13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 4,164 holding rows worth $102,843,944,000.
- Accession
- 0001140361-17-042826
- Filer
- CIK 824468
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 19,307 entries on the cover page, a total value of $102,843,944,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $102,843,944,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 3,050,000 | $3,745,000 | thousands by filing date | principal |
| WENDYS CO COM | 95058W100 | Stock | 240,690 | $3,738,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 76,080 | $3,734,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 20,000 | $3,732,000 | thousands by filing date | put |
| REXNORD CORP | 76169B102 | COMMON STOCK | 146,841 | $3,732,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 217,525 | $3,731,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 116,299 | $3,728,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 265,000 | $3,721,000 | thousands by filing date | put |
| KBHOME | 48666K109 | COM | 154,227 | $3,719,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 14,695 | $3,717,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 166,486 | $3,710,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 112,631 | $3,710,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 25,839 | $3,706,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 57,766 | $3,704,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 45,102 | $3,703,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 98,416 | $3,693,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 269,180 | $3,674,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 53,679 | $3,672,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 194,483 | $3,666,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 636,883 | $3,662,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 33,421 | $3,659,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 2,771,000 | $3,656,000 | thousands by filing date | principal |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 46,901 | $3,653,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 58,877 | $3,641,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 242,290 | $3,639,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 259,255 | $3,637,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 87,729 | $3,636,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 94,822 | $3,635,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 119,587 | $3,631,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 101,250 | $3,630,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 40,284 | $3,627,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 75,000 | $3,626,000 | thousands by filing date | put |
| VALMONT INDS INC COM | 920253101 | Stock | 22,914 | $3,622,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 67,321 | $3,614,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 34,264 | $3,612,000 | thousands by filing date | |
| NEVRO CORP | 64157FAA1 | BOND | 3,030,000 | $3,612,000 | thousands by filing date | principal |
| Comcast Corp | 20030N101 | COM | 93,700 | $3,606,000 | thousands by filing date | put |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 9,641 | $3,605,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 39,887 | $3,601,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 39,918 | $3,598,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 436,725 | $3,598,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 139,424 | $3,597,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 123,738 | $3,574,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 91,923 | $3,572,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 118,134 | $3,568,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 87,127 | $3,566,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 56,435 | $3,564,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 67,193 | $3,563,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 186,772 | $3,563,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 136,998 | $3,562,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 37,503 | $3,555,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 169,790 | $3,549,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 54,751 | $3,548,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 114,245 | $3,546,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 77,179 | $3,538,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 776,697 | $3,527,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 68,590 | $3,517,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 100,000 | $3,516,000 | thousands by filing date | put |
| INGEVITY CORP COM | 45688C107 | Stock | 56,264 | $3,514,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 270,454 | $3,513,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 105,980 | $3,513,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 332,143 | $3,510,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 25,000 | $3,507,000 | thousands by filing date | put |
| ANIXTER INTL INC | 035290105 | COM | 41,239 | $3,506,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 152,674 | $3,503,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 75,625 | $3,503,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 104,873 | $3,503,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 130,663 | $3,501,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 95,400 | $3,500,000 | thousands by filing date | call |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 2,746,000 | $3,498,000 | thousands by filing date | principal |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 53,115 | $3,496,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 46,611 | $3,495,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 141,564 | $3,490,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 63,552 | $3,488,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 215,318 | $3,488,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 78,550 | $3,478,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 57,305 | $3,478,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 53,559 | $3,477,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 72,387 | $3,476,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 45,596 | $3,474,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 119,506 | $3,468,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 182,039 | $3,465,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 58,639 | $3,459,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 120,000 | $3,457,000 | thousands by filing date | put |
| Boston Scientific Corporation | 101137107 | COM | 118,400 | $3,454,000 | thousands by filing date | call |
| DOMTAR CORP | 257559203 | COM NEW | 79,514 | $3,451,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 180,060 | $3,448,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 93,062 | $3,447,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 234,042 | $3,440,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 42,701 | $3,438,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 59,358 | $3,438,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 4,756 | $3,434,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 613,166 | $3,427,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 195,433 | $3,425,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 747,500 | $3,424,000 | thousands by filing date | put |
