13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 7,124 holding rows worth $208,237,386,000.
- Accession
- 0001140361-17-042641
- Filer
- CIK 1000275
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 25,717 entries on the cover page, a total value of $208,237,386,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $208,237,386,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerRBC (Barbados) Trading Bank Corp028-17343
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerConvergent Wealth Advisors028-13933
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerCRAMER ROSENTHAL MCGLYNN LLC028-02028
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Lincoln National Corporat | 524901105 | COM | 62,551 | $2,458,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 33,323 | $2,457,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 179,200 | $2,455,000 | thousands by filing date | call |
| UDR INC COM | 902653104 | REIT | 64,350 | $2,448,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 88,000 | $2,442,000 | thousands by filing date | call |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 42,003 | $2,433,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 41,122 | $2,431,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 19,578 | $2,428,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 113,744 | $2,426,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 42,377 | $2,423,000 | thousands by filing date | |
| AURYN RES INC | 05208W108 | COM | 1,081,638 | $2,422,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 332,644 | $2,418,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 68,195 | $2,410,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 27,379 | $2,403,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 37,500 | $2,401,000 | thousands by filing date | call |
| REGENCY CTRS CORP COM | 758849103 | REIT | 38,645 | $2,398,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 344,282 | $2,393,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 50,400 | $2,378,000 | thousands by filing date | call |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 81,324 | $2,373,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 63,619 | $2,372,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 43,737 | $2,372,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 450,000 | $2,372,000 | thousands by filing date | call |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 70,365 | $2,371,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 52,852 | $2,370,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 11,699 | $2,370,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 29,575 | $2,369,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 21,336 | $2,368,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2017 TERM CORPORATE ETF | 46434VAR1 | ETF | 95,197 | $2,362,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 79,062 | $2,361,000 | thousands by filing date | |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 2,500,000 | $2,360,000 | thousands by filing date | principal |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 97,139 | $2,359,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 134,000 | $2,358,000 | thousands by filing date | call |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 80,708 | $2,357,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 136,100 | $2,352,000 | thousands by filing date | call |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 67,900 | $2,341,000 | thousands by filing date | put |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 61,567 | $2,337,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 18,794 | $2,337,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 70,196 | $2,336,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 75,924 | $2,335,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 21,930 | $2,335,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 18,143 | $2,331,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 40,576 | $2,331,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 48,830 | $2,330,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 94,285 | $2,326,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 97,300 | $2,325,000 | thousands by filing date | call |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 169,285 | $2,319,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 34,215 | $2,317,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 204,868 | $2,314,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 27,731 | $2,312,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 59,587 | $2,312,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 93,681 | $2,309,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 98,587 | $2,309,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 45,500 | $2,307,000 | thousands by filing date | call |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 3,325,000 | $2,303,000 | thousands by filing date | principal |
| LGI HOMES INC COM | 50187T106 | Stock | 47,383 | $2,301,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 10,456 | $2,286,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 106,239 | $2,281,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 50,000 | $2,279,000 | thousands by filing date | call |
| COTIVITI HLDGS INC | 22164K101 | COM | 63,323 | $2,277,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 178,985 | $2,275,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 150,886 | $2,271,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 74,863 | $2,270,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 13,800 | $2,267,000 | thousands by filing date | call |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 139,622 | $2,266,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 42,076 | $2,265,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 82,132 | $2,263,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 77,480 | $2,248,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 42,174 | $2,245,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 78,600 | $2,244,000 | thousands by filing date | put |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 45,416 | $2,243,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 51,032 | $2,240,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 78,535 | $2,238,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 35,000 | $2,236,000 | thousands by filing date | put |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 337,316 | $2,236,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 76,298 | $2,235,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 166,886 | $2,233,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 59,985 | $2,231,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 83,257 | $2,231,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 151,756 | $2,224,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 141,535 | $2,224,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 494,145 | $2,219,000 | thousands by filing date | |
