13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 4,164 holding rows worth $102,843,944,000.
- Accession
- 0001140361-17-042826
- Filer
- CIK 824468
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 19,307 entries on the cover page, a total value of $102,843,944,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $102,843,944,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 64,620 | $2,107,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 48,010 | $2,107,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 34,255 | $2,106,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 62,164 | $2,103,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 20,000 | $2,099,000 | thousands by filing date | put |
| GLOBALSTAR INC | 378973408 | COM | 1,287,056 | $2,098,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 2,085,000 | $2,098,000 | thousands by filing date | principal |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 73,489 | $2,093,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 80,190 | $2,085,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 23,681 | $2,084,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 109,589 | $2,084,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 40,775 | $2,084,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 94,452 | $2,083,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 57,003 | $2,083,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 381,198 | $2,080,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 117,148 | $2,079,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 769,860 | $2,079,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 92,854 | $2,070,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 148,233 | $2,067,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 80,752 | $2,067,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 35,471 | $2,066,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 97,832 | $2,066,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 139,649 | $2,065,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 36,845 | $2,063,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 50,457 | $2,063,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 64,260 | $2,048,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 110,596 | $2,047,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 40,638 | $2,045,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 154,060 | $2,041,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 41,230 | $2,040,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 34,248 | $2,040,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 150,325 | $2,035,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 50,000 | $2,033,000 | thousands by filing date | put |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 193,654 | $2,031,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 59,211 | $2,027,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 38,724 | $2,026,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 43,756 | $2,025,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 114,775 | $2,021,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 80,361 | $2,016,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 79,458 | $2,013,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 150,472 | $2,010,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 147,056 | $2,009,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 48,821 | $1,992,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 64,853 | $1,986,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 59,903 | $1,986,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 118,454 | $1,985,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 37,922 | $1,984,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 94,378 | $1,978,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 50,096 | $1,971,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 270,000 | $1,971,000 | thousands by filing date | put |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 300,000 | $1,971,000 | thousands by filing date | put |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 300,000 | $1,971,000 | thousands by filing date | call |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 57,222 | $1,968,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 22,825 | $1,967,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 55,445 | $1,967,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 45,609 | $1,966,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 113,925 | $1,965,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 96,722 | $1,963,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 35,000 | $1,959,000 | thousands by filing date | put |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 35,000 | $1,959,000 | thousands by filing date | call |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 403,650 | $1,958,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 111,276 | $1,957,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 127,215 | $1,952,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 50,000 | $1,951,000 | thousands by filing date | call |
| TRUSTCO BK CORP N Y | 898349105 | COM | 218,848 | $1,949,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 68,030 | $1,949,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 26,085 | $1,947,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 48,733 | $1,945,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 7,954 | $1,944,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 76,777 | $1,940,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 15,165 | $1,938,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 56,281 | $1,937,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 41,698 | $1,934,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 34,592 | $1,930,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 56,261 | $1,929,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 46,349 | $1,929,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 21,000 | $1,924,000 | thousands by filing date | put |
| EBAY INC. COM | 278642103 | Stock | 50,000 | $1,923,000 | thousands by filing date | call |
| CALLAWAY GOLF CO | 131193104 | COM | 133,273 | $1,923,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 50,899 | $1,922,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 2,487,000 | $1,921,000 | thousands by filing date | principal |
| CUBIC CORP | 229669106 | COM | 37,464 | $1,910,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 2,040,000 | $1,910,000 | thousands by filing date | principal |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 81,457 | $1,908,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 142,482 | $1,901,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 119,862 | $1,901,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 36,070 | $1,892,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 158,888 | $1,890,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 2,303,000 | $1,888,000 | thousands by filing date | principal |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 50,733 | $1,887,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 76,834 | $1,886,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 28,627 | $1,882,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 123,219 | $1,881,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 24,031 | $1,881,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 67,551 | $1,880,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 55,830 | $1,878,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 25,026 | $1,878,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 43,597 | $1,877,000 | thousands by filing date | |
