13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 4,073 holding rows worth $3,670,577,000.
- Accession
- 0001144204-14-068732
- Filer
- CIK 1029730
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 4,814 entries on the cover page, a total value of $3,670,577,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,670,577,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 22,161 | $309,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 22,552 | $309,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 13,458 | $307,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 3,785 | $306,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 2,258 | $305,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 8,397 | $304,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 26,317 | $304,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 29,175 | $303,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 20,928 | $303,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 11,963 | $302,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 10,736 | $302,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 52,140 | $302,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 21,800 | $301,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 12,086 | $300,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 6,224 | $300,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 29,757 | $299,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 11,519 | $299,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 1,136 | $298,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 8,110 | $298,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 26,891 | $296,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 8,240 | $296,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 5,866 | $295,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 5,484 | $295,000 | thousands by filing date | |
| CTPARTNERS EXECUTIVE SEARCH IN | 22945C105 | COMM STK | 18,919 | $295,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 7,105 | $294,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 4,761 | $293,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 24,459 | $293,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 4,580 | $292,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 3,149 | $291,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 1,792 | $291,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 30,563 | $290,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 23,119 | $289,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 6,062 | $289,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 23,112 | $288,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 36,966 | $288,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860103 | COM | 721,200 | $288,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 19,578 | $287,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 10,659 | $286,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 4,166 | $285,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 28,398 | $285,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 4,474 | $284,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 8,320 | $284,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 4,929 | $283,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 9,137 | $283,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 11,874 | $283,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 17,636 | $283,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 2,975 | $282,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 18,893 | $281,000 | thousands by filing date | |
| ISHARES INC | 464286459 | EMKTS VALU IDX | 5,962 | $281,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 20,644 | $280,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 3,141 | $279,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 13,038 | $279,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 11,063 | $279,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 4,390 | $278,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 40,420 | $278,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 3,950 | $277,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 9,531 | $277,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 3,052 | $276,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 7,749 | $276,000 | thousands by filing date | |
| PROSHARES TR SHORT QQQ (PSQ) | 74347R602 | ETF | 17,596 | $276,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 1,916 | $275,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 1,700 | $273,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 5,547 | $273,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 2,668 | $273,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 5,898 | $273,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 10,319 | $273,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 3,926 | $272,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 15,825 | $272,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 10,216 | $271,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 9,985 | $271,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 4,172 | $271,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 13,963 | $270,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 4,942 | $269,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 44,763 | $269,000 | thousands by filing date | |
| BLUE EARTH INC COM | 095428108 | COMMON STOCK | 71,481 | $269,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 17,286 | $266,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 12,180 | $265,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 5,787 | $263,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 4,010 | $263,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 5,353 | $263,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 7,025 | $262,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 17,763 | $260,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 5,779 | $259,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 19,044 | $259,000 | thousands by filing date | |
| PROCERA NETWORKS INC | 74269U203 | COM | 27,000 | $259,000 | thousands by filing date | |
| COLUMBIA ETF TR | 19761R802 | CORE BD ETF | 5,009 | $259,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 21,210 | $258,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 6,793 | $257,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 8,281 | $257,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 1,318 | $256,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 2,778 | $256,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 4,190 | $256,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 10,007 | $256,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 4,295 | $256,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 18,140 | $255,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 7,099 | $255,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 5,837 | $254,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 26,561 | $254,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 10,342 | $254,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 6,450 | $254,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W200 | ENH US SCP ETF | 8,606 | $254,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 22,134 | $253,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 20,759 | $253,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 5,653 | $252,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 4,358 | $252,000 | thousands by filing date | |
| SPDR S&P | 78463X723 | CONSM SPLS ETF | 6,277 | $252,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 5,100 | $250,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 30,926 | $250,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 14,510 | $250,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 1,975 | $249,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 3,149 | $248,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 1,740 | $247,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 11,134 | $247,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 5,664 | $247,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 18,622 | $247,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 17,542 | $245,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 45,358 | $245,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 5,421 | $244,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 4,901 | $243,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 38,000 | $243,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 1,981 | $242,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 13,870 | $242,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 4,370 | $240,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 17,963 | $240,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 20,300 | $240,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 15,180 | $239,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 3,409 | $239,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 5,232 | $239,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 17,363 | $238,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 9,125 | $237,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 29,118 | $237,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 5,670 | $236,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 3,374 | $236,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 16,294 | $236,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 27,784 | $236,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 1,092 | $236,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 3,714 | $236,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 4,178 | $235,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 6,714 | $235,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 19,524 | $235,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 2,156 | $234,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 9,729 | $234,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 22,229 | $234,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 19,930 | $232,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 13,086 | $231,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 8,685 | $231,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 6,187 | $231,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 17,492 | $231,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 4,515 | $231,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 25,636 | $230,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 17,985 | $230,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 5,173 | $229,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 956 | $228,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 7,604 | $227,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,921 | $227,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 38,700 | $227,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 12,101 | $227,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 11,816 | $226,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 25,929 | $226,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 9,102 | $226,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 3,955 | $225,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 4,689 | $225,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 