13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 7,124 holding rows worth $208,237,386,000.
- Accession
- 0001140361-17-042641
- Filer
- CIK 1000275
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 25,717 entries on the cover page, a total value of $208,237,386,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $208,237,386,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerRBC (Barbados) Trading Bank Corp028-17343
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerConvergent Wealth Advisors028-13933
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerCRAMER ROSENTHAL MCGLYNN LLC028-02028
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 8,024 | $102,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 4,546 | $102,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 5,336 | $102,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 2,653 | $102,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 5,572 | $102,000 | thousands by filing date | |
| PARKWAY INC COM | 70156Q107 | Stock | 4,410 | $102,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 600 | $101,000 | thousands by filing date | put |
| HERON THERAPEUTICS INC | 427746102 | COM | 6,251 | $101,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 4,194 | $101,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 10,383 | $101,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 6,990 | $101,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 7,121 | $101,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 2,779 | $101,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 8,417 | $101,000 | thousands by filing date | |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 7,762 | $101,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 8,009 | $101,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 4,893 | $101,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 7,198 | $101,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 5,056 | $100,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 1,276 | $100,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 6,606 | $100,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 7,177 | $100,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 1,839 | $100,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 5,136 | $100,000 | thousands by filing date | |
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 4,904 | $100,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 8,000 | $99,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 2,804 | $99,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 3,200 | $99,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 2,240 | $98,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 10,990 | $98,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 53,119 | $98,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 10,600 | $98,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 2,115 | $98,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 18,965 | $98,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 5,900 | $97,000 | thousands by filing date | call |
| BUNGE LTD | G16962105 | COM | 1,400 | $97,000 | thousands by filing date | put |
| COSAN LTD | G25343107 | SHS A | 11,910 | $97,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 11,510 | $97,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 1,319 | $97,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 1,191 | $97,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 9,357 | $97,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 3,820 | $97,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 8,001 | $97,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 18,259 | $96,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 1,781 | $96,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 5,276 | $96,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 3,542 | $96,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 4,498 | $96,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 7,122 | $95,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 5,650 | $95,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 2,999 | $95,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 1,245 | $95,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 4,435 | $95,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 3,621 | $94,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 8,126 | $94,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 732 | $93,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 1,609 | $93,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 3,791 | $93,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 19,366 | $93,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 32,275 | $93,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 2,000 | $93,000 | thousands by filing date | call |
| AVON PRODS INC | 054303102 | COM | 40,000 | $93,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 2,254 | $93,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U110 | *W EXP 06/30/202 | 104,066 | $93,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 3,237 | $92,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 5,547 | $92,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 4,065 | $92,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 1,138 | $92,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 4,652 | $92,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 2,688 | $92,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 6,909 | $92,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 11,579 | $92,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 1,450 | $92,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 6,170 | $92,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 486 | $91,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 2,263 | $91,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 4,026 | $91,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 4,090 | $91,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 2,564 | $91,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 4,300 | $91,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 8,221 | $91,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 2,200 | $91,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 4,000 | $91,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 6,500 | $91,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 800 | $90,000 | thousands by filing date | call |
| LINDSAY CORPORATION | 535555106 | COM | 979 | $90,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L508 | ALPHA ARCHITECT | 3,301 | $90,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 3,000 | $90,000 | thousands by filing date | call |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 25,580 | $90,000 | thousands by filing date | |
| MFC BANCORP LTD | G60630103 | USD MFC SHS | 9,645 | $90,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 5,100 | $89,000 | thousands by filing date | call |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 5,865 | $89,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 759 | $89,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 8,700 | $89,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 3,600 | $89,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 2,130 | $89,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 1,584 | $89,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 5,681 | $88,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 2,167 | $88,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 13,494 | $88,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 7,062 | $88,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 27,354 | $88,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 4,317 | $88,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 1,300 | $88,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 9,651 | $88,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 18,300 | $88,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 512 | $87,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 6,969 | $87,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 53,444 | $87,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 5,770 | $87,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 1,100 | $87,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 5,211 | $87,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 600 | $86,000 | thousands by filing date | put |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 5,870 | $86,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 9,215 | $86,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 7,209 | $86,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 8,994 | $86,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 2,453 | $86,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 12,302 | $86,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 5,499 | $86,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 2,714 | $85,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 14,660 | $85,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 9,200 | $85,000 | thousands by filing date | put |
