13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 4,073 holding rows worth $3,670,577,000.
- Accession
- 0001144204-14-068732
- Filer
- CIK 1029730
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 4,814 entries on the cover page, a total value of $3,670,577,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,670,577,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 230 | $4,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 366 | $4,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 708 | $4,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 107 | $4,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 150 | $4,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 420 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 390 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 72 | $4,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 641 | $4,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 356 | $4,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 117 | $4,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 90 | $4,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 600 | $4,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 500 | $4,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 1,087 | $4,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 341 | $4,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 110 | $4,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 200 | $4,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 336 | $4,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 237 | $4,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 94 | $4,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 5,750 | $4,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032AT3 | NOTE 4.250% 8/1 | 4,000 | $4,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 104 | $4,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 247 | $4,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 238 | $4,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 71 | $4,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 86 | $4,000 | thousands by filing date | |
| SPANSION INC | 84649R200 | COM CL A NEW | 161 | $4,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 334 | $4,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 325 | $4,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 383 | $4,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 316 | $4,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 3,490 | $4,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 782 | $4,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 442 | $4,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 500 | $4,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 332 | $4,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 195 | $4,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 250 | $4,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 2,000 | $4,000 | thousands by filing date | |
| 1ST UNITED BANCORP INC/NORTH | 33740N105 | COM | 505 | $4,000 | thousands by filing date | |
| MARKET VECTORS INDONESA | 57060U167 | COMMON | 300 | $4,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 166 | $4,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 100 | $4,000 | thousands by filing date | |
| CAROLINA TR BK LINCOLNTON NC | 144200102 | COM | 732 | $4,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 95 | $4,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 306 | $4,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 1,650 | $4,000 | thousands by filing date | |
| DELCATH SYS INC | 24661P401 | Cmn | 1,841 | $4,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 90 | $3,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 85 | $3,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 579 | $3,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 115 | $3,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 88 | $3,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 52 | $3,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 82 | $3,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 615 | $3,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 200 | $3,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 2,709 | $3,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 153 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 91 | $3,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 95 | $3,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 66 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 40 | $3,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 207 | $3,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 80 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 57 | $3,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 31 | $3,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 85 | $3,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 200 | $3,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 193 | $3,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 115 | $3,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 70 | $3,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 95 | $3,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 98 | $3,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 200 | $3,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 300 | $3,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 82 | $3,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 78 | $3,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 1,000 | $3,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 1,450 | $3,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 170 | $3,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 100 | $3,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 369 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 79 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 154 | $3,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 250 | $3,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 4,000 | $3,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 100 | $3,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 72 | $3,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 47 | $3,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 206 | $3,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 56 | $3,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 172 | $3,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 1,500 | $3,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 104 | $3,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 138 | $3,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 300 | $3,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 500 | $3,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 400 | $3,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 2,075 | $3,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 120 | $3,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 267 | $3,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 200 | $3,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 108 | $3,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 75 | $3,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 363 | $3,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 110 | $3,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 200 | $3,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 113 | $3,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 110 | $3,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 61 | $3,000 | thousands by filing date | |
| CLICKSOFTWARE TECHNOLOGIES L | M25082104 | ORD | 400 | $3,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 121 | $3,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 204 | $3,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 554 | $3,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 89 | $3,000 | thousands by filing date | |
