13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 4,164 holding rows worth $102,843,944,000.
- Accession
- 0001140361-17-042826
- Filer
- CIK 824468
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 19,307 entries on the cover page, a total value of $102,843,944,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $102,843,944,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 10,512 | $154,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 10,389 | $153,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 12,874 | $153,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 24,104 | $153,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 20,857 | $152,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 329,383 | $151,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 33,252 | $151,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 18,254 | $150,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 20,184 | $148,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 10,151 | $148,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 10,413 | $147,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 57,848 | $147,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 23,080 | $146,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 31,186 | $146,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 13,575 | $146,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 42,031 | $144,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 25,911 | $142,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 16,015 | $141,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 50,745 | $141,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 54,425 | $141,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 127,588 | $140,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 13,661 | $140,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 36,733 | $138,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 20,452 | $138,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 67,018 | $138,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 35,443 | $138,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 18,681 | $137,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 14,933 | $137,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 29,940 | $136,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 10,029 | $135,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 18,040 | $134,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 23,140 | $133,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 15,908 | $133,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 12,183 | $133,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 15,232 | $133,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 16,965 | $133,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 24,547 | $131,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 33,736 | $131,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 15,393 | $130,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 28,553 | $130,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 29,166 | $130,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 16,301 | $129,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 18,259 | $128,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 79,338 | $128,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 15,842 | $127,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 12,117 | $126,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 10,483 | $125,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 24,323 | $125,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 83,817 | $125,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 10,436 | $124,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 26,789 | $124,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 89,286 | $123,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 32,500 | $123,000 | thousands by filing date | call |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 17,350 | $123,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 24,159 | $123,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 20,658 | $122,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 28,399 | $122,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 14,766 | $121,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 14,000 | $121,000 | thousands by filing date | put |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 47,704 | $120,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 19,524 | $120,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 16,463 | $119,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 124,732 | $119,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 13,678 | $117,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 20,439 | $117,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 24,977 | $117,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 28,652 | $117,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 10,147 | $117,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 11,241 | $117,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 11,272 | $115,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 17,168 | $114,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 11,517 | $113,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 44,363 | $113,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 32,143 | $113,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 28,467 | $112,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 10,277 | $110,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 24,206 | $109,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 12,900 | $109,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 33,420 | $109,000 | thousands by filing date | |
| OSPREY ENERGY ACQUISITION CO | 688397207 | UNIT 07/21/2022 | 11,000 | $109,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 12,314 | $108,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 16,076 | $107,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 14,086 | $106,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 22,394 | $106,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 15,515 | $105,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 32,003 | $104,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 114,633 | $101,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 60,476 | $101,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 66,733 | $101,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 11,136 | $100,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 20,051 | $100,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 22,513 | $99,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 13,015 | $99,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 14,375 | $99,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 45,883 | $98,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 35,420 | $97,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 30,040 | $97,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 17,540 | $97,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 32,230 | $97,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 12,356 | $96,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 11,473 | $96,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 132,102 | $96,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 10,956 | $95,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC | 14740B606 | COM NEW | 23,388 | $95,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 10,380 | $95,000 | thousands by filing date | |
| MFC BANCORP LTD | G60630103 | USD MFC SHS | 10,000 | $94,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 35,910 | $93,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 10,136 | $93,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 199,175 | $92,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 18,466 | $91,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 34,170 | $90,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 12,609 | $89,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 21,520 | $88,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 21,781 | $87,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 24,516 | $86,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 16,955 | $85,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 22,331 | $85,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 11,260 | $84,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 34,018 | $83,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 57,974 | $78,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 150,026 | $78,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 13,317 | $77,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 16,102 | $77,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 19,951 | $76,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 10,784 | $74,000 | thousands by filing date | |
| BANRO CORP | 066800806 | COM NEW | 202,302 | $73,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 28,657 | $72,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 17,308 | $72,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 37,283 | $72,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 26,800 | $71,000 | thousands by filing date | put |
| EXFO INC | 302046107 | SUB VTG SHS | 17,780 | $71,000 | thousands by filing date | |
| COGINT INC | 19241Q101 | COM | 13,732 | $68,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 53,575 | $65,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 48,600 | $60,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 89,100 | $60,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 17,613 | $60,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 11,406 | $59,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 14,694 | $57,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 16,910 | $57,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 12,060 | $51,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 19,900 | $47,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 19,190 | $46,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 34,565 | $46,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 10,072 | $45,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 12,517 | $43,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 15,152 | $39,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q118 | *W EXP 09/09/202 | 64,173 | $35,000 | thousands by filing date | call |
| EYEGATE PHARMACEUTICALS INC | 30233M107 | COM | 30,000 | $35,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 29,447 | $34,000 | thousands by filing date | |
| ROOT9B HOLDINGS INC | 776650202 | COM NEW | 16,934 | $34,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 24,436 | $33,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 10,404 | $30,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 12,085 | $29,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 12,740 | $28,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 19,549 | $28,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 17,852 | $24,000 | thousands by filing date | |
| INTERPACE DIAGNOSTICS GROUP | 46062X204 | COM NEW | 13,000 | $20,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 10,000 | $18,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 10,169 | $17,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 13,607 | $16,000 | thousands by filing date | |
| DELMAR PHARMACEUTICALS INC | 247078207 | COM NEW | 13,000 | $11,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 16,888 | $6,000 | thousands by filing date | |
| RITTER PHARMACEUTICALS INC | 767836109 | COM | 13,029 | $5,000 | thousands by filing date | |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 10,048 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-042826 | this filing | 2017-11-14 | acceptance time not in the bulk data set |