13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 7,124 holding rows worth $208,237,386,000.
- Accession
- 0001140361-17-042641
- Filer
- CIK 1000275
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 25,717 entries on the cover page, a total value of $208,237,386,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $208,237,386,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerRBC (Barbados) Trading Bank Corp028-17343
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerConvergent Wealth Advisors028-13933
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerCRAMER ROSENTHAL MCGLYNN LLC028-02028
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 5,694 | $203,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 10,562 | $203,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 38,747 | $203,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 7,034 | $202,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 11,665 | $202,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 50,000 | $202,000 | thousands by filing date | put |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 7,379 | $201,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 3,541 | $201,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 4,075 | $201,000 | thousands by filing date | principal |
| DIGITALGLOBE INC | 25389M877 | COM | 5,709 | $201,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 11,000 | $201,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 9,723 | $201,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 15,161 | $201,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 13,120 | $200,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 7,942 | $200,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 9,287 | $200,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 33,005 | $200,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 4,197 | $199,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 2,516 | $199,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 8,550 | $199,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 2,140 | $199,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 4,295 | $199,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M134 | GUGGENHEIM 2024 | 7,664 | $199,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 7,841 | $198,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 53,746 | $198,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 6,484 | $198,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 16,435 | $198,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 12,085 | $197,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 22,438 | $197,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 9,370 | $197,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 19,119 | $197,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 4,892 | $197,000 | thousands by filing date | |
| MGC DIAGNOSTICS CORP | 552768103 | COM | 21,997 | $197,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 9,406 | $196,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 2,964 | $196,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 49,108 | $196,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 14,620 | $196,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 7,500 | $196,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 28,859 | $196,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 4,059 | $196,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 3,382 | $195,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 7,605 | $195,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 5,174 | $195,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 3,363 | $195,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 50,000 | $195,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 25,356 | $195,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 13,900 | $195,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 31,800 | $194,000 | thousands by filing date | put |
| BRF SA | 10552T107 | SPONSORED ADR | 13,380 | $193,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 8,580 | $193,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 36,877 | $192,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 13,427 | $192,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 31,729 | $191,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 3,955 | $191,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 9,500 | $191,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 3,172 | $191,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 22,075 | $191,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 7,284 | $191,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 8,450 | $190,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 31,596 | $190,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 8,466 | $190,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 7,708 | $190,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 17,395 | $189,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 8,401 | $188,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 11,087 | $188,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 14,742 | $187,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 13,311 | $186,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 10,950 | $186,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 6,550 | $186,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 4,100 | $185,000 | thousands by filing date | call |
| MORNINGSTAR INC COM | 617700109 | Stock | 2,178 | $185,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 13,953 | $185,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 18,182 | $185,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 14,123 | $185,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 7,843 | $184,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 3,639 | $184,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 32,250 | $184,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 3,226 | $184,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 194,123 | $184,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 10,149 | $183,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 5,453 | $183,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 12,003 | $183,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 21,153 | $183,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 5,119 | $183,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 146,541 | $183,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 4,409 | $182,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 7,471 | $182,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 8,491 | $182,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 98,457 | $182,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 41,675 | $182,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 840 | $181,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 9,585 | $181,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 6,935 | $181,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 4,049 | $180,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 11,414 | $180,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 7,500 | $179,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 9,500 | $179,000 | thousands by filing date | |
| SUPERVALU INC | 868536301 | COM NEW | 8,243 | $179,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 3,532 | $178,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 3,141 | $178,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 40,869 | $178,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 17,949 | $177,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 4,099 | $176,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 6,525 | $176,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 7,472 | $176,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 51,099 | $176,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 26,803 | $176,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 14,800 | $175,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 46,656 | $175,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 2,585 | $175,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 25,600 | $175,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 108,609 | $175,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 10,558 | $175,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 14,600 | $175,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 12,879 | $175,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 3,700 | $174,000 | thousands by filing date | put |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 8,644 | $174,000 | thousands by filing date | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 294,856 | $174,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 10,316 | $173,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 25,497 | $173,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 2,374 | $172,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 3,280 | $172,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 6,874 | $172,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 18,204 | $172,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 6,111 | $172,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 3,850 | $171,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 11,472 | $171,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 19,972 | $171,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 12,780 | $170,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 7,762 | $170,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 96,266 | $170,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 120,000 | $170,000 | thousands by filing date | principal |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 8,130 | $169,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 6,197 | $169,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 6,080 | $169,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 11,046 | $169,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 4,480 | $168,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 8,136 | $168,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 9,650 | $168,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 13,233 | $168,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E880 | DORSEY WRIGHT PE | 6,215 | $168,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 47,463 | $167,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 5,643 | $167,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 8,194 | $166,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 4,123 | $166,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 9,366 | $166,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 3,426 | $166,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 12,750 | $166,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 57,404 | $166,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 13,500 | $166,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 10,288 | $165,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 8,875 | $165,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 18,967 | $165,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 2,989 | $164,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 9,893 | $164,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 4,992 | $164,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 5,504 | $163,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 5,500 | $163,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 8,939 | $163,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 2,670 | $163,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 1,519 | $162,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 2,647 | $162,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 17,350 | $162,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 4,891 | $161,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 17,406 | $161,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 14,476 | $161,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 8,556 | $161,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 24,709 | $161,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F510 | PRE REFUNDED MUN | 6,565 | $161,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 17,783 | $160,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 3,183 | $160,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 15,479 | $160,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 17,882 | $160,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 7,500 | $160,000 | thousands by filing date | call |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 6,403 | $159,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 12,250 | $159,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 6,010 | $159,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 12,833 | $159,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 7,417 | $159,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 3,179 | $159,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 61,052 | $159,000 | thousands by filing date | |
| CITIGROUP INC NEW | 17321F201 | CTRAKS ETN MILLR | 10,000 | $159,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 9,825 | $158,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 29,802 | $158,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 6,192 | $158,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 10,134 | $158,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 15,502 | $157,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 3,155 | $157,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 13,800 | $157,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 3,637 | $157,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 28,728 | $157,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 13,591 | $156,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 7,281 | $156,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 25,240 | $156,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 9,000 | $156,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 3,058 | $156,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 5,300 | $156,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 105 | $156,000 | thousands by filing date | principal |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 8,679 | $156,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 13,500 | $155,000 | thousands by filing date | call |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 6,624 | $155,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 2,993 | $154,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 4,757 | $154,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 5,744 | $153,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 12,793 | $153,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 26,716 | $153,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 2,336 | $153,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 10,601 | $153,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 12,979 | $153,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 5,932 | $153,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 3,379 | $152,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 10,943 | $152,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 4,279 | $152,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 6,050 | $152,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 2,742 | $152,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 24,320 | $152,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 2,912 | $151,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 10,917 | $151,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 5,310 | $151,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 19,054 | $151,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 3,352 | $151,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 13,286 | $151,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 2,700 | $150,000 | thousands by filing date | put |
| SAIA INC | 78709Y105 | COM | 2,400 | $150,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 5,304 | $150,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 3,384 | $150,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 38,348 | $150,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 42,679 | $150,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 7,234 | $149,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 5,600 | $149,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 3,043 | $149,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 15,633 | $149,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 4,200 | $149,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 190,500 | $149,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 7,444 | $148,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 800 | $148,000 | thousands by filing date | call |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 10,300 | $148,000 | thousands by filing date | put |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 4,179 | $148,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 1,339 | $148,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 5,057 | $148,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 32,318 | $148,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 3,021 | $147,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 4,256 | $147,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 5,770 | $147,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 12,401 | $147,000 | thousands by filing date | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 4,039 | $147,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 2,743 | $147,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 9,928 | $146,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 13,020 | $146,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 6,487 | $146,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 12,150 | $146,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 2,646 | $146,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 4,398 | $146,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 10,998 | $145,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F379 | CHINA BOND ETF | 6,357 | $145,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 1,104 | $144,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 4,355 | $144,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 2,067 | $144,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 16,201 | $144,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 1,400 | $143,000 | thousands by filing date | call |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 19,320 | $143,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 15,936 | $143,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 66,719 | $143,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 12,349 | $143,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 7,452 | $143,000 | thousands by filing date | principal |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 1,826 | $142,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 5,671 | $142,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 6,988 | $142,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 5,724 | $142,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 9,222 | $141,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 30,007 | $141,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 3,261 | $141,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 2,400 | $141,000 | thousands by filing date | principal |
| ADVISORSHARES TR | 00768Y594 | PAC EN FLTG RT | 2,851 | $141,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 4,522 | $141,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 3,200 | $140,000 | thousands by filing date | call |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 7,850 | $140,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 8,214 | $140,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 4,594 | $140,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 15,783 | $140,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 11,019 | $139,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 653 | $139,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 5,401 | $139,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 19,256 | $139,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 9,430 | $139,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 8,548 | $138,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 3,701 | $138,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 5,899 | $138,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 926 | $137,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 5,787 | $137,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 11,000 | $137,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 3,900 | $137,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 26,323 | $136,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 2,089 | $136,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 8,611 | $136,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 1,751 | $136,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 10,042 | $135,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 5,305 | $135,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 4,698 | $135,000 | thousands by filing date | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 5,635 | $135,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 10,237 | $135,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 10,666 | $134,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 8,530 | $134,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 2,010 | $134,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 8,854 | $134,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 5,100 | $133,000 | thousands by filing date | call |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 3,757 | $133,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 9,464 | $133,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 54,784 | $133,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 2,893 | $133,000 | thousands by filing date | |
| DIREXION DAILY | 25459Y306 | TL BD MKT BEAR | 4,290 | $133,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 14,660 | $133,000 | thousands by filing date | |
| PROSHARES ULTRASHORT MIDCAP 400 ETF | 74348A343 | ETF | 6,254 | $133,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 9,845 | $133,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 7,531 | $132,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 3,830 | $132,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 3,223 | $132,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 2,257 | $131,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 6,203 | $131,000 | thousands by filing date | |
| CEMTREX INC | 15130G303 | COM PAR $.001 | 43,940 | $131,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 5,869 | $131,000 | thousands by filing date | |
| ISHARES TR | 46435G847 | MSCI ACWI EXUS | 5,000 | $130,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 9,737 | $130,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 49,705 | $130,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 6,633 | $130,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 6,800 | $130,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 65,208 | $130,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 3,770 | $130,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 6,966 | $130,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 2,300 | $129,000 | thousands by filing date | call |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 7,194 | $129,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 4,141 | $129,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 5,082 | $129,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 11,700 | $129,000 | thousands by filing date | put |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 11,079 | $128,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 4,831 | $128,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 6,491 | $128,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 2,236 | $128,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 5,213 | $128,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 10,469 | $128,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 7,307 | $128,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 21,209 | $127,000 | thousands by filing date | |
| DONEGAL GROUP INC | 257701300 | CL B | 8,446 | $127,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 3,256 | $127,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 4,689 | $127,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 3,054 | $127,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 4,465 | $126,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 4,556 | $126,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 7,969 | $126,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 2,677 | $126,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 11,363 | $126,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 5,028 | $125,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 2,842 | $125,000 | thousands by filing date | |
| PROSHARES TR | 74348A178 | ULTRAPRO DOW 30 | 4,693 | $125,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 2,474 | $124,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 8,087 | $124,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 1,683 | $124,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 4,449 | $124,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 12,250 | $124,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 1,951 | $124,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 4,150 | $124,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 1,388 | $123,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 7,241 | $123,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 3,086 | $122,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 12,484 | $122,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 11,113 | $122,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 5,164 | $122,000 | thousands by filing date | |
| CSOP ETF TR | 12649L105 | FTSE CHINA A50 | 7,269 | $122,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 41,173 | $121,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 8,177 | $121,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 4,625 | $121,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 2,450 | $121,000 | thousands by filing date | |
