13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 4,164 holding rows worth $102,843,944,000.
- Accession
- 0001140361-17-042826
- Filer
- CIK 824468
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 19,307 entries on the cover page, a total value of $102,843,944,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $102,843,944,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 85,000 | $1,138,000 | thousands by filing date | put |
| LINE CORP | 53567X101 | SPONSORED ADR | 31,316 | $1,134,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 65,982 | $1,132,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 25,000 | $1,130,000 | thousands by filing date | put |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 54,600 | $1,129,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 19,664 | $1,126,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 84,151 | $1,124,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 56,855 | $1,124,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 72,049 | $1,124,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 23,753 | $1,123,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 32,359 | $1,122,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 39,814 | $1,120,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 84,996 | $1,119,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 24,223 | $1,118,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 44,287 | $1,112,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 44,609 | $1,112,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 50,177 | $1,110,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 144,300 | $1,108,000 | thousands by filing date | put |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 70,232 | $1,106,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B202 | PFD SER A CV | 20,700 | $1,105,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 27,953 | $1,103,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 113,701 | $1,103,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 25,570 | $1,103,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 10,430 | $1,102,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 54,139 | $1,101,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 32,552 | $1,101,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 143,437 | $1,098,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 3,137,395 | $1,098,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 89,511 | $1,097,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 894,000 | $1,095,000 | thousands by filing date | principal |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 176,091 | $1,092,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 22,313 | $1,091,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 36,947 | $1,089,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 1,101,000 | $1,089,000 | thousands by filing date | principal |
| XENCOR INC | 98401F105 | COMMON STOCK | 47,462 | $1,088,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 71,102 | $1,088,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 60,654 | $1,087,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 60,810 | $1,081,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 86,097 | $1,081,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 20,000 | $1,080,000 | thousands by filing date | call |
| GIBRALTAR INDS INC | 374689107 | COM | 34,680 | $1,080,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 41,084 | $1,080,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 100,000 | $1,076,000 | thousands by filing date | call |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 118,636 | $1,076,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 10,086 | $1,074,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 82,155 | $1,074,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 20,000 | $1,072,000 | thousands by filing date | put |
| MINDBODY INC | 60255W105 | COM CL A | 41,487 | $1,072,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 76,937 | $1,072,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 16,127 | $1,071,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 55,314 | $1,068,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 85,531 | $1,065,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 1,580 | $1,062,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 12,000 | $1,059,000 | thousands by filing date | call |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 66,469 | $1,057,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 67,497 | $1,054,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 72,364 | $1,053,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 13,716 | $1,049,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 219,263 | $1,049,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 21,816 | $1,047,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 103,178 | $1,047,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 27,509 | $1,046,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 30,458 | $1,043,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 116,077 | $1,040,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 17,930 | $1,039,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 172,633 | $1,036,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 19,117 | $1,035,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 42,445 | $1,033,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 18,032 | $1,033,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 49,846 | $1,032,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 47,674 | $1,030,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 18,893 | $1,028,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 63,170 | $1,027,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 15,276 | $1,027,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 48,011 | $1,027,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 23,962 | $1,026,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 60,554 | $1,026,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 42,313 | $1,024,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 31,767 | $1,021,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 50,417 | $1,017,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 27,885 | $1,017,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 19,345 | $1,015,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 108,119 | $1,015,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 22,874 | $1,014,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 16,696 | $1,012,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 19,400 | $1,011,000 | thousands by filing date | put |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 164,773 | $1,011,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 100,468 | $1,010,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 40,709 | $1,010,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 885,000 | $1,010,000 | thousands by filing date | principal |
| LGI HOMES INC COM | 50187T106 | Stock | 20,755 | $1,007,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 50,119 | $1,007,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 16,509 | $1,006,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 196,247 | $1,005,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 37,178 | $1,004,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 346,278 | $1,004,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 26,470 | $1,003,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 23,123 | $999,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 48,624 | $999,000 | thousands by filing date | |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 10,000 | $999,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 22,078 | $998,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 33,280 | $998,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 25,303 | $996,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 61,423 | $992,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 45,972 | $992,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 15,639 | $992,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 969,000 | $992,000 | thousands by filing date | principal |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 30,305 | $989,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 16,159 | $988,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 1,015,000 | $987,000 | thousands by filing date | principal |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 24,917 | $985,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 69,008 | $984,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 14,012 | $983,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 40,000 | $982,000 | thousands by filing date | call |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 56,523 | $981,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 67,491 | $979,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 31,040 | $975,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 93,887 | $975,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 32,768 | $974,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 44,953 | $972,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 