| Invesco Optm Yd Dvrs Cdty Stra No K1 ETF | 73937V106 | ETF | 131,668 | $2,219,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 40,000 | $2,216,000 | thousands by filing date | call |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 158,404 | $2,215,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 431,717 | $2,215,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 30,700 | $2,215,000 | thousands by filing date | put |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 27,270 | $2,212,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 41,301 | $2,212,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 112,250 | $2,210,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 43,085 | $2,210,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 76,950 | $2,205,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 28,635 | $2,202,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 42,086 | $2,202,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 10,700 | $2,193,000 | thousands by filing date | call |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 277,429 | $2,192,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 28,692 | $2,189,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 15,200 | $2,188,000 | thousands by filing date | call |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 34,412 | $2,188,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 39,957 | $2,184,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 86,608 | $2,182,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 73,324 | $2,169,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 65,300 | $2,166,000 | thousands by filing date | call |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 149,332 | $2,166,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 150,000 | $2,166,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 164,047 | $2,164,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 54,014 | $2,163,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 68,887 | $2,161,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 179,398 | $2,160,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 27,308 | $2,152,000 | thousands by filing date | |
| AMERICAS SILVER CORP | 03063L705 | COM NEW | 518,684 | $2,143,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 58,200 | $2,137,000 | thousands by filing date | call |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 151,627 | $2,136,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 41,942 | $2,133,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 164,200 | $2,133,000 | thousands by filing date | put |
| GRUBHUB INC | 400110102 | COM | 40,346 | $2,124,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 56,503 | $2,123,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 196,383 | $2,121,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 220,244 | $2,119,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 40,900 | $2,117,000 | thousands by filing date | put |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 64,470 | $2,111,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 59,040 | $2,111,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 102,212 | $2,108,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 13,700 | $2,105,000 | thousands by filing date | put |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 125,278 | $2,099,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 150,000 | $2,093,000 | thousands by filing date | call |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 40,530 | $2,090,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 55,000 | $2,087,000 | thousands by filing date | put |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 38,499 | $2,081,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 133,595 | $2,078,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 114,606 | $2,076,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 22,331 | $2,074,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 40,213 | $2,072,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 60,901 | $2,070,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 205,568 | $2,070,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 22,587 | $2,066,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 61,740 | $2,065,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 137,821 | $2,061,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 36,851 | $2,060,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 194,715 | $2,059,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 27,861 | $2,059,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 120,705 | $2,059,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 74,000 | $2,054,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 78,835 | $2,053,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 97,890 | $2,049,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 56,218 | $2,043,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P509 | RIVRFRNT DY ASIA | 34,851 | $2,041,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 144,712 | $2,040,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 29,000 | $2,037,000 | thousands by filing date | call |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 81,243 | $2,035,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 22,400 | $2,031,000 | thousands by filing date | call |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 156,112 | $2,029,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 79,409 | $2,029,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 80,843 | $2,025,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 22,100 | $2,024,000 | thousands by filing date | put |
| NEWMONT CORP | 651639106 | COM | 53,800 | $2,018,000 | thousands by filing date | call |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 58,827 | $2,017,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 38,329 | $2,014,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 157,009 | $2,010,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 67,823 | $2,010,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 106,000 | $2,003,000 | thousands by filing date | put |
| Texas Instruments Incorporated | 882508104 | COM | 22,300 | $1,999,000 | thousands by filing date | put |
| ANDEAVOR | 03349M105 | COM | 19,300 | $1,991,000 | thousands by filing date | put |
| Spectra Energy Partners | 84756N109 | COM | 44,819 | $1,989,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 116,262 | $1,987,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 100,000 | $1,987,000 | thousands by filing date | put |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 100,000 | $1,987,000 | thousands by filing date | call |
| REVVITY INC | 714046109 | COM | 28,774 | $1,985,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 24,537 | $1,983,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 59,769 | $1,982,000 | thousands by filing date | |
| ANDEAVOR LOGISTICS LP NPV | 03350F106 | COM UNIT LP INT | 39,573 | $1,981,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 28,460 | $1,980,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 13,359 | $1,977,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 45,273 | $1,973,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 47,818 | $1,970,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 40,000 | $1,966,000 | thousands by filing date | put |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 53,863 | $1,964,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 317,620 | $1,963,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 91,067 | $1,959,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 21,687 | $1,948,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 40,598 | $1,948,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 37,178 | $1,945,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 30,100 | $1,944,000 | thousands by filing date | call |
