOMINION RES BLACK WARRIOR T | 25746Q108 | UNITS BEN INT | 785 | $6,000 | thousands by filing date | |
| STEWARDSHIP FINL CORP | 860326107 | COM | 1,302 | $6,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 324 | $5,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 107 | $5,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 60 | $5,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 3,300 | $5,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 1,358 | $5,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 145 | $5,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 271 | $5,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 382 | $5,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 159 | $5,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 132 | $5,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 84 | $5,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 125 | $5,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 205 | $5,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 200 | $5,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 500 | $5,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 44 | $5,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 406 | $5,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 124 | $5,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 112 | $5,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 189 | $5,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 200 | $5,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 1,285 | $5,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 247 | $5,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 174 | $5,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 2,000 | $5,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 377 | $5,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 209 | $5,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 204 | $5,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 147 | $5,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 88 | $5,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 288 | $5,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 394 | $5,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 93 | $5,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 475 | $5,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 453 | $5,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 753 | $5,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 570 | $5,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 108 | $5,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 467 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 59 | $5,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 250 | $5,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 2,652 | $5,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 99 | $5,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 900 | $5,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 100 | $5,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 172 | $5,000 | thousands by filing date | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 2,200 | $5,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 153 | $5,000 | thousands by filing date | |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 350 | $5,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 15 | $5,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 900 | $5,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 378 | $5,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 540 | $5,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 124 | $5,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 600 | $5,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 104 | $5,000 | thousands by filing date | |
| PLATINUM UNDERWRITER HLDGS L | G7127P100 | COM | 90 | $5,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 188 | $5,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 575 | $5,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 257 | $5,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 61 | $5,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 60 | $5,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 95 | $5,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 1,000 | $5,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 592 | $5,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 70 | $5,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 357 | $5,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 376 | $5,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 1,000 | $5,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 375 | $5,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 376 | $5,000 | thousands by filing date | |
| DEJOUR ENTERPRISES LTD | 24486R103 | COM | 21,000 | $5,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L407 | GOLD TRENDP ETN | 200 | $5,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 150 | $5,000 | thousands by filing date | |
| ISHARES GLBL INFLATION LINKED BOND FUND | 46429B812 | ETF | 104 | $5,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 300 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 145 | $5,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 77 | $5,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 625 | $5,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 400 | $5,000 | thousands by filing date | |
| HARVARD APPARATUS REGENER TE | 41690A106 | COM | 604 | $5,000 | thousands by filing date | |
| Intercloud Systems, Inc | 458488202 | com | 1,000 | $5,000 | thousands by filing date | |
| MERK GOLD TR SHS BEN INT | 590055109 | ALTERNATIVE-PUBLIC | 380 | $5,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 132 | $4,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 137 | $4,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 44 | $4,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 87 | $4,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 150 | $4,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 412 | $4,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 180 | $4,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 228 | $4,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 100 | $4,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 343 | $4,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 200 | $4,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 136 | $4,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 874 | $4,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 300 | $4,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 182 | $4,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 166 | $4,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 99 | $4,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 293 | $4,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 275 | $4,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 262 | $4,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 95 | $4,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 105 | $4,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 92 | $4,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 752 | $4,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 70 | $4,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 66 | $4,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 156 | $4,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 300 | $4,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 215 | $4,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 88 | $4,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 400 | $4,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 500 | $4,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 1,062 | $4,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 700 | $4,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 180 | $4,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 142 | $4,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 71 | $4,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 595 | $4,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 87 | $4,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 123 | $4,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 550 | $4,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 2,338 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-14-068732 | this filing | 2014-11-14 | acceptance time not in the bulk data set |