13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 4,073 holding rows worth $3,670,577,000.
- Accession
- 0001144204-14-068732
- Filer
- CIK 1029730
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 4,814 entries on the cover page, a total value of $3,670,577,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,670,577,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 4,605 | $120,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 5,365 | $120,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 3,216 | $119,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 3,479 | $119,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 17,000 | $119,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 6,000 | $119,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 16,000 | $119,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 10,000 | $119,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 4,602 | $119,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 9,859 | $119,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 1,345 | $118,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 2,997 | $118,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 5,158 | $117,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 2,488 | $117,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 1,645 | $117,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 6,743 | $117,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 3,799 | $117,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 1,577 | $117,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 1,338 | $116,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 13,910 | $116,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 1,987 | $115,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 4,346 | $115,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06741L609 | IPATH DYNM VIX | 3,725 | $115,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 3,304 | $114,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 1,527 | $114,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 2,368 | $114,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 2,142 | $114,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 4,997 | $114,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 1,353 | $114,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 1,809 | $114,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 1,643 | $113,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 2,516 | $113,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 4,362 | $113,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 9,527 | $113,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 14,439 | $113,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 8,172 | $113,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 3,372 | $113,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 1,692 | $112,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 2,365 | $112,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 1,127 | $112,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 6,566 | $112,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 2,448 | $112,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 2,675 | $111,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 2,100 | $111,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 19,644 | $111,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 2,408 | $111,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 4,965 | $111,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 1,468 | $111,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 8,248 | $111,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 6,080 | $110,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 9,400 | $110,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 7,175 | $110,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 1,066 | $109,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 17,277 | $109,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 2,205 | $108,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 11,700 | $108,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 628 | $108,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 93,771 | $108,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 4,170 | $108,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 2,416 | $108,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 1,218 | $107,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 26,800 | $107,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 3,022 | $107,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 1,266 | $107,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 2,592 | $107,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 4,687 | $107,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 1,990 | $107,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 3,523 | $107,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 4,155 | $107,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 1,752 | $107,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 39,387 | $107,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 3,892 | $106,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 1,865 | $106,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 1,257 | $106,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 2,938 | $106,000 | thousands by filing date | |
| DIREXION DAILY | 25459Y306 | TL BD MKT BEAR | 3,095 | $106,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 981 | $105,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 3,428 | $105,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 12,714 | $105,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 20,622 | $104,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 4,877 | $104,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 38,584 | $104,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 1,438 | $104,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 6,297 | $104,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 11,254 | $103,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 8,282 | $103,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 3,741 | $103,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 5,705 | $103,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 2,199 | $103,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 7,509 | $102,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 857 | $101,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 161 | $101,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 14,849 | $101,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 1,930 | $101,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 1,638 | $100,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 453 | $100,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 7,725 | $100,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 2,669 | $99,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 1,339 | $99,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 8,497 | $99,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 16,710 | $99,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 1,706 | $99,000 | thousands by filing date | |
| FISHER ENHANCED BIG CAP GROWTH ETN(FBG) | 90267L508 | ETF | 1,920 | $99,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 1,392 | $98,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 978 | $98,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 3,629 | $98,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 2,723 | $98,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 758 | $98,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 3,350 | $98,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 3,705 | $98,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 3,460 | $98,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 9,772 | $98,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 2,889 | $98,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 2,241 | $98,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 2,143 | $97,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 1,738 | $97,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 3,236 | $97,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 1,088 | $97,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 3,530 | $97,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 537 | $96,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 1,172 | $96,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 3,580 | $96,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 4,714 | $96,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 6,700 | $96,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 3,110 | $95,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 1,644 | $95,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 938 | $95,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 1,947 | $95,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 1,726 | $95,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 2,100 | $95,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 4,262 | $95,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M571 | GUGG CRP BD 2014 | 4,525 | $95,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 10,176 | $95,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 937 | $94,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 833 | $94,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 1,693 | $94,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 1,244 | $94,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 7,400 | $94,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 2,566 | $94,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 7,177 | $94,000 | thousands by filing date | |
| ROYCE FOCUS TR | 78080N108 | COM | 11,883 | $94,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 1,110 | $94,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 2,543 | $94,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 1,328 | $93,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 544 | $93,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 995 | $93,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 736 | $93,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 1,011 | $93,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 1,114 | $93,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 4,857 | $93,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 10,000 | $93,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 4,529 | $92,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 1,220 | $92,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 7,546 | $91,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 809 | $91,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 3,373 | $91,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 1,682 | $91,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 2,077 | $91,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 47,526 | $91,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 3,337 | $91,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 2,079 | $90,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 1,088 | $90,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 1,469 | $90,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 2,954 | $90,000 | thousands by filing date | |