| TECH DATA CORP | 878237106 | COM | 21,871 | $1,943,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 3,317 | $1,941,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 65,307 | $1,940,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 115,642 | $1,938,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 44,153 | $1,937,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 21,400 | $1,936,000 | thousands by filing date | put |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 39,819 | $1,935,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 30,000 | $1,934,000 | thousands by filing date | call |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 129,427 | $1,928,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 48,278 | $1,928,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP II | 31810G109 | COM | 196,700 | $1,928,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 26,038 | $1,927,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 136,321 | $1,926,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 52,535 | $1,926,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 32,624 | $1,923,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 66,016 | $1,922,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 72,830 | $1,922,000 | thousands by filing date | principal |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 52,890 | $1,909,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 165,879 | $1,909,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 29,147 | $1,905,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 161,500 | $1,903,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 140,066 | $1,898,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 56,100 | $1,893,000 | thousands by filing date | put |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 100,135 | $1,893,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 113,523 | $1,892,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 147,891 | $1,889,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 16,196 | $1,886,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 91,402 | $1,885,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 18,026 | $1,884,000 | thousands by filing date | |
| USCF FDS TR | 91733T406 | US 3X SHRT OIL | 100,000 | $1,884,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 20,800 | $1,882,000 | thousands by filing date | call |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 47,725 | $1,882,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 46,441 | $1,881,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 54,460 | $1,879,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 37,083 | $1,876,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 99,891 | $1,874,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 23,940 | $1,873,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 43,507 | $1,869,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 67,020 | $1,866,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 28,864 | $1,862,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 7,270 | $1,858,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 21,000 | $1,858,000 | thousands by filing date | put |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 94,720 | $1,857,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 436,900 | $1,852,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 26,482 | $1,847,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 99,446 | $1,847,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 72,185 | $1,844,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 10,000 | $1,833,000 | thousands by filing date | put |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 55,972 | $1,830,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 62,705 | $1,828,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 302,009 | $1,827,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 154,834 | $1,825,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 73,256 | $1,821,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 360,420 | $1,810,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 13,875 | $1,809,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 36,954 | $1,808,000 | thousands by filing date | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 70,892 | $1,806,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 180,000 | $1,804,000 | thousands by filing date | call |
| ISHARES EDGE U.S. FIXED INCOME BALANCED RISK ETF | 46431W846 | ETF | 17,881 | $1,804,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 85,415 | $1,802,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 78,897 | $1,801,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 155,857 | $1,800,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 37,883 | $1,799,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 34,224 | $1,793,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 17,683 | $1,788,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 49,577 | $1,784,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 11,045 | $1,783,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 89,120 | $1,783,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 27,200 | $1,782,000 | thousands by filing date | call |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 54,011 | $1,780,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 780,030 | $1,779,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 17,456 | $1,778,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 15,100 | $1,777,000 | thousands by filing date | call |
| WYNN RESORTS LTD | 983134107 | COM | 11,900 | $1,772,000 | thousands by filing date | put |
| COUSINS PROPERTIES INC | 222795106 | COM | 189,753 | $1,772,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 295,856 | $1,769,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 20,210 | $1,768,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 103,493 | $1,763,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 69,724 | $1,761,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 800,000 | $1,760,000 | thousands by filing date | put |
| SASOL LTD | 803866300 | SPONSORED ADR | 63,653 | $1,753,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 122,175 | $1,753,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 43,732 | $1,751,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 30,509 | $1,749,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 124,753 | $1,749,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 27,028 | $1,749,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 22,537 | $1,748,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 79,398 | $1,747,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 57,154 | $1,747,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 40,000 | $1,744,000 | thousands by filing date | put |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 82,722 | $1,742,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 38,924 | $1,740,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 26,864 | $1,739,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 363,691 | $1,739,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 26,816 | $1,732,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 312,674 | $1,726,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 37,371 | $1,722,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 35,689 | $1,721,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 64,116 | $1,721,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 22,945 | $1,719,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 13,845 | $1,719,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 83,804 | $1,718,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 96,671 | $1,716,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 69,332 | $1,713,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 54,511 | $1,710,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 41,400 | $1,710,000 | thousands by filing date | call |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 11,675 | $1,708,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 66,743 | $1,708,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 115,309 | $1,706,000 | thousands by filing date | |
| WORLD GOLD TR | 98146B104 | SPDR GLD MINIS | 14,335 | $1,704,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 26,777 | $1,703,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 64,092 | $1,703,000 | thousands by filing date | principal |
