13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 7,124 holding rows worth $208,237,386,000.
- Accession
- 0001140361-17-042641
- Filer
- CIK 1000275
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 25,717 entries on the cover page, a total value of $208,237,386,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $208,237,386,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerRBC (Barbados) Trading Bank Corp028-17343
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerConvergent Wealth Advisors028-13933
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerCRAMER ROSENTHAL MCGLYNN LLC028-02028
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RXI PHARMACEUTICALS CORP NEW | 74979C501 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CERECOR INC | 15671L109 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEUROTROPE INC | 64129T207 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHTBRIDGE CORP | 53224K203 | COM NEW | 107 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEURALSTEM INC | 64127R401 | COM NEW | 237 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATYR PHARMA INC | 002120103 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONOMA PHARMACEUTICALS INC | 83558L105 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERCONDUCTOR TECHNOLOGIES | 867931503 | COM PAR NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIBROCELL SCIENCE INC | 315721308 | COM PAR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIRAGEN THERAPEUTICS INC | 053761102 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEAN DIESEL TECHNOLOGIES IN | 18449C500 | COM PAR NEW | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVUITY INC | 46187J205 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPPORT COM INC | 86858W200 | COM NEW | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLENO THERAPEUTICS INC | 834203101 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELARIA INC | 879181105 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RANDOLPH BANCORP INC | 752378109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECHELON CORP | 27874N303 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LONG IS ICED TEA CORP | 54267E104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELLECTAR BIOSCIENCES INC | 15117F302 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 1,651 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 296 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YIELD10 BIOSCIENCE INC | 98585K201 | COM NEW | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POLARITYTE INC | 731094108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Gevo Inc stock | 374396307 | Stock | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTRAFECT CORP | 212326102 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEBE STORES INC COM NEW | 075571208 | Common Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESHAPE LIFESCIENCES INC NEW | 29365M505 | Common Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Emmis Communications Corp | 291525400 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Ocugen | 43358V109 | Common | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Adobe Systems Inc | 98979H103 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEMPHARM INC COM NEW | 488445107 | Stock | 109 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOPHARMX CORP | 09072X101 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COASTWAY BANCORP INC | 190632109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEX PHARMA INC | 33938A105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS HLDGS CORP | 812350155 | *W EXP 12/15/201 | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PB BANCORP INC | 70454T100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JETPAY CORP | 477177109 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEMISPHERX BIOPHARMA INC | 42366C301 | COM NEW | 237 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOSEC MED INC | 68234L207 | COM NEW | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONE HORIZON GROUP INC | 68235H304 | COM PAR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEAK RESORTS INC | 70469L100 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MSB FINL CORP NEW | 55352L101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 148 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHANTICLEER HLDGS INC | 15930P800 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JRJR33 INCORPORATED | 46645Q106 | Common Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COGENTIX MED INC COM | 19243A104 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MYOS RENS TECHNOLOGY INC | 62857P108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fusion Telecomm Intl Inc | 36113B400 | COM NEW | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA CERAMICS CO LTD | G2113X134 | SHS | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAKED BRAND GROUP INC COM | 629839200 | COM | 132 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI Australia | 46435G607 | MSCI AUSTRALIA | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOSYS INC | 619718208 | COM NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PULMATRIX INC | 74584P103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAIN THERAPEUTICS INC | 69562K506 | COM NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IDEAL PWR INC | 451622104 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S ENERGY CORP WYO | 911805208 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VICAL INC | 925602203 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SKY SOLAR HLDGS LTD | 83084J103 | SPONSORED ADR | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MELROSE BANCORP INC | 585553100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SECOND SIGHT MED PRODS INC | 81362J118 | *W EXP 03/06/202 | 372 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAYMENT DATA SYS INC | 70438S202 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVA LIFESTYLE INC | 66979P102 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CESCA THERAPEUTICS INC | 157131202 | COM NEW | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRESBIA PLC | G7234P100 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCA BIOPHARMA INC | 00211Y407 | COM PAR | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EYEGATE PHARMACEUTICALS INC | 30233M107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTIMMUNE INC | 02155H101 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DETERMINE INC | 250660107 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IZEA INC | 46603N301 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 838 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATOSSA GENETICS INC | 04962H209 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCONOVA THERAPEUTICS INC COM PAR | 68232V306 | Stock | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EGALET CORP | 28226B104 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PORTER BANCORP INC | 736233206 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BAY BANCORP INC | 07203T106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE NASSAU BRH | 22542D357 | VELOCITY SHS SHR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ITUS CORP | 45069V203 | COM NEW | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZAIS GROUP HLDGS INC | 98887G106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VINCE HLDG CORP | 92719W108 | COM | 389 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TapImmune Inc | 876033408 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPGEN INC | 68373L109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORM HLDGS CORP COM | 34634E102 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TURTLE BEACH CORP COM | 900450107 | Stock | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGNEGAS CORP COM PAR | 55939L301 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STONE ENERGY CORP WT EXP 022821 | 861642114 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INPIXON COM | 45790J107 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TILL CAP LTD COM RST VTG SHS | G8875E107 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONNECTURE INC COM | 20786J106 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S GEOTHERMAL INC COM NEW | 90338S201 | Stock | 99 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROKA BIOSCIENCE INC COM NEW | 775431208 | Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMBER ENERGY INC COM | 13200M102 | Stock | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Medovex Corp | 58504H101 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOBIOLOGICS INC | 68235M105 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LM FDG AMER INC | 502074107 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TONIX PHARMACEUTICALS HLDG C | 890260409 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUDBAY MINERALS INC | 443628136 | *W EXP 07/20/201 | 1,381 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Neothetics Inc | 64066G101 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RMG NETWORKS HLDG CORP | 74966K300 | COM NEW | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIFFUSION PHARMACEUTICALS IN | 253748206 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTORI THERAPEUTICS INC | 23283K121 | *W EXP 12/09/201 | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEXTERA SURGICAL INC COM | 252366109 | CS | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMEDICA CORP COM PAR | 023435209 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CUMULUS MEDIA INC. | 231082603 | COM | 264 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOSTAGE INC | 09074M103 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARTESIAN INC | 146534102 | COM ADDED | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIMENSION THERAPEUTICS INC | 25433V105 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAXPOINT INTERACTIVE INC | 57777M201 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMBIMATRIX CORPORATION | 20009T501 | COM PAR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-042641 | this filing | 2017-11-14 | acceptance time not in the bulk data set |