| ORBITAL SCIENCES CORP | 685564106 | COM | 100 | $3,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 125 | $3,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 107 | $3,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 110 | $3,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 51 | $3,000 | thousands by filing date | |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 200 | $3,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 925 | $3,000 | thousands by filing date | |
| BLACKROCK INCOME OPP TRUST I | 092475102 | COM | 267 | $3,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 2,500 | $3,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 259 | $3,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 1,500 | $3,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 500 | $3,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 1,000 | $3,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 250 | $3,000 | thousands by filing date | |
| ENTREE GOLD INC | 29383G100 | COM | 12,200 | $3,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y800 | CAMBRIA GL TAC | 102 | $3,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 45 | $3,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP | 635906209 | CVPFSTKF | 200 | $3,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 250 | $3,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052206 | COM | 430 | $3,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K105 | CL A SHS | 4,000 | $3,000 | thousands by filing date | |
| LIVEDEAL INC | 538144304 | COM NEW | 900 | $3,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 275 | $3,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 205 | $3,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 208 | $3,000 | thousands by filing date | |
| LDR HLDG CORP | 50185U105 | COM | 108 | $3,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 1,266 | $3,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 289 | $3,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 235 | $3,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 67 | $2,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 11 | $2,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 63 | $2,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 31 | $2,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 11 | $2,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 63 | $2,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 80 | $2,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 100 | $2,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 29 | $2,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 100 | $2,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 100 | $2,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 57 | $2,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 157 | $2,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 18 | $2,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 71 | $2,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 200 | $2,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 50 | $2,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 40 | $2,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 58 | $2,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 110 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 163 | $2,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 25 | $2,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 44 | $2,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 28 | $2,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 52 | $2,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 57 | $2,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 89 | $2,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 75 | $2,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 38 | $2,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 50 | $2,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 92 | $2,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 100 | $2,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 100 | $2,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 160 | $2,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 104 | $2,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 67 | $2,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 700 | $2,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 500 | $2,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 68 | $2,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 101 | $2,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 12 | $2,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 52 | $2,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 60 | $2,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154H731 | DB GOLD SHORT | 100 | $2,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 296 | $2,000 | thousands by filing date | |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 1,250 | $2,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 76 | $2,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 662 | $2,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 132 | $2,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 150 | $2,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 148 | $2,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 172 | $2,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 42 | $2,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 2,000 | $2,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 138 | $2,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 208 | $2,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 1,000 | $2,000 | thousands by filing date | |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 1,205 | $2,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 100 | $2,000 | thousands by filing date | |
| FXCM INC | 302693106 | COM | 107 | $2,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 300 | $2,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 59 | $2,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 300 | $2,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 223 | $2,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 250 | $2,000 | thousands by filing date | |
| PANTRY INC | 698657103 | COM | 76 | $2,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 115 | $2,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 64 | $2,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 500 | $2,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 45 | $2,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 500 | $2,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 1,000 | $2,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 2,000 | $2,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 124 | $2,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 50 | $2,000 | thousands by filing date | |
| MASSEY ENERGY CO | 576203AJ2 | NOTE 3.250% 8/0 | 2,000 | $2,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 135 | $2,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 200 | $2,000 | thousands by filing date | |
| CORPORATE EXECUTIVE BRD CO | 21988R102 | COM | 38 | $2,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 250 | $2,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 100 | $2,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 56 | $2,000 | thousands by filing date | |
| BROWN SHOE COMPANY INC | 115736100 | COM | 72 | $2,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 42 | $2,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 68 | $2,000 | thousands by filing date | |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 125 | $2,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 800 | $2,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 260 | $2,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 25 | $2,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 1,109 | $2,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 2,000 | $2,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 325 | $2,000 | thousands by filing date | |
