13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 4,164 holding rows worth $102,843,944,000.
- Accession
- 0001140361-17-042826
- Filer
- CIK 824468
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 19,307 entries on the cover page, a total value of $102,843,944,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $102,843,944,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 56,520 | $523,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 498,410 | $523,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 18,190 | $522,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 400 | $521,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 211,874 | $519,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 21,952 | $518,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 17,582 | $518,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 22,018 | $517,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 3,040,000 | $517,000 | thousands by filing date | principal |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 242,869 | $515,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 149,551 | $513,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 23,762 | $510,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 12,167 | $509,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 24,060 | $509,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 8,000 | $507,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 96,247 | $505,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 41,830 | $505,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 30,109 | $502,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 14,615 | $502,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 145,831 | $501,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 14,243 | $500,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 52,648 | $500,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 18,295 | $494,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 31,371 | $494,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 37,381 | $493,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 19,083 | $493,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AB6 | NOTE 5.000 6/1 | 476,000 | $490,000 | thousands by filing date | principal |
| HAWKINS INC | 420261109 | COM | 11,968 | $489,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 31,066 | $488,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 39,517 | $488,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAB9 | NOTE 3.875% 3/1 | 494,000 | $488,000 | thousands by filing date | principal |
| COWEN INC | 223622AB7 | NOTE 3.000 3/1 | 465,000 | $488,000 | thousands by filing date | principal |
| Allegiance Bancshares | 01748H107 | COM | 13,220 | $486,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 35,378 | $483,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 10,562 | $482,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 7,660 | $480,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 15,000 | $479,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 83,709 | $478,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 55,817 | $478,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 16,565 | $477,000 | thousands by filing date | |
| SCMP 3.25 12/21 | 864909AA4 | Bond 30/360P2 U | 460,000 | $475,000 | thousands by filing date | principal |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 469,000 | $472,000 | thousands by filing date | principal |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 11,610 | $469,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 94,854 | $469,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 41,814 | $468,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 248,194 | $467,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 18,168 | $466,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 12,890 | $465,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 26,645 | $465,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 16,879 | $465,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 12,046 | $465,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 87238QAB9 | COM | 441,000 | $464,000 | thousands by filing date | principal |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 25,501 | $463,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 21,757 | $458,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 23,215 | $457,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 14,412 | $456,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 34,156 | $455,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 203,275 | $451,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 183,536 | $449,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 13,433 | $448,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 11,655 | $446,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 24,522 | $445,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 47,252 | $443,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 178,248 | $442,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 25,893 | $442,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 201,025 | $438,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 12,323 | $438,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 26,074 | $438,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 13,655 | $437,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 5,090 | $437,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 21,620 | $434,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 10,429 | $431,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 750,004 | $431,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 10,600 | $430,000 | thousands by filing date | call |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 90,000 | $430,000 | thousands by filing date | put |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 29,533 | $429,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 17,129 | $428,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 20,240 | $427,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 31,502 | $427,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 100,000 | $424,000 | thousands by filing date | put |
| POWELL INDS INC | 739128106 | COM | 14,159 | $424,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 15,000 | $423,000 | thousands by filing date | call |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 25,582 | $423,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 70,706 | $422,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 55,420 | $421,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 22,566 | $418,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 58,708 | $417,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 4,513 | $417,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 29,197 | $416,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 34,000 | $415,000 | thousands by filing date | put |
| OKTAINCCLASSA | 679295105 | STOK | 14,681 | $414,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 40,543 | $413,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 1,700 | $412,000 | thousands by filing date | put |
| WHITESTONE REIT | 966084204 | COM | 31,509 | $411,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 108,000 | $411,000 | thousands by filing date | put |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 101,321 | $410,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 55,642 | $409,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 16,643 | $409,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 38,490 | $409,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 29,800 | $408,000 | thousands by filing date | put |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 39,034 | $408,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 23,940 | $408,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 21,607 | $408,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 26,032 | $407,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 6,190 | $405,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 10,206 | $404,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 17,044 | $402,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 250,000 | $401,000 | thousands by filing date | principal |
| CERUS CORP | 157085101 | COM | 146,787 | $400,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 22,763 | $396,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 6,080 | $396,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 15,192 | $396,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 12,823 | $396,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 39,112 | $394,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 10,408 | $390,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 17,384 | $389,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 28,886 | $389,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 32,964 | $388,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 24,022 | $387,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 50,795 | $385,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 17,054 | $384,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 14,095 | $383,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 89,285 | $383,000 | thousands by filing date | |