11,010 | $224,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 3,326 | $224,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 2,553 | $223,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 11,111 | $223,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 15,602 | $222,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 17,207 | $222,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 13,200 | $222,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 16,707 | $221,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 15,518 | $221,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 1,914 | $221,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 25,769 | $220,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 1,541 | $220,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 8,580 | $218,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 3,027 | $218,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 18,015 | $218,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 8,914 | $218,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 4,477 | $218,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 137,312 | $218,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 2,385 | $217,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 5,186 | $217,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 8,147 | $217,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 16,581 | $216,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 3,210 | $215,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 9,273 | $215,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 31,877 | $215,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 7,645 | $213,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 17,644 | $213,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 16,348 | $213,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 22,577 | $212,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 4,132 | $211,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 1,128 | $211,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 21,182 | $211,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 5,927 | $211,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 25,645 | $210,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 2,237 | $210,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U514 | INVT GRD FL RT | 8,308 | $209,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 13,540 | $208,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 839 | $208,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 13,644 | $208,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 6,602 | $208,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 15,977 | $208,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 8,418 | $208,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 14,347 | $207,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 3,120 | $207,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 3,042 | $207,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 3,013 | $207,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 4,328 | $206,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 22,308 | $206,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 9,613 | $205,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 3,485 | $205,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 10,299 | $205,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 2,218 | $204,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 3,730 | $204,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 2,099 | $204,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 2,425 | $202,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 4,411 | $201,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 14,828 | $201,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 3,304 | $200,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 6,105 | $200,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 11,278 | $200,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 3,402 | $200,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 7,250 | $199,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 1,485 | $199,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 5,951 | $199,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 2,474 | $198,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 2,621 | $197,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 2,494 | $197,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 8,676 | $196,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 7,445 | $196,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 23,842 | $195,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 7,050 | $193,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 2,741 | $192,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 20,380 | $192,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 13,007 | $192,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 10,988 | $191,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 807 | $191,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 137,073 | $191,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 8,651 | $190,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 11,220 | $190,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 8,050 | $190,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 4,456 | $189,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 2,146 | $188,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 1,569 | $188,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 6,395 | $188,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 3,748 | $187,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 2,073 | $187,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 2,819 | $186,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 3,403 | $186,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 3,785 | $186,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 16,850 | $186,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 6,661 | $185,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 9,397 | $185,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 56,500 | $185,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 12,447 | $184,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 2,269 | $183,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 4,569 | $182,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 2,436 | $182,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 7,705 | $182,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 7,000 | $182,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 14,003 | $182,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1,679 | $181,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 4,288 | $181,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 8,188 | $181,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 4,358 | $180,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 5,025 | $180,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 5,376 | $179,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 1,481 | $179,000 | thousands by filing date | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 4,466 | $179,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 6,280 | $179,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 1,376 | $179,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 3,998 | $178,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 11,714 | $178,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 8,413 | $178,000 | thousands by filing date | |
| OILTANKING PARTNERS L P | 678049107 | UNIT LTD | 3,585 | $178,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 1,808 | $176,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 13,000 | $176,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 2,348 | $176,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 3,550 | $176,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 12,768 | $176,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 3,511 | $175,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 2,437 | $175,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 13,202 | $175,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 16,466 | $175,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,550 | $174,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 16,549 | $174,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 7,520 | $174,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 28,961 | $174,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,582 | $173,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 620 | $173,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 3,895 | $173,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 14,006 | $173,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 2,249 | $172,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 4,233 | $172,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 9,399 | $172,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 5,921 | $172,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 9,539 | $171,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 8,510 | $170,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 11,648 | $170,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,673 | $170,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 6,244 | $170,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 11,023 | $170,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 3,525 | $170,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 3,340 | $169,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 10,579 | $169,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 1,372 | $169,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 1,732 | $169,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 6,653 | $169,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 3,201 | $168,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 2,549 | $168,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 4,479 | $168,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 18,510 | $168,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 12,301 | $168,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 5,600 | $167,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 19,833 | $166,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 4,814 | $166,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 2,500 | $166,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 54,756 | $166,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 11,199 | $165,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 1,414 | $165,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 21,110 | $165,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 9,371 | $164,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 1,950 | $164,000 | thousands by filing date | |
