13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 4,164 holding rows worth $102,843,944,000.
- Accession
- 0001140361-17-042826
- Filer
- CIK 824468
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 19,307 entries on the cover page, a total value of $102,843,944,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $102,843,944,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| 3M CO COM | 88579Y101 | Stock | 33,100 | $6,948,000 | thousands by filing date | put |
| BUNGE LTD | G16962105 | COM | 100,000 | $6,946,000 | thousands by filing date | call |
| NUTANIX INC CL A | 67059N108 | Stock | 310,109 | $6,944,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 50,000 | $6,937,000 | thousands by filing date | put |
| IAC INTERACTIVECORP | 44919P508 | COM | 58,761 | $6,910,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 143,000 | $6,892,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 34,110 | $6,892,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 507,100 | $6,876,000 | thousands by filing date | call |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 6,874,000 | $6,874,000 | thousands by filing date | principal |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 527,809 | $6,866,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 237,059 | $6,856,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 39,600 | $6,854,000 | thousands by filing date | call |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 7,600,000 | $6,850,000 | thousands by filing date | principal |
| BLACKBAUD INC COM | 09227Q100 | Stock | 77,925 | $6,841,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 128,023 | $6,819,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 62,912 | $6,805,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 120,840 | $6,801,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 679,277 | $6,800,000 | thousands by filing date | |
| PROSHARES TR II | 74347W163 | ULTRA VIX SHORT | 329,749 | $6,793,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 86,714 | $6,790,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 110,000 | $6,783,000 | thousands by filing date | call |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 50,000 | $6,739,000 | thousands by filing date | put |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 263,044 | $6,730,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 62,961 | $6,718,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 479,217 | $6,714,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 96,684 | $6,708,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 120,896 | $6,706,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 90,899 | $6,694,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 106,572 | $6,694,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 453,002 | $6,681,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 85,537 | $6,678,000 | thousands by filing date | |
| BLACKHAWK NETWORK HLDGS INC | 09238EAB0 | NOTE 1.500% 1/1 | 5,983,000 | $6,678,000 | thousands by filing date | principal |
| POST HLDGS INC | 737446104 | COM | 75,626 | $6,676,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 1,201,537 | $6,668,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 6,100,000 | $6,661,000 | thousands by filing date | principal |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 385,631 | $6,656,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 473,697 | $6,646,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 504,751 | $6,627,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 247,972 | $6,619,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 28,144 | $6,618,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D670 | 3X INVERS GOLD | 143,000 | $6,602,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 144,604 | $6,599,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 158,344 | $6,597,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 438,922 | $6,594,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 280,396 | $6,591,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 37,021 | $6,588,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 330,000 | $6,587,000 | thousands by filing date | put |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 52,061 | $6,586,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 243,171 | $6,585,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 572,787 | $6,570,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 339,121 | $6,565,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 74,240 | $6,562,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 66,324 | $6,546,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 77,619 | $6,539,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 70,837 | $6,525,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 186,812 | $6,510,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 406,772 | $6,508,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 39,523 | $6,501,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 226,828 | $6,492,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 1,429,312 | $6,489,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 65,685 | $6,485,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 71,093 | $6,481,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 484,791 | $6,472,000 | thousands by filing date | |
| BIOVERATIV INC | 09075E100 | COM | 113,390 | $6,471,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 4,601,000 | $6,461,000 | thousands by filing date | principal |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 96,999 | $6,455,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 121,319 | $6,440,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 584,778 | $6,439,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 100,000 | $6,421,000 | thousands by filing date | call |
| BIOGEN INC COM | 09062X103 | Stock | 20,500 | $6,419,000 | thousands by filing date | call |
| BP PLC SPONSORED ADR | 055622104 | ADR | 166,958 | $6,416,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 80,200 | $6,411,000 | thousands by filing date | call |
| AVEXIS INC | 05366U100 | COM | 66,129 | $6,396,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 130,383 | $6,393,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 86,352 | $6,391,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 46,908 | $6,387,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 114,105 | $6,386,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 220,677 | $6,385,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 38,182 | $6,378,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 112,419 | $6,363,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 423,855 | $6,358,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 53,635 | $6,355,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 271,719 | $6,344,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 112,500 | $6,308,000 | thousands by filing date | put |
| DILLARDS INC CL A | 254067101 | Stock | 112,500 | $6,308,000 | thousands by filing date | call |