| MARZETTI COMPANY | 513847103 | COM | 28,424 | $3,415,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 37,838 | $3,405,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 178,736 | $3,403,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 126,317 | $3,399,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806AM1 | NOTE 4.500% 1/1 | 2,600,000 | $3,394,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DELAWARE | 531229AE2 | DEB 2.250% 9/3 | 3,190,000 | $3,389,000 | thousands by filing date | principal |
| FEDEX CORP COM | 31428X106 | Stock | 15,000 | $3,384,000 | thousands by filing date | call |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 185,000 | $3,384,000 | thousands by filing date | put |
| AMC NETWORKS INC | 00164V103 | CL A | 57,831 | $3,381,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 84,298 | $3,380,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 100,000 | $3,374,000 | thousands by filing date | put |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 100,000 | $3,374,000 | thousands by filing date | call |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 227,614 | $3,371,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 163,991 | $3,357,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 89,972 | $3,357,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 7,500 | $3,353,000 | thousands by filing date | put |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 149,629 | $3,346,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 131,139 | $3,345,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 100,388 | $3,340,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 65,970 | $3,338,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 168,142 | $3,338,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 60,153 | $3,337,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 72,411 | $3,336,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 123,457 | $3,330,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 97,550 | $3,328,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 59,703 | $3,319,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 50,000 | $3,312,000 | thousands by filing date | put |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 17,500 | $3,311,000 | thousands by filing date | call |
| ORBITAL ATK INC | 68557N103 | COM | 24,832 | $3,307,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 227,333 | $3,304,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 200,000 | $3,296,000 | thousands by filing date | put |
| TIME INC NEW | 887228104 | COM | 244,121 | $3,295,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 133,479 | $3,289,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 79,111 | $3,280,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 110,600 | $3,279,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 58,503 | $3,277,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 180,422 | $3,267,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 62,152 | $3,266,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 32,084 | $3,264,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 106,322 | $3,264,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 3,220,000 | $3,262,000 | thousands by filing date | principal |
| TIMKEN CO | 887389104 | COM | 67,072 | $3,255,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 86,087 | $3,250,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 17,468 | $3,246,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 58,712 | $3,245,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 110,745 | $3,233,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 75,266 | $3,231,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 5,514 | $3,227,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 67,409 | $3,220,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 46,218 | $3,220,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 2,375,000 | $3,213,000 | thousands by filing date | principal |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 449,342 | $3,212,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 34,312 | $3,211,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 27,702 | $3,209,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 85,409 | $3,208,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 151,082 | $3,206,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 95,811 | $3,205,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 35,383 | $3,187,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 46,000 | $3,185,000 | thousands by filing date | put |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 694,900 | $3,183,000 | thousands by filing date | call |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 24,419 | $3,168,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 43,340 | $3,166,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 3,404,000 | $3,158,000 | thousands by filing date | principal |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 100,000 | $3,153,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 100,000 | $3,152,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 71,970 | $3,152,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 95,125 | $3,151,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 108,370 | $3,151,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 69,738 | $3,140,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 3,120,000 | $3,139,000 | thousands by filing date | principal |
| BOB EVANS FARMS | 096761101 | COM | 40,468 | $3,136,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 83,925 | $3,134,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 107,551 | $3,130,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 54,371 | $3,119,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 49,947 | $3,119,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 20,944 | $3,100,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 40,628 | $3,098,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 62,810 | $3,092,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 37,975 | $3,087,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 66,926 | $3,087,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 24,885 | $3,084,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 132,373 | $3,084,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 55,779 | $3,082,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 40,000 | $3,082,000 | thousands by filing date | put |
| BOSTON BEER INC CL A | 100557107 | Stock | 19,728 | $3,081,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 325,380 | $3,080,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 101,019 | $3,076,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 287,926 | $3,057,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 137,887 | $3,057,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 50,000 | $3,044,000 | thousands by filing date | call |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 88,102 | $3,043,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 514,700 | $3,042,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 63,340 | $3,041,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 2,845,000 | $3,041,000 | thousands by filing date | principal |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 2,000,055 | $3,040,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 219,976 | $3,038,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 13,659 | $3,037,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 138,734 | $3,034,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 507,947 | $3,031,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 26,053 | $3,022,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 60,919 | $3,020,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 