| RETROPHIN INC | 761299106 | COM | 3,418 | $85,000 | thousands by filing date | |
| DBX ETF TR | 233051440 | XTRACK RUSS 2000 | 2,529 | $85,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 2,090 | $85,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B487 | IQ ENCH BD US | 4,300 | $85,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X446 | GBL SMLCP DIVI | 2,627 | $85,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 2,075 | $84,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 7,000 | $84,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 12,896 | $84,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 1,500 | $83,000 | thousands by filing date | put |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 700 | $83,000 | thousands by filing date | call |
| WINGSTOP INC COM | 974155103 | Stock | 2,497 | $83,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 1,477 | $83,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 3,719 | $83,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 13,088 | $83,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 5,132 | $83,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 794 | $83,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 2,534 | $83,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 1,360 | $82,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 1,437 | $82,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 4,923 | $82,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 18,762 | $82,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 7,653 | $82,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 2,476 | $81,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 2,714 | $81,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 4,862 | $81,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 2,784 | $81,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 3,814 | $81,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 3,269 | $81,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 2,250 | $81,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 1,492 | $80,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 3,461 | $80,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 8,227 | $80,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 2,009 | $80,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 2,452 | $80,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 3,640 | $80,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 3,273 | $80,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 2,224 | $80,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 906 | $80,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 27,595 | $80,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 160,000 | $80,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 2,231 | $80,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 6,450 | $80,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 2,224 | $79,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 1,238 | $79,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 2,585 | $79,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 2,358 | $79,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 810 | $79,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18385P705 | GUGGENHEIM ETF | 1,505 | $79,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 500 | $78,000 | thousands by filing date | call |
| STOCK YDS BANCORP INC | 861025104 | COM | 2,060 | $78,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 1,300 | $78,000 | thousands by filing date | call |
| TRIO TECH INTL | 896712205 | COM NEW | 14,950 | $78,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 5,675 | $78,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 3,981 | $78,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 6,500 | $78,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 5,605 | $77,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 29,711 | $77,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 3,835 | $77,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 15,668 | $77,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 28,353 | $77,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 9,963 | $77,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 5,591 | $77,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 3,031 | $77,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 2,287 | $77,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 2,198 | $77,000 | thousands by filing date | |
| FQF TR | 351680848 | O SHS FTSE EUR | 3,020 | $77,000 | thousands by filing date | |
| JP MORGAN EXCHANGE TRADED FD | 46641Q704 | DIVRSFD RT EUR | 2,715 | $77,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 2,560 | $76,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 35,422 | $76,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 1,268 | $76,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 5,618 | $76,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 24,209 | $76,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B806 | INDIA INFRSR ETF | 5,354 | $76,000 | thousands by filing date | |
| FI ENHANCED EUROPE 50 ETN UBS | 90274D234 | COM | 437 | $76,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 6,534 | $75,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 1,527 | $75,000 | thousands by filing date | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 1,207 | $75,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 5,321 | $75,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 1,596 | $75,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 5,000 | $75,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 600 | $74,000 | thousands by filing date | put |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 7,130 | $74,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 3,625 | $74,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 1,725 | $74,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 2,400 | $74,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 2,466 | $74,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 4,295 | $74,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 3,872 | $74,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 74,000 | $74,000 | thousands by filing date | principal |
| ON DECK CAP INC | 682163100 | COM | 15,692 | $74,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 2,501 | $74,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 3,900 | $73,000 | thousands by filing date | call |
| KFORCE INC COM | 493732101 | Stock | 3,597 | $73,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 3,430 | $73,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 4,903 | $73,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 1,765 | $73,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 22,424 | $73,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 4,319 | $73,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 6,112 | $73,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 11,520 | $72,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 1,200 | $72,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 1,697 | $72,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 7,489 | $72,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 5,685 | $72,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 500 | $71,000 | thousands by filing date | call |
| MACROGENICS INC | 556099109 | COM | 3,847 | $71,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 9,043 | $71,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 10,931 | $71,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 1,178 | $71,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 6,490 | $71,000 | thousands by filing date | |
| ISHARES TR | 46435G821 | MSCI ITALY ETF | 4,059 | $71,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 581 | $70,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 3,272 | $70,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 77,496 | $70,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 3,847 | $70,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 1,660 | $70,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 3,498 | $70,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 5,405 | $69,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 360 | $69,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 5,827 | $69,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 3,956 | $69,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 5,282 | $69,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 16,103 | $68,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 3,015 | $68,000 | thousands by filing date | |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 5,514 | $68,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 4,060 | $68,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 6,823 | $68,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 9,573 | $68,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 6,631 | $67,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 9,652 | $67,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 1,230 | $67,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 10,202 | $67,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 6,246 | $67,000 | thousands by filing date | |
