13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 7,124 holding rows worth $208,237,386,000.
- Accession
- 0001140361-17-042641
- Filer
- CIK 1000275
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 25,717 entries on the cover page, a total value of $208,237,386,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $208,237,386,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerRBC (Barbados) Trading Bank Corp028-17343
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerConvergent Wealth Advisors028-13933
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerCRAMER ROSENTHAL MCGLYNN LLC028-02028
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 56,299 | $728,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 100,000 | $728,000 | thousands by filing date | put |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 22,180 | $728,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 73,810 | $727,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 40,403 | $727,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 26,214 | $726,000 | thousands by filing date | principal |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 20,327 | $726,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 12,303 | $725,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 18,588 | $721,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 25,631 | $720,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 44,468 | $720,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 21,184 | $718,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 27,057 | $717,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 25,292 | $716,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 4,000 | $715,000 | thousands by filing date | call |
| Invesco Large-Cap Growth | 73935X609 | ETF | 18,372 | $715,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 8,189 | $715,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 10,000 | $713,000 | thousands by filing date | call |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 28,985 | $713,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 13,221 | $711,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 14,112 | $710,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 39,402 | $710,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 16,456 | $708,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 54,178 | $707,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 27,082 | $707,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 21,848 | $703,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 13,104 | $703,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 30,215 | $701,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 9,706 | $700,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 33,002 | $699,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 24,966 | $699,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 40,273 | $698,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 686,000 | $698,000 | thousands by filing date | principal |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 29,361 | $697,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 24,500 | $696,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 18,166 | $695,000 | thousands by filing date | |
| INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND | 33738R209 | ETF | 37,186 | $695,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 7,251 | $693,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 59,348 | $693,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 15,020 | $693,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 12,903 | $691,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 45,947 | $691,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 115,501 | $690,000 | thousands by filing date | |
| DHX MEDIA LTD | 252406608 | SHS VAR VTG | 160,374 | $689,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 15,766 | $687,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 17,787 | $687,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 8,227 | $686,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 18,760 | $686,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 20,656 | $685,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 20,767 | $685,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 6,828 | $684,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 29,100 | $683,000 | thousands by filing date | call |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 38,857 | $683,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 13,711 | $682,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 8,058 | $681,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 26,458 | $680,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 149,725 | $680,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 36,140 | $679,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 20,442 | $677,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 19,643 | $677,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 8,584 | $677,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 9,079 | $676,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 15,000 | $675,000 | thousands by filing date | put |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 18,924 | $675,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 163,638 | $674,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 108,026 | $674,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 131,183 | $674,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 55,651 | $670,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 43,290 | $668,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 27,852 | $666,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 14,591 | $666,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 21,600 | $664,000 | thousands by filing date | call |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 43,990 | $663,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 32,018 | $663,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 35,000 | $662,000 | thousands by filing date | call |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 47,214 | $661,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 51,424 | $660,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 49,488 | $659,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 18,649 | $659,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 25,662 | $659,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 16,101 | $658,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 24,920 | $656,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 12,510 | $656,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 35,589 | $656,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 69,122 | $656,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 44,599 | $655,000 | thousands by filing date | |
| XENETIC BIOSCIENCES INC | 984015206 | COM NEW | 323,883 | $654,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 10,136 | $653,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 64,095 | $652,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 48,679 | $652,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 1,069,405 | $652,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 48,406 | $651,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 29,306 | $650,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 35,172 | $650,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 6,997 | $649,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 9,078 | $646,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 12,662 | $646,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 49,307 | $645,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 60,245 | $644,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 19,780 | $644,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y859 | MADRONA DOMESTIC | 12,725 | $642,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 35,728 | $640,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 54,290 | $640,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 6,000 | $639,000 | thousands by filing date | call |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 148,723 | $637,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 15,770 | $637,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 46,905 | $635,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 605,096 | $635,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 60,697 | $634,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 180,021 | $634,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 12,230 | $633,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 100,950 | $633,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 5,512 | $632,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 49,273 | $630,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 8,762 | $629,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 23,522 | $629,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 22,323 | $629,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 26,481 | $628,000 | thousands by filing date | |