109,344 | $3,018,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 966,938 | $3,017,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 19,420 | $3,016,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 113,051 | $3,015,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 161,357 | $3,013,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 105,900 | $3,009,000 | thousands by filing date | put |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 2,867,000 | $3,009,000 | thousands by filing date | principal |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 73,638 | $3,004,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 51,159 | $2,996,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 97,361 | $2,994,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 171,167 | $2,994,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 25,146 | $2,981,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 34,486 | $2,976,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 122,201 | $2,975,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 41,241 | $2,966,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 57,087 | $2,961,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 27,628 | $2,960,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 206,705 | $2,956,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 68,166 | $2,951,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 1,601,000 | $2,942,000 | thousands by filing date | principal |
| DIGITALGLOBE INC | 25389M877 | COM | 83,465 | $2,942,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 238,759 | $2,936,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 231,306 | $2,933,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 169,466 | $2,926,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 27,611 | $2,925,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 121,661 | $2,920,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 200,000 | $2,916,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 172,106 | $2,915,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 204,233 | $2,910,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 72,719 | $2,908,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 60,000 | $2,901,000 | thousands by filing date | call |
| MBIA INC | 55262C100 | COMMON STOCK | 333,469 | $2,901,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 86,410 | $2,895,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 65,239 | $2,886,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 44,754 | $2,883,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 69,401 | $2,880,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 20,000 | $2,879,000 | thousands by filing date | put |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 20,000 | $2,879,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 150,000 | $2,877,000 | thousands by filing date | put |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 2,945,000 | $2,862,000 | thousands by filing date | principal |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 223,306 | $2,859,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 169,363 | $2,859,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 58,440 | $2,851,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 46,249 | $2,848,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 117,444 | $2,847,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 50,786 | $2,847,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 146,991 | $2,841,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 65,500 | $2,840,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 74,417 | $2,839,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 46,289 | $2,837,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 75,776 | $2,835,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 44,477 | $2,834,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 2,490,000 | $2,831,000 | thousands by filing date | principal |
| ALEXANDERS INC COM | 014752109 | REIT | 6,659 | $2,824,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 42,145 | $2,821,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 80,632 | $2,817,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 67,460 | $2,816,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 45,115 | $2,808,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 18,794 | $2,806,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 61,332 | $2,803,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 28,555 | $2,802,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 73,000 | $2,802,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 68,000 | $2,799,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 90,000 | $2,796,000 | thousands by filing date | put |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 65,416 | $2,791,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 57,056 | $2,790,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 48,461 | $2,789,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 43,133 | $2,787,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 38,823 | $2,785,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 345,000 | $2,784,000 | thousands by filing date | call |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 147,316 | $2,776,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 92,974 | $2,761,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 620,673 | $2,756,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 253,182 | $2,756,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 97,483 | $2,755,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 163,870 | $2,754,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 36,381 | $2,746,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D688 | 3X LONG GOLD | 255,000 | $2,743,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 116,983 | $2,736,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 500,000 | $2,730,000 | thousands by filing date | call |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 164,664 | $2,726,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 82,019 | $2,725,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 91,389 | $2,720,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 50,821 | $2,719,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 25,000 | $2,717,000 | thousands by filing date | put |
| PEABODY ENERGY CORP NEW | 704551407 | CMN | 48,330 | $2,713,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 184,045 | $2,706,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 68,586 | $2,704,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 47,189 | $2,704,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 15,133 | $2,700,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 17,810 | $2,698,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 71,303 | $2,692,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 7,400 | $2,689,000 | thousands by filing date | call |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 282,919 | $2,685,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 78,552 | $2,683,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 46,672 | $2,671,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 77,026 | $2,668,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 25,869 | $2,668,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 90,634 | $2,667,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 423,367 | $2,667,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 62,000 | $2,658,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 224,066 | $2,656,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 145,057 | $2,655,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 85,402 | $2,653,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 94,949 | $2,648,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 25,040 | $2,647,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 45,470 | $2,642,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 21,942 | $2,638,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 75,903 | $2,638,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 41,094 | $2,635,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 66,041 | $2,635,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 115,317 | $2,634,000 | thousands by filing date | |