24,812 | $971,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 122,166 | $971,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 1,401,000 | $970,000 | thousands by filing date | principal |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 35,413 | $969,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 33,433 | $969,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 19,651 | $967,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 24,860 | $967,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 42,659 | $964,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 41,731 | $964,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 31,645 | $964,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 53,676 | $961,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 121,245 | $961,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 25,289 | $960,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 16,152 | $959,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 26,749 | $956,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 38,092 | $956,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 63,811 | $954,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 27,425 | $954,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 22,143 | $953,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 34,345 | $952,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 23,551 | $949,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 20,102 | $948,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 181,649 | $947,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 48,680 | $947,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 28,772 | $947,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 32,792 | $943,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 35,905 | $943,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 44,896 | $942,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 519,109 | $940,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 168,394 | $938,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 50,748 | $936,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 17,184 | $936,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 75,334 | $935,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 936,000 | $932,000 | thousands by filing date | principal |
| MCCLATCHY CO | 579489303 | CL A NEW | 125,390 | $927,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 195,109 | $926,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 29,733 | $921,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 21,386 | $920,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 8,251 | $919,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 58,327 | $919,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 30,785 | $918,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 37,978 | $916,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 9,764 | $916,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 46,419 | $914,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 56,255 | $912,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 45,975 | $912,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 46,353 | $911,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 39,097 | $910,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 131,002 | $909,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 38,995 | $907,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 26,715 | $905,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 45,233 | $905,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 15,652 | $903,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 18,700 | $902,000 | thousands by filing date | call |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 31,862 | $897,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 47,225 | $897,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 755,000 | $897,000 | thousands by filing date | principal |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 25,250 | $896,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 27,760 | $894,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 14,789 | $891,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 67,714 | $890,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 51,619 | $890,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 25,000 | $890,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 7,581 | $889,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 19,467 | $889,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 20,900 | $889,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 21,444 | $885,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 25,323 | $884,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 4,912 | $879,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 19,700 | $879,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 28,141 | $878,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 165,017 | $873,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 14,695 | $872,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 52,295 | $871,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 28,744 | $870,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 16,179 | $870,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 38,821 | $869,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 40,410 | $869,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 39,013 | $868,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 96,934 | $868,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 127,428 | $867,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 830,000 | $867,000 | thousands by filing date | principal |
| U S PHYSICAL THERAPY | 90337L108 | COM | 14,065 | $865,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 11,020 | $864,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 19,212 | $864,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 20,500 | $863,000 | thousands by filing date | call |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 27,709 | $861,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 11,538 | $860,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 120,870 | $858,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 21,718 | $858,000 | thousands by filing date | |
| RTW HLDGS INC | 749772AB5 | NOTE 5.625%11/1 | 832,000 | $857,000 | thousands by filing date | principal |
| SUNPOWER CORP | 867652406 | COM | 117,449 | $856,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 25,698 | $854,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 6,847 | $853,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 14,241 | $850,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 45,915 | $849,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 68,092 | $849,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 47,669 | $846,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 35,701 | $845,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 84,220 | $843,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 8,943 | $843,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 28,911 | $842,000 | thousands by filing date | |
| SFL CORPORATION LTD | G81075AF3 | NOTE 5.750%10/1 | 805,000 | $840,000 | thousands by filing date | principal |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 39,949 | $837,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 34,608 | $837,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 67,494 | $836,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 36,765 | $835,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723AA8 | NOTE 2.500 7/1 | 890,000 | $835,000 | thousands by filing date | principal |
| GLAUKOS CORP COM | 377322102 | Stock | 25,275 | $834,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 41,173 | $833,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 31,790 | $831,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 36,217 | $829,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 46,295 | $828,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 34,300 | $827,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244TAB5 | DBCV 7.500%11/0 | 823,000 | $827,000 | thousands by filing date | principal |
