13F-HR filed by NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-13, with 2,471 holding rows worth $29,339,489,000.
- Accession
- 0001141802-20-000002
- Filer
- CIK 1141802
- Filed
- 2020-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A combination report, 2,471 entries on the cover page, a total value of $29,339,489,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $29,339,489,000 with VALUE read as thousands by filing date, 13F file number 028-11160. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAFFINITY INVESTMENT ADVISORS, LLC028-14467
- reports for this filerAristotle Capital Management, LLC028-02634
- reports for this filerBERKSHIRE ASSET MANAGEMENT LLC/PA028-05034
- reports for this filerBMO ASSET MANAGEMENT CORP.028-16017
- reports for this filerBoston Partners028-12484
- reports for this filerBrown Advisory LLC028-05775
- reports for this filerCAPITAL GROUP COMPANIES INC028-00218
- reports for this filerChilton Capital Management Advisors, Inc. 028-12632
- reports for this filerCLEARBRIDGE, LLC028-01701
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerDAVIS SELECTED ADVISERS028-04121
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerFIRST TRUST ADVISORS LP028-06487
- reports for this filerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- reports for this filerGW&K Investment Management, LLC028-04145
- reports for this filerHARDING LOEVNER LP028-04434
- reports for this filerHillman Capital Management, Inc.028-11091
- reports for this filerJANUS CAPITAL MANAGEMENT LLC028-01343
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerLegg Mason Private Portfolio Group, LLC 028-12558
- reports for this filerLOGAN CAPITAL MANAGEMENT INC028-05837
- reports for this filerMDT ADVISERS INC 028-07406
- reports for this filerOAK RIDGE INVESTMENTS LLC028-06668
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerPOLEN CAPITAL MANAGEMENT LLC028-03687
- reports for this filerQUANTUM CAPITAL MANAGEMENT028-10887
- reports for this filerRaub Brock Capital Management LP028-15157
- reports for this filerRIVERBRIDGE PARTNERS LLC028-05655
- reports for this filerRUSSELL FRANK CO/028-01190
- reports for this filerSandhill Capital Partners LLC028-15042
- reports for this filerSANTA BARBARA ASSET MANAGEMENT, LLC028-05621
- reports for this filerStrategic Global Advisors, LLC028-16442
- reports for this filerWakefield Asset Managment Corp028-19415
- reports for this filerWCM INVESTMENT MANAGEMENT, LLC028-07104
- reports for this filerWells Fargo Funds Management, LLC028-11406
- reports for this filerWestern Asset Management Company, LLC028-10245
- reports for this filerZACKS INVESTMENT MANAGEMENT028-04587
- reports for this filerZEVENBERGEN CAPITAL INVESTMENTS LLC028-10622
- reports for this filerZiegler Capital Management, LLC028-10982
- included managerNORTHWESTERN MUTUAL LIFE INSURANCE CO028-00229
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CANON INC-ADR | 138006309 | SPONSORED ADR | 1,634 | $45,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 2,281 | $45,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 1,044 | $45,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 612 | $45,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 575 | $44,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 2,657 | $44,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 5,440 | $44,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 356 | $44,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 709 | $44,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 3,286 | $44,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 957 | $44,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 320 | $44,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 864 | $43,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 588 | $43,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 3,270 | $43,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 1,500 | $43,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 14,226 | $43,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 3,060 | $43,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 1,156 | $42,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 513 | $42,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 1,288 | $42,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 1,559 | $42,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 503 | $42,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 6,886 | $42,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 3,567 | $42,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 2,995 | $42,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 558 | $41,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 558 | $41,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 484 | $41,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 1,285 | $41,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 408 | $41,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 4,579 | $41,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 647 | $41,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 982 | $41,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 124 | $41,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 912 | $41,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 2,250 | $41,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 6,407 | $41,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 938 | $40,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 3,689 | $40,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 1,855 | $40,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 335 | $40,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 796 | $40,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 1,562 | $40,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 250 | $40,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 10,771 | $40,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 785 | $39,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 521 | $39,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 399 | $39,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 1,768 | $39,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 815 | $39,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 259 | $38,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 717 | $38,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 11,625 | $38,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 901 | $38,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 580 | $38,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 622 | $38,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 2,100 | $38,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 3,385 | $38,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 1,449 | $38,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 1,053 | $38,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 1,000 | $37,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 216 | $36,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 838 | $36,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 2,363 | $36,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 2,000 | $35,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 739 | $35,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 830 | $35,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 1,572 | $35,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 6,716 | $35,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 2,904 | $35,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 537 | $34,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 332 | $34,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 907 | $34,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 3,125 | $34,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 739 | $34,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 1,500 | $34,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 1,829 | $34,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 1,895 | $34,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 2,449 | $34,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 505 | $33,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 704 | $33,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 774 | $33,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 87 | $33,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 2,289 | $33,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 824 | $33,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 1,975 | $33,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 283 | $33,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 1,669 | $33,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 829 | $32,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 279 | $32,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 541 | $32,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 732 | $32,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 449 | $32,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 3,093 | $32,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 40 | $32,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 1,776 | $32,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R754 | CL A | 624 | $32,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 2,249 | $32,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 310 | $31,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 1,090 | $31,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 271 | $31,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 757 | $31,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 1,631 | $31,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 500 | $31,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 231 | $31,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 1,510 | $31,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 1,400 | $31,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 162 | $31,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 427 | $31,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 903 | $31,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 676 | $31,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 9,300 | $31,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 2,250 | $31,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 1,400 | $30,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 2,206 | $30,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 2,019 | $30,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 6,500 | $30,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 4,100 | $30,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 638 | $30,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 5,943 | $30,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 1,106 | $30,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 398 | $29,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 497 | $29,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 1,500 | $29,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 215 | $29,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 382 | $29,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 1,066 | $29,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 155 | $29,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 818 | $29,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 350 | $29,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 219 | $28,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 459 | $28,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 96 | $28,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 1,000 | $28,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 328 | $28,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 736 | $28,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 