| RH | 74967X103 | COM | 37,444 | $2,633,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 306,205 | $2,625,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 59,409 | $2,622,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 66,875 | $2,620,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 250,160 | $2,619,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 122,537 | $2,613,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 300,000 | $2,610,000 | thousands by filing date | put |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 131,420 | $2,610,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 81,822 | $2,606,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 450,000 | $2,606,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 96,228 | $2,599,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 31,231 | $2,595,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 50,000 | $2,592,000 | thousands by filing date | call |
| HRG GROUP INC COM | 40434J100 | Stock | 165,988 | $2,591,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 82,880 | $2,587,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D340 | VELOCITY SHS MED | 202,571 | $2,587,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 66,668 | $2,584,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 246,555 | $2,579,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 183,500 | $2,576,000 | thousands by filing date | call |
| MTS SYSTEMS CORP | 553777103 | COM | 48,075 | $2,570,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 35,848 | $2,568,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 133,059 | $2,568,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 135,600 | $2,563,000 | thousands by filing date | put |
| RENASANT CORP | 75970E107 | COM | 59,617 | $2,557,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 88,930 | $2,556,000 | thousands by filing date | |
| QIAGEN NV | N72482AA5 | DEBT 0.375% 3/1 | 2,200,000 | $2,556,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 77,421 | $2,554,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 60,000 | $2,551,000 | thousands by filing date | call |
| CSG SYSTEMS | 126349109 | COM | 63,346 | $2,541,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 150,000 | $2,540,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 45,191 | $2,534,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 261,708 | $2,531,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 21,099 | $2,529,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 43,302 | $2,525,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 59,975 | $2,525,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 94,242 | $2,523,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 55,790 | $2,521,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 43,976 | $2,517,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 52,345 | $2,517,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 131,072 | $2,516,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 103,996 | $2,513,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 51,237 | $2,513,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 23,266 | $2,512,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 13,700 | $2,511,000 | thousands by filing date | put |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 134,495 | $2,511,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 43,652 | $2,510,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 61,182 | $2,509,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 114,100 | $2,507,000 | thousands by filing date | call |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 243,449 | $2,507,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 39,982 | $2,500,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 41,000 | $2,496,000 | thousands by filing date | put |
| U HAUL HOLDING COMPANY | 023586100 | COM | 6,651 | $2,493,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 107,910 | $2,487,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 8,874 | $2,486,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 73,182 | $2,481,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 56,144 | $2,479,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 35,696 | $2,470,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 282,014 | $2,469,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 91,719 | $2,469,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 77,618 | $2,469,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 45,918 | $2,463,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 29,287 | $2,461,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 271,539 | $2,455,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 136,309 | $2,454,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 58,887 | $2,453,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 2,860 | $2,451,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 49,777 | $2,448,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 33,427 | $2,447,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 49,581 | $2,437,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 29,100 | $2,434,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 102,631 | $2,428,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 80,919 | $2,427,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 42,161 | $2,420,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 68,550 | $2,420,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 25,000 | $2,419,000 | thousands by filing date | put |
| ENVESTNET INC | 29404K106 | COM | 47,426 | $2,419,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 15,819 | $2,416,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 54,387 | $2,415,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 2,000,000 | $2,413,000 | thousands by filing date | principal |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 187,586 | $2,410,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 39,172 | $2,408,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 34,788 | $2,407,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 25,305 | $2,406,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 57,962 | $2,405,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 86,235 | $2,393,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 45,426 | $2,393,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 2,380,000 | $2,382,000 | thousands by filing date | principal |
| SPARTANNASH CO | 847215100 | COM | 90,262 | $2,381,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 99,397 | $2,375,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 39,512 | $2,369,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 59,743 | $2,365,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 218,971 | $2,365,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 110,011 | $2,364,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 343,758 | $2,358,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 2,655,000 | $2,357,000 | thousands by filing date | principal |