| ANIXTER INTL INC | 035290105 | COM | 20,034 | $1,702,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 44,505 | $1,698,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 44,435 | $1,697,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 99,720 | $1,697,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 58,832 | $1,695,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 52,317 | $1,692,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 110,005 | $1,691,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 223,571 | $1,690,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 21,971 | $1,689,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 20,100 | $1,687,000 | thousands by filing date | put |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 102,858 | $1,687,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 196,859 | $1,686,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 202,263 | $1,683,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 33,600 | $1,682,000 | thousands by filing date | put |
| MMA Capital Management LLC | 55315D105 | COM | 67,136 | $1,682,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 62,897 | $1,678,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 14,366 | $1,677,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 855,278 | $1,676,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 18,584 | $1,673,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 50,981 | $1,670,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 64,415 | $1,667,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 292,500 | $1,667,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 289,712 | $1,665,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 50,000 | $1,659,000 | thousands by filing date | put |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 17,667 | $1,658,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 14,253 | $1,654,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 72,823 | $1,653,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 67,489 | $1,651,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 29,699 | $1,651,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 71,137 | $1,650,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 30,000 | $1,646,000 | thousands by filing date | call |
| TEREX CORP NEW COM | 880779103 | Stock | 36,513 | $1,643,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U407 | LONG TERM CARE | 64,800 | $1,642,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 97,200 | $1,640,000 | thousands by filing date | put |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 159,998 | $1,638,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 87,555 | $1,637,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 81,414 | $1,634,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 63,393 | $1,633,000 | thousands by filing date | put |
| RENASANT CORP | 75970E107 | COM | 38,067 | $1,633,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 86,911 | $1,632,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 29,570 | $1,623,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 78,100 | $1,622,000 | thousands by filing date | call |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 22,139 | $1,621,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 40,316 | $1,620,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 92,060 | $1,618,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 56,264 | $1,618,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 47,515 | $1,618,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 69,342 | $1,614,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 14,667 | $1,614,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 49,436 | $1,612,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 159,478 | $1,612,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 121,721 | $1,611,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 28,595 | $1,603,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 159,140 | $1,598,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 59,700 | $1,597,000 | thousands by filing date | call |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 96,907 | $1,592,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 125,490 | $1,591,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 74,341 | $1,588,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 92,491 | $1,586,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 30,790 | $1,584,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 116,446 | $1,584,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 101,752 | $1,578,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 94,973 | $1,572,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 72,000 | $1,571,000 | thousands by filing date | put |
| ENTEGRIS INC COM | 29362U104 | Stock | 54,298 | $1,566,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 55,000 | $1,565,000 | thousands by filing date | put |
| BRINKS CO | 109696104 | COM | 18,527 | $1,562,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 136,180 | $1,560,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 62,498 | $1,560,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 93,602 | $1,555,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 47,400 | $1,555,000 | thousands by filing date | call |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 78,110 | $1,552,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 107,926 | $1,550,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 49,799 | $1,548,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 52,048 | $1,548,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 226,150 | $1,548,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 160,000 | $1,547,000 | thousands by filing date | put |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 68,219 | $1,547,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 21,110 | $1,547,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 25,400 | $1,546,000 | thousands by filing date | call |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 52,952 | $1,540,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 40,180 | $1,539,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 13,800 | $1,537,000 | thousands by filing date | put |
| BORGWARNER INC COM | 099724106 | Stock | 30,000 | $1,537,000 | thousands by filing date | call |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 232,830 | $1,537,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 128,559 | $1,537,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 166,848 | $1,533,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 110,618 | $1,528,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 146,244 | $1,527,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 39,184 | $1,525,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 87,127 | $1,524,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 26,236 | $1,514,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 112,888 | $1,513,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 150,000 | $1,511,000 | thousands by filing date | call |