| Heritage Commerce Corp | 426927109 | Common Stock | 57,945 | $824,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 36,922 | $821,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 33,300 | $821,000 | thousands by filing date | put |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 39,989 | $821,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 49,725 | $820,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 56,530 | $819,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 33,292 | $819,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 51,068 | $817,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 22,037 | $817,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 22,899 | $816,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 72,326 | $813,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 48,373 | $813,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 21,179 | $810,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 20,139 | $809,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 21,058 | $807,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 58,337 | $806,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 16,937 | $805,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 19,300 | $803,000 | thousands by filing date | call |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 42,865 | $803,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 26,382 | $800,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 64,960 | $798,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AF1 | NOTE 4.125% 9/0 | 775,000 | $797,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 14,502 | $796,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 20,516 | $796,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 67,194 | $795,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 63,057 | $795,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 46,463 | $793,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 29,127 | $793,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 26,960 | $793,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 262,957 | $792,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 51,041 | $790,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 54,200 | $788,000 | thousands by filing date | put |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 37,874 | $788,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 33,237 | $787,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 54,110 | $784,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 18,011 | $784,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 27,197 | $784,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 205,700 | $784,000 | thousands by filing date | call |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 129,664 | $783,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 58,296 | $782,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 5,620 | $779,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 783,000 | $779,000 | thousands by filing date | principal |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 27,369 | $777,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 832,000 | $776,000 | thousands by filing date | principal |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 180,000 | $774,000 | thousands by filing date | put |
| ACHAOGEN INC | 004449104 | COM | 48,211 | $769,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 27,395 | $768,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 50,362 | $766,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 86,082 | $766,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 77,589 | $764,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 9,664 | $763,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 42,639 | $760,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 57,165 | $759,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 20,253 | $758,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 138,900 | $758,000 | thousands by filing date | put |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 766,000 | $758,000 | thousands by filing date | principal |
| NRG YIELD INC | 62942X306 | COM | 39,968 | $757,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 48,932 | $750,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 58,588 | $745,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 13,237 | $741,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 78,556 | $739,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 22,152 | $738,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 51,864 | $738,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 21,769 | $738,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 20,871 | $737,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 66,056 | $736,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 51,505 | $735,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 12,482 | $733,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 9,500 | $733,000 | thousands by filing date | call |
| PHOTRONICS INC | 719405102 | COM | 82,707 | $733,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 32,181 | $733,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 27,720 | $732,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 24,013 | $730,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 40,569 | $730,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635AE9 | NOTE 4.250% 2/1 | 755,000 | $730,000 | thousands by filing date | principal |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 21,570 | $728,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 203,000 | $728,000 | thousands by filing date | principal |
| MESA LABS INC COM | 59064R109 | Stock | 4,870 | $727,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 92,367 | $725,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 65,849 | $723,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 50,000 | $722,000 | thousands by filing date | put |
| XO GROUP INC | 983772104 | COM | 36,657 | $721,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 10,697 | $720,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 13,090 | $719,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 26,587 | $717,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 90,000 | $716,000 | thousands by filing date | put |
| GORMAN RUPP CO COM | 383082104 | Stock | 21,913 | $714,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 24,009 | $713,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 30,545 | $713,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 30,030 | $713,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 30,730 | $712,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 36,239 | $712,000 | thousands by filing date | |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 713,000 | $710,000 | thousands by filing date | principal |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 55,683 | $709,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 42,863 | $708,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 14,283 | $706,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 35,873 | $704,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 37,924 | $704,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 65,844 | $703,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 702,000 | $702,000 | thousands by filing date | principal |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 700,000 | $702,000 | thousands by filing date | principal |
| SUPERIOR INDS INTL INC | 868168105 | COM | 42,124 | $701,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 15,408 | $700,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 17,074 | $700,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 6,572 | $699,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 100,127 | $699,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 95,088 | $699,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 32,156 | $697,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 32,878 | $697,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 166,318 | $695,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 18,128 | $694,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 400,000 | $691,000 | thousands by filing date | principal |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 8,952 | $690,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 5,213 | $689,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 152,929 | $689,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 36,462 | $688,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 14,404 | $687,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 50,084 | $687,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 30,178 | $684,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 25,099 | $682,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 685,000 | $682,000 | thousands by filing date | principal |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 13,125 | $681,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 93,392 | $680,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 61,919 | $679,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 27,408 | $677,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 150,683 | $677,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 680,000 | $677,000 | thousands by filing date | principal |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 90,000 | $676,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 258,447 | $675,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 21,414 | $674,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 6,965 | $673,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 25,809 | $673,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 115,612 | $671,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 550,000 | $670,000 | thousands by filing date | principal |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 24,373 | $670,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 98,363 | $669,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 233,635 | $669,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 19,705 | $669,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 48,830 | $668,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 12,961 | $667,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 37,404 | $666,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 70,000 | $665,000 | thousands by filing date | put |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 61,419 | $663,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 11,650 | $662,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 65,175 | $662,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 12,155 | $661,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 33,842 | $660,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 146 | $659,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 50,000 | $659,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 6,004 | $658,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 32,509 | $657,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 14,900 | $657,000 | thousands by filing date | put |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 50,687 | $656,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 60,164 | $656,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 27,535 | $656,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 31,545 | $655,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 71,624 | $654,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 58,883 | $654,000 | thousands by filing date | |
