13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 7,124 holding rows worth $208,237,386,000.
- Accession
- 0001140361-17-042641
- Filer
- CIK 1000275
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 25,717 entries on the cover page, a total value of $208,237,386,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $208,237,386,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerRBC (Barbados) Trading Bank Corp028-17343
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerConvergent Wealth Advisors028-13933
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerCRAMER ROSENTHAL MCGLYNN LLC028-02028
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 81,608 | $1,312,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 10,595 | $1,311,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 30,750 | $1,309,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 48,797 | $1,307,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 28,600 | $1,306,000 | thousands by filing date | call |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 37,819 | $1,303,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 40,692 | $1,297,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 11,939 | $1,292,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 24,100 | $1,291,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 59,312 | $1,290,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 20,000 | $1,290,000 | thousands by filing date | put |
| HORTONWORKS INC | 440894103 | COM | 76,070 | $1,290,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 38,791 | $1,288,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 46,926 | $1,288,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 242,538 | $1,288,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 21,600 | $1,288,000 | thousands by filing date | call |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 33,029 | $1,283,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 209,950 | $1,283,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 115,000 | $1,282,000 | thousands by filing date | call |
| DONALDSON INC COM | 257651109 | Stock | 27,873 | $1,281,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 33,610 | $1,279,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 40,000 | $1,278,000 | thousands by filing date | put |
| ZIONS BANCORPORATION | 989701107 | COM | 27,000 | $1,274,000 | thousands by filing date | call |
| TASEKO MINES LTD COM | 876511106 | Stock | 688,550 | $1,274,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 53,436 | $1,273,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 283,162 | $1,271,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 165,938 | $1,269,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 42,148 | $1,269,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 36,000 | $1,268,000 | thousands by filing date | put |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 59,076 | $1,268,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 47,400 | $1,267,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 38,433 | $1,267,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 24,101 | $1,265,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 39,070 | $1,264,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 97,120 | $1,264,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 3,617 | $1,263,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 273,856 | $1,260,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 89,205 | $1,258,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 46,000 | $1,257,000 | thousands by filing date | put |
| WD 40 CO COM | 929236107 | Stock | 11,191 | $1,253,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 12,636 | $1,253,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 22,139 | $1,253,000 | thousands by filing date | |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 3,125 | $1,253,000 | thousands by filing date | principal |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 171,809 | $1,249,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 48,702 | $1,245,000 | thousands by filing date | |
| REALITY SHS ETF TR | 75605A405 | DIVCN LDRS ETF | 42,448 | $1,245,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 127,610 | $1,242,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 38,424 | $1,241,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 10,003 | $1,240,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 9,606 | $1,237,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 61,821 | $1,237,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 63,622 | $1,235,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 5,412 | $1,234,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 131,717 | $1,234,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 20,115 | $1,234,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 26,120 | $1,231,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 55,931 | $1,229,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 30,912 | $1,229,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 66,119 | $1,226,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 20,039 | $1,220,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 43,722 | $1,219,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 21,042 | $1,218,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 55,003 | $1,217,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 20,476 | $1,214,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 67,316 | $1,212,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 8,500 | $1,205,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 26,696 | $1,204,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 55,983 | $1,203,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 38,889 | $1,203,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 15,005 | $1,199,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 85,518 | $1,199,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 127,675 | $1,198,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 41,077 | $1,198,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 84,088 | $1,198,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 15,452 | $1,197,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 22,690 | $1,196,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 21,678 | $1,193,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 36,196 | $1,192,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 1,155,497 | $1,190,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 49,155 | $1,188,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 27,786 | $1,187,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 1,180,000 | $1,186,000 | thousands by filing date | principal |
| GENERAL MILLS INC COM | 370334104 | Stock | 22,900 | $1,185,000 | thousands by filing date | call |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 41,595 | $1,185,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 20,315 | $1,184,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 150,672 | $1,183,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 102,335 | $1,182,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 23,190 | $1,182,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 104,901 | $1,181,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 8,595 | $1,173,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 1,625 | $1,173,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 74,069 | $1,168,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 536,202 | $1,168,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 14,400 | $1,167,000 | thousands by filing date | call |
| SSR MINING IN | 784730103 | COM | 110,000 | $1,167,000 | thousands by filing date | put |
| CNA FINL CORP | 126117100 | COM | 23,206 | $1,167,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 10,620 | $1,165,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 5,754 | $1,162,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 43,564 | $1,162,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 38,378 | $1,162,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 6,479 | $1,161,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 44,400 | $1,158,000 | thousands by filing date | call |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 155,000 | $1,155,000 | thousands by filing date | call |
| QUARTERHILL INC COM | 747713105 | COM | 874,630 | $1,155,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 21,578 | $1,154,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 107,997 | $1,154,000 | thousands by filing date | |
