13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 4,073 holding rows worth $3,670,577,000.
- Accession
- 0001144204-14-068732
- Filer
- CIK 1029730
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 4,814 entries on the cover page, a total value of $3,670,577,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,670,577,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 28,755 | $1,018,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 4,294 | $1,017,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 3,068 | $1,016,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 10,975 | $1,014,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 60,244 | $1,010,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 17,488 | $1,003,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 32,865 | $999,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 25,409 | $992,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 90,865 | $991,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 26,005 | $988,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 21,894 | $986,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 10,361 | $982,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 30,724 | $981,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 9,668 | $978,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 16,854 | $977,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 88,734 | $973,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 9,880 | $969,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 7,858 | $969,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 7,435 | $969,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 23,769 | $969,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 13,331 | $965,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 12,816 | $964,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 31,670 | $955,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 35,474 | $954,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 55,880 | $953,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 19,527 | $953,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 13,790 | $952,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 16,967 | $949,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 114,644 | $944,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 26,457 | $939,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 15,223 | $938,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 9,509 | $929,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 12,955 | $925,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 34,134 | $924,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 18,689 | $923,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 7,711 | $922,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 7,736 | $919,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 11,383 | $911,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 7,146 | $908,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 20,645 | $905,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 8,913 | $904,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 39,258 | $904,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 19,520 | $903,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 13,191 | $898,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 6,950 | $896,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 64,556 | $896,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 12,972 | $885,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 10,646 | $884,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 18,503 | $884,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 5,461 | $882,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 31,449 | $880,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 13,052 | $879,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 6,793 | $876,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 184,134 | $875,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 23,338 | $869,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 13,085 | $868,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 54,675 | $868,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 9,019 | $868,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 6,382 | $868,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 23,273 | $866,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 19,538 | $866,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 46,990 | $866,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 20,233 | $865,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 35,136 | $862,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 8,483 | $860,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 53,342 | $858,000 | thousands by filing date | |
| NORTHSTAR REIT | 66704R704 | Common Stock | 48,326 | $854,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 8,249 | $853,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 40,112 | $851,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 31,798 | $851,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 43,456 | $850,000 | thousands by filing date | |
| AMER RLTY CAP HEALTHCAR TR INC COM | 02917R108 | COM | 81,152 | $850,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 17,577 | $848,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 39,689 | $848,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 21,410 | $845,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 16,549 | $845,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 17,074 | $843,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 6,769 | $842,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 46,735 | $842,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 8,946 | $840,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 23,178 | $838,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 9,518 | $837,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 69,668 | $824,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 95,232 | $822,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 22,591 | $820,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 8,904 | $818,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 31,933 | $817,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 15,737 | $813,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 109,398 | $813,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 20,680 | $810,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 14,890 | $808,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 23,639 | $807,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 32,929 | $803,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 22,105 | $802,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 17,438 | $798,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 4,842 | $798,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 7,999 | $793,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 33,718 | $793,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 26,132 | $792,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 16,484 | $791,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 14,061 | $788,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 10,206 | $788,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 80,843 | $782,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 13,814 | $779,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 6,415 | $777,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 31,366 | $777,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 40,804 | $777,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 119,304 | $776,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 35,850 | $775,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 16,692 | $773,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 16,943 | $773,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 10,460 | $768,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 5,895 | $767,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 8,363 | $766,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 7,039 | $766,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 4,660 | $764,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 20,535 | $762,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 8,954 | $758,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 2,099 | $757,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 24,937 | $754,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 21,802 | $749,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 9,958 | $749,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 11,426 | $745,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 15,734 | $744,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 11,700 | $744,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 12,644 | $743,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 14,392 | $741,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 10,423 | $740,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 32,027 | $740,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 7,311 | $736,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 9,830 | $735,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 28,925 | $735,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 64,852 | $732,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 7,385 | $732,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 20,906 | $731,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 6,126 | $730,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 16,284 | $729,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 4,829 | $726,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 15,179 | $723,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 38,354 | $722,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 17,199 | $720,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 7,323 | $720,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 8,295 | $718,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 7,758 | $716,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 39,845 | $715,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 10,555 | $713,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 12,375 | $713,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 7,568 | $712,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 13,559 | $705,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 6,566 | $698,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 11,223 | $695,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 40,487 | $693,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 6,649 | $692,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 19,041 | $688,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 28,678 | $687,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 49,294 | $687,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 23,126 | $686,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 40,931 | $685,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 5,571 | $682,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 21,310 | $681,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 70,308 | $681,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 6,810 | $681,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 19,025 | $681,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 7,885 | $679,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 6,440 | $678,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 14,071 | $678,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 7,515 | $677,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 9,765 | $676,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 20,512 | $674,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 7,458 | $669,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 9,060 | $668,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 8,209 | $665,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 11,714 | $664,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 37,464 | $664,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 17,585 | $658,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 5,662 | $653,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 9,483 | $653,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 6,962 | $653,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 54,905 | $648,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 11,608 | $646,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 11,492 | $646,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 86,015 | $645,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 9,257 | $644,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 14,727 | $641,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 15,650 | $640,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 15,838 | $640,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 36,687 | $638,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 6,765 | $637,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 6,637 | $636,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 30,502 | $636,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 6,606 | $635,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 35,467 | $634,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 5,701 | $632,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 13,014 | $626,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 4,775 | $626,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W101 | ENH US LCP ETF | 20,370 | $626,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 5,393 | $624,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 7,652 | $622,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 17,993 | $622,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 23,727 | $620,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 21,319 | $619,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 12,937 | $617,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 11,856 | $617,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 49,562 | $617,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 13,487 | $615,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 37,241 | $614,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 7,619 | $612,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 43,191 | $612,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 11,020 | $611,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 5,166 | $611,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 20,427 | $607,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 4,894 | $604,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 521 | $604,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 23,816 | $603,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 19,599 | $601,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 7,813 | $599,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 65,136 | $598,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 7,581 | $594,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 15,268 | $591,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 30,934 | $588,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 7,571 | $587,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 9,908 | $584,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 20,876 | $584,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 16,859 | $583,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 7,615 | $581,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 68,616 | $581,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 24,994 | $579,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 40,220 | $579,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 13,241 | $579,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 24,673 | $579,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 9,923 | $578,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 11,490 | $574,000 | thousands by filing date | |
| DOW 30 PREMIUM & DIV INC FD | 260582101 | COM | 36,691 | $573,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 97,023 | $572,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 857 | $571,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 7,987 | $571,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 66,976 | $570,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 10,730 | $569,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 4,831 | $568,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 14,400 | $567,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 4,938 | $562,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 13,184 | $560,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 4,795 | $559,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 14,148 | $558,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 6,401 | $558,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 6,456 | $558,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 40,320 | $555,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 40,776 | $555,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 10,702 | $551,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 12,581 | $549,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 54,239 | $544,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 51,140 | $544,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 54,265 | $543,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 27,861 | $536,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 12,005 | $535,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 5,311 | $534,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 9,068 | $534,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 45,816 | $534,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 8,101 | $533,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 6,564 | $532,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 10,305 | $530,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 24,417 | $529,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 8,812 | $528,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 5,315 | $526,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 9,831 | $526,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 29,773 | $523,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 201,377 | $522,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 10,868 | $519,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 21,563 | $518,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 14,771 | $516,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 10,288 | $516,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 27,353 | $516,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 15,729 | $515,000 | thousands by filing date | |
| DOW 30SM ENHANCED PREM & INC | 260537105 | COM | 38,520 | $515,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 7,841 | $514,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 9,979 | $512,000 | thousands by filing date | |
| EXCEL TR INC | 30068C109 | COM | 43,480 | $512,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 11,250 | $510,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 11,157 | $510,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 4,420 | $509,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 27,194 | $509,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 10,845 | $508,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 15,135 | $506,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 30,183 | $505,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 35,512 | $503,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 18,326 | $503,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 69,525 | $502,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 11,313 | $502,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 6,264 | $499,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 1,979 | $498,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 10,746 | $498,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 7,770 | $497,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 9,964 | $496,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 15,465 | $494,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 21,870 | $494,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 7,648 | $492,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 6,703 | $491,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 8,777 | $489,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 8,508 | $488,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 11,342 | $486,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 5,563 | $484,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 7,285 | $484,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 39,411 | $482,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 137,858 | $481,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 25,000 | $481,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 2,848 | $476,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 154,886 | $475,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 50,326 | $472,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 19,003 | $472,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 7,040 | $471,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 32,542 | $471,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 10,665 | $471,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 4,486 | $470,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 9,590 | $469,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 12,225 | $469,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 4,257 | $468,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 51,672 | $468,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 3,520 | $464,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 15,958 | $462,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 23,035 | $461,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 8,706 | $461,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 5,796 | $461,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 5,505 | $458,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 14,337 | $455,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 5,906 | $454,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 17,917 | $454,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 4,006 | $453,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 5,991 | $449,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 5,486 | $448,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 4,066 | $448,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 92,522 | $448,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 7,212 | $448,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 8,764 | $448,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505103 | YORK HIINC MLP | 25,160 | $446,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 5,667 | $445,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 8,262 | $444,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 19,423 | $444,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 47,373 | $441,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 3,888 | $438,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 54,683 | $438,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 6,996 | $437,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 14,192 | $437,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 41,615 | $437,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 12,147 | $436,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 17,585 | $435,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 5,714 | $434,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 19,266 | $432,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 6,159 | $432,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 20,467 | $432,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 21,885 | $432,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 11,294 | $430,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 9,177 | $429,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 6,423 | $427,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 2,394 | $427,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 8,654 | $426,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 5,719 | $426,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 11,556 | $426,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 23,032 | $426,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 119,735 | $426,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 31,857 | $425,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 16,763 | $425,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 29,796 | $425,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 4,623 | $423,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 11,579 | $422,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 7,005 | $421,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 17,813 | $420,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 3,731 | $418,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 40,583 | $417,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 3,865 | $416,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 10,118 | $414,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 35,344 | $414,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 14,127 | $414,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 26,300 | $413,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 9,604 | $413,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 53,522 | $412,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 16,634 | $410,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 12,778 | $407,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 24,928 | $407,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 7,694 | $407,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 5,302 | $407,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 6,503 | $406,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 34,415 | $406,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 13,785 | $405,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 29,738 | $404,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 3,647 | $403,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 7,506 | $402,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 6,577 | $402,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 7,294 | $402,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 18,617 | $400,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 13,058 | $399,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 9,653 | $399,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 13,038 | $398,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 4,205 | $397,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 11,640 | $394,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 9,549 | $394,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 29,995 | $393,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 9,908 | $393,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 4,096 | $389,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 20,860 | $389,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 9,965 | $389,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 11,359 | $389,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 38,244 | $387,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 2,335 | $387,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 4,334 | $387,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 7,599 | $387,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 6,629 | $386,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 17,111 | $385,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 9,337 | $384,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 19,600 | $384,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 2,632 | $383,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 8,958 | $383,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 5,217 | $383,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 6,040 | $382,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 36,803 | $382,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 6,313 | $380,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 10,625 | $380,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 1,830 | $380,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 11,055 | $379,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 14,519 | $378,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 9,051 | $378,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 5,102 | $373,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 35,419 | $373,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 23,757 | $373,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 8,126 | $372,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 5,143 | $372,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 40,201 | $371,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 31,339 | $369,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 13,435 | $369,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 11,291 | $368,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y644 | Cmn | 15,088 | $368,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 3,017 | $366,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 30,500 | $366,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 717 | $365,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 7,095 | $365,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 45,556 | $365,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 17,447 | $363,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 8,247 | $363,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 6,381 | $359,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 16,078 | $359,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 29,078 | $358,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 8,821 | $357,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 9,187 | $357,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 16,503 | $357,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153105 | COM | 47,600 | $357,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 7,942 | $356,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 12,551 | $356,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 17,840 | $355,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 11,388 | $355,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 5,065 | $354,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 25,007 | $353,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 7,736 | $352,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 4,716 | $352,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 2,132 | $351,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 29,821 | $351,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 5,382 | $348,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 10,232 | $348,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 17,890 | $348,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 3,535 | $346,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 14,655 | $346,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 2,291 | $344,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 9,599 | $342,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 7,510 | $342,000 | thousands by filing date | |
| AMREIT INC | 03216B208 | CL B | 14,896 | $342,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 4,495 | $341,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 26,717 | $340,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 8,751 | $340,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 3,979 | $337,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 10,315 | $337,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE EUROPE | 74348A434 | ETF | 6,054 | $337,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 2,397 | $336,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 20,232 | $336,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 723 | $334,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 11,349 | $334,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 10,097 | $333,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 4,958 | $331,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 4,791 | $330,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 6,276 | $329,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 24,200 | $329,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 10,549 | $328,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 14,952 | $328,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 16,763 | $328,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 10,042 | $326,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 7,419 | $324,000 | thousands by filing date | |
| MARLIN MIDSTREAM PARTNERS LP | 57118V100 | COM UTLTD PTN IN | 15,170 | $324,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 13,220 | $323,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 24,120 | $323,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 2,694 | $322,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 15,182 | $322,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 3,657 | $321,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 9,161 | $320,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 2,443 | $319,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 13,302 | $319,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 5,227 | $318,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 4,902 | $318,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 7,877 | $314,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 10,768 | $313,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 4,658 | $312,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 19,796 | $312,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 20,199 | $311,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 13,198 | $310,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-14-068732 | this filing | 2014-11-14 | acceptance time not in the bulk data set |