469 | $28,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 172 | $28,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 2,359 | $28,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 268 | $28,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 2,533 | $28,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 490 | $28,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 497 | $28,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 682 | $28,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 439 | $28,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 1,059 | $28,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 403 | $27,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 264 | $27,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 2,500 | $27,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 1,071 | $27,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 1,500 | $27,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 4,599 | $27,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 728 | $27,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 1,259 | $27,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 5,742 | $27,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 621 | $26,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 1,247 | $26,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 2,125 | $26,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 422 | $26,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 860 | $26,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 1,339 | $26,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 708 | $26,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 654 | $26,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 406 | $26,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 1,150 | $26,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 366 | $26,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 2,165 | $26,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 583 | $26,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 637 | $26,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 216 | $25,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 2,327 | $25,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 3,128 | $25,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 532 | $25,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 1,030 | $25,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 500 | $25,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 32,000 | $25,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 695 | $24,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 1,000 | $24,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 700 | $24,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 271 | $24,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 3,290 | $24,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 1,641 | $24,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 885 | $24,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 617 | $24,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 2,170 | $24,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 566 | $24,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G780 | VIRTUS REAL AS | 939 | $24,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 3,000 | $24,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 1,450 | $23,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 324 | $23,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 90 | $23,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 400 | $23,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 1,043 | $23,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 473 | $23,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 634 | $23,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 1,035 | $23,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 640 | $23,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 243 | $23,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 382 | $23,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 1,699 | $23,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 320 | $23,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 1,100 | $23,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 340 | $23,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 938 | $23,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 869 | $23,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 937 | $23,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 1,738 | $23,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 4,000 | $23,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 648 | $22,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 500 | $22,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 2,316 | $22,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 1,339 | $22,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 1,015 | $22,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 732 | $22,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 26,535 | $22,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 711 | $22,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 239 | $21,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 249 | $21,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 1,000 | $21,000 | thousands by filing date | |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 241 | $21,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 1,500 | $21,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 187 | $21,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 2,902 | $21,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 109 | $21,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 1,170 | $21,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 513 | $21,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G798 | VIRTUS PVT CR | 834 | $21,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 2,237 | $21,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 217 | $20,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 305 | $20,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 1,500 | $20,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 1,100 | $20,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 191 | $20,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 6,846 | $20,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 2,004 | $20,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 1,393 | $20,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 387 | $20,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 171 | $20,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 1,147 | $19,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 723 | $19,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 450 | $19,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 488 | $19,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 632 | $19,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 577 | $19,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 2,179 | $19,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 3,390 | $19,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 964 | $19,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 163 | $19,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 1,007 | $19,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 400 | $19,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 403 | $19,000 | thousands by filing date | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 653 | $19,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 164 | $19,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 606 | $19,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 1,064 | $19,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 512 | $19,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 147 | $19,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L405 | CMN | 1,000 | $19,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 1,046 | $19,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 510 | $19,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 138 | $18,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 200 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 615 | $18,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 645 | $18,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 203 | $18,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 250 | $18,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 487 | $18,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 460 | $18,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 1,365 | $18,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 500 | $18,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 500 | $18,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 819 | $18,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 275 | $18,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 8,278 | $18,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 677 | $18,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 1,091 | $18,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 106 | $17,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 600 | $17,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 189 | $17,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 765 | $17,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 4,365 | $17,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 507 | $17,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 700 | $17,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 121 | $17,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 313 | $17,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 1,834 | $17,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 1,206 | $17,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 155 | $17,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 408 | $17,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 450 | $17,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 858 | $17,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 2,750 | $17,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 1,186 | $17,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 184 | $17,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 3,613 | $17,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 757 | $16,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 58 | $16,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 428 | $16,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 320 | $16,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 298 | $16,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 412 | $16,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 238 | $16,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 1,105 | $16,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 429 | $16,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 146 | $16,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 2,168 | $16,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 958 | $16,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 496 | $16,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 1,046 | $16,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 283 | $16,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 639 | $16,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 347 | $16,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 1,184 | $16,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 1,134 | $16,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 2,301 | $16,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 1,011 | $16,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 266 | $15,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 533 | $15,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 