| ENTREE RES LTD COM | 29384j103 | CS | 2,613,699 | $1,153,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 25,384 | $1,151,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 23,617 | $1,149,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 29,254 | $1,149,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 95,700 | $1,144,000 | thousands by filing date | put |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 88,472 | $1,143,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 164,088 | $1,143,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 51,490 | $1,141,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 35,433 | $1,140,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 23,854 | $1,139,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 33,046 | $1,134,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 5,400 | $1,133,000 | thousands by filing date | put |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 18,767 | $1,132,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 212,796 | $1,132,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 140,000 | $1,130,000 | thousands by filing date | put |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 140,000 | $1,130,000 | thousands by filing date | call |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 64,584 | $1,129,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 108,394 | $1,129,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 11,442 | $1,128,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 40,000 | $1,128,000 | thousands by filing date | call |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 24,614 | $1,126,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 59,912 | $1,121,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 25,000 | $1,119,000 | thousands by filing date | call |
| ALLIENT INC | 019330109 | COM | 44,099 | $1,117,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 30,563 | $1,116,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 36,928 | $1,116,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 13,845 | $1,115,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 45,770 | $1,115,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 15,805 | $1,113,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 12,355 | $1,111,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 83,189 | $1,107,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 10,044 | $1,106,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 18,936 | $1,105,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 102,460 | $1,105,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 30,432 | $1,105,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 39,497 | $1,101,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 25,823 | $1,099,000 | thousands by filing date | principal |
| CORELOGIC INC | 21871D103 | COM | 23,782 | $1,099,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 58,334 | $1,098,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 67,585 | $1,098,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 60,000 | $1,097,000 | thousands by filing date | call |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 15,506 | $1,096,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 179,433 | $1,096,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 120,000 | $1,094,000 | thousands by filing date | call |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 77,638 | $1,092,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 89,726 | $1,091,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 32,300 | $1,090,000 | thousands by filing date | call |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 25,000 | $1,089,000 | thousands by filing date | call |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 64,497 | $1,089,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 15,924 | $1,088,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 1,000,000 | $1,088,000 | thousands by filing date | principal |
| AG MTG INVT TR INC | 001228105 | COM | 56,410 | $1,085,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 44,556 | $1,084,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 1,081,000 | $1,084,000 | thousands by filing date | principal |
| BOSTON BEER INC CL A | 100557107 | Stock | 6,942 | $1,083,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 28,278 | $1,081,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q544 | RIVERFRONT UNC | 40,786 | $1,079,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 41,238 | $1,078,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 106,935 | $1,075,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 21,836 | $1,072,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 22,384 | $1,072,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 46,725 | $1,070,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 58,409 | $1,069,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 113,135 | $1,067,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 47,417 | $1,067,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 49,095 | $1,067,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 60,000 | $1,065,000 | thousands by filing date | call |
| GOPRO INC | 38268T103 | CL A | 96,732 | $1,065,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 26,817 | $1,064,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 41,923 | $1,059,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 115,661 | $1,058,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 63,546 | $1,058,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 25,435 | $1,057,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 45,420 | $1,055,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 128,500 | $1,053,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 53,556 | $1,052,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 26,489 | $1,049,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 108,526 | $1,048,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 31,143 | $1,048,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 55,220 | $1,047,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 26,146 | $1,046,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 71,976 | $1,046,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 13,285 | $1,042,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 9,271 | $1,041,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 35,000 | $1,038,000 | thousands by filing date | call |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 17,654 | $1,037,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 47,269 | $1,034,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 29,237 | $1,034,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 25,053 | $1,034,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 9,009 | $1,033,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 15,621 | $1,032,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 26,824 | $1,030,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 5,000 | $1,028,000 | thousands by filing date | call |
| HOPE BANCORP INC | 43940T109 | COM | 58,084 | $1,028,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 61,000 | $1,025,000 | thousands by filing date | put |
| CONMED CORP COM | 207410101 | Stock | 19,509 | $1,023,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 9,421 | $1,017,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 29,329 | $1,015,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 44,460 | $1,015,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 64,805 | $1,014,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 164,061 | $1,014,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 45,996 | $1,011,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 16,100 | $1,008,000 | thousands by filing date | call |
| HALYARD HEALTH INC | 40650V100 | COM | 22,350 | $1,008,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 10,467 | $1,007,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 89,670 | $1,006,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 16,901 | $1,004,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 35,947 | $1,004,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 23,000 | $1,003,000 | thousands by filing date | put |
| K12 INC | 48273U102 | COM | 56,185 | $1,003,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 13,923 | $1,003,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 4,100 | $1,002,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 5,106 | $1,000,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 20,793 | $999,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 42,304 | $997,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 34,866 | $996,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 20,926 | $995,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 12,435 | $995,000 | thousands by filing date | |
| YINTECH INVT HLDGS LTD | 98585M108 | SPONSORED ADR | 90,000 | $995,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 32,737 | $994,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 14,864 | $993,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 110,395 | $993,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 41,051 | $990,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 17,998 | $990,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 271,743 | $990,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 18,009 | $989,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 7,525 | $988,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 32,008 | $987,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 60,000 | $986,000 | thousands by filing date | put |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 52,166 | $986,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 96,935 | $985,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 37,638 | $984,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 22,573 | $982,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 29,547 | $982,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 22,362 | $978,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 155,096 | $975,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 10,000 | $975,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 28,408 | $974,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 53,645 | $971,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 18,751 | $971,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 46,956 | $971,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 73,486 | $968,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 52,100 | $966,000 | thousands by filing date | put |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 28,887 | $966,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 44,622 | $959,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 16,552 | $959,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 23,161 | $953,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 49,478 | $953,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 70,200 | $952,000 | thousands by filing date | put |
