13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 4,073 holding rows worth $3,670,577,000.
- Accession
- 0001144204-14-068732
- Filer
- CIK 1029730
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 4,814 entries on the cover page, a total value of $3,670,577,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,670,577,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 1,724 | $53,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 3,000 | $53,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 7,120 | $53,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 2,800 | $53,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 4,817 | $53,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 1,676 | $52,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 700 | $52,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 4,000 | $52,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 495 | $52,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 3,856 | $52,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 1,794 | $52,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 2,314 | $52,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 613 | $52,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 3,500 | $52,000 | thousands by filing date | |
| BLACKHAWK NET B | 09238E203 | Common Stock | 1,609 | $52,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 581 | $51,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 677 | $51,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 1,012 | $51,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 2,022 | $51,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 568 | $51,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 929 | $51,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 5,800 | $51,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 1,889 | $51,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 500 | $51,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 558 | $51,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 1,197 | $51,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 5,750 | $51,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD NJ QLTY | 09255A100 | COM | 3,651 | $51,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 1,024 | $50,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 1,258 | $50,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 4,123 | $50,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 1,412 | $50,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 521 | $50,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 403 | $50,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP | 67076P102 | CMN | 11,400 | $50,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 1,937 | $50,000 | thousands by filing date | |
| ARES MULTI STRATEGY CR FD IN | 04014Q108 | COM | 2,415 | $50,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 1,039 | $49,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 580 | $49,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 3,402 | $49,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 1,218 | $49,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 20,566 | $49,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 1,389 | $49,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 3,217 | $49,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 1,475 | $49,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 1,772 | $49,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 2,500 | $49,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 274 | $48,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 3,854 | $48,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 1,495 | $48,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 2,818 | $48,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 1,323 | $48,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 1,309 | $48,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 2,880 | $48,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 801 | $48,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 3,750 | $48,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 14,000 | $48,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 974 | $47,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 851 | $47,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 1,448 | $47,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 1,255 | $47,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 1,160 | $47,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 2,504 | $47,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 2,674 | $47,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 782 | $47,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 3,886 | $47,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 3,804 | $47,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 1,362 | $47,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 2,200 | $47,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 650 | $47,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 2,125 | $47,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 8,511 | $47,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 2,655 | $47,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 313 | $46,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 2,725 | $46,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 454 | $46,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 1,711 | $46,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 1,265 | $46,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 3,250 | $46,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 780 | $46,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 1,176 | $46,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 2,797 | $46,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 855 | $46,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 2,000 | $46,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 824 | $46,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 2,060 | $46,000 | thousands by filing date | |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 1,957 | $46,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 753 | $46,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 4,743 | $46,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 1,925 | $46,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 1,200 | $46,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 45,000 | $46,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 1,428 | $46,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 780 | $45,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 1,303 | $45,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 734 | $45,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 1,463 | $45,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 614 | $45,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 1,252 | $45,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 6,350 | $45,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 2,250 | $45,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 2,845 | $45,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 750 | $45,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 3,634 | $45,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 3,301 | $45,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 376 | $45,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 407 | $45,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 1,786 | $45,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 538 | $45,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 1,016 | $44,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 1,179 | $44,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 710 | $44,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 6,650 | $44,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 1,848 | $44,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 2,026 | $44,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 349 | $44,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 1,575 | $44,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 7,290 | $44,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 797 | $44,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 5,877 | $44,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 1,074 | $44,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 36,894 | $44,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 1,201 | $44,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 3,030 | $43,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 637 | $43,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 458 | $43,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 961 | $43,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 1,178 | $43,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 3,160 | $43,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 397 | $43,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 1,570 | $43,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 1,308 | $43,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 1,265 | $43,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 3,600 | $43,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 1,423 | $43,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 4,000 | $43,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 2,267 | $43,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 438 | $43,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 1,680 | $43,000 | thousands by filing date | |