| ISHARES TR | 46432FAW7 | IBONDS MAR18 ETF | 24,434 | $626,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 29,043 | $624,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 64,612 | $624,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 13,890 | $622,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 9,645 | $620,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 6,400 | $619,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 20,180 | $619,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 34,219 | $619,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 14,577 | $619,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 81,499 | $619,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 6,989 | $618,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 35,850 | $618,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 190,565 | $617,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 82,382 | $617,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 22,632 | $616,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 20,403 | $615,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 28,362 | $614,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 54,888 | $613,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 33,836 | $613,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 49,142 | $612,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 36,195 | $612,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 11,341 | $612,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 6,643 | $612,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 28,817 | $612,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 39,351 | $611,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 13,294 | $611,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 100,000 | $611,000 | thousands by filing date | put |
| ISHARES TR | 46435G516 | COM | 9,206 | $610,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 37,975 | $610,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 14,551 | $609,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 6,204 | $609,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 49,000 | $607,000 | thousands by filing date | call |
| INSPERITY INC | 45778Q107 | COM | 6,878 | $606,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 135,820 | $606,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 9,041 | $604,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G806 | VIRTUS REAVES UT | 18,226 | $604,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 24,586 | $604,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 37,403 | $604,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 16,061 | $602,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 20,000 | $602,000 | thousands by filing date | put |
| EROS INTL PLC | G3788M114 | SHS NEW | 42,101 | $602,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 16,865 | $602,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 10,703 | $599,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 23,270 | $598,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 9,218 | $596,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 9,845 | $596,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 9,129 | $596,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 7,400 | $595,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 586,000 | $595,000 | thousands by filing date | principal |
| SUPERIOR INDS INTL INC | 868168105 | COM | 35,696 | $594,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 5,829 | $592,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L485 | US TRES FLATT | 9,570 | $589,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 2,600 | $587,000 | thousands by filing date | call |
| MEREDITH CORP | 589433101 | COM | 10,578 | $587,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 43,027 | $587,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 5,221 | $586,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 24,282 | $584,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 13,257 | $582,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E608 | KNLDG LD WD ETF | 18,256 | $582,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 11,300 | $578,000 | thousands by filing date | call |
| LADDER CAP CORP CL A | 505743104 | REIT | 41,933 | $578,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 23,200 | $578,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 12,655 | $578,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 17,127 | $578,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 13,367 | $576,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 12,060 | $576,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 34,873 | $576,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 34,051 | $574,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 65,550 | $574,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 6,989 | $574,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 15,525 | $573,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 107,359 | $573,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 17,416 | $572,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 81,115 | $572,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 18,773 | $571,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 12,295 | $570,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 24,421 | $570,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 21,100 | $568,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 29,739 | $568,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 18,028 | $568,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 71,022 | $567,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 11,330 | $566,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 125,396 | $566,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 11,076 | $566,000 | thousands by filing date | |
| CITIGROUP GLOBAL MKTS HLDGS | 17325E291 | VLCTYSHS 3X LNG | 34,224 | $565,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 25,571 | $562,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 10,000 | $561,000 | thousands by filing date | call |
| 2U INC | 90214J101 | COM | 10,000 | $560,000 | thousands by filing date | call |
| VIAVI SOLUTIONS INC | 925550105 | COM | 58,874 | $557,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 26,569 | $557,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 3,725 | $556,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 4,500 | $556,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 59,187 | $556,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 26,150 | $555,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 16,946 | $552,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 9,249 | $549,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 300 | $549,000 | thousands by filing date | call |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 20,493 | $549,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 33,196 | $548,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 62,212 | $547,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 37,753 | $546,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 15,026 | $545,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 233,444 | $545,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 39,958 | $545,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 30,623 | $544,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 32,799 | $544,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 10,273 | $543,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 6,821 | $542,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 16,000 | $542,000 | thousands by filing date | call |