| BOLT TECHNOLOGY CORP | 097698104 | COM | 75 | $2,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 100 | $2,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 1,000 | $2,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 500 | $2,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 702 | $2,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 475 | $2,000 | thousands by filing date | |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 160 | $2,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 50 | $2,000 | thousands by filing date | |
| QUEST RARE MINERALS LTD | 74836T101 | CMN | 12,116 | $2,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 245 | $2,000 | thousands by filing date | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 80 | $2,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 2,220 | $2,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 124 | $2,000 | thousands by filing date | |
| MORGAN STANLEY EASTN EUR FD | 616988101 | COM | 100 | $2,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 50 | $2,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 400 | $2,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 1,000 | $2,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 91 | $2,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 954 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 32 | $2,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 387 | $2,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 79 | $2,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 666 | $2,000 | thousands by filing date | |
| Escalera Resources Co | 296064108 | Ordinary Shares | 1,000 | $2,000 | thousands by filing date | |
| BORDERFREE INC | 09970L100 | COM | 150 | $2,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 100 | $1,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 15 | $1,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 23 | $1,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 15 | $1,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 26 | $1,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 1,000 | $1,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 142 | $1,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 11 | $1,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 50 | $1,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 430 | $1,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 27 | $1,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 168 | $1,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 40 | $1,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 39 | $1,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 60 | $1,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 29 | $1,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 28 | $1,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 33 | $1,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 50 | $1,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 300 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 20 | $1,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 143 | $1,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 48 | $1,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 47 | $1,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 47 | $1,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 127 | $1,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 28 | $1,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 21 | $1,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 23 | $1,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 23 | $1,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 30 | $1,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 102 | $1,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 58 | $1,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 636 | $1,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 70 | $1,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 31 | $1,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 38 | $1,000 | thousands by filing date | |
| G WILLI FOOD INTL LTD | M52523103 | ORD | 134 | $1,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 40 | $1,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 31 | $1,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 33 | $1,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 48 | $1,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 24 | $1,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 128 | $1,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 300 | $1,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 320 | $1,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 500 | $1,000 | thousands by filing date | |
| ADVANTEST CORP. | 00762U200 | Common stock | 54 | $1,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 25 | $1,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 38 | $1,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 30 | $1,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 100 | $1,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 48 | $1,000 | thousands by filing date | |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 5 | $1,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 1,325 | $1,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 61 | $1,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 20 | $1,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 250 | $1,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 66 | $1,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 55 | $1,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 134 | $1,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 260 | $1,000 | thousands by filing date | |
| AVIV REIT INC | 05381L101 | COMMON STOCK | 24 | $1,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 68 | $1,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 253 | $1,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 3 | $1,000 | thousands by filing date | |
| DENISON MINES CORP | 91688T104 | COM | 1,045 | $1,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 425 | $1,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 24 | $1,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 95 | $1,000 | thousands by filing date | |
| GABELLI EQUITY TR INC | 362397184 | RIGHT 10/20/2014 | 16,926 | $1,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 164 | $1,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 1,000 | $1,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 894675107 | COM | 26 | $1,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 100 | $1,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 166 | $1,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 39 | $1,000 | thousands by filing date | |
| SYNAGEVA BIOPHARMA CORP | 87159A103 | COM | 12 | $1,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 30 | $1,000 | thousands by filing date | |
| HYPERION THERAPEUTICS INC | 44915N101 | COM | 39 | $1,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 31 | $1,000 | thousands by filing date | |
| PIKE ELEC CORP | 721283109 | COM | 55 | $1,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 434 | $1,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 32 | $1,000 | thousands by filing date | |
| BG MEDICINE INC | 08861T107 | COM | 2,500 | $1,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 88 | $1,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 24 | $1,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 115 | $1,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 96 | $1,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 1,000 | $1,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 118 | $1,000 | thousands by filing date | |