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 18,718 | $383,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 6,148 | $382,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 45,507 | $382,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 15,897 | $382,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 25,358 | $380,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 20,976 | $379,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 15,529 | $379,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 84,964 | $379,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 11,713 | $378,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 16,717 | $377,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 30,251 | $377,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 10,804 | $377,000 | thousands by filing date | |
| COMSTOCK RES INC | 205768AN4 | NOTE 9.500% 6/1 | 476,880 | $377,000 | thousands by filing date | principal |
| DEPOMED INC | 249908104 | COM | 65,021 | $376,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767EAB8 | NOTE 2.000 8/1 | 475,000 | $376,000 | thousands by filing date | principal |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 13,999 | $375,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 13,974 | $374,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329YAG9 | NOTE 2.750%12/0 | 345,000 | $374,000 | thousands by filing date | principal |
| CRA INTL INC | 12618T105 | COM | 9,029 | $371,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 14,601 | $371,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 5,000 | $368,000 | thousands by filing date | put |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 10,914 | $368,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 10,000 | $367,000 | thousands by filing date | call |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 356,091 | $367,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 30,546 | $367,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 38,968 | $365,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 49,472 | $364,000 | thousands by filing date | |
| CIENA CORP | 171779AJ0 | NOTE 3.750%10/1 | 300,000 | $363,000 | thousands by filing date | principal |
| SCORPIO BULKERS INC | Y7546A122 | COM | 51,396 | $362,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 14,030 | $361,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 63,386 | $361,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 66,000 | $361,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 32,581 | $361,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 6,368 | $360,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 30,620 | $359,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 7,057 | $358,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 19,438 | $358,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 14,418 | $356,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 100,088 | $355,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 25,831 | $354,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 4,884 | $353,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 13,203 | $353,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 33,484 | $353,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 21,154 | $353,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 38,568 | $353,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 32,039 | $352,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 52,178 | $352,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 67,125 | $352,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 355,000 | $350,000 | thousands by filing date | principal |
| FB FINL CORP | 30257X104 | COM | 9,154 | $346,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 30,197 | $346,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 20,792 | $345,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 91,076 | $343,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 20,685 | $342,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 60,212 | $342,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 9,522 | $342,000 | thousands by filing date | |
| Aceto Corp | 004446AD2 | CONV BOND | 387,000 | $342,000 | thousands by filing date | principal |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 12,190 | $341,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 319,000 | $341,000 | thousands by filing date | principal |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 10,100 | $340,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 3,355 | $338,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 345,000 | $337,000 | thousands by filing date | principal |
| HAMILTON LANE INC | 407497106 | CL A | 12,541 | $336,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 7,845 | $336,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 19,897 | $335,000 | thousands by filing date | |
| DHT HOLDINGS INC | 23335SAB2 | DEBT 4.50010/0 | 340,000 | $335,000 | thousands by filing date | principal |
| XBIOTECH INC | 98400H102 | COM | 76,749 | $334,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 31,942 | $334,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 20,867 | $334,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 4,532 | $333,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 16,301 | $332,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 23,671 | $330,000 | thousands by filing date | |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 31,865 | $330,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 18,701 | $329,000 | thousands by filing date | |
| XENITH BANKSHARES INC NEW | 984102202 | COM NEW | 10,092 | $328,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 47,500 | $327,000 | thousands by filing date | put |
| COMMUNITY USD0.01 | 20369C106 | COM | 12,091 | $326,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 33,964 | $326,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 5,929 | $324,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 9,290 | $324,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 11,187 | $322,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 27,895 | $322,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 73,880 | $322,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 35,928 | $321,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 11,887 | $320,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 9,718 | $320,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 30,970 | $320,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 165,008 | $319,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 41,574 | $318,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 27,560 | $317,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 8,393 | $316,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 51,682 | $316,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 10,896 | $314,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 39,572 | $313,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 11,855 | $313,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 41,247 | $313,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 24,171 | $312,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 37,950 | $311,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 54,754 | $311,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 101,597 | $311,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 10,777 | $311,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 90,254 | $311,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 250,000 | $310,000 | thousands by filing date | principal |
| Viacom Inc Cl A | 92553P102 | CL A | 8,427 | $310,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 12,940 | $309,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 7,709 | $309,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 17,498 | $309,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763AAB4 | NOTE 2.750%12/1 | 218,000 | $309,000 | thousands by filing date | principal |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 56,734 | $308,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 66,297 | $308,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 6,600 | $308,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 37,480 | $306,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 94,041 | $305,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 39,561 | $304,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 305,000 | $304,000 | thousands by filing date | principal |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 7,900 | $303,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 46,959 | $303,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 2,800 | $301,000 | thousands by filing date | put |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 9,519 | $301,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 10,000 | $300,000 | thousands by filing date | put |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 12,253 | $299,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 34,496 | $298,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 23,541 | $298,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 333,000 | $297,000 | thousands by filing date | principal |