| LIFE TIME FITNESS INC | 53217R207 | COM | 843 | $43,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 1,075 | $43,000 | thousands by filing date | |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 3,300 | $43,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 2,966 | $43,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 2,500 | $43,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 472 | $42,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 1,060 | $42,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 941 | $42,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 1,142 | $42,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 980 | $42,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 982 | $42,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 548 | $42,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 1,880 | $42,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 3,004 | $42,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 2,290 | $42,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 1,265 | $42,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 2,329 | $42,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 931 | $42,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 1,508 | $42,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 9,875 | $42,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 957 | $42,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 1,927 | $42,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 1,300 | $42,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 578 | $42,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 1,639 | $42,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 3,968 | $42,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 702 | $41,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 1,600 | $41,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 2,224 | $41,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 1,017 | $41,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 5,170 | $41,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 978 | $41,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 368 | $41,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 1,371 | $41,000 | thousands by filing date | |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 645 | $41,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 3,000 | $41,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 1,300 | $41,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 971 | $41,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 3,280 | $41,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 2,677 | $41,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 40,000 | $41,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 1,300 | $40,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 464 | $40,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 1,787 | $40,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 1,657 | $40,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 1,105 | $40,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 1,936 | $40,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 1,250 | $40,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 1,045 | $40,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 4,000 | $40,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 446 | $40,000 | thousands by filing date | |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 1,337 | $40,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 1,272 | $39,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 301 | $39,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 461 | $39,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 2,533 | $39,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 2,899 | $39,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 4,000 | $39,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 3,619 | $39,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 1,750 | $39,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 1,529 | $39,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 4,142 | $39,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 497 | $39,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 9,829 | $39,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 1,998 | $39,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 19,600 | $39,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 11,500 | $39,000 | thousands by filing date | |
| ISHARES TARGET DATE 2015 INDEX FUND | 464289305 | ETF | 1,000 | $39,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 3,000 | $39,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y826 | MEIDELL TCT AD | 1,312 | $39,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 725 | $38,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 294 | $38,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 470 | $38,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 3,387 | $38,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 6,897 | $38,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 1,165 | $38,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 1,883 | $38,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 1,372 | $38,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 1,400 | $38,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 2,750 | $38,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 1,110 | $38,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 499 | $38,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 2,425 | $38,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 1,639 | $38,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 634 | $37,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 1,076 | $37,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 677 | $37,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 1,343 | $37,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 1,426 | $37,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 1,800 | $37,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 492 | $37,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 1,424 | $37,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 1,306 | $37,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 2,723 | $37,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 2,499 | $37,000 | thousands by filing date | |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 662 | $37,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 2,303 | $37,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 1,792 | $37,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 1,962 | $36,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 670 | $36,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 562 | $36,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 830 | $36,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 1,226 | $36,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 1,168 | $36,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 2,027 | $36,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 2,242 | $36,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 1,200 | $36,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 35,000 | $36,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 762 | $36,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 778 | $36,000 | thousands by filing date | |
| DEUTSCHE BANK | 25153Q708 | ELE MORN TTL22 | 1,700 | $36,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 499 | $35,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 817 | $35,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 1,347 | $35,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 1,200 | $35,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 1,390 | $35,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 2,530 | $35,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 708 | $35,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 1,469 | $35,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 1,680 | $35,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 2,410 | $35,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 790 | $35,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 1,726 | $35,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 690 | $35,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 521 | $35,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 773 | $35,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 5,430 | $35,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 2,416 | $35,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 2,500 | $35,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 751 | $34,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 4,228 | $34,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 185 | $34,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 486 | $34,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 261 | $34,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 1,552 | $34,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 2,471 | $34,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 718 | $34,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 750 | $34,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 1,028 | $34,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 544 | $34,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 383 | $34,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 2,869 | $34,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 365 | $34,000 | thousands by filing date | |
| REVENUESHARES | 761396308 | EXCHANGE TRADED | 653 | $34,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 771 | $34,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 5,000 | $34,000 | thousands by filing date | |
| GENCORP INC | 368682100 | COM | 2,100 | $34,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 1,403 | $34,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 1,411 | $34,000 | thousands by filing date | |
| ALLIANCE NEW YORK MUN INC FD | 018714105 | COM | 2,700 | $34,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 1,031 | $33,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 816 | $33,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 3,675 | $33,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 1,896 | $33,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 900 | $33,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 815 | $33,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 647 | $33,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 321 | $33,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 1,628 | $33,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 810 | $33,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 562 | $33,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 681 | $33,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 1,200 | $33,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 9,356 | $32,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 2,809 | $32,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 820 | $32,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 332 | $32,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 722 | $32,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 1,243 | $32,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 4,870 | $32,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 3,368 | $32,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 972 | $32,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 484 | $32,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 3,045 | $32,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 888 | $32,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 1,075 | $32,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 906 | $32,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 1,400 | $32,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 424 | $32,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 3,000 | $32,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 3,165 | $32,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 125 | $32,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 2,700 | $32,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 545 | $32,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 1,572 | $32,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 2,083 | $32,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 1,096 | $32,000 | thousands by filing date | |