285 | $15,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 151 | $15,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 99 | $15,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 276 | $15,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 189 | $15,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 1,894 | $15,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 234 | $15,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 167 | $15,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 965 | $15,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 71 | $15,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 567 | $15,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 625 | $15,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 1,738 | $15,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 810 | $15,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 1,063 | $15,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 608 | $15,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 400 | $15,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 453 | $15,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 473 | $15,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 414 | $15,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 1,156 | $14,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 167 | $14,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 700 | $14,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 206 | $14,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 2,125 | $14,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 4,000 | $14,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 585 | $14,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 121 | $14,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 2,180 | $14,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 269 | $14,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 1,500 | $14,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 486 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 257 | $14,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 700 | $14,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 524682200 | CMN | 373 | $14,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 421 | $14,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 1,384 | $14,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 681 | $14,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 750 | $14,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 634 | $13,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 144 | $13,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 179 | $13,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 151 | $13,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 763 | $13,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 215 | $13,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,876 | $13,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 375 | $13,000 | thousands by filing date | |
| O-I GLASS INC | 67098H104 | COM | 1,034 | $13,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 199 | $13,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 117 | $13,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 226 | $13,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 1,802 | $13,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 274 | $13,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 1,295 | $13,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 1,375 | $13,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 384 | $13,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 859 | $12,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 83 | $12,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 1,059 | $12,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 373 | $12,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 311 | $12,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 167 | $12,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 200 | $12,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 529 | $12,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 205 | $12,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 8 | $12,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 240 | $12,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 732 | $12,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 653 | $12,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 263 | $12,000 | thousands by filing date | |
| TCF FINANCIAL CORPORATION NE | 872307103 | COM | 247 | $12,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 2,740 | $12,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 103 | $12,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 517 | $12,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 2,652 | $12,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 1,323 | $12,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 764 | $12,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 588 | $12,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 1,244 | $12,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 1,842 | $12,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 1,026 | $12,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 552 | $12,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 400 | $12,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 2,048 | $12,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 16,750 | $12,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V654 | DYNMC RETAIL | 280 | $12,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 166 | $11,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 300 | $11,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 297 | $11,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 511 | $11,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 110 | $11,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 1,000 | $11,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 625 | $11,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 351 | $11,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 689 | $11,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 1,473 | $11,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 252 | $11,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 100 | $11,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 1,000 | $11,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 275 | $11,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 99 | $11,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 300 | $11,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 2,500 | $11,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 285 | $11,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W202 | UNIT 04/30/2022 | 169 | $11,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 327 | $10,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 450 | $10,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 315 | $10,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 181 | $10,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 218 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 155 | $10,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 74 | $10,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 94 | $10,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 2,000 | $10,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 1,000 | $10,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 1,528 | $10,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 477 | $10,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 90 | $10,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 866 | $10,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 2,500 | $10,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 1,000 | $10,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 735 | $10,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 693 | $10,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 529 | $10,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 338 | $10,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 100 | $10,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 295 | $9,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 208 | $9,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 983 | $9,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 196 | $9,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 256 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 400 | $9,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 100 | $9,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 128 | $9,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 241 | $9,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 245 | $9,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 693 | $9,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 550 | $9,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 1,551 | $9,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,427 | $9,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 860 | $9,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 1,867 | $9,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 1,852 | $9,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 72 | $8,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 675 | $8,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 157 | $8,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 120 | $8,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 123 | $8,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 795 | $8,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 50 | $8,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 122 | $8,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 81 | $8,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 365 | $8,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 42 | $8,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 1,010 | $8,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 100 | $8,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 150 | $8,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 141 | $8,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 539 | $8,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 195 | $8,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 223 | $8,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE VALUE ETF | 02072L102 | ETF | 277 | $8,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 3,100 | $8,000 | thousands by filing date | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 1,000 | $8,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 618 | $8,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 2,527 | $8,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 332 | $8,000 | thousands by filing date | |
| CAROLINA TR BANCSHARES INC | 14422P105 | COM | 637 | $8,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 190 | $7,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 99 | $7,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 478 | $7,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 321 | $7,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 62 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 183 | $7,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 265 | $7,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 147 | $7,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 5 | $7,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 726 | $7,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 951 | $7,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 147 | $7,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 100 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001141802-20-000002 | this filing | 2020-02-13 | acceptance time not in the bulk data set |