| FS KKR CAPITAL CORP | 302635107 | COM | 112,711 | $952,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 14,800 | $949,000 | thousands by filing date | put |
| INSTRUCTURE INC | 45781U103 | COM | 28,629 | $949,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 6,500 | $948,000 | thousands by filing date | call |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 23,500 | $947,000 | thousands by filing date | call |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 34,134 | $945,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 18,026 | $944,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 16,738 | $941,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 40,819 | $939,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 47,685 | $938,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 27,844 | $937,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 16,961 | $937,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 44,918 | $937,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 68,692 | $936,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 26,060 | $935,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 17,500 | $934,000 | thousands by filing date | put |
| PHILLIPS 66 COM | 718546104 | Stock | 10,200 | $934,000 | thousands by filing date | call |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 21,748 | $932,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 37,753 | $931,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 38,900 | $931,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 14,850 | $931,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 12,600 | $929,000 | thousands by filing date | call |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 25,707 | $929,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 28,032 | $929,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 22,434 | $926,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 41,516 | $924,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 21,817 | $924,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 32,127 | $924,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 7,413 | $923,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 53,923 | $923,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 35,644 | $922,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 37,992 | $920,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 88,253 | $920,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 319,351 | $920,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 6,082 | $918,000 | thousands by filing date | |
| PROSHARES TR | 74347B706 | COM | 11,773 | $918,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 201,216 | $917,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 37,064 | $915,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 19,739 | $914,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 15,000 | $914,000 | thousands by filing date | put |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 23,598 | $912,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 51,979 | $911,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 30,023 | $911,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 28,730 | $911,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 11,842 | $910,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 15,721 | $910,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 34,520 | $910,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 32,324 | $910,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 17,518 | $906,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 58,073 | $906,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 22,772 | $905,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 39,079 | $904,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 100,330 | $903,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 29,621 | $902,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 13,844 | $901,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 22,713 | $899,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 61,126 | $899,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679104 | ETN LKD 36 | 18,945 | $898,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 53,439 | $897,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 76,000 | $896,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 57,949 | $895,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 62,629 | $894,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 24,272 | $891,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 41,046 | $888,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 93,211 | $888,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 36,089 | $887,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 70,718 | $886,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 12,800 | $886,000 | thousands by filing date | put |
| ISHARES TR | 464288430 | ASIA 50 ETF | 14,408 | $885,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 25,172 | $882,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 59,014 | $880,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 34,178 | $880,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 24,400 | $878,000 | thousands by filing date | put |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 22,952 | $876,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 18,994 | $876,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 25,571 | $876,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 20,533 | $876,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 32,400 | $875,000 | thousands by filing date | put |
| TXNM ENERGY INC COM | 69349H107 | Stock | 21,676 | $874,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 30,872 | $874,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 15,212 | $873,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 47,573 | $871,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M217 | 2022 HG YLD CB | 34,237 | $870,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 198,650 | $869,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 27,138 | $868,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 71,138 | $867,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 48,000 | $866,000 | thousands by filing date | put |
| UNDER ARMOUR INC | 904311206 | CL C | 57,500 | $864,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 18,400 | $863,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 8,000 | $861,000 | thousands by filing date | call |
| BRADY CORP | 104674106 | CL A | 22,645 | $860,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 22,287 | $860,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 20,732 | $860,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 33,984 | $859,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 31,179 | $859,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 100,000 | $857,000 | thousands by filing date | put |
| AEROVIRONMENT INC COM | 008073108 | Stock | 15,800 | $855,000 | thousands by filing date | call |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 29,715 | $855,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 60,784 | $854,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 11,000 | $853,000 | thousands by filing date | call |
| SEMTECH CORP COM | 816850101 | Stock | 22,700 | $852,000 | thousands by filing date | call |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 343,519 | $852,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 88,611 | $850,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 21,522 | $848,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 58,391 | $846,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 31,805 | $846,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 30,177 | $845,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 23,192 | $845,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 12,857 | $843,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 47,500 | $843,000 | thousands by filing date | put |