| FLOWSERVE CORP | 34354P105 | COM | 148,034 | $6,305,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 167,819 | $6,301,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 118,594 | $6,294,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 54,979 | $6,281,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 121,100 | $6,279,000 | thousands by filing date | call |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 91,234 | $6,273,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 47,712 | $6,265,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 218,880 | $6,265,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 80,479 | $6,247,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 233,366 | $6,237,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 80,999 | $6,230,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 240,011 | $6,229,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 520,000 | $6,224,000 | thousands by filing date | put |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 331,014 | $6,224,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 160,922 | $6,214,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 537,689 | $6,210,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 32,725 | $6,204,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 105,161 | $6,196,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 169,099 | $6,195,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 176,800 | $6,190,000 | thousands by filing date | call |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 310,370 | $6,176,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 280,639 | $6,174,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 1,990,654 | $6,170,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 84,535 | $6,168,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 178,095 | $6,160,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 70,031 | $6,158,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 6,088,000 | $6,157,000 | thousands by filing date | principal |
| INTERDIGITAL INC COM | 45867G101 | Stock | 82,973 | $6,120,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 40,062 | $6,115,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 61,193 | $6,108,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 295,319 | $6,101,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 543,080 | $6,099,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 68,529 | $6,090,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 38,844 | $6,074,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 5,345,000 | $6,073,000 | thousands by filing date | principal |
| TCF FINL CORP | 872275102 | COM | 355,864 | $6,064,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 900,000 | $6,048,000 | thousands by filing date | put |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 299,447 | $6,037,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 112,896 | $6,035,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 321,376 | $6,032,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 86,800 | $6,029,000 | thousands by filing date | put |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 67,405 | $6,010,000 | thousands by filing date | |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 6,067,000 | $6,006,000 | thousands by filing date | principal |
| UMPQUA HOLDINGS | 904214103 | COM | 307,656 | $6,001,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 77,288 | $5,987,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 147,702 | $5,982,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 55,022 | $5,976,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 113,468 | $5,976,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 124,900 | $5,976,000 | thousands by filing date | put |
| TXNM ENERGY INC COM | 69349H107 | Stock | 148,175 | $5,972,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 283,442 | $5,966,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 281,300 | $5,961,000 | thousands by filing date | put |
| ZIFF DAVIS INC | 48123V102 | COM | 80,625 | $5,956,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 72,993 | $5,953,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 89,167 | $5,952,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 112,952 | $5,927,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 13,912 | $5,923,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 61,947 | $5,913,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 497,746 | $5,908,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 271,031 | $5,899,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 630,924 | $5,899,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 183,800 | $5,891,000 | thousands by filing date | call |
| YUM BRANDS INC COM | 988498101 | Stock | 80,000 | $5,889,000 | thousands by filing date | call |
| WESTERN DIGITAL CORP | 958102105 | COM | 67,500 | $5,832,000 | thousands by filing date | put |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 102,270 | $5,823,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 129,201 | $5,818,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 286,824 | $5,812,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 175,059 | $5,810,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 40,000 | $5,803,000 | thousands by filing date | put |
| CBS CORP NEW | 124857202 | CL B | 100,000 | $5,800,000 | thousands by filing date | call |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 567,050 | $5,795,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 119,005 | $5,766,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 307,181 | $5,766,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 70,146 | $5,762,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 3,142,843 | $5,751,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 212,791 | $5,747,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 111,963 | $5,722,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 73,800 | $5,718,000 | thousands by filing date | put |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 231,001 | $5,704,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 89,800 | $5,695,000 | thousands by filing date | call |
| TARGA RES CORP COM | 87612G101 | Stock | 120,400 | $5,695,000 | thousands by filing date | put |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 105,494 | $5,693,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 589,156 | $5,691,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 308,134 | $5,690,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 623,467 | $5,685,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 116,789 | $5,676,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 269,994 | $5,654,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 152,091 | $5,646,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 356,272 | $5,644,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 81,571 | $5,642,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 55,317 | $5,638,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 43,800 | $5,633,000 | thousands by filing date | call |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 47,500 | $5,631,000 | thousands by filing date | call |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 82,069 | $5,625,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 28,492 | $5,616,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 50,000 | $5,613,000 | thousands by filing date | put |
| Salesforce.com, Inc | 79466L302 | COM | 60,000 | $5,605,000 | thousands by filing date | call |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 113,883 | $5,597,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 79,000 | $5,596,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 145,587 | $5,596,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH X | 22539T399 | COM | 193,274 | $5,586,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 35,064 | $5,581,000 | thousands by filing date | |
| NATUZZI S P A | 63905A101 | ADR | 2,722,400 | $5,581,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 50,000 | $5,572,000 | thousands by filing date | call |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 61,215 | $5,559,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 131,625 | $5,548,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 124,681 | $5,533,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 89,519 | $5,511,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 58,524 | $5,511,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 300,000 | $5,487,000 | thousands by filing date | call |