| CBS OUTDOOR AMERICAS INC | 14987J106 | COMMON STOCK | 2,999 | $90,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 8,600 | $90,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 1,259 | $89,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 11,949 | $89,000 | thousands by filing date | |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 4,585 | $89,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 10,697 | $89,000 | thousands by filing date | |
| TW TELECOM INC | 87311L104 | COM | 2,147 | $89,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 1,403 | $89,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 13,434 | $88,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 3,931 | $88,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 563 | $88,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 7,200 | $88,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 2,910 | $88,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 2,761 | $88,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 1,551 | $88,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 4,805 | $88,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 4,154 | $87,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 1,280 | $87,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 1,213 | $86,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 1,668 | $86,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 1,938 | $86,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 4,450 | $86,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 7,400 | $86,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 3,258 | $86,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 29,100 | $86,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 3,025 | $86,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 1,800 | $86,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 4,190 | $86,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 1,395 | $85,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 6,181 | $85,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 6,009 | $85,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 5,090 | $85,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 859 | $85,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 3,512 | $85,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 941 | $84,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 2,809 | $84,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 3,853 | $84,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 1,660 | $84,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 2,489 | $84,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 7,166 | $84,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 6,700 | $84,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 5,617 | $84,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461654 | LOW VOL EM DIV | 5,300 | $84,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 919 | $83,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 1,600 | $83,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 658 | $83,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 12,321 | $83,000 | thousands by filing date | |
| ISHARES TR | 464289404 | S&P TARGET 20 | 2,050 | $83,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,577 | $82,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 6,203 | $82,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 1,898 | $82,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 2,974 | $82,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 2,000 | $82,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 6,210 | $82,000 | thousands by filing date | |
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| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 7,691 | $82,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 4,399 | $81,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 875 | $81,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 791 | $81,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 2,089 | $81,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 1,976 | $81,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 6,255 | $81,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 2,500 | $81,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 2,760 | $81,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 1,001 | $80,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 1,623 | $80,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 2,069 | $80,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 2,920 | $80,000 | thousands by filing date | |
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| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 3,195 | $80,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 5,565 | $80,000 | thousands by filing date | |
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| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 1,071 | $79,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 783 | $79,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 2,183 | $79,000 | thousands by filing date | |
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| YELP INC CL A | 985817105 | Stock | 1,139 | $78,000 | thousands by filing date | |
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| SPIRIT AIRLS INC | 848577102 | COM | 1,121 | $78,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 2,880 | $78,000 | thousands by filing date | |
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| ROLLINS INC COM | 775711104 | Stock | 2,635 | $77,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 1,590 | $77,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 5,675 | $77,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 2,551 | $77,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 4,335 | $77,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 4,576 | $77,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 2,930 | $77,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 1,106 | $77,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 1,812 | $76,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 2,610 | $76,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 1,521 | $76,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 950 | $76,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 1,692 | $76,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 5,306 | $76,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 2,225 | $76,000 | thousands by filing date | |
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| M B T FINANCIAL CORP | 578877102 | Stock | 16,000 | $76,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 2,525 | $76,000 | thousands by filing date | |
| BARCLAYS BANK | 06742A750 | IPATH S&P MLP | 2,200 | $76,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 1,532 | $75,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 7,539 | $75,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 2,970 | $75,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 9,407 | $75,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 741 | $75,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 6,907 | $75,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 4,424 | $75,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 900 | $74,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 1,460 | $74,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 576 | $74,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 5,939 | $74,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 1,503 | $73,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 496 | $73,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 3,238 | $73,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 1,227 | $73,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 1,338 | $73,000 | thousands by filing date | |
| Tasman Metals Ltd | 87652B103 | COM | 98,350 | $73,000 | thousands by filing date | |
| NEOSTEM INC | 640650404 | Common equity shares | 13,150 | $73,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 9,257 | $72,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 1,150 | $72,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 741 | $72,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 1,908 | $72,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 2,300 | $72,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 6,700 | $72,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 3,098 | $72,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 496 | $72,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 3,890 | $72,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 1,337 | $72,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 1,482 | $71,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 5,823 | $71,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 2,398 | $71,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 1,834 | $71,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 1,275 | $71,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 795 | $71,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 881 | $70,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 1,845 | $70,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 2,635 | $70,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 1,915 | $70,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 7,223 | $70,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 16,637 | $70,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 3,100 | $70,000 | thousands by filing date | |
| ISHARES TR | 464288455 | EPRA/NAR NA IN | 1,362 | $70,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 4,005 | $69,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 2,903 | $69,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 3,418 | $69,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 1,474 | $69,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 3,868 | $69,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 2,265 | $69,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 9,850 | $69,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 6,965 | $69,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 2,153 | $68,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 657 | $68,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 5,862 | $68,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 5,600 | $68,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 1,502 | $68,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 2,047 | $68,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 20,195 | $68,000 | thousands by filing date | |