| WESTMORELAND COAL CO | 960878304 | PFD DP A CV1/4 | 500 | $32,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 1,525 | $31,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 399 | $31,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 653 | $31,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 624 | $31,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 27 | $31,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 1,875 | $31,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 300 | $31,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 1,193 | $31,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 1,775 | $31,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 3,797 | $31,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 710 | $31,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 925 | $31,000 | thousands by filing date | |
| NEW HAMPSHIRE THRIFT BANCSHS | 644722100 | COM | 2,000 | $31,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 616 | $31,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 1,490 | $31,000 | thousands by filing date | |
| AUSPEX PHARMACE | 05211J102 | Common Stock | 1,200 | $31,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 811 | $31,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 595 | $30,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 750 | $30,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 638 | $30,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 633 | $30,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 2,286 | $30,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 906 | $30,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 1,433 | $30,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 2,824 | $30,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 1,019 | $30,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 587 | $30,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 4,740 | $30,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 1,500 | $30,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 1,500 | $30,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 866 | $30,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 456 | $30,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 998 | $30,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 2,053 | $30,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 5,000 | $30,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 808 | $30,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 1,255 | $30,000 | thousands by filing date | |
| MARKET VECTORS | 57060U159 | UNCVTL OIL GAS | 1,020 | $30,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 1,052 | $29,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 3,000 | $29,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 1,434 | $29,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 1,152 | $29,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 2,900 | $29,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 2,272 | $29,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 400 | $29,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 666 | $29,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 6,065 | $29,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 3,810 | $29,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 1,635 | $29,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 1,240 | $29,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 1,500 | $29,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 309 | $29,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 697 | $29,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 3,440 | $29,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 707 | $29,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 1,157 | $29,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 7,800 | $29,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 283 | $29,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 5,594 | $29,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 468 | $29,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 888 | $29,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 884 | $29,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 1,362 | $29,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 1,566 | $29,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 1,844 | $29,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 1,884 | $29,000 | thousands by filing date | |
| ETRACS ALERIAN NAT GAS MLP | 902641620 | CMN | 682 | $29,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 379 | $28,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 5,694 | $28,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 594 | $28,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 639 | $28,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 1,270 | $28,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 1,019 | $28,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 900 | $28,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 659 | $28,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 1,220 | $28,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 1,450 | $28,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 1,116 | $28,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 507 | $28,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 2,167 | $28,000 | thousands by filing date | |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 349 | $28,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 2,850 | $28,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 248 | $28,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 1,817 | $28,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 2,063 | $28,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 2,518 | $28,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 567 | $28,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 799 | $28,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 794 | $28,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 712 | $28,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 3,467 | $28,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 572 | $28,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 2,119 | $28,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 2,162 | $28,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 1,642 | $28,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 5,000 | $28,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 1,453 | $28,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 556 | $28,000 | thousands by filing date | |
| BLACKROCK S&P QUALITY * | 09250D109 | SHS BEN INT | 2,165 | $28,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461639 | EGSHR BYND BRC | 1,273 | $28,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 1,000 | $28,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 955 | $27,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 577 | $27,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 1,188 | $27,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 1,289 | $27,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 904 | $27,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 1,126 | $27,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 483 | $27,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 2,000 | $27,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 456 | $27,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 1,359 | $27,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 463 | $27,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 3,800 | $27,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 1,900 | $27,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 1,800 | $27,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 1,605 | $27,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 1,794 | $27,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 2,006 | $27,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 1,210 | $27,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 1,640 | $27,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 252 | $27,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 1,226 | $27,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 1,968 | $27,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 2,712 | $27,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 800 | $27,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 3,772 | $27,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 894 | $27,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 2,252 | $26,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 424 | $26,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 1,800 | $26,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 350 | $26,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 370 | $26,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 1,489 | $26,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 776 | $26,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 809 | $26,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 2,111 | $26,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 2,300 | $26,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 922 | $26,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 454 | $26,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 1,700 | $26,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 1,093 | $26,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628409 | CUM PFD E 7.25% | 1,000 | $26,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 265 | $25,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 230 | $25,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 2,000 | $25,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 840 | $25,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 535 | $25,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 1,801 | $25,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 506 | $25,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 2,866 | $25,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 489 | $25,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 900 | $25,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 455 | $25,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 719 | $25,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 2,155 | $25,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 735 | $25,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 970 | $25,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 677 | $25,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 1,290 | $25,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 1,000 | $25,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 1,000 | $25,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 879 | $25,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 1,000 | $25,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 956 | $25,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 365 | $25,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 10,000 | $25,000 | thousands by filing date | |
| URS CORP NEW | 903236107 | COM | 437 | $25,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 408 | $25,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 580 | $25,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 326 | $25,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 2,480 | $25,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 994 | $25,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 700 | $25,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-14-068732 | this filing | 2014-11-14 | acceptance time not in the bulk data set |