| IDT CORP | 448947507 | CL B NEW | 20,999 | $296,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 6,363 | $296,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 13,111 | $296,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 10,448 | $295,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 17,000 | $295,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 10,805 | $295,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 33,211 | $295,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 250,000 | $293,000 | thousands by filing date | principal |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 19,088 | $292,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 56,630 | $291,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 131,036 | $291,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 35,000 | $288,000 | thousands by filing date | put |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 300,000 | $287,000 | thousands by filing date | principal |
| GREIF INC | 397624206 | CL B | 4,453 | $286,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 14,131 | $286,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 29,213 | $286,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 99,243 | $284,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 2,159 | $284,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 7,989 | $284,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 11,334 | $284,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 13,934 | $284,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 7,559 | $282,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 9,052 | $282,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 17,941 | $282,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 20,902 | $282,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 3,475 | $281,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 55,595 | $280,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 15,000 | $280,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 50,000 | $280,000 | thousands by filing date | put |
| FTD COS INC | 30281V108 | COM | 21,423 | $280,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 52,015 | $279,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 31,350 | $278,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 4,039 | $277,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 17,003 | $277,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 25,019 | $277,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 10,033 | $277,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 40,092 | $276,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 29,329 | $275,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 20,796 | $275,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 1,900 | $274,000 | thousands by filing date | call |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 16,600 | $273,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 56,833 | $273,000 | thousands by filing date | |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 5,000 | $272,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 2,404 | $270,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 62,687 | $270,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 27,538 | $270,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 9,269 | $269,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 1,415 | $269,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 10,998 | $269,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 11,195 | $269,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 11,556 | $269,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 19,401 | $268,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 15,551 | $265,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 17,646 | $265,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 13,376 | $265,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 7,027 | $265,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 19,973 | $264,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 22,850 | $264,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 22,535 | $264,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 8,106 | $263,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 6,950 | $263,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 5,464 | $262,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 4,626 | $261,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 19,549 | $260,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 70,844 | $259,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 19,195 | $258,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 17,697 | $258,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 27,116 | $258,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 12,021 | $258,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 62,016 | $257,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 17,943 | $257,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 58,165 | $256,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 8,595 | $256,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 27,628 | $256,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 36,116 | $256,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 16,698 | $255,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 16,312 | $254,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 11,520 | $251,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 2,035 | $251,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 36,664 | $251,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 9,472 | $251,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 5,239 | $250,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 14,898 | $250,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 250,000 | $250,000 | thousands by filing date | principal |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 22,944 | $249,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 9,297 | $249,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 86,155 | $248,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 15,817 | $248,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 62,275 | $247,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 8,790 | $247,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 10,419 | $246,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 7,985 | $245,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 13,722 | $245,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 5,258 | $245,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 61,483 | $244,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 65,724 | $244,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 55,483 | $242,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 6,614 | $241,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 6,641 | $241,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 10,352 | $241,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 14,190 | $241,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 8,096 | $241,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 6,883 | $238,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 25,883 | $237,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 32,258 | $237,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 6,481 | $236,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 7,625 | $236,000 | thousands by filing date | |
| GSV CAP CORP | 36191JAB7 | NOTE 5.250% 9/1 | 235,000 | $236,000 | thousands by filing date | principal |
| SURGERY PARTNERS INC | 86881A100 | COM | 22,779 | $235,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 15,748 | $235,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 16,625 | $235,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 17,942 | $234,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 6,399 | $233,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354AB3 | NOTE 1.750%12/0 | 250,000 | $233,000 | thousands by filing date | principal |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 17,421 | $232,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 34,559 | $232,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 272,000 | $232,000 | thousands by filing date | principal |