| WILLDAN GROUP INC | 96924N100 | COM | 16,682 | $541,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 23,090 | $538,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 52,180 | $537,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 19,046 | $537,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 4,623 | $536,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 40,124 | $536,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 8,937 | $535,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 15,632 | $535,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 50,370 | $535,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 22,794 | $535,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 18,457 | $535,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 8,666 | $534,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 32,418 | $534,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 14,328 | $532,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 13,369 | $532,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 17,112 | $532,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 19,604 | $530,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 17,012 | $530,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 162,421 | $530,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 2,787 | $529,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 23,318 | $527,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 74,325 | $527,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 4,455 | $526,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 5,159 | $526,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 40,272 | $525,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 53,908 | $525,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 17,531 | $524,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 8,591 | $524,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 11,568 | $523,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 14,975 | $522,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 285,274 | $522,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 24,942 | $521,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 12,347 | $521,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 25,932 | $520,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 12,661 | $519,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 43,378 | $519,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 10,550 | $519,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 33,225 | $519,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 35,645 | $519,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 5,998 | $518,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 51,376 | $518,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 21,021 | $516,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 9,858 | $516,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 51,067 | $516,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 8,397 | $515,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 12,629 | $515,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 113,464 | $515,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 29,116 | $513,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 134,487 | $513,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 62,042 | $512,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 14,244 | $512,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 29,401 | $511,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 23,677 | $510,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 11,977 | $510,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 62,202 | $509,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 258,700 | $507,000 | thousands by filing date | call |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 617,477 | $507,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 11,587 | $507,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 24,697 | $506,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 6,755 | $506,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 16,001 | $506,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 19,982 | $506,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 20,215 | $506,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 26,183 | $505,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 50,000 | $504,000 | thousands by filing date | put |
| GIBRALTAR INDS INC | 374689107 | COM | 16,204 | $504,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 38,302 | $504,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 48,245 | $504,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 5,606 | $503,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 29,635 | $503,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 60,100 | $503,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 12,125 | $502,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 4,704 | $501,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 67,813 | $499,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 8,179 | $498,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 7,546 | $498,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 12,871 | $498,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 5,462 | $497,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 27,059 | $495,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 23,579 | $494,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 35,809 | $493,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 8,613 | $493,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 11,154 | $492,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 18,743 | $491,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 171,233 | $490,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 11,322 | $490,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 6,979 | $490,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 8,033 | $490,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 14,226 | $489,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 413,725 | $489,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 1,305 | $488,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 35,102 | $488,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 7,761 | $488,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 25,829 | $488,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 63,008 | $485,000 | thousands by filing date | |
| ANDEAVOR | 03349M105 | COM | 4,700 | $485,000 | thousands by filing date | call |
| AVANTAX INC | 095229100 | COMMON STOCK | 19,163 | $485,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 302,000 | $485,000 | thousands by filing date | principal |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 26,186 | $484,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 40,689 | $483,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 19,777 | $483,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 8,325 | $482,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 85,867 | $482,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 10,586 | $481,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 9,151 | $481,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 6,850 | $480,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 12,720 | $480,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 13,302 | $479,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 12,494 | $479,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 11,479 | $478,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 7,778 | $478,000 | thousands by filing date | |
| PROSHARES TR | 74347X815 | ULTRA MDCAP400 | 4,906 | $478,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 3,200 | $477,000 | thousands by filing date | call |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 7,254 | $476,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 30,118 | $476,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 24,269 | $475,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 7,707 | $475,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 11,571 | $475,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 11,783 | $474,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 14,802 | $474,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 3,500 | $473,000 | thousands by filing date | put |
| CMB.TECH NV SHS | B38564108 | Stock | 58,442 | $473,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 17,190 | $472,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 35,204 | $472,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 5,257 | $472,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 19,411 | $472,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 11,070 | $469,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 13,083 | $469,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 34,400 | $469,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 38,526 | $468,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 18,238 | $468,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 6,600 | $467,000 | thousands by filing date | put |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 29,959 | $466,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 39,754 | $465,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 27,830 | $465,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 25,177 | $465,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 128,464 | $464,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 8,747 | $464,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 7,569 | $463,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 11,844 | $463,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 82,624 | $463,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 34,630 | $463,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 237,424 | $463,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 53,490 | $463,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 15,744 | $463,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 37,563 | $462,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 98,420 | $461,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 10,000 | $459,000 | thousands by filing date | put |