| NATIONAL SEC GROUP INC | 637546102 | COM | 5,300 | $67,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 19,113 | $66,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 4,239 | $66,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 1,837 | $66,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 2,860 | $66,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 2,962 | $66,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 1,537 | $66,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 6,217 | $66,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 3,523 | $66,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 6,646 | $66,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K810 | MD CP BEAR 3X NW | 4,068 | $66,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 1,920 | $65,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 3,149 | $65,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 4,822 | $65,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 9,496 | $65,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 1,651 | $65,000 | thousands by filing date | |
| HMN FINL INC | 40424G108 | COM | 3,652 | $65,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 7,631 | $65,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 4,229 | $65,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 10,355 | $64,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 1,015 | $64,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 5,148 | $64,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 2,100 | $64,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 6,066 | $64,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 6,000 | $64,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 6,174 | $64,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 5,341 | $63,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 827 | $63,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 1,367 | $63,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 1,869 | $63,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 1,500 | $63,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 1,952 | $63,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 4,542 | $63,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 5,618 | $63,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 5,636 | $63,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 17,050 | $63,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 1,674 | $62,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 4,403 | $62,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 8,725 | $62,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 1,260 | $62,000 | thousands by filing date | |
| EATON VANCE MASSACH MUN BOND | 27828K108 | CMN | 4,500 | $62,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 18,204 | $62,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 1,519 | $62,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F478 | EMERGING MKTS AG | 2,790 | $62,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 1,117 | $61,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 1,845 | $61,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 5,531 | $61,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 4,863 | $61,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 3,123 | $61,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 6,273 | $61,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 6,490 | $61,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 2,125 | $61,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 1,858 | $61,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 11,084 | $61,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 3,218 | $61,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 1,562 | $60,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 13,186 | $60,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 22,661 | $60,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 6,532 | $60,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 1,325 | $60,000 | thousands by filing date | |
| APC 7.5 PFD | 032511404 | Preferred Stock | 1,500 | $60,000 | thousands by filing date | principal |
| NANOMETRICS | 630077105 | COM | 2,038 | $59,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 2,483 | $59,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 2,421 | $59,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L477 | US TRES STEEP | 1,847 | $59,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q650 | WRKPLC EQL PRT | 1,700 | $59,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 2,901 | $59,000 | thousands by filing date | |
| ICON 1.5 3/18 | 451055AF4 | Bond 30/360P2 U | 60,000 | $59,000 | thousands by filing date | principal |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 1,521 | $58,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 2,741 | $58,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 4,755 | $58,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 1,610 | $58,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 3,817 | $58,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 4,100 | $58,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E689 | MSCI PAKISTAN | 4,000 | $58,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 900 | $57,000 | thousands by filing date | put |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 2,205 | $57,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 5,400 | $57,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 3,217 | $57,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 1,639 | $57,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 6,308 | $57,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 2,101 | $57,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 8,101 | $57,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 3,785 | $57,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 4,099 | $57,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 2,198 | $57,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T597 | VELOCITY SHS EXC | 5,000 | $57,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 1,745 | $56,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 1,378 | $56,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 614 | $56,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 822 | $56,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 27,590 | $56,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 4,627 | $56,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 11,786 | $56,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 56,000 | $56,000 | thousands by filing date | principal |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 5,089 | $56,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 13,811 | $56,000 | thousands by filing date | |
| ADVISORSHARES NEW TECH AND MEDIA ETF | 00768Y552 | ETF | 2,625 | $56,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 3,491 | $56,000 | thousands by filing date | |
| DBX ETF TR XTRACK | 233051861 | MSCI UK | 2,600 | $56,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 2,855 | $55,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 1,750 | $55,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 3,714 | $55,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 1,433 | $55,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 1,021 | $55,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 22,825 | $55,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 6,338 | $55,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 2,749 | $54,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 2,657 | $54,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 1,849 | $54,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 1,133 | $54,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 2,837 | $54,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 7,104 | $54,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 2,239 | $54,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 4,000 | $54,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D688 | 3X LONG GOLD | 5,000 | $54,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 1,375 | $54,000 | thousands by filing date | put |
