13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 4,073 holding rows worth $3,670,577,000.
- Accession
- 0001144204-14-068732
- Filer
- CIK 1029730
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 4,814 entries on the cover page, a total value of $3,670,577,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,670,577,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WEBMD HEALTH CORP | 94770V102 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOODRICH PETE CORP | 382410405 | COM NEW | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTL SHIPHOLDING CORP | 460321201 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHOTOMEDEX INC | 719358301 | COM | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCLARO INC | 67555N206 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RELIV INTERNATIONAL INC | 75952R100 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 107 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COSI INC | 22122P200 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QAD INC-A | 74727D306 | CL A | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NGP CAPITAL RESOURCES CO | 62912R107 | COM | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 1,636 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347X138 | BASIC MAT NEW | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORNERSTONE PROGRESSIVE RTN | 21925C101 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORBES ENERGY SVCS LTD | 345143101 | COM | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CROSSROADS SYS INC | 22765d209 | COM NEW | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CGG SPONS ADR | 12531Q105 | ADR | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAMSON OIL AND GAS LIMITED ADR | 796043107 | ADR | 1,333 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHRE ULT DJ-UBS CRUDE OIL | 74347W650 | CMN | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CSR PLC | 12640Y205 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QAD INC-B | 74727D207 | Common | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEEKNET INC | 36846Q203 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AROTECH CORP | 042682203 | COM NEW | 71 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENVEC INC NEW | 37246C307 | cs | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GIGA TRONICS INC | 375175106 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN SPECTRUM REALTY INC | 02970Q203 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIMBERLINE RESOURCES CORP | 887133106 | COM | 3,300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYPERDYNAMICS CORP | 448954206 | COM | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DORAL FINL CORP COM | 25811P852 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCA BIOPHARMA INC | 00211Y209 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288547 | RETAIL CAP IDX | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADIO ONE INC | 75040P108 | CL A | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| * GIGAMEDIA LTD | Y2711Y104 | ORD | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUMENIS LTD | M6778Q121 | SHS CL B | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY TAX INC | 53128T102 | CL A | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACTUA CORPORATION | 005094107 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SFX ENTMT INC | 784178303 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Coupons Com Inc | 22265J102 | Common Stock | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Swisher Hygiene Inc | 870808300 | Common Stock | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EPIRUS Biopharmaceuticals Inc | 29428P107 | Common Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRONC INC | 896082104 | Common equity shares | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VAPOR CORP NEV COM NEW | 922099205 | US SMALL AND MID-CAP EQUITIES | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RXI PHARMACEUTICALS CORP NEW | 74979C303 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Ivanhoe Energy Inc | 465790509 | Common Stock | 239 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOP SHIPS INC | Y8897Y149 | SHS NEW 2014 | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAKES ENTERTAINMEN | 51206P208 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLUMBIA LABS INC | 197779200 | COM NEW | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERTEL HOSPITALITY INC MD | 868526401 | COM NEW ADDED | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AASTROM BIOSCIENCES INC | 00253U404 | COM PAR$ | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-14-068732 | this filing | 2014-11-14 | acceptance time not in the bulk data set |