| ADTRAN INC | 00738A106 | COMMON STOCK | 98,008 | $2,352,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 51,282 | $2,349,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 41,918 | $2,349,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 1,798,000 | $2,347,000 | thousands by filing date | principal |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 164,076 | $2,346,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 52,291 | $2,345,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 145,028 | $2,344,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 55,304 | $2,342,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 2,210,000 | $2,340,000 | thousands by filing date | principal |
| TWILIO INC CL A | 90138F102 | Stock | 78,282 | $2,337,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 95,599 | $2,334,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 65,585 | $2,329,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 17,600 | $2,327,000 | thousands by filing date | put |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 46,970 | $2,325,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 42,274 | $2,325,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 84,164 | $2,324,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 18,100 | $2,320,000 | thousands by filing date | call |
| SAUL CTRS INC COM | 804395101 | REIT | 37,457 | $2,319,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 51,600 | $2,309,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 30,000 | $2,308,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 32,500 | $2,308,000 | thousands by filing date | call |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 377,781 | $2,307,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 16,620 | $2,303,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 251,411 | $2,302,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 200,000 | $2,300,000 | thousands by filing date | put |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 774,419 | $2,292,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 25,000 | $2,290,000 | thousands by filing date | call |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 59,898 | $2,286,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 85,888 | $2,286,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 34,102 | $2,285,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 59,117 | $2,279,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 50,031 | $2,274,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 98,000 | $2,271,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 30,711 | $2,269,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 53,204 | $2,268,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 20,977 | $2,264,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 122,045 | $2,264,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 54,692 | $2,257,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 61,539 | $2,254,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 24,057 | $2,253,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 70,000 | $2,253,000 | thousands by filing date | put |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 70,000 | $2,253,000 | thousands by filing date | call |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 50,386 | $2,247,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 1,100,000 | $2,244,000 | thousands by filing date | call |
| CREDIT SUISSE NASSAU BRH | 22542D365 | VELOCITY SHS SHO | 135,571 | $2,242,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 40,979 | $2,240,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 63,221 | $2,238,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 110,302 | $2,235,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 123,966 | $2,231,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 26,048 | $2,229,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 18,479 | $2,228,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 129,528 | $2,228,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 45,418 | $2,227,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 94,528 | $2,225,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 208,413 | $2,225,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 34,536 | $2,222,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 57,456 | $2,220,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 160,679 | $2,219,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 153,099 | $2,215,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 18,726 | $2,213,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 77,248 | $2,210,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 61,958 | $2,209,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 114,440 | $2,208,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 55,792 | $2,207,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 1,825,000 | $2,202,000 | thousands by filing date | principal |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 50,542 | $2,201,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 110,647 | $2,198,000 | thousands by filing date | |
| HESS MIDSTREAM PARTNERS LP | 428104103 | UNIT LTD PR INT | 100,000 | $2,197,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 43,604 | $2,195,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 579,730 | $2,192,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 207,656 | $2,191,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 55,792 | $2,188,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 102,673 | $2,185,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 108,862 | $2,185,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 62,255 | $2,179,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 1,060,000 | $2,173,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 268,108 | $2,172,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 96,791 | $2,172,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 76,542 | $2,169,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 22,700 | $2,167,000 | thousands by filing date | call |
| SPX FLOW INC COM | 78469X107 | Stock | 56,143 | $2,165,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 26,943 | $2,163,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 2,415,000 | $2,157,000 | thousands by filing date | principal |
| HOPE BANCORP INC | 43940T109 | COM | 121,601 | $2,153,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 55,128 | $2,152,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 59,797 | $2,149,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 47,587 | $2,146,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 37,062 | $2,145,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 43,047 | $2,144,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 41,957 | $2,143,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 701,000 | $2,142,000 | thousands by filing date | principal |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 116,789 | $2,138,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 208,974 | $2,127,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 56,023 | $2,126,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 114,796 | $2,118,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E307 | AUSPCE CMD STG | 90,069 | $2,113,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 45,899 | $2,108,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-042826 | this filing | 2017-11-14 | acceptance time not in the bulk data set |