| CHILDRENS PL INC NEW | 168905107 | COM | 12,775 | $1,509,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 59,903 | $1,508,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 22,652 | $1,507,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 275,592 | $1,505,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 13,500 | $1,504,000 | thousands by filing date | call |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 67,522 | $1,504,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 34,868 | $1,504,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 124,411 | $1,504,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 116,347 | $1,503,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 87,369 | $1,498,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 23,020 | $1,494,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 52,795 | $1,491,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 92,405 | $1,489,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 15,801 | $1,488,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 17,300 | $1,485,000 | thousands by filing date | call |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 85,776 | $1,482,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 35,001 | $1,481,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 58,358 | $1,481,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 394,133 | $1,481,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 68,226 | $1,480,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 58,797 | $1,476,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 19,687 | $1,476,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 18,025 | $1,475,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 47,600 | $1,475,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 19,245 | $1,468,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 66,778 | $1,463,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 68,581 | $1,460,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 1,375,000 | $1,460,000 | thousands by filing date | principal |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 120,799 | $1,456,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 107,300 | $1,455,000 | thousands by filing date | call |
| Amgen Inc. | 031162100 | COM | 7,800 | $1,454,000 | thousands by filing date | call |
| CRH PLC ADS | 12626K203 | ADR | 38,406 | $1,453,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 25,881 | $1,449,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 76,026 | $1,447,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 42,717 | $1,443,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 26,920 | $1,439,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 30,689 | $1,437,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 180,000 | $1,433,000 | thousands by filing date | call |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 33,298 | $1,432,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 50,500 | $1,432,000 | thousands by filing date | call |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 11,846 | $1,430,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 15,300 | $1,429,000 | thousands by filing date | call |
| SPOK HLDGS INC COM | 84863T106 | Stock | 93,044 | $1,429,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 62,686 | $1,429,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 10,703 | $1,429,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 12,011 | $1,427,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 58,710 | $1,424,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 30,692 | $1,422,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 21,255 | $1,420,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 62,199 | $1,417,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 105,410 | $1,407,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 94,068 | $1,407,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 30,000 | $1,405,000 | thousands by filing date | call |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 103,777 | $1,402,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 43,275 | $1,402,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 208,410 | $1,400,000 | thousands by filing date | |
| MATLIN & PARTNE | 57682V205 | Common Stock | 137,894 | $1,400,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 368,104 | $1,399,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 143,959 | $1,395,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 6,266 | $1,393,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 28,335 | $1,392,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 31,500 | $1,388,000 | thousands by filing date | put |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 310,773 | $1,386,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 63,222 | $1,385,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 31,372 | $1,385,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 54,699 | $1,385,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 26,662 | $1,378,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 39,862 | $1,377,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 35,813 | $1,377,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 329,301 | $1,376,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 15,910 | $1,375,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 12,803 | $1,375,000 | thousands by filing date | |
| FQF TR | 351680855 | OSHARS FTSE US | 45,404 | $1,374,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 920,324 | $1,372,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 100,000 | $1,370,000 | thousands by filing date | call |
| WORLD ACCEP CORPORATION | 981419104 | COM | 16,529 | $1,370,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 12,100 | $1,368,000 | thousands by filing date | put |
| AETNA INC NEW | 00817Y108 | COM | 8,600 | $1,367,000 | thousands by filing date | put |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 113,736 | $1,366,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 40,600 | $1,364,000 | thousands by filing date | call |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 55,427 | $1,363,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 123,908 | $1,362,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 56,290 | $1,361,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 10,629 | $1,360,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 101,442 | $1,359,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 35,648 | $1,359,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 62,666 | $1,359,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 20,000 | $1,355,000 | thousands by filing date | call |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 90,777 | $1,355,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 11,400 | $1,351,000 | thousands by filing date | put |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 98,508 | $1,351,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 23,547 | $1,348,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 9,926 | $1,347,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 21,924 | $1,347,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 11,600 | $1,347,000 | thousands by filing date | put |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 47,636 | $1,347,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 9,100 | $1,346,000 | thousands by filing date | call |
| MAXIMUS INC | 577933104 | COM | 20,867 | $1,346,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 3,330 | $1,346,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 23,201 | $1,346,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 101,836 | $1,343,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 52,000 | $1,335,000 | thousands by filing date | call |
| ALLEGHANY CORP DEL | 017175100 | COM | 2,408 | $1,334,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 69,558 | $1,327,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 500,000 | $1,325,000 | thousands by filing date | put |
| Q2 HLDGS INC COM | 74736L109 | Stock | 31,743 | $1,322,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 306,802 | $1,320,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 77,899 | $1,320,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 51,000 | $1,319,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 9,597 | $1,319,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 24,062 | $1,318,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 19,989 | $1,318,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-042641 | this filing | 2017-11-14 | acceptance time not in the bulk data set |