| ANDEAVOR LOGISTICS LP NPV | 03350F106 | COM UNIT LP INT | 37,477 | $1,876,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 168,677 | $1,876,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 28,971 | $1,874,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 88,709 | $1,871,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 16,154 | $1,870,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 15,350 | $1,866,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 87,801 | $1,861,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 12,643 | $1,859,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 38,968 | $1,855,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 161,624 | $1,855,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 355,612 | $1,849,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 1,545,000 | $1,849,000 | thousands by filing date | principal |
| CONSOLIDATED EDISON INC | 209115104 | COM | 22,900 | $1,848,000 | thousands by filing date | put |
| BIOTELEMETRY INC | 090672106 | COM | 55,932 | $1,846,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 47,301 | $1,837,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 36,200 | $1,835,000 | thousands by filing date | call |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 71,800 | $1,831,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 211,629 | $1,828,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 20,457 | $1,825,000 | thousands by filing date | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 50,000 | $1,822,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 30,673 | $1,819,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 25,700 | $1,816,000 | thousands by filing date | put |
| CENOVUS ENERGY INC | 15135U109 | COM | 181,100 | $1,815,000 | thousands by filing date | put |
| PEABODY ENGR CORP | 704551100 | COM | 62,524 | $1,814,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 61,820 | $1,810,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 16,300 | $1,809,000 | thousands by filing date | put |
| REDWOOD TRUST INC | 758075402 | COM | 111,049 | $1,809,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 46,412 | $1,809,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 103,972 | $1,808,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 46,057 | $1,808,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 129,313 | $1,808,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 62,314 | $1,808,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 101,760 | $1,807,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 32,324 | $1,807,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 29,250 | $1,804,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 56,281 | $1,801,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 229,533 | $1,800,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 13,600 | $1,798,000 | thousands by filing date | call |
| UNIT CORP | 909218109 | COM | 87,197 | $1,795,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 30,799 | $1,793,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 42,231 | $1,789,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 45,052 | $1,788,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 36,978 | $1,784,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 46,892 | $1,782,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 49,547 | $1,782,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 34,816 | $1,780,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 15,890 | $1,777,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 35,964 | $1,776,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 99,987 | $1,775,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 74,671 | $1,774,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 115,200 | $1,774,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 60,013 | $1,773,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 27,138 | $1,771,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 146,660 | $1,768,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 43,681 | $1,767,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 15,671 | $1,767,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 37,939 | $1,765,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 1,805,000 | $1,761,000 | thousands by filing date | principal |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 121,863 | $1,760,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 18,400 | $1,758,000 | thousands by filing date | put |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 992,225 | $1,756,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 109,754 | $1,753,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 76,469 | $1,745,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 50,508 | $1,741,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 128,297 | $1,739,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 99,332 | $1,738,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 86,360 | $1,734,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 47,666 | $1,732,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 30,522 | $1,730,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 46,498 | $1,723,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 54,853 | $1,721,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 39,241 | $1,719,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 39,418 | $1,718,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 75,842 | $1,717,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 1,200,667 | $1,717,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 121,490 | $1,716,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 37,702 | $1,715,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 127,229 | $1,713,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 78,130 | $1,710,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 57,513 | $1,710,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 47,717 | $1,700,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 18,920 | $1,699,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 32,848 | $1,698,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 48,434 | $1,698,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 49,123 | $1,694,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 62,920 | $1,693,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 142,340 | $1,690,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 190,321 | $1,689,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 74,998 | $1,684,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 75,000 | $1,679,000 | thousands by filing date | put |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 41,170 | $1,678,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 66,276 | $1,676,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 52,123 | $1,676,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 43,958 | $1,675,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 40,000 | $1,674,000 | thousands by filing date | call |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 53,714 | $1,669,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 58,129 | $1,666,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 56,477 | $1,657,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 131,859 | $1,657,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 38,569 | $1,656,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 82,804 | $1,656,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 39,224 | $1,655,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 46,155 | $1,655,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 57,958 | $1,654,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 44,993 | $1,653,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 78,211 | $1,653,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 66,091 | $1,652,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 4,736 | $1,652,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 110,743 | $1,652,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 40,068 | $1,651,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 110,976 | $1,649,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 14,000 | $1,648,000 | thousands by filing date | put |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 113,132 | $1,648,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 96,080 | $1,647,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 107,008 | $1,646,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 202,028 | $1,645,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 85,501 | $1,645,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 29,323 | $1,643,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 37,479 | $1,640,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 266,599 | $1,640,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 43,563 | $1,636,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 20,000 | $1,635,000 | thousands by filing date | call |
| NATUS MEDICAL INC | 639050103 | COM | 43,521 | $1,632,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 16,934 | $1,630,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 180,973 | $1,629,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 20,000 | $1,628,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 39,071 | $1,627,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 74,848 | $1,625,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 30,034 | $1,622,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 61,954 | $1,620,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 49,987 | $1,619,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 63,087 | $1,618,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 114,991 | $1,618,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 28,521 | $1,617,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 33,000 | $1,616,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 25,000 | $1,614,000 | thousands by filing date | put |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 1,532,000 | $1,611,000 | thousands by filing date | principal |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 75,473 | $1,608,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 286,121 | $1,608,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 1,780,000 | $1,608,000 | thousands by filing date | principal |
| LAKELAND FINL CORP | 511656100 | COM | 32,973 | $1,607,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 43,237 | $1,606,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 19,574 | $1,604,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 118,707 | $1,603,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 62,980 | $1,603,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 110,535 | $1,602,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 15,048 | $1,598,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 33,127 | $1,596,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 239,170 | $1,596,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 32,607 | $1,592,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 64,222 | $1,590,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 29,937 | $1,590,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 27,773 | $1,588,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 14,483 | $1,587,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 44,464 | $1,587,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 22,041 | $1,584,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 20,768 | $1,584,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 73,776 | $1,579,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 27,600 | $1,578,000 | thousands by filing date | call |
| DOMINION DIAMOND CORP | 257287102 | COM | 111,319 | $1,578,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 55,766 | $1,576,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 1,300,000 | $1,575,000 | thousands by filing date | principal |
| PATRICK INDS INC | 703343103 | COM | 18,699 | $1,573,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 77,086 | $1,573,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 63,258 | $1,568,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 44,857 | $1,566,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 63,449 | $1,558,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 67,828 | $1,558,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 104,951 | $1,557,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 68,839 | $1,556,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 130,814 | $1,555,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 48,799 | $1,554,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 10,508 | $1,551,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 41,640 | $1,550,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 26,571 | $1,550,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 35,395 | $1,543,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 16,650 | $1,540,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 35,015 | $1,535,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 49,000 | $1,531,000 | thousands by filing date | put |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 90,548 | $1,531,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 30,604 | $1,521,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 101,263 | $1,520,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 14,173 | $1,518,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 71,059 | $1,518,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 245,144 | $1,515,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 252,073 | $1,515,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 88,314 | $1,515,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 46,695 | $1,514,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 45,000 | $1,512,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 35,520 | $1,511,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 76,934 | $1,511,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 50,446 | $1,509,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 229,481 | $1,508,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 59,376 | $1,502,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 54,843 | $1,499,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 31,994 | $1,498,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 13,910 | $1,493,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 66,369 | $1,493,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 20,503 | $1,492,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 48,000 | $1,490,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 29,448 | $1,488,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 1,300,000 | $1,487,000 | thousands by filing date | principal |