| SPROTT FOCUS TR INC | 85208J109 | COM | 108,980 | $843,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 20,200 | $841,000 | thousands by filing date | put |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 56,148 | $840,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 34,787 | $838,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 15,584 | $837,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 14,341 | $837,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 8,200 | $836,000 | thousands by filing date | put |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 52,312 | $836,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 76,901 | $834,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 49,137 | $832,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 51,083 | $831,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 61,342 | $831,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 9,624 | $829,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 19,643 | $829,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 24,637 | $827,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 29,084 | $827,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 36,482 | $827,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 62,575 | $827,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 30,476 | $824,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 103,646 | $824,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 11,850 | $823,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 20,000 | $823,000 | thousands by filing date | call |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 46,828 | $823,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 13,323 | $820,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 7,463 | $820,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 46,828 | $820,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 28,417 | $819,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 18,559 | $819,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 42,392 | $818,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 47,338 | $817,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 16,627 | $816,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 70,412 | $815,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 12,600 | $813,000 | thousands by filing date | put |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 55,923 | $813,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 27,903 | $813,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 567,761 | $813,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 14,999 | $810,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 30,000 | $809,000 | thousands by filing date | call |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 15,916 | $807,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 9,044 | $804,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 16,897 | $804,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 10,000 | $803,000 | thousands by filing date | put |
| PROTO LABS INC | 743713109 | COM | 10,000 | $803,000 | thousands by filing date | call |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 19,800 | $802,000 | thousands by filing date | call |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 54,037 | $802,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 6,542 | $802,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 33,019 | $798,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 142,681 | $796,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 36,671 | $795,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 15,815 | $794,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 7,519 | $794,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 58,961 | $793,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 16,444 | $793,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 5,618 | $791,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 17,325 | $791,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L877 | ROYCE QUANT SML | 30,548 | $791,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 3,995 | $791,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 19,169 | $789,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 68,079 | $788,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 21,055 | $788,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 12,739 | $787,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 116,815 | $786,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 44,164 | $786,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 100,000 | $785,000 | thousands by filing date | put |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 16,904 | $784,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 51,032 | $784,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 11,630 | $782,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 51,183 | $781,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 87,687 | $781,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 17,238 | $780,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 20,000 | $780,000 | thousands by filing date | call |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 7,461 | $779,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 16,500 | $778,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 12,637 | $778,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 5,279 | $776,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 1,300 | $774,000 | thousands by filing date | put |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 7,540 | $774,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 50,898 | $774,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 58,792 | $774,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 34,600 | $774,000 | thousands by filing date | call |
| EMERSON ELEC CO COM | 291011104 | Stock | 12,300 | $773,000 | thousands by filing date | call |
| DOUGLAS EMMETT INC | 25960P109 | COM | 19,572 | $772,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 171 | $771,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 15,703 | $769,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 26,890 | $769,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 37,245 | $769,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 48,075 | $768,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 15,239 | $768,000 | thousands by filing date | principal |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 38,324 | $766,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 15,418 | $766,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 11,849 | $764,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 13,213 | $764,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 24,478 | $763,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 26,800 | $763,000 | thousands by filing date | put |
| DONNELLEY R R & SONS CO | 257867200 | COM | 73,897 | $762,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 76,075 | $761,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 11,545 | $760,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 45,500 | $760,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 15,117 | $758,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 42,195 | $755,000 | thousands by filing date | |
| PROSHARES TR | 74348A491 | ULSH 20YRTRE NEW | 28,582 | $754,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 5,647 | $753,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 27,321 | $753,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 50,739 | $752,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 53,050 | $752,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 50,000 | $751,000 | thousands by filing date | put |
| ASHLAND INC | 044186104 | COM | 11,485 | $750,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 63,093 | $750,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 40,195 | $750,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 8,000 | $750,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 14,560 | $748,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 19,890 | $748,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 28,431 | $748,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 8,613 | $745,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 175,302 | $745,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 108,229 | $742,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 101,518 | $741,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 9,154 | $740,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 35,592 | $740,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 53,638 | $740,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 29,716 | $740,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 51,572 | $737,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 11,237 | $737,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 11,901 | $735,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 2,624 | $735,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 71,001 | $735,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 60,989 | $734,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 49,917 | $734,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 24,216 | $734,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 25,281 | $730,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 207,968 | $730,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 60,780 | $729,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 5,800 | $728,000 | thousands by filing date | call |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 13,651 | $728,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 4,368 | $728,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-042641 | this filing | 2017-11-14 | acceptance time not in the bulk data set |