13F-HR filed by NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-13, with 2,471 holding rows worth $29,339,489,000.
- Accession
- 0001141802-20-000002
- Filer
- CIK 1141802
- Filed
- 2020-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A combination report, 2,471 entries on the cover page, a total value of $29,339,489,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $29,339,489,000 with VALUE read as thousands by filing date, 13F file number 028-11160. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAFFINITY INVESTMENT ADVISORS, LLC028-14467
- reports for this filerAristotle Capital Management, LLC028-02634
- reports for this filerBERKSHIRE ASSET MANAGEMENT LLC/PA028-05034
- reports for this filerBMO ASSET MANAGEMENT CORP.028-16017
- reports for this filerBoston Partners028-12484
- reports for this filerBrown Advisory LLC028-05775
- reports for this filerCAPITAL GROUP COMPANIES INC028-00218
- reports for this filerChilton Capital Management Advisors, Inc. 028-12632
- reports for this filerCLEARBRIDGE, LLC028-01701
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerDAVIS SELECTED ADVISERS028-04121
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerFIRST TRUST ADVISORS LP028-06487
- reports for this filerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- reports for this filerGW&K Investment Management, LLC028-04145
- reports for this filerHARDING LOEVNER LP028-04434
- reports for this filerHillman Capital Management, Inc.028-11091
- reports for this filerJANUS CAPITAL MANAGEMENT LLC028-01343
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerLegg Mason Private Portfolio Group, LLC 028-12558
- reports for this filerLOGAN CAPITAL MANAGEMENT INC028-05837
- reports for this filerMDT ADVISERS INC 028-07406
- reports for this filerOAK RIDGE INVESTMENTS LLC028-06668
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerPOLEN CAPITAL MANAGEMENT LLC028-03687
- reports for this filerQUANTUM CAPITAL MANAGEMENT028-10887
- reports for this filerRaub Brock Capital Management LP028-15157
- reports for this filerRIVERBRIDGE PARTNERS LLC028-05655
- reports for this filerRUSSELL FRANK CO/028-01190
- reports for this filerSandhill Capital Partners LLC028-15042
- reports for this filerSANTA BARBARA ASSET MANAGEMENT, LLC028-05621
- reports for this filerStrategic Global Advisors, LLC028-16442
- reports for this filerWakefield Asset Managment Corp028-19415
- reports for this filerWCM INVESTMENT MANAGEMENT, LLC028-07104
- reports for this filerWells Fargo Funds Management, LLC028-11406
- reports for this filerWestern Asset Management Company, LLC028-10245
- reports for this filerZACKS INVESTMENT MANAGEMENT028-04587
- reports for this filerZEVENBERGEN CAPITAL INVESTMENTS LLC028-10622
- reports for this filerZiegler Capital Management, LLC028-10982
- included managerNORTHWESTERN MUTUAL LIFE INSURANCE CO028-00229
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 220 | $7,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 117 | $7,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 136 | $7,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 910 | $7,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 50 | $7,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 400 | $7,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 359 | $7,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 172 | $7,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 207 | $7,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 2,000 | $7,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 190 | $7,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 343 | $7,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 300 | $7,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 735 | $7,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 189 | $7,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 696 | $7,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 322 | $7,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 2,000 | $7,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 355 | $7,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 350 | $7,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 45 | $6,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 116 | $6,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 126 | $6,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 1,228 | $6,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 45 | $6,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 186 | $6,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 79 | $6,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 180 | $6,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 198 | $6,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 185 | $6,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 1,001 | $6,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 322 | $6,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 50 | $6,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 123 | $6,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 86 | $6,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 75 | $6,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 30 | $6,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 5 | $6,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 86 | $6,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 500 | $6,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 651 | $6,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 672 | $6,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 114 | $6,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 1,464 | $6,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 1,475 | $6,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 500 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 93 | $6,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 149 | $6,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 1,511 | $6,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 240 | $6,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 453 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 503 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 230 | $6,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 42 | $5,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 200 | $5,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 49 | $5,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 248 | $5,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 190 | $5,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 100 | $5,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 54 | $5,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 208 | $5,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 600 | $5,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 350 | $5,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 38 | $5,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 123 | $5,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 37 | $5,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 28 | $5,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 31 | $5,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 130 | $5,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 1,080 | $5,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 92 | $5,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 275 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 250 | $5,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 196 | $5,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 90 | $5,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 198 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 100 | $5,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 68 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 160 | $5,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 109 | $5,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 751 | $5,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 400 | $5,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 112 | $5,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 150 | $5,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 202 | $5,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 350 | $5,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 568 | $5,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 219 | $5,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 1,000 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 132 | $5,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 1,600 | $5,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 2,550 | $5,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 516 | $5,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 5,250 | $5,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 5,000 | $5,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 4,420 | $5,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 116 | $5,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 7,790 | $5,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 5,500 | $5,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 2,500 | $5,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 7,500 | $5,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 214 | $5,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 88 | $4,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 150 | $4,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 301 | $4,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 120 | $4,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 44 | $4,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 167 | $4,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 75 | $4,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 359 | $4,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 92 | $4,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 43 | $4,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 224 | $4,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 804 | $4,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 38 | $4,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 77 | $4,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 150 | $4,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 115 | $4,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 35 | $4,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 203 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 51 | $4,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 1,000 | $4,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 25 | $4,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 107 | $4,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 82 | $4,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 85 | $4,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 426 | $4,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 134 | $4,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 450 | $4,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 504 | $4,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 100 | $4,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 223 | $4,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 492 | $4,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 250 | $4,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 292 | $4,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 113 | $4,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 145 | $4,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 269 | $4,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 615 | $4,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 808 | $4,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 109 | $4,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 276 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 103 | $4,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 160 | $4,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 1,000 | $4,000 | thousands by filing date | |
