13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 7,124 holding rows worth $208,237,386,000.
- Accession
- 0001140361-17-042641
- Filer
- CIK 1000275
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 25,717 entries on the cover page, a total value of $208,237,386,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $208,237,386,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerRBC (Barbados) Trading Bank Corp028-17343
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerConvergent Wealth Advisors028-13933
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerCRAMER ROSENTHAL MCGLYNN LLC028-02028
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UMH PPTYS INC | 903002103 | COM | 24,965 | $388,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 8,294 | $388,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 1,879 | $387,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 15,973 | $387,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 49,507 | $386,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 48,000 | $386,000 | thousands by filing date | put |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 15,418 | $385,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 15,873 | $385,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 11,209 | $384,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 27,472 | $384,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 7,904 | $384,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 12,878 | $383,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 5,597 | $382,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 6,715 | $382,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 56,618 | $382,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 14,351 | $381,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 7,061 | $380,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 12,271 | $380,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 10,340 | $380,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 5,423 | $380,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 13,100 | $379,000 | thousands by filing date | call |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 35,683 | $379,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 9,879 | $379,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 6,145 | $378,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 19,978 | $377,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 6,648 | $377,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 50,278 | $377,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 11,387 | $377,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H206 | ETN DJUBS AGRI37 | 12,100 | $377,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,300 | $376,000 | thousands by filing date | call |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 19,208 | $376,000 | thousands by filing date | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 12,187 | $375,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 12,712 | $374,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 10,660 | $374,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 5,566 | $374,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 50,000 | $373,000 | thousands by filing date | put |
| CNH INDL N V SHS | N20944109 | Stock | 30,965 | $372,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 40,835 | $372,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 8,518 | $371,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 9,713 | $371,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 100,000 | $371,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 23,628 | $370,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 25,853 | $370,000 | thousands by filing date | |
| PROSHARES TR | 74348A566 | MERGER ETF | 10,325 | $370,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 11,168 | $369,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 8,000 | $369,000 | thousands by filing date | call |
| MTGE INVT CORP COM | 55378A105 | REIT | 18,958 | $368,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 25,221 | $367,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 6,837 | $366,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 354,000 | $366,000 | thousands by filing date | principal |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 25,361 | $365,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 13,490 | $365,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R207 | S&P GSCI CM K 1 | 14,277 | $365,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 54,343 | $364,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 37,500 | $363,000 | thousands by filing date | call |
| OSI SYSTEMS INC | 671044105 | COM | 3,968 | $363,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 154,250 | $363,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 7,856 | $362,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 8,341 | $362,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 5,381 | $362,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 7,157 | $362,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 6,516 | $361,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 10,297 | $360,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 13,315 | $360,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 14,884 | $359,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 7,742 | $359,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 18,014 | $358,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 27,854 | $357,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 49,005 | $357,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 32,476 | $357,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 13,273 | $356,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 11,665 | $356,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 7,341 | $355,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 27,298 | $355,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 8,686 | $355,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 7,020 | $354,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 6,480 | $354,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 14,706 | $353,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R108 | BBG COMMD K 1 | 14,076 | $353,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 30,384 | $352,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 46,288 | $352,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 27,415 | $352,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 13,092 | $351,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 6,894 | $351,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 20,200 | $351,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 9,226 | $351,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 3,055 | $349,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 10,346 | $348,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 48,340 | $348,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 7,101 | $348,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 14,144 | $348,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 15,527 | $347,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 5,478 | $347,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 22,063 | $346,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 5,400 | $346,000 | thousands by filing date | call |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 5,730 | $346,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 19,815 | $345,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 59,735 | $345,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 4,301 | $344,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 15,152 | $343,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 90,000 | $343,000 | thousands by filing date | put |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 143,592 | $342,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 20,258 | $342,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 17,800 | $341,000 | thousands by filing date | put |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 42,078 | $341,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 4,651 | $341,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 24,704 | $341,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 24,193 | $341,000 | thousands by filing date | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 14,513 | $341,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 67,305 | $340,000 | thousands by filing date | |
| PROSHARES TR ULTPRO SHT 2017 | 74348A152 | CEF | 9,441 | $340,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 5,181 | $338,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 13,700 | $338,000 | thousands by filing date | call |
| ISHARES TR | 46435G813 | MSCI SPAIN ETF | 14,661 | $338,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 10,745 | $337,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 28,365 | $336,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 5,959 | $336,000 | thousands by filing date | |