| ACCENDRA HEALTH INC | 690732102 | COM | 15,698 | $459,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 45,435 | $458,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 1,790 | $457,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 8,988 | $457,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 17,560 | $456,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 132,801 | $455,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 23,306 | $455,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 17,215 | $455,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 26,277 | $455,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 23,502 | $454,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 20,701 | $453,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 20,668 | $453,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 45,320 | $453,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 33,493 | $452,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 32,408 | $452,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 7,558 | $451,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 46,231 | $450,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 20,422 | $450,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 7,769 | $448,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 338,565 | $447,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 8,967 | $446,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 17,476 | $445,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 154,068 | $444,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 3,795 | $442,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 3,750 | $442,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 69,210 | $442,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 21,407 | $441,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B589 | LAD 0-5Y CR BD | 17,642 | $441,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 46,103 | $440,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 51,681 | $439,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 13,368 | $438,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 77,876 | $438,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 79,859 | $437,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 11,029 | $436,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 19,285 | $436,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 9,947 | $436,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 5,096 | $436,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 32,831 | $436,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 5,646 | $435,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 31,673 | $435,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 31,043 | $433,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 171,487 | $432,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 29,789 | $432,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 36,177 | $432,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 22,329 | $430,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 9,553 | $430,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 47,023 | $430,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 12,697 | $428,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 20,017 | $428,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 34,321 | $428,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 7,437 | $427,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 10,182 | $426,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 318,309 | $426,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 14,818 | $424,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 22,200 | $424,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,700 | $423,000 | thousands by filing date | put |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 6,842 | $423,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 29,635 | $423,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 20,077 | $422,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 16,926 | $422,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 17,989 | $420,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 13,822 | $420,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 25,900 | $420,000 | thousands by filing date | |
| HORIZONS ETF TR I | 44053G108 | HORIZONS NASDAQ | 17,558 | $420,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 5,007 | $420,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 24,813 | $419,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 11,350 | $419,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 40,178 | $418,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 25,749 | $417,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 58,681 | $417,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 21,628 | $417,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 4,326 | $417,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 16,396 | $417,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 29,892 | $416,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 2,700 | $415,000 | thousands by filing date | call |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 32,383 | $415,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 13,535 | $414,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 4,172 | $414,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 18,400 | $414,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 9,501 | $414,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 11,892 | $414,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 20,000 | $413,000 | thousands by filing date | put |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 10,245 | $412,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 8,532 | $411,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 6,098 | $410,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,200 | $409,000 | thousands by filing date | put |
| SEADRILL ORD | G7945E105 | COM | 1,167,600 | $409,000 | thousands by filing date | put |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 34,859 | $409,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 7,052 | $408,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 4,784 | $407,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 29,635 | $406,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 21,128 | $406,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 100,410 | $406,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 6,400 | $405,000 | thousands by filing date | put |
| HORIZONS ETF TR I | 44053G603 | HRZNS S&P500 COV | 8,202 | $405,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 13,094 | $404,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 17,062 | $404,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 42,926 | $404,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 7,695 | $404,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 4,700 | $403,000 | thousands by filing date | call |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 9,761 | $403,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 11,762 | $402,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 50,074 | $402,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 34,030 | $402,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 16,025 | $402,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 67,243 | $401,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 91,117 | $401,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 3,720 | $400,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 55,035 | $400,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 6,425 | $398,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 44,765 | $397,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 4,546 | $396,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 15,092 | $396,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 13,764 | $395,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 16,579 | $394,000 | thousands by filing date | |
| MGC | 921910873 | COM | 4,545 | $392,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 3,274 | $392,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 8,385 | $392,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 57,248 | $392,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 375,000 | $392,000 | thousands by filing date | principal |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 37,082 | $391,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 49,391 | $390,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 5,270 | $389,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 17,084 | $389,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 7,038 | $388,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-042641 | this filing | 2017-11-14 | acceptance time not in the bulk data set |