| H & Q LIFE SCIENCES INVS | 404053100 | EXCHANGE TRADED | 7,358 | $163,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 11,681 | $163,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 6,861 | $163,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 4,295 | $162,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 19,098 | $162,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 16,740 | $162,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 8,163 | $162,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 150,000 | $161,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 1,637 | $160,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 2,632 | $160,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 2,427 | $160,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 3,384 | $160,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 13,964 | $159,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 16,145 | $159,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 8,386 | $159,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 8,423 | $158,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 6,411 | $158,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 6,694 | $158,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 6,618 | $158,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 6,829 | $157,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 10,650 | $157,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 2,673 | $157,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 10,098 | $157,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 1,495 | $156,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 22,725 | $156,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 10,911 | $156,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 2,961 | $156,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 4,096 | $156,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 2,654 | $155,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 1,513 | $155,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 7,072 | $155,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 22,300 | $155,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 4,661 | $155,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 4,532 | $154,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 4,200 | $154,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 5,168 | $153,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 1,100 | $152,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 12,033 | $151,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 11,485 | $151,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 4,940 | $151,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 1,550 | $150,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 2,258 | $150,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 5,163 | $150,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 27,334 | $150,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 2,457 | $150,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 132 | $149,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 34,206 | $149,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 955 | $149,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 5,795 | $149,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 12,675 | $149,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 2,256 | $148,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 2,766 | $148,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 4,821 | $147,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 5,788 | $147,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 14,772 | $147,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 10,060 | $146,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 9,896 | $146,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 6,224 | $146,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 6,487 | $146,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 1,449 | $145,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 1,476 | $145,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 5,900 | $145,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 1,967 | $145,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 5,233 | $145,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 5,870 | $145,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 6,878 | $145,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 5,399 | $144,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 6,808 | $144,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 3,145 | $143,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 2,098 | $143,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 16,306 | $143,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 3,391 | $143,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 2,016 | $143,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 7,500 | $143,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 4,138 | $142,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 7,013 | $142,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 1,200 | $142,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 17,065 | $141,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 11,460 | $141,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y743 | ADV GLBALPBETA | 4,495 | $141,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 1,825 | $140,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 701 | $140,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 3,389 | $140,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 2,929 | $140,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 2,707 | $140,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 6,625 | $140,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 67,195 | $140,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 219 | $139,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 4,563 | $139,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 14,279 | $139,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 1,217 | $139,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 4,125 | $139,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 1,355 | $139,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 3,197 | $139,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 8,504 | $138,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 6,376 | $138,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 2,440 | $137,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 15,334 | $137,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 986 | $137,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 8,736 | $137,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 7,138 | $137,000 | thousands by filing date | |
| BDCA VENTURE INC | 05543L106 | COM | 26,000 | $137,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 2,848 | $136,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 3,030 | $136,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 7,745 | $136,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 5,173 | $136,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 5,960 | $136,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 1,864 | $135,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 1,051 | $135,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 2,882 | $135,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 9,385 | $135,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 6,457 | $135,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 12,163 | $135,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 3,631 | $135,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 4,048 | $135,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 1,531 | $134,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 2,700 | $134,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 2,242 | $134,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 19,232 | $134,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 1,910 | $134,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 985 | $134,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 98,550 | $134,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 1,752 | $133,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 1,781 | $133,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 2,873 | $133,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 2,562 | $133,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 15,200 | $133,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 3,700 | $132,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 4,765 | $132,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 9,500 | $132,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 1,834 | $132,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 1,678 | $132,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 1,318 | $131,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 4,367 | $131,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 2,570 | $131,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 22,406 | $131,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 14,830 | $131,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 1,398 | $130,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 13,360 | $130,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 5,394 | $130,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 3,880 | $130,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 2,278 | $129,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 10,561 | $128,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 3,704 | $128,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 1,663 | $128,000 | thousands by filing date | |
| Crestwood Mid Lp New | 226378107 | UNIT LTD PARTNER | 5,654 | $128,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 106 | $127,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 9,379 | $127,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 9,450 | $127,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 5,161 | $126,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 2,574 | $126,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 2,050 | $125,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 1,182 | $125,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 5,129 | $125,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 3,401 | $125,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 6,310 | $125,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 11,268 | $124,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 2,977 | $124,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 2,785 | $124,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 3,871 | $124,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 4,540 | $123,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 40,504 | $123,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 1,330 | $122,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 4,134 | $122,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 19,174 | $122,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 7,153 | $122,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 3,920 | $122,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 1,372 | $122,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 1,842 | $122,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 15,000 | $122,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 2,694 | $122,000 | thousands by filing date | |
| PETROLEUM & RES CORP | 716549100 | COM | 4,240 | $122,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 4,161 | $121,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 1,297 | $121,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 1,554 | $121,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 1,078 | $120,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-14-068732 | this filing | 2014-11-14 | acceptance time not in the bulk data set |