| COLUMBIA ETF TR II BEYOND BRICS ETF | 19762B103 | CEF | 6,808 | $121,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 12,878 | $120,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 7,101 | $120,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 6,330 | $120,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 3,520 | $120,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 5,590 | $120,000 | thousands by filing date | |
| MULESOFT INC | 625207105 | CL A | 5,926 | $120,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U304 | DEP SHS REPSTG | 4,600 | $120,000 | thousands by filing date | principal |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 3,862 | $119,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 6,883 | $119,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 45,397 | $119,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 25,038 | $119,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 6,983 | $119,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 11,250 | $119,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 5,548 | $119,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 9,536 | $119,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 5,759 | $118,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 5,311 | $118,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 8,700 | $118,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 7,599 | $117,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 8,730 | $117,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 9,092 | $117,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 7,147 | $117,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 2,758 | $117,000 | thousands by filing date | |
| DBX ETF TR | 233051739 | UIT EXCHANGE TRADED | 4,797 | $117,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 46,547 | $117,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 11,392 | $116,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 3,327 | $116,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 10,000 | $116,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 4,281 | $116,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 5,875 | $116,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 4,545 | $116,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 2,899 | $116,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 22,134 | $116,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 4,631 | $116,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 7,350 | $116,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 11,485 | $116,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 5,307 | $116,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 3,079 | $115,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 2,563 | $115,000 | thousands by filing date | |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 7,728 | $115,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 10,067 | $115,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 5,653 | $115,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 174,042 | $115,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 7,724 | $115,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 29,582 | $114,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 12,937 | $114,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 6,555 | $114,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 4,174 | $114,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 26,500 | $114,000 | thousands by filing date | put |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 4,390 | $114,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 17,064 | $114,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 2,978 | $113,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 1,777 | $113,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 2,758 | $113,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 4,924 | $113,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314507 | COM NEW | 39,553 | $113,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 3,366 | $112,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 51,993 | $112,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 4,537 | $112,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 3,399 | $112,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 4,423 | $112,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 1,152 | $112,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 11,100 | $112,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 7,490 | $112,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 3,169 | $111,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 2,500 | $111,000 | thousands by filing date | put |
| ENERGY RECOVERY INC | 29270J100 | COM | 14,124 | $111,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 2,487 | $111,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 29,340 | $111,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 13,328 | $111,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 6,239 | $111,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 9,075 | $111,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 2,034 | $110,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 12,335 | $110,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 10,000 | $110,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459Y280 | DLY FTS BUL 3X | 3,000 | $110,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 3,435 | $110,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 2,061 | $110,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 3,090 | $110,000 | thousands by filing date | principal |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 9,747 | $110,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 2,785 | $109,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 6,980 | $109,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 2,429 | $109,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 6,304 | $109,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 604 | $109,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 1,503 | $108,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 2,184 | $108,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 10,093 | $108,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 6,819 | $108,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 2,806 | $108,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 9,025 | $108,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 4,217 | $108,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 2,439 | $107,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 1,989 | $107,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 7,888 | $107,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 35,764 | $107,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 16,468 | $106,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 6,932 | $106,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 9,012 | $106,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 5,192 | $105,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 1,857 | $105,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 13,430 | $105,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 1,930 | $105,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 16,501 | $104,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 3,525 | $104,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 8,218 | $104,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 2,417 | $104,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 2,495 | $104,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 21,004 | $104,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 15,215 | $104,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 22,915 | $104,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 6,259 | $104,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 7,921 | $104,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 2,062 | $103,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 10,873 | $103,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 7,019 | $103,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 4,810 | $103,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 1,986 | $103,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 4,529 | $103,000 | thousands by filing date | |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 27,235 | $103,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 1,650 | $103,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 5,690 | $103,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 9,130 | $102,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 1,818 | $102,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 6,363 | $102,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 6,720 | $102,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 5,875 | $102,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-042641 | this filing | 2017-11-14 | acceptance time not in the bulk data set |