| CULP INC | 230215105 | CMN | 7,046 | $231,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 41,484 | $231,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 10,856 | $231,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 12,179 | $230,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 36,997 | $229,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 5,435 | $229,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 5,561 | $229,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 12,380 | $228,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 74,613 | $228,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 14,297 | $228,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 25,909 | $228,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 7,527 | $227,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 25,300 | $227,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 18,243 | $227,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 10,969 | $226,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 9,723 | $226,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 9,091 | $226,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 67,675 | $225,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 32,137 | $225,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 6,765 | $224,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 6,000 | $224,000 | thousands by filing date | call |
| AMERICAS CAR-MART INC | 03062T105 | COM | 5,421 | $223,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 88,030 | $223,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 28,482 | $223,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 33,654 | $221,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 1,007 | $220,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 7,729 | $219,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 9,064 | $219,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 5,986 | $218,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 7,810 | $218,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 8,781 | $217,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 6,795 | $217,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 78,821 | $217,000 | thousands by filing date | |
| PARAGON COML CORP COM NEW | 69911U403 | Stock | 3,852 | $217,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 6,928 | $216,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 5,181 | $216,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 27,589 | $215,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 3,910 | $215,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 12,877 | $215,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 4,521 | $214,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 6,217 | $214,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 4,237 | $213,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 1,188 | $213,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 18,679 | $213,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 12,861 | $213,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 13,986 | $211,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 14,821 | $210,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 19,708 | $209,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 14,530 | $208,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 17,126 | $208,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 12,128 | $208,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 11,282 | $208,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 5,019 | $207,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 28,993 | $207,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 11,279 | $205,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 20,682 | $204,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 36,430 | $204,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 40,495 | $204,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 18,002 | $204,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 8,764 | $203,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 4,665 | $203,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 28,134 | $202,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 17,056 | $202,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 13,691 | $202,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 15,500 | $202,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 11,952 | $201,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 18,330 | $200,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 105,942 | $200,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 20,990 | $199,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 15,272 | $199,000 | thousands by filing date | |
| HOVNANIAN K ENTERPRISES INC | 442488BN1 | DEBT 6.000%12/0 | 200,000 | $199,000 | thousands by filing date | principal |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 14,000 | $197,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 31,548 | $197,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 35,204 | $195,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 18,432 | $193,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 23,550 | $193,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 14,720 | $192,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 16,101 | $192,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 11,287 | $191,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 12,761 | $190,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 10,237 | $190,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 10,671 | $190,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 10,462 | $189,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 24,675 | $188,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 17,423 | $187,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 57,800 | $187,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 18,171 | $186,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 10,824 | $186,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 16,756 | $186,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 19,312 | $186,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 11,128 | $185,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 18,562 | $184,000 | thousands by filing date | |
| ENZYMOTEC LTD | M4059L101 | SHS | 16,096 | $184,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 37,565 | $183,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 10,940 | $183,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 11,595 | $182,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 39,960 | $182,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D787 | VIX MID TERM | 25,050 | $181,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 12,351 | $180,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 26,927 | $179,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 60,009 | $179,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 55,075 | $179,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 28,555 | $178,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 37,924 | $177,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 11,713 | $176,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 70,682 | $176,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 24,739 | $174,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 28,279 | $173,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 20,324 | $172,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 11,015 | $172,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 40,897 | $171,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 10,740 | $171,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 15,525 | $171,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 12,869 | $171,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 10,177 | $170,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 15,578 | $169,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 37,487 | $169,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 94,746 | $167,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 10,656 | $166,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 25,949 | $165,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 31,232 | $165,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 12,907 | $164,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 14,644 | $164,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 57,084 | $162,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 72,576 | $162,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 17,643 | $162,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 21,836 | $161,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 12,200 | $161,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 44,195 | $161,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 14,428 | $159,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 14,539 | $158,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 28,369 | $158,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 14,380 | $157,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 24,704 | $155,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 41,872 | $155,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 46,099 | $154,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-042826 | this filing | 2017-11-14 | acceptance time not in the bulk data set |