| IGNYTA INC | 451731103 | COM | 4,398 | $54,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 500 | $53,000 | thousands by filing date | put |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 5,325 | $53,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 8,494 | $53,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 10,246 | $53,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 15,326 | $53,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 11,756 | $53,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 64,965 | $53,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 2,536 | $53,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 1,993 | $52,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 5,791 | $52,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 8,407 | $52,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 605 | $52,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 1,303 | $52,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 1,505 | $52,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 4,103 | $52,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 3,700 | $52,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 2,065 | $52,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642403 | COM PAR | 1,804 | $52,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 1,258 | $51,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 2,267 | $51,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 9,145 | $51,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 4,232 | $51,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 7,705 | $51,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 580 | $51,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 2,992 | $51,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 2,862 | $51,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 5,447 | $51,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 1,698 | $51,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 10,850 | $51,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 1,200 | $51,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 1,851 | $51,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 3,267 | $51,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F395 | TREAS HEDGED HIG | 2,139 | $51,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 2,154 | $50,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 3,972 | $50,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 6,341 | $50,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 3,102 | $50,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 12,353 | $50,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 2,001 | $50,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 4,682 | $50,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 1,505 | $50,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 2,533 | $50,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 2,569 | $50,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 1,529 | $50,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 1,883 | $50,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 2,964 | $50,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 68,701 | $50,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 3,859 | $50,000 | thousands by filing date | |
| KRANESHARES TR | 500767702 | BLOOMBERG CHIINA | 1,421 | $50,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 1,041 | $49,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 1,097 | $49,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 652 | $49,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 2,072 | $49,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 2,368 | $49,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 4,581 | $49,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 15,104 | $49,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 21,719 | $49,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 3,159 | $49,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 1,415 | $49,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 3,307 | $48,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 1,286 | $48,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 858 | $48,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 1,135 | $48,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 10,000 | $48,000 | thousands by filing date | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 1,165 | $48,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 1,694 | $48,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 33,108 | $48,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 2,534 | $48,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 11,327 | $48,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 4,410 | $48,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 3,290 | $48,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 3,418 | $48,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 3,672 | $47,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 1,489 | $47,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 1,745 | $47,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 3,649 | $47,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 3,460 | $47,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 2,939 | $47,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 46,000 | $47,000 | thousands by filing date | principal |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 8,772 | $47,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 3,568 | $47,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 6,338 | $47,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 2,703 | $47,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 3,582 | $47,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 4,391 | $47,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 2,606 | $46,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 1,539 | $46,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 1,466 | $46,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 1,931 | $46,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 2,748 | $46,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 1,500 | $46,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 1,990 | $46,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 40,935 | $46,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 2,874 | $46,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 2,500 | $46,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 14,204 | $46,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 9,953 | $46,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 1,874 | $46,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 234 | $46,000 | thousands by filing date | |
| OSI ETF TR | 67110P209 | OSI ETF TR | 1,700 | $46,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 1,079 | $46,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 4,912 | $45,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 2,472 | $45,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 2,249 | $45,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 18,758 | $45,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 7,416 | $45,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 390 | $45,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 3,000 | $45,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 2,775 | $44,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 1,114 | $44,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 96,633 | $44,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 974 | $44,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 1,525 | $44,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 788 | $44,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 736 | $44,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 28,757 | $44,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 3,091 | $44,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L493 | 10 YR TREAS BULL | 571 | $44,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 1,470 | $44,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 3,866 | $44,000 | thousands by filing date | |
| JANUS DETROIT STR TR OBESITY ETF | 47103U506 | CEF | 1,600 | $44,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 3,968 | $43,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 1,783 | $43,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 660 | $43,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 1,140 | $43,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 3,552 | $43,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-042641 | this filing | 2017-11-14 | acceptance time not in the bulk data set |