| BulletShares 2025 Corporate | 18383M191 | COM | 16,170 | $336,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 24,003 | $335,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 6,439 | $334,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 9,225 | $334,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 10,047 | $334,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 8,334 | $334,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 9,675 | $334,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 13,858 | $333,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 3,983 | $333,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 30,933 | $333,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 5,202 | $331,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 24,214 | $331,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 12,281 | $331,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 6,987 | $330,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 8,495 | $329,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 12,741 | $329,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 39,712 | $328,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 49,846 | $327,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 5,910 | $327,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 6,539 | $327,000 | thousands by filing date | |
| ISHARES TR | 46435G706 | MSCI CDA ETF | 12,702 | $327,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 11,481 | $326,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 22,558 | $326,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 7,018 | $325,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 7,625 | $325,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 16,530 | $324,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 39,362 | $324,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 76,761 | $323,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 16,144 | $322,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 10,698 | $321,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 3,692 | $321,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 9,665 | $321,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 32,481 | $320,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 5,700 | $319,000 | thousands by filing date | put |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 48,433 | $319,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 5,217 | $318,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 8,727 | $318,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 6,284 | $318,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 11,628 | $317,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 26,351 | $317,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 22,435 | $315,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 31,922 | $314,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 11,745 | $313,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 8,793 | $313,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 20,407 | $312,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 10,000 | $311,000 | thousands by filing date | put |
| LEMAITRE VASCULAR INC | 525558201 | COM | 8,329 | $311,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 16,359 | $311,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 11,825 | $311,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 5,547 | $310,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 4,827 | $310,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 12,991 | $310,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 23,273 | $309,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 7,493 | $309,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 39,380 | $309,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 6,784 | $309,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 20,150 | $308,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 6,192 | $308,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 21,440 | $307,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 54,900 | $307,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 18,500 | $307,000 | thousands by filing date | put |
| AEROVIRONMENT INC COM | 008073108 | Stock | 5,643 | $306,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 8,430 | $306,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 7,722 | $306,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 7,637 | $305,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 3,111 | $305,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 20,288 | $304,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 15,000 | $304,000 | thousands by filing date | put |
| VERIFONE SYS INC | 92342Y109 | COM | 15,000 | $304,000 | thousands by filing date | call |
| PROSHARES TR | 74348A160 | ULTRAPRO SHORT Q | 11,352 | $304,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 27,548 | $303,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 22,253 | $303,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 110,223 | $303,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 7,814 | $303,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 17,500 | $302,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 3,085 | $302,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 20,500 | $302,000 | thousands by filing date | put |
| ERA GROUP INC | 26885G109 | COM | 26,984 | $302,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 12,936 | $302,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 6,433 | $301,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 14,800 | $301,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 9,801 | $301,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 36,188 | $300,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 5,123 | $300,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 7,685 | $300,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 8,916 | $299,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 7,070 | $299,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 9,516 | $299,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R111 | UNIT 99/99/9999 | 28,400 | $299,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 28,429 | $298,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 18,161 | $298,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 5,885 | $298,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 1,959 | $297,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 6,067 | $296,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 11,237 | $296,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L519 | FUND | 9,271 | $296,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 5,762 | $295,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 7,299 | $295,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 25,000 | $295,000 | thousands by filing date | put |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 20,365 | $294,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 27,745 | $294,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 8,524 | $294,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 8,151 | $294,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 12,308 | $294,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 54,690 | $294,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 13,970 | $294,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 20,402 | $293,000 | thousands by filing date | |
| INNOVATOR IBD 50 | 004006508 | COM | 9,260 | $293,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 17,700 | $292,000 | thousands by filing date | call |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 6,625 | $292,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 16,299 | $291,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 9,216 | $291,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 21,990 | $291,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 25,825 | $291,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 5,800 | $290,000 | thousands by filing date | call |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 8,051 | $290,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 6,190 | $289,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 2,540 | $289,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 31,800 | $289,000 | thousands by filing date | put |