| PREMIER INC | 74051N102 | CL A | 45,616 | $1,486,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 46,453 | $1,486,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 50,880 | $1,485,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 8,337 | $1,484,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 50,401 | $1,483,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 54,900 | $1,482,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 27,435 | $1,480,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 106,815 | $1,472,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 95,769 | $1,470,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 90,704 | $1,466,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 13,185 | $1,461,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 130,424 | $1,460,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 88,078 | $1,459,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 35,415 | $1,457,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 25,932 | $1,454,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 51,027 | $1,454,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 68,064 | $1,453,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 29,772 | $1,450,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 20,456 | $1,450,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 35,865 | $1,450,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 38,299 | $1,447,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 42,367 | $1,447,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 157,900 | $1,445,000 | thousands by filing date | put |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 23,732 | $1,445,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 67,353 | $1,442,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 45,900 | $1,440,000 | thousands by filing date | call |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 68,743 | $1,439,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 6,662 | $1,438,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 42,872 | $1,437,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 56,055 | $1,437,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 21,666 | $1,434,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 97,500 | $1,433,000 | thousands by filing date | call |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 80,048 | $1,431,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 121,116 | $1,429,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 64,080 | $1,428,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 115,298 | $1,427,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 1,410,000 | $1,426,000 | thousands by filing date | principal |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 54,770 | $1,425,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 16,297 | $1,423,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 73,682 | $1,422,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 28,515 | $1,420,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 1,245,167 | $1,420,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 1,416,000 | $1,418,000 | thousands by filing date | principal |
| NOBLE CORP PLC | G65431101 | SHS USD | 307,920 | $1,417,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 191,558 | $1,416,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 44,768 | $1,414,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 16,000 | $1,413,000 | thousands by filing date | call |
| HARTE-HANKS INC | 416196103 | COM | 1,317,088 | $1,409,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 22,015 | $1,398,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 10,000 | $1,397,000 | thousands by filing date | put |
| US ECOLOGY INC COM | 91732J102 | COM | 25,988 | $1,397,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 30,291 | $1,397,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 61,527 | $1,395,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 20,678 | $1,394,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 1,370,000 | $1,393,000 | thousands by filing date | principal |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 54,900 | $1,391,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 21,130 | $1,390,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 108,552 | $1,390,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 64,660 | $1,389,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 708,881 | $1,388,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 1,319,000 | $1,386,000 | thousands by filing date | principal |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 61,000 | $1,385,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 31,646 | $1,384,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 16,873 | $1,382,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 21,373 | $1,381,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 19,957 | $1,376,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 38,899 | $1,375,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 55,251 | $1,375,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 37,500 | $1,373,000 | thousands by filing date | put |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 30,002 | $1,373,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 63,933 | $1,371,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 10,408 | $1,370,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 46,030 | $1,370,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 87,157 | $1,370,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 82,452 | $1,369,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 86,428 | $1,365,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 28,359 | $1,358,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 31,049 | $1,355,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 80,369 | $1,354,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 61,282 | $1,354,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 9,007 | $1,351,000 | thousands by filing date | |
| GLBR 2.25 06/18 | 302693AB2 | Bond 30/360P2 U | 3,211,000 | $1,347,000 | thousands by filing date | principal |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 144,060 | $1,344,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 139,137 | $1,343,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 127,903 | $1,338,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 14,526 | $1,335,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 10,651 | $1,335,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 36,996 | $1,332,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 49,774 | $1,331,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 77,686 | $1,329,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 90,000 | $1,328,000 | thousands by filing date | call |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 93,834 | $1,326,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 66,711 | $1,324,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 20,775 | $1,321,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 17,311 | $1,321,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 27,265 | $1,316,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 39,293 | $1,315,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 34,778 | $1,314,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 681,000 | $1,314,000 | thousands by filing date | principal |