| TOPBUILD COR COM | 89055F103 | Stock | 84,053 | $5,477,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 576,465 | $5,477,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 223,718 | $5,463,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 100,000 | $5,461,000 | thousands by filing date | put |
| SNAP INC | 83304A106 | CL A | 375,008 | $5,453,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 6,061,000 | $5,447,000 | thousands by filing date | principal |
| ACRES COMMERCIAL REALTY CORP | 76120WAC8 | NOTE 4.500% 8/1 | 5,230,000 | $5,433,000 | thousands by filing date | principal |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 43,736 | $5,429,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 182,665 | $5,428,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 70,145 | $5,422,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 53,615 | $5,420,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 44,760 | $5,411,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 5,723,000 | $5,408,000 | thousands by filing date | principal |
| MACYS INC COM | 55616P104 | Stock | 247,500 | $5,400,000 | thousands by filing date | put |
| WAFD INC | 938824109 | COM | 160,123 | $5,388,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 85,000 | $5,382,000 | thousands by filing date | call |
| VIASAT INC | 92552V100 | COM | 83,558 | $5,375,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 133,585 | $5,372,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 103,735 | $5,370,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 115,431 | $5,356,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 85,495 | $5,356,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 137,935 | $5,353,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 282,964 | $5,353,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 305,152 | $5,351,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 152,800 | $5,350,000 | thousands by filing date | put |
| BELDEN INC COM | 077454106 | Stock | 66,155 | $5,328,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 42,558 | $5,326,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 182,300 | $5,321,000 | thousands by filing date | call |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 61,715 | $5,319,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 113,693 | $5,313,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 4,910,000 | $5,306,000 | thousands by filing date | principal |
| GRANITE CONSTR INC COM | 387328107 | Stock | 91,550 | $5,304,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 132,326 | $5,298,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 87,045 | $5,281,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 1,202,363 | $5,266,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 120,800 | $5,263,000 | thousands by filing date | call |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 150,000 | $5,255,000 | thousands by filing date | put |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 82,900 | $5,247,000 | thousands by filing date | call |
| WESTERN DIGITAL CORP | 958102105 | COM | 60,700 | $5,244,000 | thousands by filing date | call |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 31,926 | $5,237,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 34,471 | $5,226,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 115,927 | $5,211,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 77,885 | $5,207,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 91,500 | $5,199,000 | thousands by filing date | call |
| JABIL INC COM | 466313103 | Stock | 181,950 | $5,196,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 60,446 | $5,191,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 97,576 | $5,165,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 64,949 | $5,164,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 240,000 | $5,153,000 | thousands by filing date | put |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 131,956 | $5,137,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 92,032 | $5,136,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 97,938 | $5,118,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 83,806 | $5,116,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 528,543 | $5,110,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 179,639 | $5,103,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 53,615 | $5,083,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 271,223 | $5,069,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 489,661 | $5,068,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 163,609 | $5,045,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 107,350 | $5,043,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 493,395 | $5,042,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 100,998 | $5,036,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 227,421 | $4,996,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 100,000 | $4,986,000 | thousands by filing date | put |
| WERNER ENTERPRISES INC | 950755108 | COM | 136,244 | $4,981,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 62,953 | $4,975,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 123,107 | $4,967,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 53,679 | $4,966,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 54,340 | $4,963,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 44,180 | $4,959,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 501,597 | $4,950,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 61,784 | $4,943,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 80,500 | $4,942,000 | thousands by filing date | put |
| WATSCO INC COM | 942622200 | Stock | 30,677 | $4,942,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 48,608 | $4,933,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 112,985 | $4,930,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 50,000 | $4,929,000 | thousands by filing date | call |
| PACWEST BANCORP DEL | 695263103 | COM | 97,516 | $4,925,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 109,719 | $4,923,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 362,500 | $4,916,000 | thousands by filing date | put |
| Southern Company | 842587107 | COM | 100,000 | $4,914,000 | thousands by filing date | call |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 1,070,742 | $4,904,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 100,000 | $4,903,000 | thousands by filing date | call |
| AUTONATION INC COM | 05329W102 | Stock | 103,027 | $4,888,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 87,765 | $4,885,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 40,750 | $4,880,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 105,392 | $4,871,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 77,977 | $4,857,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 192,431 | $4,854,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 562,500 | $4,854,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 303,314 | $4,850,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 68,657 | $4,837,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 410,197 | $4,837,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 87,400 | $4,830,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 88,383 | $4,827,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 202,422 | $4,822,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 204,300 | $4,821,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 129,485 | $4,810,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 55,984 | $4,806,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 356,421 | $4,804,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 152,286 | $4,802,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 125,626 | $4,791,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 275,458 | $4,784,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 126,643 | $4,780,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 386,503 | $4,773,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 86,623 | $4,754,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 231,280 | $4,750,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 737,566 | $4,750,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 72,577 | $4,744,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 421,717 | $4,740,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 5,240,000 | $4,729,000 | thousands by filing date | principal |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 174,861 | $4,717,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 201,356 | $4,716,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 121,436 | $4,715,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 167,166 | $4,711,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 187,000 | $4,709,000 | thousands by filing date | call |