| Liberty Media Corp | 531229300 | COMMON STOCK | 1,443 | $68,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 2,344 | $67,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 570 | $67,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 1,779 | $67,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 1,008 | $67,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 2,750 | $67,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 5,450 | $67,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 1,133 | $67,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 3,238 | $66,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 1,174 | $66,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 869 | $66,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 2,230 | $66,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 2,954 | $66,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 1,904 | $66,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 2,250 | $66,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 755 | $66,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 2,765 | $66,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 953 | $65,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 1,073 | $65,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 2,321 | $65,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 1,391 | $65,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 1,445 | $65,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 1,431 | $65,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 600 | $65,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 2,181 | $65,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 1,419 | $65,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 3,301 | $65,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 2,800 | $65,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 656 | $65,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 1,846 | $65,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 4,176 | $65,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 2,300 | $65,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 1,805 | $65,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 5,128 | $65,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 1,092 | $64,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 1,534 | $64,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 1,339 | $64,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 1,356 | $64,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 4,207 | $64,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 1,200 | $64,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 3,500 | $64,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 4,651 | $64,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 767 | $64,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 10,400 | $64,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 1,542 | $63,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 1,176 | $63,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 785 | $63,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 1,157 | $63,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 3,561 | $63,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 2,037 | $63,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 4,300 | $63,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 1,088 | $62,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 6,013 | $62,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 1,672 | $62,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 1,903 | $62,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 2,003 | $62,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 2,500 | $62,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 12,225 | $62,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 1,384 | $62,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 1,198 | $62,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 1,393 | $61,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 237 | $61,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 1,328 | $61,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 24,725 | $61,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 663 | $61,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 632 | $61,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 1,850 | $61,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 4,125 | $61,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 1,116 | $61,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 990 | $61,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 13,053 | $61,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 550 | $60,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 975 | $60,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 1,119 | $60,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 730 | $60,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 1,970 | $60,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 4,692 | $60,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 699 | $60,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 2,109 | $60,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 4,801 | $60,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 3,512 | $60,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 8,000 | $60,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 8,780 | $59,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 276 | $59,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 1,599 | $59,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 2,163 | $59,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 14,053 | $59,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 1,066 | $59,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 28,575 | $59,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 450 | $59,000 | thousands by filing date | |
| MINNESOTA MUNI INCOME PT | 604062109 | CMN | 3,803 | $59,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 650 | $59,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 1,729 | $59,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 355 | $58,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 4,067 | $58,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 426 | $58,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 1,450 | $58,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 1,900 | $58,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 1,136 | $58,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 2,000 | $58,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 1,963 | $58,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 919 | $58,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 2,508 | $58,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 1,451 | $58,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 1,629 | $57,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 1,542 | $57,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 1,545 | $57,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 3,290 | $57,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 3,684 | $57,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 2,615 | $57,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396209 | MID CAP FD | 1,252 | $57,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 1,625 | $57,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 571 | $56,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 1,357 | $56,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 861 | $56,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 2,226 | $56,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 6,000 | $56,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 838 | $56,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 4,400 | $56,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 1,375 | $56,000 | thousands by filing date | |
| SHYD | 57061R486 | ETF | 2,200 | $56,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 3,044 | $56,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 3,385 | $56,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X830 | RUSS NOMURA PR | 1,225 | $56,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 1,625 | $55,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 1,611 | $55,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 1,058 | $55,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 1,000 | $55,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 2,474 | $55,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 1,534 | $55,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 4,692 | $55,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 366 | $55,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 1,441 | $55,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 20,000 | $55,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 1,028 | $54,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 900 | $54,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 554 | $54,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 1,151 | $54,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 2,604 | $54,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 3,431 | $54,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 1,034 | $54,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 2,726 | $54,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 2,098 | $54,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 961 | $54,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 1,622 | $54,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 1,065 | $54,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 1,160 | $54,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 17,500 | $54,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 837 | $54,000 | thousands by filing date | |
| MARKET VECTORS RVE HARD ASTS | 57060U795 | RVE | 1,462 | $54,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 2,600 | $54,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 992 | $53,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 1,300 | $53,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 1,000 | $53,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 822 | $53,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 2,392 | $53,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 954 | $53,000 | thousands by filing date | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 2,730 | $53,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 1,490 | $53,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-14-068732 | this filing | 2014-11-14 | acceptance time not in the bulk data set |