| YANDEX N.V. | 98474TAB3 | 1.125% CNV BDS 15/12/18 USD | 656,000 | $652,000 | thousands by filing date | principal |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 51,824 | $650,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 22,710 | $649,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 35,116 | $648,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 11,968 | $641,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 19,459 | $641,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 27,927 | $640,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 16,450 | $639,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 119,276 | $638,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 24,674 | $637,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 43,718 | $635,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 19,571 | $635,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 67,594 | $632,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 99,761 | $632,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 32,720 | $631,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 20,426 | $631,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 40,622 | $631,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 80,735 | $629,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 13,399 | $628,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 18,342 | $626,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 21,325 | $621,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 44,400 | $620,000 | thousands by filing date | call |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 601,000 | $620,000 | thousands by filing date | principal |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 14,568 | $618,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 22,454 | $618,000 | thousands by filing date | |
| PROSHARES TR | 74348A160 | ULTRAPRO SHORT Q | 23,069 | $618,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 74,239 | $614,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 11,655 | $612,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 38,785 | $612,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 27,041 | $611,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 51,572 | $610,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 39,229 | $609,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 600,000 | $609,000 | thousands by filing date | principal |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 661,000 | $608,000 | thousands by filing date | principal |
| SEALED AIR CORP NEW | 81211K100 | COM | 14,200 | $607,000 | thousands by filing date | call |
| ANGIES LIST INC | 034754101 | COM | 48,641 | $606,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 1,812 | $604,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 31,796 | $604,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 43,715 | $604,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 62,914 | $602,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 19,191 | $601,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 21,572 | $600,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 78,319 | $600,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 598,000 | $600,000 | thousands by filing date | principal |
| CARBONITE INC | 141337105 | COM | 27,253 | $599,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 20,201 | $597,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 38,462 | $597,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 33,376 | $597,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 78,899 | $596,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 16,569 | $595,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 50,000 | $593,000 | thousands by filing date | call |
| BLUE HILLS BANCORP INC | 095573101 | COM | 30,872 | $593,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 48,646 | $591,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 6,604 | $589,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 55,721 | $589,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 18,563 | $589,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 258,253 | $589,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 61,822 | $587,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 34,675 | $587,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 10,002 | $586,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 44,219 | $586,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 23,538 | $585,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 32,582 | $584,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 7,189 | $583,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 17,279 | $582,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 15,831 | $579,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 24,412 | $577,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 137,563 | $577,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 37,442 | $576,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 15,317 | $573,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 64,410 | $573,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 18,300 | $573,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 109,117 | $572,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 27,413 | $571,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 73,694 | $571,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 29,462 | $570,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 34,209 | $568,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 35,905 | $568,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 87,130 | $567,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 421,383 | $565,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 258,082 | $562,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 23,728 | $562,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 58,230 | $561,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 550,000 | $561,000 | thousands by filing date | principal |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 225,597 | $560,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 67,877 | $556,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 60,365 | $553,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 584,000 | $553,000 | thousands by filing date | principal |
| GNC HLDGS INC | 36191G107 | COM CL A | 62,204 | $551,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 21,742 | $550,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 53,924 | $548,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 23,068 | $548,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRANCH | 22539T456 | ETN LKD 34 | 37,290 | $548,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 36,029 | $546,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 19,553 | $544,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 16,678 | $543,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 150,104 | $542,000 | thousands by filing date | |
| GOGO INC | 38046CAB5 | NOTE 3.750 3/0 | 590,000 | $540,000 | thousands by filing date | principal |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 19,588 | $539,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 134,391 | $538,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 9,332 | $537,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 37,073 | $536,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 9,543 | $532,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 300,000 | $531,000 | thousands by filing date | principal |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 27,500 | $529,000 | thousands by filing date | call |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 33,511 | $528,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 13,190 | $527,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-042826 | this filing | 2017-11-14 | acceptance time not in the bulk data set |