| SPIRE INC | 84857L101 | COM | 62,887 | $4,694,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 145,619 | $4,686,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 242,841 | $4,673,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 140,200 | $4,656,000 | thousands by filing date | call |
| FIBROGEN INC | 31572Q808 | COM | 86,328 | $4,643,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 31,411 | $4,641,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 552,353 | $4,633,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 197,269 | $4,631,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 47,800 | $4,624,000 | thousands by filing date | call |
| Deutsch Bank Ag | 251525AN1 | bond | 4,400,000 | $4,618,000 | thousands by filing date | principal |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 47,568 | $4,611,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 214,428 | $4,610,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 459,900 | $4,608,000 | thousands by filing date | call |
| TELADOC HEALTH INC | 87918A105 | COM | 138,965 | $4,607,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 244,730 | $4,603,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 6,242,000 | $4,599,000 | thousands by filing date | principal |
| BIG LOTS INC | 089302103 | COM | 85,611 | $4,587,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 25,000 | $4,583,000 | thousands by filing date | call |
| OMNICOM GROUP INC COM | 681919106 | Stock | 61,800 | $4,578,000 | thousands by filing date | call |
| COMERICAINC | 200340107 | COM | 60,000 | $4,576,000 | thousands by filing date | call |
| STERLING BANCORP DEL | 85917A100 | COM | 185,653 | $4,576,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 135,252 | $4,570,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 109,797 | $4,565,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 46,872 | $4,563,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 532,645 | $4,563,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 83,730 | $4,551,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 37,694 | $4,549,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 323,988 | $4,549,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 60,936 | $4,540,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 250,722 | $4,538,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 154,900 | $4,518,000 | thousands by filing date | put |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 38,015 | $4,516,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 151,793 | $4,507,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 100,000 | $4,504,000 | thousands by filing date | call |
| NETSCOUT SYS INC | 64115T104 | COM | 138,901 | $4,494,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 117,500 | $4,494,000 | thousands by filing date | put |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 88,617 | $4,473,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 105,000 | $4,464,000 | thousands by filing date | put |
| OUTFRONT MEDIA INC | 69007J106 | COM | 177,267 | $4,464,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 169,276 | $4,462,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 123,241 | $4,458,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 2,282,796 | $4,452,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 140,504 | $4,443,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 96,502 | $4,439,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 31,844 | $4,436,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 283,404 | $4,435,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 161,574 | $4,435,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 82,176 | $4,426,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 331,808 | $4,423,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 218,385 | $4,422,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 132,374 | $4,417,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 50,000 | $4,415,000 | thousands by filing date | put |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 45,799 | $4,413,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 198,800 | $4,408,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 136,263 | $4,397,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 113,044 | $4,390,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 41,200 | $4,389,000 | thousands by filing date | put |
| BANK OF THE OZARKS | 063904106 | COM | 91,330 | $4,388,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 45,729 | $4,380,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 1,200,027 | $4,380,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 200,000 | $4,374,000 | thousands by filing date | call |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 4,140,000 | $4,373,000 | thousands by filing date | principal |
| HALYARD HEALTH INC | 40650V100 | COM | 96,766 | $4,359,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 108,352 | $4,356,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 33,784 | $4,354,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 133,363 | $4,353,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 35,162 | $4,352,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 20,200 | $4,350,000 | thousands by filing date | call |
| VWO | 922042858 | SHS | 99,800 | $4,348,000 | thousands by filing date | put |
| MYRIAD GENETICS INC | 62855J104 | COM | 120,181 | $4,347,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 108,996 | $4,332,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 32,063 | $4,329,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 94,989 | $4,328,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 15,000 | $4,316,000 | thousands by filing date | call |
| CAVIUM INC | 14964U108 | COM | 65,433 | $4,315,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 123,100 | $4,312,000 | thousands by filing date | call |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 28,315 | $4,312,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 1,811,411 | $4,312,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 704,708 | $4,306,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 98,770 | $4,297,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 32,219 | $4,295,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 45,178 | $4,289,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 50,000 | $4,277,000 | thousands by filing date | put |
| Eli Lilly and Company | 532457108 | COM | 50,000 | $4,277,000 | thousands by filing date | call |