| CALERES INC | 129500104 | COM | 42,903 | $1,309,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 42,300 | $1,304,000 | thousands by filing date | call |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 30,804 | $1,304,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 25,000 | $1,302,000 | thousands by filing date | call |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 27,250 | $1,297,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 71,070 | $1,295,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 41,789 | $1,294,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 162,485 | $1,294,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 15,435 | $1,293,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 90,000 | $1,290,000 | thousands by filing date | call |
| GTT COMMUNICATIONS INC | 362393100 | COM | 40,722 | $1,288,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 99,681 | $1,287,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 13,033 | $1,285,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 48,747 | $1,284,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 45,126 | $1,281,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 66,427 | $1,279,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 13,574 | $1,278,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 81,540 | $1,276,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 56,735 | $1,269,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 31,787 | $1,266,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 27,500 | $1,266,000 | thousands by filing date | put |
| APACHE CORP | 037411105 | COM | 27,500 | $1,260,000 | thousands by filing date | call |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 43,191 | $1,258,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 30,363 | $1,258,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 26,056 | $1,257,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 85,925 | $1,257,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 55,524 | $1,254,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 44,371 | $1,251,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 20,685 | $1,249,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 89,915 | $1,249,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 64,442 | $1,249,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 48,160 | $1,247,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 24,567 | $1,246,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 8,494 | $1,242,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 64,471 | $1,241,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 53,850 | $1,238,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 64,789 | $1,235,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 35,775 | $1,229,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 13,857 | $1,226,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 27,460 | $1,226,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 205,000 | $1,224,000 | thousands by filing date | call |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 806,000 | $1,221,000 | thousands by filing date | principal |
| H2O AMERICA | 784305104 | COM | 21,559 | $1,220,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 359,394 | $1,218,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 45,054 | $1,217,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 158,205 | $1,214,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 1,199,000 | $1,213,000 | thousands by filing date | principal |
| TEXAS | 882610108 | COMMON STOCK | 3,000 | $1,212,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 10,255 | $1,212,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 35,940 | $1,208,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 60,000 | $1,204,000 | thousands by filing date | put |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 5,669 | $1,204,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 61,690 | $1,203,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 1,265,208 | $1,202,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 1,160,000 | $1,201,000 | thousands by filing date | principal |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 76,331 | $1,199,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 1,040,000 | $1,199,000 | thousands by filing date | principal |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 62,691 | $1,197,000 | thousands by filing date | |
| MARRIOTT VACATIONS WRLDWDE C | 57164YAA5 | NOTE 1.500% 9/1 | 1,145,000 | $1,196,000 | thousands by filing date | principal |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 77,062 | $1,195,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 17,666 | $1,189,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 63,759 | $1,189,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 10,233 | $1,188,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 61,000 | $1,188,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 47,163 | $1,187,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 69,163 | $1,186,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 1,235,000 | $1,183,000 | thousands by filing date | principal |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 31,587 | $1,182,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 51,663 | $1,180,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 51,388 | $1,179,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 61,682 | $1,179,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 84,775 | $1,178,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 26,292 | $1,177,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 20,710 | $1,176,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 308,550 | $1,175,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 35,239 | $1,172,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 41,500 | $1,170,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 36,407 | $1,169,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 62,125 | $1,168,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 20,993 | $1,168,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 69,288 | $1,168,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 72,285 | $1,165,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 1,077,000 | $1,165,000 | thousands by filing date | principal |
| OCEANFIRST FINL CORP | 675234108 | COM | 42,257 | $1,162,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 46,072 | $1,161,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 995,000 | $1,159,000 | thousands by filing date | principal |
| MORNINGSTAR INC COM | 617700109 | Stock | 13,613 | $1,157,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 18,231 | $1,156,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 15,945 | $1,155,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 1,145,000 | $1,155,000 | thousands by filing date | principal |
| PTC THERAPEUTICS INC | 69366J200 | COM | 57,666 | $1,154,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 48,382 | $1,153,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 27,567 | $1,151,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 102,488 | $1,150,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 33,609 | $1,148,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 36,789 | $1,147,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 112,671 | $1,146,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 67,180 | $1,146,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 18,273 | $1,143,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 34,664 | $1,142,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 13,763 | $1,141,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-042826 | this filing | 2017-11-14 | acceptance time not in the bulk data set |