| MEDICINES CO | 584688105 | COM | 7,798 | $289,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 37,319 | $289,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 336 | $287,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 17,065 | $287,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 35,865 | $287,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 28,108 | $287,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 5,543 | $286,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 28,514 | $286,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 18,505 | $286,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 400,000 | $285,000 | thousands by filing date | principal |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 69,688 | $285,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 127,980 | $284,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 29,551 | $284,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 16,244 | $283,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 36,050 | $283,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 14,349 | $282,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 4,408 | $282,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 29,911 | $282,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 24,328 | $282,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 19,674 | $281,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 21,172 | $281,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 29,520 | $280,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 18,609 | $280,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 4,844 | $280,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 6,821 | $280,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 13,000 | $280,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 6,702 | $279,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 15,490 | $279,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 9,677 | $278,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 5,703 | $278,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 1,500 | $278,000 | thousands by filing date | put |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 5,800 | $278,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 8,907 | $277,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 4,580 | $277,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 17,818 | $276,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 82,249 | $276,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 64,000 | $275,000 | thousands by filing date | call |
| RADIUS HEALTH INC | 750469207 | COM NEW | 7,121 | $275,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 15,428 | $274,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 13,059 | $273,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 5,100 | $273,000 | thousands by filing date | call |
| MANNING + NAPIER INC | 56382Q102 | CL A | 69,200 | $273,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 26,962 | $273,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 13,441 | $272,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 14,656 | $271,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 7,949 | $271,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 14,546 | $271,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 6,570 | $269,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 3,800 | $269,000 | thousands by filing date | call |
| VIVUS INC | 928551100 | COM | 271,410 | $269,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 38,464 | $269,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 29,172 | $269,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 3,100 | $268,000 | thousands by filing date | call |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 25,352 | $268,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 15,900 | $268,000 | thousands by filing date | call |
| RPC INC | 749660106 | COMMON STOCK | 10,800 | $268,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 3,545 | $268,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 11,384 | $267,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 2,500 | $266,000 | thousands by filing date | put |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 14,847 | $266,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 30,693 | $265,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 213,010 | $265,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 3,939 | $265,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 86,205 | $264,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 7,566 | $264,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 10,443 | $264,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 7,968 | $264,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 56,102 | $264,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 11,047 | $263,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M183 | GUGENHIM 2023 | 9,763 | $263,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 24,355 | $263,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 9,057 | $262,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 15,607 | $262,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 22,063 | $262,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 5,110 | $261,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 9,419 | $261,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 59,906 | $261,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 23,340 | $261,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 9,973 | $260,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 3,746 | $260,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 4,014 | $260,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 14,185 | $260,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 21,602 | $260,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 20,296 | $260,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 10,735 | $259,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 10,492 | $259,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 3,475 | $259,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A875 | DMND HILL VAL | 8,677 | $259,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 27,216 | $258,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 11,538 | $258,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 29,102 | $258,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 14,746 | $256,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 15,027 | $256,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 11,207 | $256,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 8,182 | $256,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 9,289 | $256,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 12,924 | $256,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 12,016 | $256,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 7,467 | $255,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 16,406 | $255,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 8,713 | $254,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 9,787 | $254,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 33,748 | $254,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 28,700 | $254,000 | thousands by filing date | call |
| GROUPON INC | 399473107 | COMMON STOCK | 48,739 | $254,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 10,378 | $254,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 10,340 | $253,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 10,950 | $253,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 18,962 | $253,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 17,921 | $252,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 6,040 | $251,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 18,151 | $251,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L527 | 30 YR TREAS BULL | 3,230 | $251,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 17,181 | $250,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 13,202 | $250,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 19,724 | $250,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 5,642 | $250,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 9,012 | $250,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 6,805 | $249,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 16,281 | $249,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 6,965 | $248,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 3,313 | $248,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 17,416 | $248,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 3,900 | $247,000 | thousands by filing date | call |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 3,278 | $247,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 8,616 | $247,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 9,460 | $247,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 3,521 | $245,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 13,742 | $245,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 16,789 | $245,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 4,194 | $245,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 2,921 | $245,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 3,428 | $245,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 150,085 | $245,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 235,000 | $245,000 | thousands by filing date | principal |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 7,518 | $244,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 9,640 | $244,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 5,363 | $244,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 8,674 | $244,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 20,925 | $244,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,800 | $243,000 | thousands by filing date | call |