| JP MORGAN EXCHANGE TRADED FD | 46641Q803 | DIVERSIFIED ET | 152 | $4,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 124 | $3,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 100 | $3,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 2,000 | $3,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 110 | $3,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 43 | $3,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 18 | $3,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 23 | $3,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 247 | $3,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 53 | $3,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 39 | $3,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 167 | $3,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 22 | $3,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 80 | $3,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 52 | $3,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 96 | $3,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 50 | $3,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 100 | $3,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 124 | $3,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 78 | $3,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 19 | $3,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 42 | $3,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 118 | $3,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 29 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 79 | $3,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 138 | $3,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 400 | $3,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 123 | $3,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 50 | $3,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 237 | $3,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 64 | $3,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 52 | $3,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 100 | $3,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 333 | $3,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 60 | $3,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 133 | $3,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 456 | $3,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 93 | $3,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 249 | $3,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 33 | $3,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 68 | $3,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 500 | $3,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 68 | $3,000 | thousands by filing date | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 79 | $3,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 205 | $3,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 2,743 | $3,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 136 | $3,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 81 | $3,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 437 | $3,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 2,250 | $3,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 2,500 | $3,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 289 | $3,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 100 | $3,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 3,799 | $3,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 68 | $2,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 42 | $2,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 22 | $2,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 44 | $2,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 52 | $2,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 29 | $2,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 4,808 | $2,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 69 | $2,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 139 | $2,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 18 | $2,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 30 | $2,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 31 | $2,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 58 | $2,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 75 | $2,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 23 | $2,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 17 | $2,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 46 | $2,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 33 | $2,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 74 | $2,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 15 | $2,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 36 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 45 | $2,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 75 | $2,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 92 | $2,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 44 | $2,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 22 | $2,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 107 | $2,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 100 | $2,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 5 | $2,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 73 | $2,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 46 | $2,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 74 | $2,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 1,000 | $2,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 58 | $2,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 79 | $2,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 252 | $2,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 48 | $2,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 46 | $2,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 117 | $2,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 20 | $2,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 61 | $2,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 100 | $2,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 119 | $2,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 57 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 40 | $2,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 44 | $2,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 60 | $2,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 110 | $2,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 201 | $2,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 178 | $2,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 500 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 121 | $2,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 125 | $2,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 202 | $2,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 209 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 47 | $2,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 315 | $2,000 | thousands by filing date | |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 571 | $2,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 80 | $2,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 55 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 49 | $2,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 796 | $2,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 46 | $2,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 100 | $2,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 670 | $2,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 285 | $2,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 434 | $2,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 4 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 51 | $1,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 23 | $1,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 31 | $1,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 41 | $1,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 213 | $1,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 13 | $1,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 27 | $1,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 8 | $1,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 6 | $1,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 70 | $1,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 68 | $1,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 11 | $1,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 28 | $1,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 30 | $1,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 4 | $1,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 4 | $1,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 125 | $1,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 39 | $1,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 3 | $1,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 34 | $1,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 28 | $1,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 61 | $1,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 20 | $1,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 7 | $1,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 25 | $1,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 12 | $1,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 2,000 | $1,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 27 | $1,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 48 | $1,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 23 | $1,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 20 | $1,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 7 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 33 | $1,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 14 | $1,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 34 | $1,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 40 | $1,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 17 | $1,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 19 | $1,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 29 | $1,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 13 | $1,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 151 | $1,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 40 | $1,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 7 | $1,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 50 | $1,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 20 | $1,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 88 | $1,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 87 | $1,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 29 | $1,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 50 | $1,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 276 | $1,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 92 | $1,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 16 | $1,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 5 | $1,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 52 | $1,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 34 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 50 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 168 | $1,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 93 | $1,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 11 | $1,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 20 | $1,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 62 | $1,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 300 | $1,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 66 | $1,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 102 | $1,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 152 | $1,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 35 | $1,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 91 | $1,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 20 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 41 | $1,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 46 | $1,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 200 | $1,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 88 | $1,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 250 | $1,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 80 | $1,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 12 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 20 | $1,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 13 | $1,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 506 | $1,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 45 | $1,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 141 | $1,000 | thousands by filing date | |
| JARDEN CORP | 471109AM0 | NOTE 1.125% 3/1 | 1,000 | $1,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 218 | $1,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 14 | $1,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 125 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 14 | $1,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 854 | $1,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 500 | $1,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 13 | $1,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 20 | $1,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 500 | $1,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 1,177 | $1,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 374 | $1,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 21 | $1,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 31 | $1,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 300 | $1,000 | thousands by filing date | |
| BBQ HLDGS INC | 05551A109 | CMN | 200 | $1,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 3,232 | $1,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 133 | $1,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHILDRENS PL INC NEW | 168905107 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEA LTD | 81141R100 | SPONSORD ADS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUALYS INC COM | 74758T303 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| METHANEX CORP COM | 59151K108 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATERA INC COM | 632307104 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DROPBOX INC CL A | 26210C104 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARAMARK COM | 03852U106 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DENISON MINES CORP | 248356107 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTIMMUNE INC | 02155H200 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERON THERAPEUTICS INC | 427746102 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USA TODAY CO INC | 36472T109 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIS BUDGET GROUP INC | 053774105 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEABODY ENGR CORP | 704551100 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW MTN FIN CORP | 647551100 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENWORTH FINL INC | 37247D106 | COM SHS | 97 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWS CORP NEW | 65249B208 | CL B | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVOCURE LTD | G6674U108 | ORD SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHAKE SHACK INC | 819047101 | CL A | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDITAS MEDICINE INC | 28106W103 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETSY INC | 29786A106 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUG PWR INC | 72919P202 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERBALIFE LTD | G4412G101 | COM SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOPE BANCORP INC | 43940T109 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROVISION INC DEL | 594960304 | COM NEW | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIPER SANDLER COMPANIES | 724078100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TENNECO INC | 880349105 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VICTORY PORTFOLIOS II | 92647N527 | CORE BD ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LENNAR CORP CL B | 526057302 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TILRAY INC | 88688T100 | COM CL 2 | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| G III APPAREL GROUP LTD | 36237H101 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RPC INC | 749660106 | COMMON STOCK | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 249 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEENAH PAPER INC | 640079109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Amplify Energy Corp | 03212B103 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIRKS GROUP INC | 09088U109 | CL A COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRISTOL-MYERS SQUIBB CO | 110122140 | RIGHT 12/30/2030 | 242 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Berry Corp | 08579X101 | Common Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DONNELLEY R R & SONS CO | 257867200 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOBLE CORP PLC | G65431101 | SHS USD | 209 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 76 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 96 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITIV CORP | 923454102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CZR | 127686103 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RITE AID CORP | 767754872 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 104 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXONE CO | 302104104 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 166 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEIN MART INC | 858375108 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 336 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXA EQUITABLE HLDGS INC | 054561105 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRICKELL BIOTECH INC | 10802T105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICHAELS COS INC | 59408Q106 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R174 | *W EXP 11/14/202 | 292 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTELL TECHNOLOGIES INC | 957541204 | CL A NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUORUM HEALTH CORP | 74909E106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 76 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEADRILL LTD | G7998G106 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 690 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Trovagene Inc | 897238606 | COM | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORWARD PHARMA A/S | 34986J204 | SPONSORED ADS NEW | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSENTERIX INC | 89366M300 | COM | 241 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 127 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMBER ENERGY INC | 13200M508 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 132 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTURA ENERGY INC | 21241B100 | COM | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENREN INC | 759892201 | SPON ADR A NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TALOS ENERGY INC | 87484T116 | *W EXP 02/28/202 | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Melinta Therapeutics Inc | 58549G209 | Common / Ordinary Stock | 381 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001141802-20-000002 | this filing | 2020-02-13 | acceptance time not in the bulk data set |