| UNISYS CORP | 909214306 | COMMON STOCK | 502,341 | $4,269,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 275,164 | $4,265,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 29,698 | $4,257,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 57,446 | $4,253,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 109,155 | $4,246,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 106,454 | $4,234,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 185,793 | $4,233,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 84,498 | $4,233,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B203 | PFD CV SER A | 40,072 | $4,230,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 225,153 | $4,222,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 89,342 | $4,208,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 48,963 | $4,201,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 100,984 | $4,200,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 179,097 | $4,200,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 121,693 | $4,198,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 50,000 | $4,196,000 | thousands by filing date | call |
| WPX ENERGY INC | 98212B103 | COM | 364,458 | $4,191,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 82,145 | $4,190,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 45,929 | $4,174,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 90,837 | $4,168,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 19,449 | $4,165,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 58,557 | $4,137,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 508,016 | $4,136,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 143,163 | $4,131,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 78,710 | $4,131,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 150,600 | $4,129,000 | thousands by filing date | put |
| CREDIT SUISSE NASSAU BRANCH | 22539T266 | XLINK CRD ETN37 | 170,032 | $4,122,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 159,335 | $4,121,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 79,774 | $4,114,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 98,483 | $4,108,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 151,069 | $4,103,000 | thousands by filing date | |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 4,055,000 | $4,101,000 | thousands by filing date | principal |
| ADIENT PLC | G0084W101 | ORD SHS | 48,828 | $4,100,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 62,348 | $4,098,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 4,000,000 | $4,088,000 | thousands by filing date | principal |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 109,894 | $4,087,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 61,878 | $4,081,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 297,742 | $4,079,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 70,137 | $4,072,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 11,200 | $4,070,000 | thousands by filing date | put |
| COMMERCE BANCSHARES INC | 200525103 | COM | 70,283 | $4,061,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 71,197 | $4,058,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 35,076 | $4,048,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 99,582 | $4,042,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 78,594 | $4,028,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 98,318 | $4,025,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 161,353 | $4,021,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 153,869 | $4,011,000 | thousands by filing date | |
| SUPERVALU INC | 868536301 | COM NEW | 183,693 | $3,996,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 53,269 | $3,989,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 254,457 | $3,987,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 548,344 | $3,987,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 51,427 | $3,983,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 140,000 | $3,983,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 163,137 | $3,975,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 59,282 | $3,974,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 3,650,000 | $3,974,000 | thousands by filing date | principal |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 52,524 | $3,969,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 48,600 | $3,968,000 | thousands by filing date | put |
| VISTRA CORP COM | 92840M102 | Stock | 212,280 | $3,967,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 71,899 | $3,960,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 283,694 | $3,957,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 86,952 | $3,944,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 81,107 | $3,943,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 83,486 | $3,942,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 201,117 | $3,938,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 19,058 | $3,929,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 400,000 | $3,916,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 3,232,000 | $3,910,000 | thousands by filing date | principal |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 387,260 | $3,904,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 63,455 | $3,901,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 99,103 | $3,895,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 367,320 | $3,894,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 82,300 | $3,893,000 | thousands by filing date | call |
| CIMPRESS N V | N20146101 | SHS EURO | 39,836 | $3,890,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 322,442 | $3,884,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 246,560 | $3,876,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 19,080 | $3,866,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 39,833 | $3,860,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 82,757 | $3,853,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 83,807 | $3,848,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 268,947 | $3,827,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 90,659 | $3,818,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 50,000 | $3,813,000 | thousands by filing date | put |
| MOOG INC CL A | 615394202 | Stock | 45,696 | $3,813,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 133,735 | $3,810,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 56,211 | $3,807,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 86,386 | $3,807,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 510,598 | $3,803,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 39,761 | $3,798,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 175,991 | $3,794,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 64,167 | $3,792,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 89,843 | $3,791,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 7,020,079 | $3,791,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 101,638 | $3,775,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 264,664 | $3,775,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 155,568 | $3,773,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 47,155 | $3,769,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 172,134 | $3,768,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 113,807 | $3,768,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 3,802,620 | $3,765,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 67,120 | $3,763,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 104,784 | $3,761,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 157,006 | $3,754,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 73,597 | $3,748,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-042826 | this filing | 2017-11-14 | acceptance time not in the bulk data set |