| AMBIT BIOSCIENCES CORP | 02318X100 | COM | 50 | $1,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 34 | $1,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 240 | $1,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 300 | $1,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 28 | $1,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 587 | $1,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 23 | $1,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 232 | $1,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 158 | $1,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 65 | $1,000 | thousands by filing date | |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 120 | $1,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 127 | $1,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 250 | $1,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 31 | $1,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 24 | $1,000 | thousands by filing date | |
| ROYALE ENERGY INC | 78074G200 | COM NEW | 500 | $1,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 150 | $1,000 | thousands by filing date | |
| AMERICAN RESIDENTIAL PROPERTIES INC | 02927E303 | COM | 44 | $1,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 90 | $1,000 | thousands by filing date | |
| GRAMERCY PPTY TR INC | 38489R100 | COM | 237 | $1,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 33 | $1,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 67 | $1,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 100 | $1,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 1,000 | $1,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 100 | $1,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 1,000 | $1,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 58 | $1,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 78 | $1,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 525 | $1,000 | thousands by filing date | |
| WHITING USA TRUST I | 966389108 | TR U | 300 | $1,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 106 | $1,000 | thousands by filing date | |
| KONAMI CORP-ADR | 50046R101 | SPON | 33 | $1,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 57 | $1,000 | thousands by filing date | |
| VOLTARI CORP NEW | 92870X309 | COM | 700 | $1,000 | thousands by filing date | |
| CHINA GERUI ADVANCED MATERIA | G21101103 | CMN | 3,500 | $1,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U597 | CHINA A SHS ETF | 42 | $1,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 500 | $1,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 100 | $1,000 | thousands by filing date | |
| BROADVISION INC | 111412706 | COM | 70 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 58 | $1,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 100 | $1,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 24 | $1,000 | thousands by filing date | |
| ROCK CREEK PHARMACEUTICALS INC COM NEW | 772081105 | ROCK CREEK PHARMACEUTICALS INC COM NEW | 3,200 | $1,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 35 | $1,000 | thousands by filing date | |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 166 | $1,000 | thousands by filing date | |
| REGADO BIOSCIENCE INC | 75874Q107 | COM | 500 | $1,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEL MONTE CORP ORD | G36738105 | Stock | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANMINA CORP COM | 801056102 | Stock | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEMPER CORP COM | 488401100 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEMTECH CORP COM | 816850101 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTEC INDS INC | 046224101 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEMED CORP NEW | 16359R103 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECHOSTAR CORP | 278768106 | CL A | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY FUELS INC | 292671708 | COM NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO | 277461406 | COM NEW | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TERRENO RLTY CORP | 88146M101 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MADDEN STEVEN LTD | 556269108 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIMEDX GROUP INC | 602496101 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEMOCENTRYX INC | 16383L106 | COM | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HMS HLDGS CORP | 40425J101 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LENNAR CORP CL B | 526057302 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIZENS INC | 174740100 | COMMON STOCK | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| READING INTL INC | 755408101 | CL A | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPAR GROUP INC | 784933103 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLOT LTD | M0854Q105 | SHS | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRATUS PPTYS INC | 863167201 | COM NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMERSON RADIO CORP | 291087203 | COM NEW | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC NEW DEL | 26817R108 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 481 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGENUS INC | 00847G705 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBALSTAR INC | 378973408 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 140 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Gevo Inc | 374396109 | COMMON | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASGN INC | 682159108 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMAGIN CORP | 29076N206 | COM | 81 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MECHEL OAO | 583840103 | SPONSORED ADR | 215 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRONOX LTD | Q9235V101 | SHS CL A | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRULIA INC | 897888103 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 166 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMULEX CORP | 292475209 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KALOBIOS PHARMACEUTICALS INC | 48344T100 | COM | 229 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEMET CORP | 488360207 | COM NEW | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCEWEN MNG INC | 58039P107 | COM | 104 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUANTUM CORP | 747906204 | COM DSSG | 350 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDASSETS INC | 584045108 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| METABOLIX INC | 591018809 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITY NATL CORP | 178566105 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 168 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAST THERAPEUTICS INC | 576314108 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANGIES LIST INC | 034754101 | COM | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMVERSE INC | 20585P105 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SELECT COMFORT CORP | 81616X103 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALERE INC | 01449J105 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVACOPPER INC | 66988K102 | COM | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUIKSILVER INC | 74838C106 | COM | 275 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OI S.A. | 670851203 | SPN ADR REP PFD | 426 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OI S.A. | 670851104 | SPONSORED ADR | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OMEGA PROTEIN CORP | 68210P107 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-14-068732 | this filing | 2014-11-14 | acceptance time not in the bulk data set |