| RED ROCK RESORTS INC | 75700L108 | CL A | 10,502 | $243,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 15,469 | $243,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 8,736 | $243,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 7,603 | $242,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 361,191 | $242,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 12,900 | $241,000 | thousands by filing date | put |
| First Foundation Inc | 32026V104 | Common Stock | 13,474 | $241,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 14,687 | $241,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 15,330 | $241,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 9,529 | $240,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 16,767 | $239,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 33,299 | $238,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 5,282 | $237,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 35,724 | $237,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 21,369 | $237,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 35,773 | $237,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 26,226 | $237,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 4,692 | $237,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 14,900 | $236,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 6,042 | $235,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 9,842 | $235,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 5,382 | $235,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 41,762 | $235,000 | thousands by filing date | |
| HULL TACTICAL US ETF | 301505806 | ETF | 8,550 | $235,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 13,698 | $234,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 7,482 | $234,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 2,579 | $233,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 14,697 | $233,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 18,123 | $233,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 19,700 | $233,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 25,000 | $233,000 | thousands by filing date | put |
| Danaher Corporation | 235851102 | COM | 2,700 | $232,000 | thousands by filing date | put |
| PARK NATL CORP COM | 700658107 | Stock | 2,151 | $232,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 7,175 | $232,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 215,000 | $232,000 | thousands by filing date | principal |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 10,323 | $231,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 20,000 | $231,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 9,681 | $230,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 6,041 | $230,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 17,132 | $230,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 18,620 | $229,000 | thousands by filing date | |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 18,060 | $229,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 23,464 | $228,000 | thousands by filing date | |
| KRANESHARES TR | 500767207 | CICC CHINA 100 | 5,698 | $228,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 2,650 | $227,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 5,904 | $227,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 225,000 | $227,000 | thousands by filing date | principal |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 33,232 | $226,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 28,708 | $226,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 56,006 | $226,000 | thousands by filing date | |
| AVEXIS INC | 05366U100 | COM | 2,338 | $226,000 | thousands by filing date | |
| PROSHARES TR | 74347B870 | CDS SH NA HYCR | 6,875 | $226,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 16,926 | $225,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 45,505 | $225,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 9,820 | $224,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 3,721 | $224,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 13,860 | $224,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 16,353 | $223,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 5,357 | $223,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 33,955 | $223,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 1,400 | $223,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F437 | COM | 7,317 | $222,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 7,429 | $222,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 3,850 | $221,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 4,816 | $221,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 8,751 | $221,000 | thousands by filing date | |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 218,000 | $221,000 | thousands by filing date | principal |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 24,867 | $220,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 9,969 | $220,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 8,631 | $220,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 10,000 | $219,000 | thousands by filing date | put |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 14,955 | $219,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 12,453 | $219,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 10,972 | $219,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 14,880 | $219,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 38,591 | $219,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 285,481 | $219,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 6,518 | $218,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 11,353 | $218,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 5,773 | $218,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 12,713 | $218,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 15,707 | $218,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 18,900 | $218,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 9,112 | $218,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 40,000 | $218,000 | thousands by filing date | call |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 21,521 | $218,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 5,005 | $217,000 | thousands by filing date | |
| CITIGROUP GLOBAL MKTS HLDGS | 17325E309 | VLCTYSHS 3X INV | 9,405 | $217,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,500 | $216,000 | thousands by filing date | call |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 11,911 | $216,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 322 | $216,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 7,302 | $215,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 5,475 | $215,000 | thousands by filing date | call |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 34,874 | $214,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 118,380 | $214,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 6,817 | $213,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 24,807 | $213,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 13,249 | $212,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 30,935 | $212,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W398 | NEGT DUR HIG YLD | 10,256 | $212,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 12,263 | $211,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E836 | DLY SEMICNDTR 3X | 10,000 | $211,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 11,297 | $211,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 4,000 | $210,000 | thousands by filing date | call |
| LIMONEIRA CO | 532746104 | COM | 9,092 | $210,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 5,500 | $210,000 | thousands by filing date | call |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 6,659 | $210,000 | thousands by filing date | |
| SPDR SER TR | 78468R713 | DORSEY WRGT FI | 8,157 | $210,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 10,700 | $209,000 | thousands by filing date | put |
| CARETRUST REIT INC COM | 14174T107 | REIT | 11,028 | $209,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 4,556 | $208,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 1,763 | $207,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 10,414 | $207,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 20,122 | $206,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 4,012 | $206,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 19,681 | $206,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 15,528 | $206,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 16,503 | $205,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 28,366 | $205,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 10,000 | $205,000 | thousands by filing date | call |
| PIER 1 IMPORTS INC | 720279108 | COM | 48,920 | $205,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 8,419 | $205,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 5,024 | $204,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-042641 | this filing | 2017-11-14 | acceptance time not in the bulk data set |